13 Problem Solving Models
13 Problem Solving Models
PROBLEM-
SOLVING MODELS
FRED NICKOLS
DISTANCE CONSULTING LLC
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Analytical Problem-Solving Approach - FEMA
Step Description
Step 1: Identify the Determine the situation or condition that will exist in the future and is
Problem considered undesirable by members of the organization. In order to
identify the problem, you need to size up the situation to make sure that
you have the full picture. Size-up involves analyzing the current situation to
determine:
This information will enable you to identify the problem more accurately.
Step 2: Explore the This step includes generating alternatives and evaluating them. You can
Alternatives generate alternatives through brainstorming, surveys, discussion groups, or
other means. Alternatives should be evaluated using a consistent process.
• Who
• Will do what (and with whom)
• By when
• Where
• How
Step 5: Evaluate the Evaluation involves monitoring progress and evaluating the decision that
Situation was made. During evaluation, identify if: the situation has changed, more
or fewer resources are required, or a different alternative solution is
required.
The American Society for Quality (ASQ) argues that to effectively manage and run a successful
organization, leadership must guide their employees and develop problem-solving techniques.
ASQ further asserts that finding a suitable solution for issues can be accomplished by following
the four-step problem-solving process and methodology outlined below.
Step Characteristics
4. Implement and Evaluate • Plan and implement a pilot test of the chosen
alternative
• Gather feedback from all affected parties
• Seek acceptance or consensus by all those affected
• Establish ongoing measures and monitoring
• Evaluate long-term results based on final solution
Source: https://asq.org/quality-resources/problem-solving
1. Clarify
Explore the Vision
Identify your goal, desire or challenge. This is a crucial first step because it's easy to assume, incorrectly,
that you know what the problem is. However, you may have missed something or have failed to
understand the issue fully and defining your objective can provide clarity. Read our article, 5 Whys , for
more on getting to the root of a problem quickly.
Gather Data
Once you've identified and understood the problem, you can collect information about it and develop a
clear understanding of it. Make a note of details such as who and what is involved, all the relevant facts,
and everyone's feelings and opinions.
Formulate Questions
When you've increased your awareness of the challenge or problem you've identified, ask
questions that will generate solutions. Think about the obstacles you might face and the opportunities
they could present.
3. Develop
Formulate Solutions
This is the convergent stage of CPS, where you begin to focus on evaluating all of your possible
options and come up with solutions. Analyze whether potential solutions meet your needs and
criteria and decide whether you can implement them successfully. Next, consider how you can
strengthen them and determine which ones are the best "fit." Our articles, Critical
Thinking and ORAPAPA , are useful here.
4. Implement
Formulate a Plan
Once you've chosen the best solution, it's time to develop a plan of action. Start by identifying
resources and actions that will allow you to implement your chosen solution. Next,
communicate your plan and make sure that everyone involved understands and accepts it.
Source: https://www.mindtools.com/pages/article/creative-problem-solving.htm
Note: The embedded links above are to articles on the MindTools site.
Each of the four steps is described in more detail in the table on the following page.
Investigation Intervention
Clarify the Situation Choose an Approach Reconcile Result, Carry Out the Solution
Resource & Time
- establish its - repair - act
Conflicts
boundaries - improve - assess
- determine its nature - engineer - reconcile restraints - adjust
- understand & explain - reconcile constraints
it - obtain funding
- describe it Diagram the Structure Appraise the Situation
- obtain other
- elements resources - better or worse
Specify the Outcomes - connections - closer or farther
- relationships - enough or more
Prepare an Action Plan
- achieve - same or different
- preserve - tasks & assignments
- avoid Identify Change
- milestones & events
- eliminate Targets, Changes, and Evaluate the Solution
- contingencies
Means and Its Implementation
The IDEAL model, shown below, presents five steps or phases involved in solving a problem. It
was originally developed by John Bransford and published in 1984 a book titled The IDEAL
Problem Solver. Bransford and Barry Stein published a second edition in 1993. The process, as
they describe it, is cyclical or iterative and does not call for a rigid, linear approach. Each of the
five steps or phases is briefly discussed below.
