Operant Learning Theory in Pain and Chronic Pain R
Operant Learning Theory in Pain and Chronic Pain R
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behaviors, particularly guarding, have been found to predict patient’s pain behaviors might become a discriminative cue
disability [10–12]. Moreover, the avoidance of activities driv- [25]. This may lead to a heightened elicitation of pain behaviors
en by fear of injury or reinjury can lead to the development of in the presence of the spouse. In contrast, a patient might
functional disability, depressive symptoms, and perhaps dis- engage in fewer pain behaviors in the presence of a person
use and physical deconditioning [13–16]. who has not been associated with regular reinforcement.
According to the operant learning theory [17], behavior is a Whether stimuli sharing common features with the discrimina-
function of its consequences. Specifically, behaviors of a tive cues also may act as such is not clear. If no reinforcement is
certain response class (ie, a cluster of functionally similar provided in the presence of a discriminative cue, extinction is
behaviors) are exhibited more frequently when followed by predicted to occur. However, a typical extinction curve involves
pleasant outcomes (positive reinforcement) or by the removal a temporary increase of the target behavior followed by a
of unpleasant outcomes (negative reinforcement); the inverse subsequent decrease.
happens when negative outcomes follow behaviors (positive To summarize, the operant model of pain focuses on pain
punishment) or when positive outcomes are removed (nega- behaviors as a central component of the pain problem, and
tive punishment); this is known as the law of effect. Different highlights the role learning plays in this respect. The small to
reinforcement schedules produce more or less powerful learn- moderate correlations between pain behaviors and pain inten-
ing. These basic principles, first introduced by Skinner [17], sity suggest that the exhibition of pain behaviors does not
were applied to pain and illness behaviors by Fordyce and his exclusively depend on how severe pain is. Numerous obser-
associates [1, 18–21]. Simply put, the model states that rein- vational studies that have focused on spousal responses as
forcement of pain behaviors leads to their maintenance, while learning factor in patients’ pain behaviors [25, 26] support the
punishment or nonreinforcement of healthy behaviors leads to model. These studies have been summarized by Newton-John
their extinction (Fig. 1). Outcomes that can function as rein- [26] and are not considered here. Instead, we now focus on
forcers of pain behaviors include the reduction of pain inten- experimental data on the operant model of pain.
sity [22], the inhibition of pain-related fear [3], the pleasant
feeling of rest [19], and the attention provided by significant
others [1, 8]. Experimental Validation of the Operant Model in Pain
A lack of perfect association between pain behaviors and
pain intensity would support the notion that factors other than Despite the great influence of the operant model on the man-
pain itself contribute to the maintenance of pain behaviors. agement of chronic pain, until recently few experimental
Indeed, a recent meta-analysis [23] found only a moderate studies had been conducted. An early investigation provided
correlation between exhibited pain behaviors and reported support for the model [27], but a subsequent attempt yielded
pain severity. Perhaps more interestingly, this correlation inconsistent results [28]. Since then, the interest in the exper-
was moderated by pain chronicity, in that it was significantly imental investigation of operant learning in pain seemed to
weaker among the chronic pain patients, who, presumably, diminish. During the past years, however, a number of rele-
had been exposed to learning factors for their pain behaviors vant experimental studies have been published.
