DocuSign Envelope ID: 2A8BBB16-E4D9-46BF-9BBA-6C794704563B

Payment Card Industry (PCI)

Data Security Standard

Attestation of Compliance for

Onsite Assessments – Service Providers
Version 3.2.1
June 2018
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Section 1: Assessment Information

Instructions for Submission
This Attestation of Compliance must be completed as a declaration of the results of the service provider’s
assessment with the Payment Card Industry Data Security Standard Requirements and Security
Assessment Procedures (PCI DSS). Complete all sections: The service provider is responsible for
ensuring that each section is completed by the relevant parties, as applicable. Contact the requesting
payment brand for reporting and submission procedures.

Part 1. Service Provider and Qualified Security Assessor Information

Part 1a. Service Provider Organization Information
Company Name: Microsoft 365 (formerly DBA (doing N/A
Microsoft Office 365) business as):
Contact Name: Melodi Crowley Title: Principal Program Manager
Lead
Telephone: 425-880-8080 E-mail: [email protected]

Business Address: One Microsoft Way City: Redmond

State/Province: WA Country: USA Zip: 98052
URL: https://www.microsoft.com

Part 1b. Qualified Security Assessor Company Information (if applicable)

Company Name: Coalfire Systems, Inc.
Lead QSA Contact Name: Samuel Bizimungu Title: Senior Consultant
Telephone: (303) 554-6333 E-mail: [email protected]
Business Address: 11000 Westmoor Cir Ste 450 City: Westminster
State/Province: CO Country: USA Zip: 80021
URL: https://www.coalfire.com

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Part 2. Executive Summary

Part 2a. Scope Verification
Services that were INCLUDED in the scope of the PCI DSS Assessment (check all that apply):
Name of service(s) assessed: Microsoft SharePoint Online and OneDrive for Business
Type of service(s) assessed:
Hosting Provider: Managed Services (specify): Payment Processing:
Applications / software Systems security services POS / card present
Hardware IT support Internet / e-commerce
Infrastructure / Network Physical security MOTO / Call Center
Physical space (co-location) Terminal Management System ATM
Storage Other services (specify): Other processing (specify):
Web
Security services
3-D Secure Hosting Provider
Shared Hosting Provider
Other Hosting (specify):

Account Management Fraud and Chargeback Payment Gateway/Switch

Back-Office Services Issuer Processing Prepaid Services
Billing Management Loyalty Programs Records Management
Clearing and Settlement Merchant Services Tax/Government Payments
Network Provider
Others (specify):
Note: These categories are provided for assistance only, and are not intended to limit or predetermine
an entity’s service description. If you feel these categories don’t apply to your service, complete
“Others.” If you’re unsure whether a category could apply to your service, consult with the applicable
payment brand.

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Part 2a. Scope Verification (continued)

Services that are provided by the service provider but were NOT INCLUDED in the scope of
the PCI DSS Assessment (check all that apply):
Name of service(s) not assessed: None
Type of service(s) not assessed:
Hosting Provider: Managed Services (specify): Payment Processing:
Applications / software Systems security services POS / card present
Hardware IT support Internet / e-commerce
Infrastructure / Network Physical security MOTO / Call Center
Physical space (co-location) Terminal Management System ATM
Storage Other services (specify): Other processing (specify):
Web
Security services
3-D Secure Hosting Provider
Shared Hosting Provider
Other Hosting (specify):

Account Management Fraud and Chargeback Payment Gateway/Switch

Back-Office Services Issuer Processing Prepaid Services
Billing Management Loyalty Programs Records Management
Clearing and Settlement Merchant Services Tax/Government Payments
Network Provider
Others (specify):
Provide a brief explanation why any checked services Not Applicable
were not included in the assessment:

Part 2b. Description of Payment Card Business

Describe how and in what capacity your business Microsoft 365 (M365) does not directly store, process or
stores, processes, and/or transmits cardholder data. transmit cardholder data (CHD). M365 offers SharePoint
Online and OneDrive for business as Software as a
Service (SaaS) to customers who may store or transmit
cardholder data (CHD) in their allocated resources.

Describe how and in what capacity your business is Microsoft M365 is a SaaS service provider, offering
otherwise involved in or has the ability to impact the SharePoint Online (SPO), and OneDrive for Business
security of cardholder data. (ODB) services (ODBSPO) to customers of all sizes.
SPO and/or ODB customers, or subscribers, may store
or transmit CHD in their allocated environments.
Subscribers are responsible for all applicable PCI
requirements pertaining to CHD handling in transit or at
rest, whereas M365 is responsible for SPO and ODB
system components’ applicable PCI requirements. SPO
and ODB infrastructure is hosted and managed by
Microsoft Azure. Azure is a Level 1 PCI-DSS compliant
Service Provider as validated by AOC version 3.2.1,
dated 03/05/2021.

