International Law: History, Theory and Purpose: 1.1 The Approach To International Law in This Book
International Law: History, Theory and Purpose: 1.1 The Approach To International Law in This Book
International Law: History, Theory and Purpose: 1.1 The Approach To International Law in This Book
equality’.2 The extent to which this idea reflects reality or has always been
a naive or convenient fiction remains the subject of scholarly debate.
Writing in 1924, Korff points to nineteenth-century legal scholarship as
wrongly conceiving of international law as a product of modern think-
ing, developed since the Peace of Westphalia in 1648.3 One thing that
legal scholars disagree little on now is that international law is far from a
modern construct.4
In fact, many modern rules of international law can be traced back
through millennia to different civilizations, including the areas of diplo-
matic immunity, the resort to and conduct of war and even what are now
more or less universally accepted human rights principles. Despite the
complaint, no doubt merited, that ‘[n]o area of international law has been
so little explored by scholars as the history of the subject’,5 there is enough
understood of the lives of ancient and more modern civilizations to glean
the nature of their external relations, and the ways in which they regulated
these relations with a system of rules. Reason was considered fundamental
by Roman philosopher Cicero: ‘a veritable law, true reason . . . in con-
formity with nature, universal, immutable and eternal, the commands of
which constitute a call to duty and the prohibitions of which avert evil.’6
In the seventeenth century, the philosopher and jurist Pufendorf stated
that the common rule of actions, or the law of nature, required humans
to ‘cultivate and maintain towards others a peaceable sociality that is
(1924) 18 American Journal of International Law 246, 259. See also Ernest Nys,
‘The Development and Formation of International Law’ (1912) 6 American
Journal of International Law 1.
3 Korff, above note 2, 247. See section 1.3.2, below.
4 See, Malcolm Shaw, International Law (Cambridge; New York: Cambridge
University Press, 2008, 6th edn), 14; D.J. Bederman, International Law in Antiquity
(Cambridge: Cambridge University Press, 2001), 14. See also Arthur Nussbaum,
A Concise History of the Law of Nations (New York: MacMillan, 1954, 2nd edn),
1–2, referring to an example of international law existing in a treaty between two
Mesopotamian city states dating from 3100 BC.
5 Stephen C. Neff, ‘A Short History of International Law’, in Malcolm D.
Evans, International Law (Oxford: Oxford University Press, 2006, 2nd edn), 31.
Georg Schwarzenberger also described the history of international law as ‘the
Cinderella of the doctrine of international law’: Georg Schwarzenberger, ‘The
Frontiers of International Law’ (1952) 6 Yearbook of World Affairs 251, cited in
Alexandra Kemmerer, ‘The Turning Aside: On International Law and its History’,
in R.M. Bratspies and R.A. Miller (eds), Progress in International Law (Leiden;
Boston: Martinus Nijhoff Publishers, 2008), 72.
6 Nys, above note 2, 1.
Phillipson, International Law and Custom of Ancient Greece and Rome, Volume 1
(London: Macmillan & Co. Ltd, 1911, 1st edn), 136–56.
10 See Korff, above note 2, 250–51. See also Coleman Phillipson, above note
9, Volume 2, 257–63.
11 Examples of such complexities were well emphasized in the Pinochet pro-
ceedings: see Andrea Bianci, ‘Immunity versus Human Rights: The Pinochet
Case’, (1999) 10 European Journal of International Law 237; J. Craig Barker,
Colin Warbrick and Dominic McGoldrick, ‘The Future of Former Head of State
Immunity after ex parte Pinochet’ (1999) 48 The International and Comparative
Law Quarterly 937.
human laws; their person is sacred and inviolable not only between allies,
but also during their sojourn among enemies.’12 The Romans developed
a system of international relations, under which the state was bound by
agreements and treaties much like private contracts, revealing a relatively
sophisticated system of international law. This system was comprised of
two parts: jus gentium and jus inter gentes. Jus gentium, or ‘law of nations’,
originally formed part of Roman civil law applied to special circumstances
concerning Rome’s dealings with foreigners, distinct from the narrower
system of law applicable only to Roman citizens (jus civile).13 However,
as the rules of jus gentium gradually supplanted the jus civile system, jus
gentium subsequently came to encompass the natural or common law of
Rome, considered to be of universal application among nations (what
might today be termed customary international law). In contrast, jus inter
gentes, meaning ‘law between the peoples’, refers to the body of treaty law,
now recognizable in UN conventions and other international agreements
that form a major part of public international law.
The distinction between jus gentium and jus inter gentes can be difficult
to grasp given that writers often use ‘international law’ as a synonym for
either term.14 The original meaning of jus gentium is extremely broad,
embodying the consensus on legal principles amongst the world’s judges,
jurists and lawmakers.15 However, following the rise of the statist ter-
ritorial order, and as international law continued to grow and develop,
legal positivists such as Bentham posited that jus gentium was no more
than ‘the mutual transactions between sovereigns’.16 In other words, jus
gentium had been subsumed under international law and jus inter gentes
interactions. However, this merger with jus inter gentes was never entirely
complete.17 Residual connotations of jus gentium allow it to capture issues
beyond the scope of matters between sovereigns, especially significant
to the emergence of human rights law.18 When considered in the light of
12 Cicero, quoted in Korff, above note 2, 254. See also Korff, above note 2,
253; Meredith B. Colket, Jr, ‘The Inviolability of Diplomatic Archives’ (1945) 8
The American Archivist 26.