NOTE: Bransford and Stein’s book is available on the web in pdf format and a copy will be
provided to faculty.
As the diagram shows, the process attempts to answer four basic questions:
1. What is going on?
2. Why did it happen?
3. What should we do?
4. What lies ahead?
The K-T Problem Solving & Decision-Making method is a step-by-step process for successfully
solving problems, prioritizing issues, making good decisions, and analyzing potential risks and
opportunities. It has four basic areas.
Situation Appraisal
Clear thinking for complex situations. Clarify the issues that matter in complex situations and
determine how concerns should be prioritized and handled. A plan is developed for the
effective resolution of each issue including what analysis is required, who needs to be involved,
Problem Analysis
Clear thinking for tough problems. Find the cause by organizing and analyzing key factual
information about the problem. Possible causes are identified and then tested against these
facts. Learners verify the true cause of the problem and consider where both the cause and any
fixes may have additional impact. Problem Analysis ensures cause is known before fixes are
implemented.
Decision Analysis
Clear thinking for difficult decisions. Clarify the purpose of their decisions and form clear,
measurable objectives. Evaluate an appropriate range of alternatives and assess related risks
prior to making a decision. Decision Analysis ensures fully informed choices that maximize
benefits and minimize risks.
Anyone wishing additional information should visit the Kepner-Tregoe web site at
https://www.kepner-tregoe.com
Define
What problem would you like to fix? The Define Phase is the first phase of the
Lean Six Sigma improvement process. In this phase the project team creates
a Project Charter, a high-level map of the process and begins to understand the
needs of the customers of the process. This is a critical phase in which the team
outlines the project focus for themselves and the leadership of the
organization. Learn More: Define Phase
Measure
How does the process currently perform? Or in other words, what is the magnitude
of the problem? Measurement is critical throughout the life of the project. As the
team starts collecting data, they focus on both the process as well as measuring
what customers care about. That means initially there are two focuses:
reducing lead time or improving quality. In the Measure Phase, the team refines
the measurement definitions and determines the current performance or the
baseline of the process. Learn More: Measure Phase
Improve
How will the team mitigate the root causes of the problem? Once the project teams
have determined the root causes it’s time to develop solutions. The Improve
Phase is where the team brainstorms solutions, pilots process changes,
implements solutions and lastly, collects data to confirm there is measurable
improvement. A structured improvement effort can lead to innovative and elegant
solutions that improve the baseline measure and, ultimately, the customer
experience. Learn More: Improve Phase
Control
How do you sustain the improvement? Now that the process problem is fixed and
improvements are in place, the team must ensure that the process maintains the
gains. In the Control Phase the team is focused on creating a Monitoring Plan to
continue measuring the success of the updated process and developing a
Response Plan in case there is a dip in performance. Once in place, the team
hands these plans off to the Process Owner for ongoing maintenance. Learn
More: Control Phase
Source: https://goleansixsigma.com/dmaic-five-basic-phases-of-lean-six-sigma/
Got A Problem?
• What do I want?
• What do I have?
• Is there a difference that must be addressed?
Is It Worth Solving?
• Prediction. If I don’t do anything, will it go away? Will it stay the same? Will it get worse?
• Penalty. What does the problem cost me? The organization? What happens to me if I don’t
solve it?
• Payoff. What happens to me if I do solve it? What are the benefits to the organization?
• Priority. How badly does it hurt? Is this more or less important than other things I have to do?
• Possibility. How likely is it that I will be able to do something about it? Is it the kind of thing I
should tackle?
The steps are repeatable. At any point the group can return to an earlier step and proceed from
there. For example, once the real problem is identified – using “2. Determine the Root Cause(s)
of the Problem”, the group may return to the first step to redefine the problem.
Activities and techniques associated with each of the six steps are listed below.
Source: http://www.free-management-ebooks.com/news/six-step-problem-solving-model/
To “engineer” a solution means to bring it about through skillful, artful endeavor, as in “He was
able to engineer a turnaround in the sales force’s performance” or “She engineered a radically
new approach to product development.”
This is accomplished through an approach called “Solution Engineering.” It has been
successfully applied to operational problems, financial problems and problems of human
performance.