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Part 2c. Locations

List types of facilities (for example, retail outlets, corporate offices, data centers, call centers, etc.) and a
summary of locations included in the PCI DSS review.
Type of facility: Number of facilities Location(s) of facility (city, country):
of this type
Boydton (BN1) 1 Boydton, VA
Cheyenne-1 (CYS01) 1 Cheyenne, WY
Chicago (CH1) 1 Chicago, IL
Des Moines 2 (DM2) 1 Des Moines, IA
San Antonio-1 (SN1) 1 San Antonio, TX
San Antonio-2 (SN2) 1 San Antonio, TX

Part 2d. Payment Applications

Does the organization use one or more Payment Applications? Yes No
Provide the following information regarding the Payment Applications your organization uses:
Payment Application Version Application Is application PA-DSS Listing Expiry
Name Number Vendor PA-DSS Listed? date (if applicable)

Not Applicable Not Applicable Not Applicable Yes No Not Applicable

Part 2e. Description of Environment

Provide a high-level description of the environment The M365 in-scope environment (ODBSPO)
covered by this assessment. system components reside, within Azure’s data
centers, and Azure infrastructure as a Service
For example: (IaaS) in multiple regions.
• Connections into and out of the cardholder data
All customer connections into the ODBSPO
environment (CDE).
environments are terminated to front-end
• Critical system components within the CDE, such as POS servers over HTTPS with TLS 1.2 with AES 256-
devices, databases, web servers, etc., and any other bit encryption. All customers' files (potentially
necessary payment components, as applicable. containing CHD) are encrypted (by the front-end
servers) with AES 256-bit encryption in chunks
of files and then stored in Azure Blob Storage
containers. Customers have the ability to encrypt
their data with Azure Key Vault (out of the scope
of this assessment) before uploading files for
storage on ODB or SPO libraries.
M365 leverages Azure for physical and logical
access to in-scope hardware components, while
M365 is responsible for configuration,
deployment, and change management controls
for all components residing in Azure data
centers, and IaaS. Azure is a Level 1 PCI-DSS
compliant Service Provider as validated by AOC
version 3.2.1, dated 03/05/2021.

ODBSPO environments’ critical components

include:
- Front-End Servers that encrypt/decrypt
files at the application level

PCI DSS v3.2.1 Attestation of Compliance for Onsite Assessments – Service Providers, Rev. 1.0 June 2018
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- Windows Servers 2016/2019 running on

virtual machines/servers
- Secure Administrator Workstation (SAW)
device to administer components within the
scoped environment.
- Azure Blob containers that store
customer's encrypted files.
- Azure public cloud services, including IaaS
- Encryption:
o TLS 1.2 with AES 256-bit encryption
for inbound/outbound connections
o AES 256-bit encryption to encrypt
customer files at rest
Does your business use network segmentation to affect the scope of your PCI DSS Yes No
environment?
(Refer to “Network Segmentation” section of PCI DSS for guidance on network
segmentation)

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Part 2f. Third-Party Service Providers

Does your company have a relationship with a Qualified Integrator & Reseller (QIR) for Yes No
the purpose of the services being validated?

If Yes:

Name of QIR Company: Not Applicable

QIR Individual Name: Not Applicable

Description of services provided by QIR: Not Applicable

Does your company have a relationship with one or more third-party service providers (for Yes No
example, Qualified Integrator Resellers (QIR), gateways, payment processors, payment
service providers (PSP), web-hosting companies, airline booking agents, loyalty program
agents, etc.) for the purpose of the services being validated?

If Yes:

Name of service provider: Description of services provided:

Microsoft Azure Azure provides Infrastructure as a Service (IaaS), Colocation services, and
network devices management.

Note: Requirement 12.8 applies to all entities in this list.