13 See Shaw, above note 4, 17.
14 Francisco Forrest Martin et al., International Human Rights and Humanitarian
Law: Treaties, Cases and Analysis (Cambridge; New York: Cambridge University
Press, 2006), 1.
15 Jeremy Waldron, ‘Foreign Law and the Modern Ius Gentium’ (2005–06)
the nature of modern international law, Rome clearly set out a complex
system that serves, in many profound ways, as the root of modern public
international law.19
Another crucial area in the development of the international law of
nations throughout the ages has been the rules relating to recourse to and
the conduct of war. Often cited as being developed by St Augustine in the
Middle Ages, it was the Romans who developed the idea of the just war,
thereby providing Rome with a legal justification for its many wars of
aggression.20 The concept of a just war occupied much of the literature on
war and the law of nations during the Middle Ages and the Renaissance. 21
In Henry VI, the title character declares: ‘God will, in justice, ward you as
his soldiers.’22 The concept of a ‘just cause’ was thus characterized as pro-
tective: its presence was considered to absolve one from sin and damnation
for causing the loss of innocent life.
Much earlier, in Sumer – one of the early civilizations of the Ancient
Near East in what is today south-eastern Iraq – evidence exists that war
was regulated, which included the provision of immunity for enemy nego-
tiators.23 The Code of Hammurabi, dating from 1728 to 1686, BC, pro-
vided for the protection of the weak against oppression by the strong, the
release of hostages on payment of ransom, and a catalogue of sanctions
aimed at repairing the prejudices caused to both victims and society.24
The Law of Hittites required respect for the inhabitants of an enemy city
that had capitulated.25 In the sixth century BC, Cyrus the Great of Persia
prescribed the treatment of enemy soldiers as though they were his own.
The Proclamation of Cyrus was divided into three parts: the first two parts
explained why Cyrus conquered Babylon, while the third part was recited
as a factual account of what he did upon seizing Babylon. This part reveals
some extraordinary principles of present-day international humanitarian
19 See Korff, above note 2, 253. See also Phillipson, above note 10, Chapter III.
See generally on the Ancient Roman legal system, Nussbaum, above note 4, 10–16.
20 See Korff, above note 2, 252; Nussbaum, above note 4, 10–11 (‘in fact, the
invention of the “just war” doctrine constitutes the foremost Roman contribution
to the history of international law’); Phillipson, above note 10, Chapter XXII, see
particularly 178–9.
21 Meron, above note 8, 30.
22 Ibid.
23 See Christopher Greenwood, ‘Historical Development and Legal Basis’,
law and human rights law, including the freedom of thought, conscience
and religion, and the protection of civilians and their property.26
In the middle ages, St Augustine espoused the popular (but not always
or often respected) principle of protecting women, children and the
elderly from hostilities.27 The Code of Chivalry, which originally devel-
oped as a moral code of conduct in warfare among knights, had the
more general effect of humane treatment for non-combatants in armed
conflict.28 Richard II of England, in the fourteenth century, issued rules
for the conduct of war known as the ‘Articles of War’, which included
a prohibition on the taking of booty, robbery and pillage, as well as the
‘forcing’ of women.29 And in Japan, Bushido, the Japanese medieval code
of honour, espoused the principle of humanity in war, which extended to
prisoners of war.30 However, there was general agreement that in war the
innocent would always suffer with the guilty. Chivalric authors, therefore,
discussed war as akin to a medicine which cures but also produces adverse
effects – war was considered a means to establish peace. These chivalric
themes are depicted in the literature of the time. In Shakespeare’s Henry
VI, a leader of the rebellion proclaims that his aim is ‘[n]ot to break peace,
or any breach of it, [b]ut to establish here a peace indeed’.31 Thus, there
seem to be inherent limitations to the conduct considered appropriate in
warfare.
These examples of a system of international law regulating the conduct
of hostilities and the fundamental rights of human beings across ages
and cultures is further evidence that a system of international law is an
inevitable consequence of any civilization.32 Where the need arises nations
against Humanity’, in Bassiouni (ed.), International Criminal Law (The Hague and
London: Kluwer Law International, 1999, 2nd edn), 196–7.
31 Meron, above note 8, 19–20.
32 Korff, above note 2, 248.
ing list of interlocutors: Treaty of Westphalia, Peace Treaty between the Holy
Roman Emperor and the King of France and their respective Allies, reproduced
at http://avalon.law.yale.edu/17th_century/westphal.asp (last accessed 20 June
2011). See also Nussbaum, above note 4, 115; S. Beaulac, ‘The Westphalian
Legal Orthodoxy – Myth or Reality?’, 2 Journal of the History of International
Law, 2000, 148; Leo Gross, ‘The Peace of Westphalia’, 42(1) American Journal of
International Law 21; Shaw, above note 4, 26.
36 Gerry Simpson, ‘International Law in Diplomatic History’, in James
nings of the modern international law system, leading to the rise of the
nation state as the key actor in international law and politics. As Cassese
notes:
In short, the Peace of Westphalia testified to the rapid decline of the Church
(an institution which had already suffered many blows) and to the de facto
disintegration of the Empire. By the same token it recorded the birth of an
international system based on a plurality of independent States, recognizing no
superior authority over them.38
XVI, Art. 2.