for longer periods. In a typical operant conditioning paradigm, participants
Reinforcement of pain behaviors might be associated with receive a series of physically identical painful stimuli, and
stimuli that are regularly present when reinforcement is given. the consequences following behavioral responses to these
In operant learning terms, these stimuli are called discrimina- stimuli are manipulated. Baseline measurements of pain
tive cues [1, 24]. Discriminative cues signal the presence of a behaviors are obtained throughout an initial phase. During
context in which the probability of reinforcement is high. For a subsequent learning phase, target behaviors are reinforced
example, a solicitous spouse that frequently reinforces a or punished. In an up-training condition, the increase of pain
Fig. 1 Examples of operant conditioning procedures in chronic pain. others increase in frequency on second line. The pain decrease that occurs
Pain exacerbation contingent on activity functions as a punisher, leading during rest reinforces its occurrence, leading to higher frequency of rest
to a decrease of activity levels and/or avoidance of the specific activity on on third line
top line. Verbal or nonverbal pain expressions that elicit attention from
Curr Pain Headache Rep (2012) 16:117–126 119
behaviors is rewarded while their decrease is punished; the tightening the muscles around the eyes), but not for
inverse reinforcement pattern is followed in a down-training others. Although conditioning did not succeed for some
condition. Learning is assumed to have occurred when an participants, this study is the only one to date that has
increase in the frequency of the reinforced behaviors and a investigated operant conditioning of facial pain expres-
decrease in the frequency of the punished behaviors have sions. Other pain behaviors have not yet been investigat-
taken place. ed. The operant conditioning of electroencephalographic
Some studies have successfully brought verbal pain re- activity also has been addressed, but findings are incon-
port under operant control with the use of various rein- sistent [30, 31].
forcers. Jolliffe and Nicholas [29] used verbal statements In summary, several experiments that have used diverse
(such as “That’s it!”) to positively reinforce the increasing samples, painful stimuli, and reinforcers and punishers have
pain reports of healthy participants. Half their sample did shown that pain report can be brought under the control of
not receive any reinforcement. Painful stimuli were either environmental contingencies, even when the report is not
stable over trials or decreasing in intensity. As hypothesized, given verbally. To our knowledge, only one study showed
the reinforced group reported higher pain levels than the that facial pain expressions can come under operant control
control group; interestingly, this was the case even when [35••]. Remarkably, we also could not retrieve any study
lower-intensity stimuli were administered. Successful up- testing the modulation of pain behaviors in the presence or
and down-conditioning in healthy participants was demon- absence of discriminative stimuli after an operant condi-
strated by Lousberg et al. [30], who reinforced pain ratings tioning procedure. Although understandably difficult to
with monetary gains. Flor et al. [31] assigned pain patients operationalize, it would be interesting to see similar inves-
and healthy matched controls either to an up- or to a down- tigations targeting other pain behaviors, such as task inter-
conditioning group. The reinforcers comprised monetary ference and avoidance behavior because these measures
rewards and computer smileys. Electrocutaneous stimuli relate more to patients’ disability and are thus more
were administered at four different intensities above pain ecologically valid. In the following section, we consider
threshold. Both up-conditioned groups reported more pain how operant learning theory is applied in chronic pain
than the down-conditioned groups and, although clinical management.
status had no effect on learning, it did influence “unlearn-
ing,” as patients’ pain reports did not decrease as fast as
those of healthy controls during a subsequent extinction Operant Behavioral Treatment in Chronic Pain
phase. Rehabilitation
Besides verbal pain report, nonverbal reports also seem
to be conditionable. Hölzl et al. [32] instructed healthy Fordyce based his operant behavioral program on the suc-
participants to keep the intensity of tonic heat stimuli con- cessful treatment of one single patient (as reviewed by
stant by means of a trackball device. Decreases or increases Butler [36]). Purely behavioral interventions for chronic
in temperature served as intrinsic reinforcers and punishers pain have been found to improve functioning and reduce
of the participants’ responses. Each trial began with the final pain and pain behaviors, albeit the reported effects are
temperature of the previous trial. As expected, temperature rather modest [37, 38; but see 39••]. It has thus been argued
decreased in a down-conditioning group and increased in an that operant therapy solely is not a remedy for chronic pain
up-conditioning group. The degree with which the temper- [40]. Therefore, the state of the art in chronic pain rehabil-
ature decreased seemed to depend on the magnitude of the itation is the application of behavioral methods as one
reinforcement [33]. However, an attempt to replicate these component of a multidisciplinary program. For this reason,
findings in a patient sample was not successful, as comor- we first present the rationale of operant behavioral treat-
bidity appeared to affect learning. The fact that learning ment, and then separately discuss three therapeutic
was again observed among healthy participants, however, techniques.