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Part 2g. Summary of Requirements Tested

For each PCI DSS Requirement, select one of the following:
• Full – The requirement and all sub-requirements of that requirement were assessed, and no sub-
requirements were marked as “Not Tested” or “Not Applicable” in the ROC.
• Partial – One or more sub-requirements of that requirement were marked as “Not Tested” or “Not
Applicable” in the ROC.
• None – All sub-requirements of that requirement were marked as “Not Tested” and/or “Not Applicable”
in the ROC.
For all requirements identified as either “Partial” or “None,” provide details in the “Justification for Approach”
column, including:
• Details of specific sub-requirements that were marked as either “Not Tested” and/or “Not Applicable” in
the ROC
• Reason why sub-requirement(s) were not tested or not applicable
Note: One table to be completed for each service covered by this AOC. Additional copies of this section are
available on the PCI SSC website.

Name of Service Assessed: Microsoft SharePoint Online and OneDrive for Business

Details of Requirements Assessed

Justification for Approach
PCI DSS (Required for all “Partial” and “None” responses. Identify which
Requirement Full Partial None sub-requirements were not tested and the reason.)

Requirement 1: 1.3.6 – N/A – M365 does not store CHD in any system
components

Requirement 2: 2.1.1 – N/A – No wireless networks inside the scoped

environment.

Requirement 3: 3.1, 3.2, 3.3, 3.4 – N/A – M365 does not directly store,
process or transmit CHD. All CHD handling requirements
are the customers’ responsibilities.
3.4.1 – N/A – M365 does not use disk encryption to store
customer data, potentially containing CHD. Instead, M365
uses the file-level encryption to encrypt the customer
data.
3.5, 3.5.1, 3.5.2, 3.5.3, 3.5.4, 3.6, 3.6.1, 3.6.2, 3.6.3,
3.6.4, 3.6.5, 3.6.6, 3.6.7, 3.6.8 - N/A – M365 does not
directly store, process or transmit CHD. All CHD handling
requirements are the customers’ responsibilities.

Requirement 4: 4.1 – N/A – M365 does not transmit or receive cardholder

data over open, public networks.
4.1.1 – N/A – no wireless, or connections to wireless
networks in scope.
4.2– N/A – no end-user messaging technologies in use.
4.3 – N/A – M365 does not transmit or receive cardholder
data over open, public networks.

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Requirement 5: 5.1.2 – N/A – No systems considered to be not commonly

affected by malicious malware in scoped environment.

Requirement 6: 6.4.6 – N/A – No significant change has occurred in the

past 12 months.

Requirement 7:

Requirement 8: 8.1.5 – N/A – No third-parties remote access is allowed

into the CDE.
8.5.1, 8.6 – N/A – M365 doesn’t have remote access into
the customer environment.
8.7 – N/A - M365 does not directly store, process or
transmit CHD.

Requirement 9: 9.5.1, 9.6, 9.6.1, 9.6.2, 9.6.3, 9.7, 9.7.1, 9.8, 9.8.1, 9.8.2 –
Not applicable – M365 does not backup cardholder data
to an external/removable media.
9.9, 9.9.1, 9.9.2, 9.9.3 – N/A – M365 does not
own/maintain POS devices

Requirement 10: 10.2.1 – N/A – M365 does not directly store, process or
transmit CHD.

Requirement 11: 11.2.3 – N/A – No significant change has occurred in the

past 12 months

Requirement 12: 12.3.9, 12.3.10 – N/A - M365 does not directly store,
process or transmit CHD or allow vendors access.

Appendix A1: A1.1, A1.2, A1.3, A1.4 - N/A - M365 is not a shared
hosting provider.

Appendix A2: A2.1 – N/A - M365 does not directly process any card-
present transactions from any system including point-of-
sale (POS) devices.
A2.2 – N/A - M365 does not directly process any card-
present transactions from any system including point-of-
sale (POS) devices.

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Section 2: Report on Compliance

This Attestation of Compliance reflects the results of an onsite assessment, which is documented in an
accompanying Report on Compliance (ROC).

The assessment documented in this attestation and in the ROC was completed 07/29/2021
on:
Have compensating controls been used to meet any requirement in the ROC? Yes No

Were any requirements in the ROC identified as being not applicable (N/A)? Yes No

Were any requirements not tested? Yes No

Were any requirements in the ROC unable to be met due to a legal constraint? Yes No

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Section 3: Validation and Attestation Details

Part 3. PCI DSS Validation

This AOC is based on results noted in the ROC dated 07/29/2021.
Based on the results documented in the ROC noted above, the signatories identified in Parts 3b-3d, as
applicable, assert(s) the following compliance status for the entity identified in Part 2 of this document
(check one):

Compliant: All sections of the PCI DSS ROC are complete, all questions answered affirmatively,
resulting in an overall COMPLIANT rating; thereby Microsoft OneDrive for Business and SharePoint
Online has demonstrated full compliance with the PCI DSS.