While bearing in mind the importance of these norms and the attraction of
viewing international law as a process, it is equally important to note that
44 See Cassese, above note 37, 48 (‘It is safe to conclude that sovereign equal-
ity constitutes the linchpin of the whole body of international legal standards, the
fundamental premise on which all international relations rest.’) For a detailed
discussion of states and sovereignty, see Chapter 4.
45 Hans Kelsen, Pure Theory of Law (Berkeley, CA: University of California
International law consists of norms which were created by custom, that is, by
acts of the national states or, more correctly formulated, by the state organs
authorized by national legal orders to regulate interstate relations. These are
the norms of ‘general’ international law, because they create obligations or
rights for all states.51
This idea itself raises an interesting question. Why is it that the state as
opposed to any other body or actor is given this power? The historical
evolution of international law from the Peace of Westphalia, and its
little challenged reflection in the sources of law under Article 38(1) of
the Statute of the International Court of Justice,52 provides one answer.
Another answer lies in the crucial norm of pacta sunt servanda which
‘authorizes the states as the subjects of the international community to
regulate by treaty their mutual behaviour, that is, the behaviour of their
own organs and subjects in relation to the organs and subjects of other
states’.53 Therefore, it is this norm that gives the state the legitimacy to act
ties are bilateral or multilateral agreements between states giving rise to rights
and responsibilities as between those contracting states in relation to a particular
issue or issues. Customary international law rules are created by the uniform and
consistent practice of a significant number of states (the things states say and do
in different fora) and their belief that this practice is derived from legal obligation.
51 Kelsen, above note 45, 323.
52 United Nations, Statute of the International Court of Justice, 18 April 1946.
53 Kelsen, above note 45, 323.
on behalf of its subjects as one body. The reason why pacta sunt servanda
presents only one answer to this question is that it provides but one theo-
retical framework for an understanding of how international law operates:
certainly the predominant post-Westphalian model. Of course, predating
this period it was possible to talk about the importance of the development
and control of international law by different entities, including protector-
ates and empires, let alone the extensive political and legal control exer-
cised by the Church. The modern question of the state as the paramount
subject of international law, and the relationship of non-state actors with
the creation and operation of international law, is a subject giving rise to
increasing debate, and will be revisited in other contexts throughout this
book.
54 See, e.g., Philip Allott, ‘International Law and the Idea of History’, (1999) 1
Journal of History and International Law 1.
55 Alexander Orakhelashvili, ‘Natural Law and Justice’, in R. Wolfrum (ed.),
The doctrine was that one could not be regarded as criminal for committing the
usual violent acts in the conduct of legitimate warfare. The age of imperialistic
expansion during the eighteenth and nineteenth centuries added the foul doc-
trine . . . that all wars are to be regarded as legitimate wars. The sum of these
two doctrines was to give war-making a complete immunity from accountabil-
ity to law.
This was intolerable for an age that called itself civilized. Plain people with
their earthy common sense, revolted at such fictions and legalisms so contrary
to ethical principles and demanded checks on war immunities.60
The reasoning that scaffolded Jackson’s arguments was legally flimsy but
morally irresistible, reminding us of Cicero’s belief in the immutability of
law.
Indeed, certain developments in areas of fundamental human rights
and even the use of force based on ‘humanitarian intervention’ may
1899 Hague Convention II and the 1907 Hague Convention IV and is most likely
the legal foundation for crimes against humanity – which states that ‘populations
and belligerents remain under the protection and empire of the principles of inter-
national law, as they result from the usages established between civilized nations,
from the laws of humanity and the requirements of the public conscience’. See Boas
et al., above note 42, Chapter 2, section 2.2.1.
60 Opening Speech of Justice Jackson before the Nuremberg Tribunal, in Trial
of the Major War Criminals before the International Military Tribunal, Nuremberg,
Vol. II, 98–102.
suggests that where a rule of international law concerns the ‘laws of humanity’
or the ‘dictates of conscience’, it may be unnecessary to look at state practice as
the foundation of its legal status (see Cassese, above note 37, 160–1). This seems
to suggest that there are some rules that are simply given, justified by virtue
purely of their nature and content. Apart from the less controversial references
to the prohibition of genocide and crimes against humanity, justification for the
NATO bombing of Serbia in the late 1990s as based on ‘humanitarian interven-
tion’ has a certain natural law (or even ‘just war’) ring to it. Kartashkin refers to
humanitarian interventions ‘justified by common interests and humane considera-
tions, such as natural law principles’: Vladimir Kartashkin, ‘Human Rights and
Humanitarian Intervention’, in Lori Fisler Damrosch and David J. Scheffer (eds),
Law and Force in the New International Order (Boulder, CO: Westview, 1991), 202,
203–4. See also Antonio Cassese, ‘Ex Injuria Ius Oritur: Are we Moving towards
International Legitimation of Forcible Humanitarian Countermeasures in the
World Community?’ (1999) European Journal of International Law 23; cf. Brownlie,
who believes ‘there is very little evidence to support assertions that a new principle
of customary law legitimising humanitarian intervention has crystallised’: Ian
Brownlie, ‘International Law and the Use of Force – Revisited’, speech delivered
at the Graduate Institute of International Studies, Geneva, 1 February 2010, avail-
able at http://www.europaeum.org/files/publications/pamphlets/IanBrownlie.pdf;
Higgins, above note 48, 245–8. See also J.B. Scott (ed.), The Hague Conventions
and Declarations of 1899 and 1907 (New York: Oxford University Press, 1915),
101–2.