led the authors to propose that patients’ pain “learning The aim of behavioral treatment, in contrast to interven-
history” might be too difficult to overcome under experi- tions stemming from the biomedical model, is not to dimin-
mental conditions [34••]. ish the pain experience, but rather to increase functioning
Whereas research to date has focused on pain reports, despite the pain [1, 24]. To achieve this goal, behavioral
facial pain expressions also have been shown to be influ- therapists attempt to decrease the frequency of pain behav-
enced by operant conditioning. Kunz and colleagues iors and increase the frequency of healthy behaviors by
[35••] used computer smileys to reinforce facial pain removing reinforcers from the former and adding them to
expressions to moderately intense heat pain. Conditioning the latter [19, 41]. When there are no healthy behaviors to
effects were observed only for two components of pain- reinforce, as is the case with severely disabled patients, the
indicative facial expressions (lowering the brows and generation of new healthy behaviors can be facilitated by the
120 Curr Pain Headache Rep (2012) 16:117–126
use of shaping, otherwise called reinforcement of successive patient [20]. Subsequently, the patient performs these exer-
approximations [1]. These are behaviors that progressively cises to tolerance level (ie, until pain or fatigue drives them to
approach a final target behavior. While reinforcement is stop), while their performance is recorded in distance units or
initially contingent on simple behaviors, it is gradually number of repetitions. After at least three observations, occur-
shifted towards more complex behavior patterns, leading ring over several days, baseline quotas are determined by
to the exhibition of the target behavior [42, 43]. Vlaeyen averaging the performance levels of the patient for each exer-
et al. [44] successfully used such a shaping procedure in a cise and lowering them by 10% to 25% (Fig. 2) [1, 20, 47]. In
chronic pain patient with standing and sitting intolerance. the main treatment phase, the patient performs the selected
Specifically, they divided the higher goals of standing and exercises to quota and receives reinforcement for doing so.
sitting into a hierarchy of smaller steps, and provided rein- Quotas are gradually increased over the course of treatment.
forcement each time one of them was achieved. The patient Continuous monitoring and, if needed, adjustment of the
progressively moved along this hierarchy of subgoals, quotas assist in preventing repeated failures of the patient to
reaching a significant increase in standing and sitting toler- meet them [20].
ance that was still visible at a 6-month follow-up assess- Intervention programs with GA at their core have re-
ment, despite the fact that no changes in pain intensity were ceived a great deal of attention by researchers. Compared
reported. to no intervention or to standard medical care, GA has been
The basis of a successful behavioral intervention is a thor- shown to be beneficial for conditions such as low back pain
ough behavioral analysis. According to Fordyce and col- and chronic fatigue syndrome [48, 49]. Studies on other
leagues [1, 19, 20], such a behavioral analysis should yield populations, however, have found small [50] or no effects
information regarding the usual time patterns of pain; activi- [51]. GA has been combined with workplace intervention
ties, postures, and positions associated with increased or for the reduction of return-to-work time for persons with
decreased pain; the patient’s pain behaviors and healthy low back pain. Two studies support the superiority of such
behaviors and the social environment’s responses to them; programs over usual care [47, 52]; however, others have found
pleasant and unpleasant outcomes that follow pain behaviors; no differences [53] or even GA to be counterproductive when
the impact of the loss of valued activities on the patient; and delivered after the workplace intervention [54]. Overall, there
the patient’s competencies and incompetencies to perform are indications that GA might not deliver better results than
their social, occupational, and other obligations. This infor- conventional exercise [55, 56], although it appears to be more
mation can be collected by means of interviews with the cost-effective [57].