Non-Compliant: Not all sections of the PCI DSS ROC are complete, or not all questions are
answered affirmatively, resulting in an overall NON-COMPLIANT rating, thereby N/A has not
demonstrated full compliance with the PCI DSS.
Target Date for Compliance: N/A
An entity submitting this form with a status of Non-Compliant may be required to complete the Action
Plan in Part 4 of this document. Check with the payment brand(s) before completing Part 4.

Compliant but with Legal exception: One or more requirements are marked “Not in Place” due to a
legal restriction that prevents the requirement from being met. This option requires additional review
from acquirer or payment brand.
If checked, complete the following:

Affected Requirement Details of how legal constraint prevents requirement being met
N/A N/A

Part 3a. Acknowledgement of Status

Signatory(s) confirms:
(Check all that apply)

The ROC was completed according to the PCI DSS Requirements and Security Assessment
Procedures, Version 3.2.1, and was completed according to the instructions therein.
All information within the above-referenced ROC and in this attestation fairly represents the results of
my assessment in all material respects.
I have confirmed with my payment application vendor that my payment system does not store
sensitive authentication data after authorization.
I have read the PCI DSS and I recognize that I must maintain PCI DSS compliance, as applicable to
my environment, at all times.
If my environment changes, I recognize I must reassess my environment and implement any
additional PCI DSS requirements that apply.

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Part 3a. Acknowledgement of Status (continued)

No evidence of full track data1, CAV2, CVC2, CID, or CVV2 data2, or PIN data3 storage after
transaction authorization was found on ANY system reviewed during this assessment.
ASV scans are being completed by the PCI SSC Approved Scanning Vendor Qualys (Certificate
number 3728-01-16)

Part 3b. Service Provider Attestation

7/29/2021 | 12:43 PM MDT

Signature of Service Provider Executive Officer  Date:
Service Provider Executive Officer Name: Melodi Crowley Title: Principal Program Manager Lead

Part 3c. Qualified Security Assessor (QSA) Acknowledgement (if applicable)

If a QSA was involved or assisted with this Conducted PCI DSS v3.2.1 remote assessment and documented
assessment, describe the role performed: compliance results in the Report on Compliance (ROC) and the
associated Attestation of Compliance (AOC).

Date: 7/29/2021 | 12:54 PM MDT

Signature of Duly Authorized Officer of QSA Company 
Duly Authorized Officer Name: Samuel Bizimungu QSA Company: Coalfire Systems, Inc.

Part 3d. Internal Security Assessor (ISA) Involvement (if applicable)

If an ISA(s) was involved or assisted with N/A
this assessment, identify the ISA personnel
and describe the role performed:

1
Data encoded in the magnetic stripe or equivalent data on a chip used for authorization during a card-present transaction. Entities
may not retain full track data after transaction authorization. The only elements of track data that may be retained are primary
account number (PAN), expiration date, and cardholder name.
2
The three- or four-digit value printed by the signature panel or on the face of a payment card used to verify card-not-present
transactions.
3
Personal identification number entered by cardholder during a card-present transaction, and/or encrypted PIN block present
within the transaction message.
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Part 4. Action Plan for Non-Compliant Requirements

Select the appropriate response for “Compliant to PCI DSS Requirements” for each requirement. If you
answer “No” to any of the requirements, you may be required to provide the date your Company expects to be
compliant with the requirement and a brief description of the actions being taken to meet the requirement.
Check with the applicable payment brand(s) before completing Part 4.
Compliant to PCI Remediation Date and
PCI DSS DSS Requirements Actions
Description of Requirement
Requirement (Select One) (If “NO” selected for any
YES NO Requirement)

Install and maintain a firewall

1
configuration to protect cardholder data
Do not use vendor-supplied defaults for
2 system passwords and other security
parameters

3 Protect stored cardholder data

Encrypt transmission of cardholder data

4
across open, public networks
Protect all systems against malware
5 and regularly update anti-virus software
or programs
Develop and maintain secure systems
6
and applications
Restrict access to cardholder data by
7
business need to know
Identify and authenticate access to
8
system components
Restrict physical access to cardholder
9
data
Track and monitor all access to network
10
resources and cardholder data
Regularly test security systems and
11
processes
Maintain a policy that addresses
12
information security for all personnel
Additional PCI DSS Requirements for
Appendix A1
Shared Hosting Providers
Additional PCI DSS Requirements for
Appendix A2 Entities using SSL/early TLS for Card-
Present POS POI Terminal Connections

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