62 Quoted by Carl Schmitt and cited in Marttii Koskenniemi, ‘What is
Philosophy of Positive Law, two volumes (Bristol: Thoemmes Press reprint, 2002),
35. See also John Austin, The Province of Jurisprudence Determined (London: John
Murray, 1832). See Gerry Simpson’s articulation of Austin’s conception of inter-
national law as anarchic in text accompanying note 201 below. See also Bernard
Röling, International Law in an Expanded World (Amsterdam: Djambatan, 1960),
who viewed international law (like all law) as having ‘the inclination to serve pri-
marily the interests of the powerful’, at 230.
66 See section 1.3.1 above for the Roman Law roots of this concept.
67 Jeremy Bentham, Principles of Morals and Legislation (Oxford: Clarendon
Press, 1789).
68 Neff, above note 5, 38.
69 Hans J. Morgenthau, ‘Positivism, Functionalism, and International Law’,
(describing the rules of law binding upon states as emanating ‘from their own free
will’).
73 Gerry Simpson, above note 36, 279.
ereign can bind itself to bind itself in the future,74 and the circularity which
legal positivism appears unable to shake in the search for a source which
can ‘imbue the sovereign’s consent with the kind of normative force’75
required by this doctrine. Considerations of these challenges posed to the
positivist theory will re-emerge throughout this book.
74 Ibid., 285.
75 Ibid.
76 See, Shaw, above note 4, 12: ‘Politics is much closer to the heart of the [inter-
national] system than is perceived within national legal orders, and power much
more in evidence. The interplay of law and politics in world affairs is much more
complex and difficult to unravel.’ Anne-Marie Slaughter, ‘International Law in a
1.4.2.2.1 Realism and liberalism Realism and liberalism are two interna-
tional relations theories used to explain, predict, and justify the actions of
states. These are by no means the only international relations theories, but
are the dominant ones in contemporary thought.77
World of Liberal States’, (1995) 6 European Journal of International Law 503, 503:
‘International Law and international politics cohabit the same conceptual space.
Together they comprise the rules and the reality of “the international system”, an
intellectual construct that lawyers, political scientists, and policymakers use to
describe the world they study and seek to manipulate. As a distinguished group
of international lawyers and a growing number of political scientists have recog-
nized, it makes little sense to study one without the other.’ An interesting example
of this relationship can be found in war crimes law: see Gerry Simpson, Law War
and Crime (2008), 11–12: ‘[W]ar crimes are political trials. They are political not
because they lack a foundation in law or because they are the crude product of
political forces but because war crimes law is saturated with conversations about
what it means to engage in politics or law, as well as a series of projects that seek
to employ these terms in the service of various ideological preferences. War crimes
are political trials because concepts of the political remain perpetually in play . . .
In the end, war crimes law is a place where politics happens.’
77 Slaughter, above note 76, 506.
78 In 1881, F.Y. Edgeworth stated that ‘the first principle of Economics is that
explains that this is the classic Realist metaphor first used by Arnold Wolfers,
Discord and Collaboration: Essays on International Politics (Baltimore: John
Hopkins Press, 1962), 19–24.
81 Ibid., 507; Christian Reus-Smith, ‘The Strange Death of Liberal International
for International Affairs, Harvard University, Working Paper No. 92-6, 1992). See
also Slaughter, above note 76 (endorsing Moravcsik’s classification of the broad
principles of liberalist theory), 508.
84 Moravcsik, above note 83, 6.
in state policy’.85 This differs from the realist approach which divorces
internal domestic matters from the factors that affect how a state will act
in the international sphere. The third core liberalist assumption is that the
behaviour of states – and hence levels of international conflict and coop-
eration – reflects ‘the nature and configuration of state preferences’.86
85 Ibid., 9.
86 Ibid., 10.
87 Jutta Brunee and Stephen J. Toope, ‘International Law and Constructivism:
Policy: Professional Training in the Public Interest’, (1943) 52 Yale Law Journal
203, 207.
91 Scobbie, above note 49, 96 and 97 (referencing G.I. Tunkin, Theory
1.4.2.2.3 Marxist theory Marxist theory takes its name from Karl Marx,
whose writings, along with Friedrich Engels’, established an account of
international law based upon a materialistic interpretation of history,
criticism of capitalism and a theory of social change produced by eco-
nomic conditions.96 In general terms, Marxism is a description of the soci-
etal shift to communism, and an account of the inevitability of this shift,
driven as it is by social inequality. The result is a broad-based social and
political theory that encompasses multitudes of interpretations of Marx’s
Law’, (2004) 17 Leiden Journal of International Law 1, 3–5; B.S. Chimni, ‘Marxism
and International Law: A Contemporary Analysis’, (1999) 34 Economics and
Political Weekly 337.