A few of the more distinctive features of Solution Engineering include the following:
For more detail visit the Solution Engineering section of the Distance Consulting LLC web site at
https://www.nickols.us/solutionengineering.html
1. Task Headline
Define the problem in the form ‘How to…’
2. Task Analysis
Set out why the problem exists, and its background, the opportunity before you and what you
have already tried or thought of. If you have one, set out your ‘dream solution’, so that later,
you can see if there are ways to break down the barriers to achieving it.
3. Springboards
Invite provocative statements and random ideas to set off creative thinking, like:
4. Selection
Select the most appealing ideas to emerge from the Springboard, to work on further. These
may be practical, visionary or intriguing.
6. Emerging Idea
Allow one idea to emerge as the strongest potential solution.
7. Itemized Response
Evaluate the Emerging Idea, looking for ideas for how to make it work until you identify the best
way forward, if the idea were finally chosen. Test out your level of satisfaction with the
idea/implementation package: is this your possible solution? If it is not, return to Step 6 and
work with a new Emerging Idea.
8. Possible Solution
State and document the Possible Solution and the associated implementation approaches.
9. Next Step
Document the actions to be taken, by whom and to what deadlines.
Source: https://www.pocketbook.co.uk/blog/2013/10/22/the-synectics-problem-solving-process/
• Clearly state the problem. (Short, sweet and to the point. This is the "big picture"
problem, not the specific project you have been assigned.)
• Completion of a specific project that will help to solve the overall problem.
• In one sentence answer the following question: How will I know I've completed this
project?
• List criteria and constraints: Criteria are things you want the solution to have.
Constraints are limitations, sometimes called specifications, or restrictions that should
be part of the solution. They could be the type of materials, the size or weight the
• Research is sometimes needed both to better understand the problem itself as well as
possible solutions.
• Don't reinvent the wheel – looking at other solutions can lead to better solutions.
• Use past experiences.
• List and/or sketch (as appropriate) as many solutions as you can think of.
• Evaluate solution by 1) Comparing possible solution against constraints and criteria and
2) Making trade-offs to identify "best."
• Develop plans that include (as required): drawings with measurements, details of
construction, construction procedure.
• Define tasks and resources necessary for implementation.
• Implement actual plan as appropriate for your particular project.
Source: https://www.teachengineering.org/lessons/view/cla_lesson2_problem_solving
• Problems and solutions are repeated across industries and sciences. By representing a
problem as a "contradiction" (we explore this later in this article), you can predict
creative solutions to that problem.
• Patterns of technical evolution tend to repeat themselves across industries and sciences.
• Creative innovations often use scientific effects outside the field where they were
developed.
Using TRIZ consists of learning these repeating patterns of problem and solution, understanding
the contradictions present in a situation, and developing new methods of using scientific
effects.
You then apply the general TRIZ patterns to the specific situation that confronts you and
discover a generalized version of the problem.
1. Technical contradictions. These are classical engineering "trade-offs," where you can't reach
the desired state because something else in the system prevents it. In other words, when
something gets better, something else automatically gets worse. For example:
• The product gets stronger (good), but the weight increases (bad).
• Service is customized to each customer (good), but the service delivery system gets
complicated (bad).
• Training is comprehensive (good), but it keeps employees away from their assignments
(bad).
The key technical contradictions are summarized in the TRIZ Contradiction Matrix. As with
all TRIZ resources, it takes time and study to become familiar with the Contradiction Matrix.
2. Physical (or "inherent") contradictions. These are situations in which an object or system
suffers contradictory, opposite requirements. Everyday examples include:
• Software should be complex (to have many features), but simple (to be easy to learn).
• Coffee should be hot (to be enjoyed), but cool (to avoid burning the drinker).
• An umbrella should be large (to keep the rain off), but small (to be maneuverable in a
crowd).
You can solve physical contradictions with the TRIZ Separation Principles. These separate
your requirements according to basic categories of Space, Time and Scale.
Source: https://www.mindtools.com/pages/article/newCT_92.htm
TRIZ is the Russian acronym for “Theory of Inventive Problem Solving.” TRIZ was developed by
a Russian inventor and science fiction writer named Genrich Altshuller.