patient and their significant other(s), diaries, electromechani- Efficient delivery of treatment requires the identification
cal devices and direct observation [45], and supplemented of its active components. It would thus undoubtedly be
with the use of questionnaires [18]. interesting to advance our knowledge regarding the exact
Once the behavioral assessment has been completed, thera- mechanism of GA. According to the operant model, this
pist and patient can set well-defined, quantifiable, realistic pertains to the quota-contingent reinforcement of increased
treatment goals [46] that are functionally relevant to the patient. activity levels. A second assumption is that performing
Because the final aim of therapy is to enable patients to perform activities with no adverse consequences (eg, further injury)
activities that are important in their everyday life, target healthy causes a reduction in fear of movement, thus increasing the
behaviors must be defined as such in the context of each probability of future engagement in activities and, therefore,
patient’s situation. Therapeutic techniques, such as graded of improved functioning. In support of this, pain catastroph-
activity (GA), activity pacing (AP), and time-contingent med- izing has been shown to decrease as a result of a GA
ication management, which we will now describe, are used to intervention [50], and to mediate the effects of both a GA
facilitate patients’ achievement of valuable life goals. Some and a physical training program for chronic low back pain
examples of goals, their translation into specific treatment [58]. Also, decreased hypervigilance to somatic symptoms,
targets, and their approach by operant behavioral treatment which is fueled by fear of pain [16], has been named as a
can be found in Table 1. mediator of GA treatment effects [48]. Moreover, regarding
reductions in disability among chronic low back pain
patients, GA has been found to be equally or less effective
Graded Activity than graded exposure [59, 60], the predominant treatment of
fear of pain, which aims at restoring functioning by expos-
The term “graded activity” was introduced by Lindström and ing patients to feared activities and thus disconfirming their
colleagues [47], although the technique had been described beliefs about the harmfulness of these activities [61]. Thus,
earlier [1, 20]. In an initial assessment period, clinician and it appears that GA might work in more ways than the one
patient select some target physical exercises according to their proposed by the operant model. These mechanisms might
pertinence to the pain problem and to activities relevant to the not necessarily be incompatible.
Curr Pain Headache Rep (2012) 16:117–126 121
Table 1 Examples of desired treatment outcomes, their translation into treatment targets, and operant behavioral techniques that can be used for
their achievement
Fig. 2 Schematic
representation of the
number of repetitions
of a physical exercise during
baseline measurements, quota
setting, and graded activity
treatment (fictional data)
122 Curr Pain Headache Rep (2012) 16:117–126
effective. Besides the mechanism proposed by the operant cognitive processes [eg, [79, 80]. Learning theories in the field
model, alternatives should be considered. It is possible, for of pain can be refined by the application of such advancements.
example, that pain-contingent breaks reinforce the abrupt For example, it has been proposed that verbal learning
interruption of activities. Interruptions are known to have accounts for learning to fear, and thus to avoid, negative out-
adverse cognitive and affective consequences [70, 71], lead- comes that have never been directly experienced, such as
ing to higher disability. On the other hand, predictable breaks disability [81, 82]. Behavior acquired in this way is called
might facilitate preparation for activity resumption, thus in- rule-governed; “hurt equals harm” is perhaps the most widely
creasing functioning and self-efficacy. Moreover, relying on held rule amongst chronic pain patients. Rules can be provided
cues other than pain to initiate and terminate a break might by an external source, such as a physician [83], or be self-
limit the need to attend to the pain. As with GA, these generated [81]. Clinicians should carefully consider rule-
mechanisms are not necessarily mutually exclusive. Clinical governed behaviors because their slow extinction might com-
and experimental studies are needed to expand our knowledge promise treatment efficacy. A more recently developed treat-
on the effectiveness and mechanisms of this widely used but ment, which also has its roots in the operant and behavioral
poorly studied technique. tradition and has rule-governed behavior at its core, is Accep-
tance and Commitment Therapy (ACT) [84, 85]. The central
feature of the ACT analysis is that a person’s language history
Time-contingent Medication Administration can lead them to a state of “psychological inflexibility” such
that they are dominated by their pain experience. The aims of
The reduction or removal of the unpleasant feeling of pain ACT are essentially the same as those of the operant treatment
renders analgesic medication a powerful reinforcer. Some approach: to facilitate a person’s engagement with a range of
persons might therefore consume doses higher than sufficient, valued activities in the presence of pain, and to change the
with the risk to experience increased side effects and to control over behavior by altering the context. For a discussion
develop tolerance to the medication. Indeed, the prevalence on ACT, see [86].