99 B.S. Chimni, ‘An Outline of a Marxist Course on Public International
(Sydney: LexisNexis Butterworths, 2011, 2nd edn), 13; Charlesworth, above note
89, 404.
illusory’.104 This is due in part to the fact that ‘liberalism tries constantly
to balance individual freedom and social order and, it is argued, inevitably
ends up siding with one or other of those propositions’.105
Critical legal studies have been described as a ‘political location’,
lacking any essential intellectual component, and presently occupied by
many fundamentally different and even sometimes contradictory sub-
groups, including various feminists, critical race theorists, post-modernists
and political economists.106 Nonetheless, several common themes can
be discerned. The first is a strong view of the flaws in objectivism and
formalism.107 Another is the proposition that law is politics, that is, an
analysis of the assumptions that form the foundation of the law will reveal
that these assumptions operate to advance the interests of some political
grouping.108 Further, critical legal scholars stress the contradictions and
indeterminacy inherent in legal rules.109 Martii Koskenniemi, for example,
argues that international legal analysis cannot provide an objective reso-
lution of disputes because the recognition of sovereign states as the basic
unit of international society is itself a normative, value judgement:110
(1964) 50 Virginia Law Review 783, and Maurice Flory, ‘Adapting International
Law to the Development of the Third World’, (1982) 26 Journal of African Law 12.
117 Fatouros, above note 116, 785.
118 See, generally, Wolfgang Friedmann, ‘The Position of Underdeveloped
Gross, ‘What is Feminist Theory?’, in Carole Pateman and Elizabeth Gross (eds),
Feminist Challenges: Social and Political Theory (Sydney and London: Allen &
Unwin, 1986), 190.
122 Charlesworth, above note 89, 407.
123 Hilary Charlesworth and Christine M. Chinkin, The Boundaries of
by men’.125 It is argued that this would benefit not just women but also
allow the major aims of the UN Charter ‘to be defined in new, inclusive,
ways’.126
Feminist theory has had some influence and success within the inter-
national system. The advancement of women has been given institutional
support through the UN system, in particular through the Committee on
the Elimination of Discrimination against Women (CEDAW), a body
dedicated to investigating human rights abuses committed against women,
and improving the human rights of women worldwide. Other examples
are reflected in the area of international war crimes prosecutions, where
radical developments have occurred in relation to both the role of women
in armed conflict, and the recognition and more appropriate criminalizing
of massive human rights violations against them as a group.127
The international law of the sea is the body of public international law
concerned with defining permissible maritime activities, navigational
rights, mineral rights, jurisdiction over coastal waters and the relationship
between states and the seas.
From the seventeenth century until the mid-twentieth century, the inter-
national law of the sea was dominated by the concept of ‘freedom of the
seas’ as promoted by Grotius in his Latin text, Mare Liberum.128 During
this time, states enjoyed freedom to pursue their interests unhindered in all
areas of the sea, save for the three nautical miles from a state’s coastline,
emerging jurisprudence of the ad hoc Tribunals suggest that the silence about the
suffering of women in all forms of armed conflict has been broken’, and at 333: ‘All
these developments suggest that the international legal system has responded well
in taking women’s lives into account in the context of international criminal law.
In some ways, however, the response has been very limited.’
128 Hugo Grotius, ‘The Freedom of the Seas or The Right Which Belongs to
the Dutch to Take Part in the East Indian Trade’ (Ralph van Demen Magoffin
trans., New York, Oxford University Press, 1916) [translation of Mare Liberum
(1609)]; Edward W. Allen, ‘Freedom of the Sea’, (1966) 60 American Journal of
International Law 814, 814.
which remained within the control of the coastal state (otherwise known
as the ‘cannon shot’ rule).
This absolute freedom of activity began to give way as a result of a
number of factors – which included a shift in geo-political priorities, the
desire to extend national claims, concerns regarding the exploitation of the
seabed’s resources, protection of marine environments and fish stocks, and
enforcement of pollution controls, migration laws and counter-terrorism.
States began to conclude various lesser treaties to regulate limited aspects
of maritime activity.129
The key milestone came in 1958 with the first United Nations Conference
on the Law of the Sea in Geneva that aimed to produce a codification of the
customary international law of the sea. It resulted in a series of multilat-
eral treaties on the territorial sea and contiguous zone,130 the high seas,131
fishing and environmental conservation in the high seas,132 the continental
shelf,133 and an optional protocol concerning the compulsory settlement
of disputes.134 However, the success of the conference was limited as states
were able to pick and choose which conventions to participate in, with most
ignoring the optional protocol, leaving the international law of the sea in
a state of disunity. These issues remained unaddressed at the conclusion of
the second United Nations Conference on the Law of the Sea, which failed
to garner the necessary majority to effect any more than two minor proce-
dural changes. This was changed, however, by the third and final United
Nations Conference on the Law of the Sea, convened with an ambitious
agenda and concluded in 1982. The result was a convention encompassing
a range of rights and obligations – the 1982 United Nations Convention
on the Law of the Sea (UNCLOS).135 Participation in the convention is
129 Such as the Convention for Regulating the Police of the North Sea
Fisheries, 6 May 1882, 160 CTS 219; and the Convention for the Protection of
Submarine Cables, 14 March 1884, 163 CTS 391.
130 Convention on the Territorial Sea and the Contiguous Zone (adopted 29
April 1958, entered into force 10 September 1964) 516 UNTS 205.
131 Convention on the High Seas (adopted 29 April 1958, entered into force 30
High Seas (adopted 29 April 1958, entered into force 20 March 1966) 559 UNTS
285.
133 Convention on the Continental Shelf (adopted 29 April 1958, entered into
of Disputes (adopted 29 April 1958, entered into force 30 September 1962) 450
UNTS 169.
135 United Nations Convention on the Law of the Sea (adopted 10 December
1982, entered into force 16 November 1994) 1833 UNTS 397 (hereinafter
‘UNCLOS’).
136 United Nations, ‘Chronological Lists of Ratifications of Accessions and
States Parties, over the Geneva Conventions on the Law of the Sea of 29 April
1958’.
139 Triggs, above note 103, 270.
140 Shaw, above note 4, 553.
141 See Chapter 6.
142 UNCLOS, above note 135, Arts 2, 3.
143 Ibid., Art 23.
baseline,144 within which the coastal nation has exclusive rights to the
exploitation of natural resources. Finally, the continental shelf is a geolog-
ical ledge projecting from the continental land mass into the sea, covered
by a typically shallow body of water. Where the continental shelf extends
beyond the EEZ, it may correspondingly extend the area of state control
up to a maximum of 350 nautical miles from the baseline of the coast.145
Any areas of sea beyond the scope of state control are known as the high
seas and are not open to acquisition by occupation by any state.146
Public international trade law addresses the rules and customs regarding
trade between states. For the most part, this area of law is governed by bilat-
eral agreements, many of which exist beneath the overarching multilateral
framework formed by the World Trade Organization (WTO)147 (encom-
passing the General Agreement on Tariffs and Trade (GATT) 1947,148 and
the GATT 1994149). The WTO is based around principles of elimination of
trade barriers and non-discrimination between trading states.150
This global approach to trade found its impetus in the ruins of the
Second World War. As the Allies set about the task of rebuilding a dev-
astated Europe and ensuring that such wars never occurred again, it was
suggested that a liberal model of free trade would eliminate economic
instability, which was considered to be one of the factors that leads to
regional conflict. Accordingly, the GATT 1947 was established, providing
an informal framework for international trade until its replacement by the
WTO in 1995. The original GATT 1947 remains operational within the
WTO structure, subject to the GATT 1994 amendments.151
(adopted 15 April 1994, entered into force 1 January 1995) 1867 UNTS 3 (herein-
after ‘the WTO Agreement’).
148 General Agreement on Tariffs and Trade, 30 October 1947, 55 UNTS 194
Living Resources (adopted 20 May 1980, entered into force 7 April 1982) 1329
UNTS 47; Protocol on Environmental Protection to the Antarctic Treaty (adopted
4 October 1991, entered into force 14 January 1998) 30 ILM 145; the ILC, ‘Draft
Articles on Prevention of Transboundary Harm from Hazardous Activities’ in
ILC, ‘Report of the International Law Commission on the Work of its Fifty-Third
Session’, UN Doc A/56/10(2001), adopted by the General Assembly in Res. 58/84,
12 December 2001; the UNCLOS, above note 135.
1905.
161 See, generally, Brownlie, above note 146, 276–80.
162 United Nations Framework Convention on Climate Change (adopted 4
June 1992, entered into force 21 March 1994) 1771 UNTS 164, Art. 2 (hereinafter
‘UNFCCC’).
163 Protocol to the Framework Convention on Climate Change (opened for
signature 11 December 1997, entered into force 16 February 2005) 37 ILM (1998)
22 (‘Kyoto Protocol’).
2012, while developing states were not bound to any particular reduction
targets.
Since Kyoto, numerous conferences have been held in various places
including The Hague, Copenhagen and Cancún. The running theme in
the development of this vein of international law is the milieu of diverging
interests and priorities. Developing states assert a right to prioritize their
economic development and to increase their standard of living, demanding
that developed states take responsibility for their historical contribution to
transnational pollution. On the other hand, developing states are called
upon to take responsibility for their projected future contributions. True
cooperation will be difficult to attain at present, given the reluctance of
global powers such as China and the United States to commit to binding
targets. These disputes will continue to pose a major hurdle to effective
international law-making in the future.
over and above conventional rules. See Shaw, above note 4, 1167; and Theodor
Meron, ‘Revival of Customary Humanitarian Law’ (2005) 99 American Journal of
International Law 817.
167 Some discussion of the history of IHL can be found above at section 1.3.1.
A more detailed discussion can be found in Boas et al., above note 42, Chapter 4,
section 4.1.2.
168 The four Geneva Conventions of 12 August 1949, which entered into
force on 21 October 1950 are: (1) Geneva Convention for the Amelioration of
the Condition of the Wounded and Sick in Armed Forces in the Field, 75 UNTS
31 (‘Geneva Convention I’); (2) Geneva Convention for the Amelioration of the
Condition of Wounded, Sick and Shipwrecked Members of Armed Forces at
Conflicts (adopted 8 June 1977, entered into force 7 December 1978) 1125 UNTS
3; Protocol relating to the Protection of Victims of Non-International Armed
Conflict (adopted 8 June 1977, entered into force 7 December 1978) 1125 UNTS
609; Protocol relating to the Adoption of an Additional Distinctive Emblem, con-
clusion date 8 December 2005 (not yet in force).