of opioid misuse amongst chronic pain patients has been Secondly, the operant model has been criticized for overly
estimated to reach up to 50% [72–74]. As an intervention for simplifying the interactions between pain patients and their
persons using high medication doses, Fordyce [18] suggested partners [26, 87•]. These interactions have been placed in a
to change their use pattern, making medication contingent on broader interpersonal context by newer models [87•, 88, 89•].
time, instead of on pain, while gradually reducing the doses. Similarly, the view on facial pain expressions as a tool of
The time-contingent administration of medication is part of communication has been expanded to include their evolution-
several countries’ guidelines for low back pain management ary origins and function [9]. Variables such as marital satis-
[75]. However, although early data supported the superiority faction have been found to influence patients’ interactions
of the time-contingent regimen over the pain-contingent, or with (significant) others [26], and may thus be worthwhile to
pro re nata, method [76], a recent study showed that chronic consider in future studies.
pain patients consuming opioids in a time-contingent manner It has been shown that (operant) behavioral therapy is
used higher doses and were more concerned about their use superior to other treatments, including cognitive-behavioral
and the potential accompanying problems than patients using treatment, for the reduction of pain behaviors [37, 90]. This
opioids “as needed,” despite their comparable pain levels [77]. indicates that pain behaviors must be targeted directly to be
Because this study was cross-sectional, however, the possibil- reduced, and points to the usefulness of the approach. Despite
ity cannot be ruled out that the lack of differences in pain the effectiveness of behavioral interventions, however, effect
intensity can be attributed to the higher doses consumed by the sizes remain modest [37, 38]. One realistic possibility is that
time-contingent group. To obtain clear answers regarding the matching prospective patients to interventions to which they
effectiveness of the two different consumption regimens, it is are most likely to respond will increase treatment efficiency
important that controlled studies consider patients’ baseline [91, 92]. For example, it has been demonstrated that fibromy-
pain intensity. algia patients with higher levels of pain behaviors, physician
visits, catastrophizing thoughts, and physical impairment, and
whose partners are more solicitous, are more responsive to
General Considerations operant behavioral therapy than persons without these char-
acteristics [93]. Operant behavioral therapy might thus be
Despite the huge impact of the operant model on the under- more appropriate for this patient group. On the other hand, it
standing and management of chronic pain, it has been criti- is equally interesting to identify predictors of negative out-
cized for its exclusive focus on overt behavior and its neglect comes. High baseline functioning, for instance, has been
of cognitive variables [78]. Contemporary models in learning named as a contraindication for use of GAwith chronic fatigue
psychology have synthesized conditioning principles with syndrome patients [94]. Highly functioning patients might
Curr Pain Headache Rep (2012) 16:117–126 123
benefit more from reprioritization of activities, which involves studies reviewed in the present paper have provided support
a change in the tasks one performs, such as the substitution of for the role of learning in the exhibition of pain behaviors.
stressful, unpleasant activities with more enjoyable ones [94]. Learning is now widely accepted as an important contribut-
Treatment outcome researchers might want to consider the ing factor to the development and maintenance of chronicity
inclusion of such moderating variables in their designs [95] or in pain patients. Although the effectiveness of behavioral
to categorize patients to responders and nonresponders by treatments is generally supported by the data, it is important
means of cluster analysis. to investigate the mechanisms and the predictors of change
Equally important for the (cost-)effective delivery of treat- to maximize the efficiency of their delivery.
ment is the investigation of techniques’ mechanisms of
change [95, 96]. Awareness of the mechanisms will assist Acknowledgements This study was supported by the Odysseus Grant
clinicians in selecting the most appropriate technique for each “The Psychology of Pain and Disability Research Program” funded by
the Research Foundation—Flanders, Belgium (Fonds Wetenschappelijk
individual patient. For example, if GA is proven to work
Onderzoek [FWO] Vlaanderen).
through decreasing patients’ pain-related fear, then the use of
a technique that directly targets fear, such as graded exposure, Disclosures No potential conflicts of interest relevant to this article
might be preferable. As discussed earlier, our knowledge of the were reported.
mechanisms is still limited. Experimental studies, which allow
the manipulation of hypothesized mediators of treatment out-
comes, might be fruitful in this respect. References
The above suggestions only make sense when treatment
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