170 International Committee of the Red Cross, ‘Geneva Conventions of
tomary law study of the International Committee of the Red Cross: Jean-Marie
Henckaerts and Louise Doswald-Beck, Customary International Humanitarian
Law (Cambridge: Cambridge University Press, 2005).
173 Ibid.
and equal in dignity and rights’,174 and are entitled to the protection and
promotion of such rights. The human rights movement was galvanized in
the wake of the atrocities of the Second World War.
The modern law of international human rights was founded upon
the Universal Declaration of Human Rights 1948 (UDHR).175 In strict
terms it is a weak legal instrument and was never intended to be binding.
Nevertheless the UDHR formed the platform for the promotion of such
principles as the prohibition against slavery,176 non-discrimination177 and
the right to life,178 which provided a basis for the development of other
related treaties. Such treaties include the International Covenant on Civil
and Political Rights,179 the International Covenant on Social and Cultural
Rights,180 the Convention against Torture,181 the UN Convention on the
Rights of the Child,182 the Convention on the Elimination of All Forms of
Racial Discrimination183 and the Genocide Convention.184
Regional human rights treaties have followed, similar in form and func-
tion to the UN multilateral treaties. The UN also possesses the means
to encourage compliance with human rights treaties at a domestic level
through the Human Rights Council.185 Particular areas of international
human rights law are undergoing rapid change. The concept of human
rights is becoming an increasingly extraterritorial one, while the notion of
state responsibility to prevent human rights abuses is gaining traction.186
(adopted 9 December 1948, entered into force 12 January 1951) 78 UNTS 277.
185 General Assembly, Resolution on the Human Rights Council, GA Res.
60/251, UN GAOR, 6th sess., 72nd plen. mtg, UN Doc. A/RES/60/251 (2006).
186 Shaw, above note 4, 276.
At the core of international criminal law are the concepts that individuals
can be responsible for international crimes, that aggression is illegal, and
the acknowledgement that international law has a role to play regarding
criminality and armed conflict. International criminal law primarily deals
with war crimes, genocide, crimes against humanity and possibly crimes
against peace. The purpose of individual responsibility in international
criminal law is to capture all of the methods and means by which an indi-
vidual may contribute to the commission of a crime, or be held responsible
for a crime under international law.188
Generally speaking, international criminal law provides an enforcement
mechanism for the obligations and prohibitions created by international
humanitarian law. Enforcement is by way of penal sanctions and may be
achieved through reliance on domestic or international mechanisms.
Until the end of the Second World War, the concept of international
crime was not well developed. Piracy and slave trading were arguably
the only recognized crimes against international society. Provided that the
accused was apprehended on the high seas or within the territory of the
prosecuting state, states had universal jurisdiction to prosecute individuals
for these crimes, regardless of the nationality of the accused or where the
alleged crimes were committed.
After the First World War, the Treaty of Versailles provided for
the punishment of German individuals who had violated the laws and
customs of war – although only a few trials were actually held and within
Germany itself.189 Provision was also made to try Kaiser Wilhelm II
before an international tribunal for ‘a supreme offence against interna-
tional morality and the sanctity of treaties’.190 The clause was, however,
never executed given that the Kaiser fled to the Netherlands, which
refused to extradite him. It was only following the atrocities of the Second
World War that the moral imperative to create an international tribunal
was recognized. The first real international criminal tribunal was the
Nuremburg Tribunal, created to prosecute prominent members of the
German Nazi leadership.191 The tribunal reasoned that its criminal find-
ings were merely expressions of pre-existing customary international
law, although some commentators have questioned the legal basis of this
position.
The Nuremburg Tribunal affirmed numerous principles of international
criminal law, including the rejection of the defence of superior orders and
the criminality of aggressive war.192 It also laid the foundation for the
establishment of numerous subsequent international criminal tribunals,
and prompted calls for a permanent international criminal court. Most
of the subsequent tribunals have been specifically established in response
to particular conflicts. For example, the International Criminal Tribunal
for the former Yugoslavia and the International Criminal Tribunal for
Rwanda were both ad hoc tribunals created by the United Nations Security
Council,193 and were followed by a host of internationalized (or hybrid)
tribunals dealing with specific conflicts – for example, in East Timor,
189 Treaty of Peace between the Allied and Associated Powers and Germany,
and Protocol [1920] ATS 1 (‘Treaty of Versailles’), Art. 228; C. Mullins, The
Leipzig Trials (London: H.F. & G. Witherby, 1921). For a discussion of the
abortive post-First World War trials, see Boas et al., above note 42, Chapter 2,
section 2.1.1; Timothy L.H. McCormack, ‘From Sun Tzu to the Sixth Committee:
The Evolution of an International Criminal Law Regime’, in Timothy L.H.
McCormack and Gerry J. Simpson (eds), The Law of War Crimes: National and
International Approaches (The Hague and Boston, MA: Kluwer Law International,
1997).
190 Treaty of Versailles, above note 189, Art. 227.
191 Allied Resolution on German War Crimes, Inter-Allied Revue, 15 January
1942.
192 Shaw, above note 4, 400.
193 Established by UN Security Council, Resolution 827 (1993), adopted by the
194 For a discussion of international criminal law, its institutions and function-
ing, see generally Gideon Boas, James L. Bischoff, Natalie L. Reid and B. Don
Taylor III, International Criminal Procedure (Cambridge: Cambridge University
Press, 2011); Boas et al., above note 42; Boas et al., above note 188; Robert Cryer,
Håkan Friman, Darryl Robinson and Elizabeth Wilmshurst, An Introduction to
International Criminal Law and Procedure (Cambridge: Cambridge University
Press, 2007); Antonio Cassese, International Criminal Law (Oxford: Oxford
University Press, 2008, 2nd edn).
195 Rome Statute of the International Criminal Court (adopted 17 July 1998,
197 H.L.A. Hart, The Concept of Law (Oxford: Clarendon Press, 1961), 209.
For a discussion of Hart’s statement, see Triggs, above note 103, 3. See also, J.L.
Brierly, The Outlook for International Law (Oxford: Clarendon Press, 1944), 13;
Thomas M. Franck, ‘Legitimacy in the International System’ (1988) 82 American
Journal of International Law 705, 706.
198 See for example, Koskenniemi, above note 105.
199 See also Brierly, above note 197.
200 See the development of these issues in Franck, above note 197.
absence of a single over-arching world sovereign how could there be law among
sovereigns?201
Why study the teleology of law? What are laws for? What causes obedience?
Such basic questions are the meat and potatoes of jurisprudential inquiry.
Any legal system worth taking seriously must address such fundamentals. J. L.
Brierly has speculated that jurisprudence, nowadays, regards international law
as no more than ‘an attorney’s mantle artfully displayed on the shoulders of
arbitrary power’ and ‘a decorous name for a convenience of the chanceller-
ies.’ That seductive epigram captures the still dominant Austinian positivists’
widespread cynicism towards the claim that the rules of the international
system can be studied jurisprudentially. International lawyers have not taken
this sort of marginalization lying down. However, their counterattack has been
both feeble and misdirected, concentrating primarily on efforts to prove that
international law is very similar to the positive law applicable within states.
This strategy has not been intellectually convincing, nor can it be empirically
sustained once divine and naturalist sources of law are discarded in favor of
positivism.202
201 Gerry Simpson, Great Powers and Outlaw States: Unequal Sovereigns in the
International Law: Process and Prospect (Dobbs Ferry, NY: Transnational, 1987).
203 Franck, above note 200, 707.
crushed under foot, is none the less law’.204 Indeed, the recent notorious
practice of the United States in relation to its Guantanamo Bay detention
facility has exemplified how law crushed under foot is still law, and how
threatening essential aspects of the international law system can give rise
to a set of reactions and counter-reactions that reinforce its intrinsic value
and character.
Another strong argument in favour of the existence of international law
comes from even a cursory examination of history.205 As Korff noted:
The fact that the fundamental principles of international law intercourse always
were and are even in our day identical all over the world . . . justifies the theory
that international law is a necessary consequence of any civilization.206
209 Higgins, above note 48, 2. She notes that most law, including international
law, has nothing to do with the settlement of disputes – which is a discrete aspect
of all legal systems.
210 Ibid., 7.
211 Ibid., 48.
212 Ibid., 9.
the rule is and, in doing so, be aware of political and social context.213 To
Koskenniemi, such determinations require a foray into extralegal social
and political matters not properly the domain of law; they also require
choices to be made about the assertion of certain rights over others – and
how does one exercise this choice?214 An adherence to formal rules, he
argues, lends greater protection to the rule of law and is better placed to
protect the ‘weak’ in international law: ‘from the instrumentalist perspec-
tive, international law exists to realize objectives of some dominant part
of the community; from the formalist perspective, it provides a platform
to evaluate behaviour, including the behaviour of those in dominant
positions’.215
Koskenniemi views formalism as creating an objective basis for the
achievement of the ultimate aims of international law, even if (or perhaps
because) they reflect inflexible rules that are more resistant to political
power paradigms:
These are important issues and reflect deep divisions in the understand-
ing of the international legal system and what it can achieve. Whatever the
theoretical lens through which one views international law, it is essential
always to ask how it is to be conceptualized and applied to real problems.
Theoretical debate about what international law is and whether it should
be interpreted strictly as a defined set of legal rules exclusive of political
context, or as a process that engages the inevitable extralegal context that
a decision-maker must account for, are important questions. Positivism,
formalism, instrumentalism, realism and other theoretical conceptions
will continue to influence the debate about what is international law. One
is left, however, with the sense that modern international law operates very
much as a normative system of rules that can be ascertained and applied by
courts and other institutions within its political and social context. Even
Koskenniemi acknowledges, when considering ‘what is international law
for’, that notions of ‘peace’, ‘security’ and ‘justice’ are acceptable notions
of the purpose of international law, even if only because ‘of their ability to
gloss over existing disagreement about political choices and distributional
priorities’.217 Higgins’ international law is an international law ‘harnessed
to the achievement of common values’218 – a universal, all-embracing
system that transcends rules complied with or breached. It is flawed to be
sure, but nonetheless it is a normative system capable of delivering such
abstract notions as peace, security and justice. Of course, the temptation
towards the interpretation of international law as instrumentalism, as
a normative system, as a pragmatic response to the question of what is
international law, carries with it a set of problems beyond the theoretical.
In examining the core principles of international law, this book will reveal
how fraught and complex can be the application of international law in a
world of competing needs and interests.