Extraction 2
Extraction 2
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In recent years carotenoids have represented a good alternative for the pharmaceutical and food industries
and especially for the human health, they prevent different diseases, such cancer, macular degradation and
cataracts. The use of post-harvest residues represents a good alternative for obtaining analytes of interest.
The application of enzymatic pretreatment over plant matrices has resulted in an increase in the level of
Received 30th October 2012
Accepted 28th March 2013
extraction and lowered operating costs. Today, the use of organic solvents such as hexane in this
process is frequent, however, new investigations with novel environmentally friendly solvents (non-toxic)
DOI: 10.1039/c3ay26295b
promise new cleaner technologies. The aim of this review is to present some methodologies and
www.rsc.org/methods technologies used today to obtain carotenoids from plant residues, industrial and post-harvest materials.
1 Introduction 700 known carotenoids, which are divided into carotenes (e.g.
a-carotene, b-carotene, lycopene) and xanthophylls, which
Carotenoids are natural pigments found in all plants and are represent the oxygenated carotenoids fraction (lutein, zeax-
among the most important nutrients in food; they are derived anthin, and b-cryptoxanthin) (Fig. 1). The a-carotene, b-caro-
from acyclic C40 isoprenoid lycopene, which can be classied as tene and b-cryptoxanthin are also the carotenoids that are
a tetraterpene.1 Carotenoids are fat-soluble micro constituents promoters of vitamin A.4 In plants, carotenoids play a crucial
which have benecial effects to human health, including role in protecting chlorophyll with antioxidant activity and
protection against cancer, cardiovascular diseases and macular these properties are one the many reasons that carotenoids are
degeneration.2 They represent one of the most important of interest to humans. All carotenoids exist in plants in the trans
classes of pigments in plants. Today there are approximately geometric form; however, thermal processing can induce trans
to cis carotenoid isomerization.5
Departamento de Biotecnologı́a y Ciencias Alimentarias, 5 de Febrero 818 Sur, Cd.
The content of carotenoids in plants is inuenced by several
Obregón, Mexico. E-mail: [email protected]; Fax: +524100910; Tel: factors, these may be genetic, environmental, or strategies used
+524100900 ext. 2134 to manage the crop during its growth. The latter can result in
† Electronic supplementary information (ESI) available. See DOI: an increase in the concentration of carotenoids. However,
10.1039/c3ay26295b
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Critical Review Analytical Methods
This journal is ª The Royal Society of Chemistry 2013 Anal. Methods, 2013, 5, 2916–2924 | 2917
Analytical Methods Critical Review
This solvent has been a reported treatment in the extraction of processes of hot air drying, vacuum drying and pressure cook-
xanthophylls from Calendula owers.12,13 ing. It was found that in all the treatments conversion of all-
The extraction of carotenoids should be carried out under trans-b-carotene to 13-cis-b-carotene, with regard to the last two
special conditions, and be performed in the shortest possible treatments had the lowest rates of degradation.24 It is worth
time in order to avoid exposure to light,14 oxygen, high mentioning that during the drying process, carotenoids are
temperatures, so minimizing auto-oxidation and isomer- highly susceptible to oxygen, heat, and light, so easily promote
isation.15 The addition of antioxidants such a-tocopherol (TOC) oxidative degradation. The degradation will depend on the
in a dosage of 50 mg/10 mL of solvent,16 butylated hydrox- protective activity of antioxidant present in the extracellular
ytoluene (BTH) at nal concentrations ranging from 0.1%,17 matrix.25 Other researchers recommend using drying tempera-
0.05%18 and 0.01%19 inhibited this process. It is recommended tures below 70 C in which the b-carotene and lycopene have a
the addition of calcium or magnesium carbonate to the mixture high retention rate regardless of the drying process. The
of extraction solvent with the sample to neutralize organic acids replacement of air by nitrogen during the drying process does
usually found in plant material.20 Investigators suggest the not have advantages in the stability of b-carotene above 70 C.26
application of pre-treatment (enzymatic, thermal, chemical) to
the sample has been shown to increase the extraction of caro-
tenes.13 Some examples can be seen in Table 1.
2.2 Extraction with biological methods
In recent years, research into the application of enzymatic
2.1 Dry pretreatment to analysis and conservation treatments in vegetable matrices to obtain the release of ana-
In many cases, to quantify the carotenoid content of the vege- lytes of interest has been increased. It has been shown that the
table matrix it is necessary to eliminate all the water content application of enzymatic treatments in carrot and dried
because most of the solvents used for extraction have non-polar pumpkin improves the attractiveness of dehydrated products.
properties. It is known that the drying process is used to Usually, the disintegration of the cell wall structure accelerates
preserve foods, including vegetables. There is little information metabolic transformations, allowing undesirable colours and
available about the effect of drying vegetables such carrots on avour changes, but this has not been observed in enzymati-
the process of cis–trans isomerisation of b-carotene, however, cally treated vegetable matrices, the reason being that the
some investigators have conducted research to determine the carotenoids released from cellular structures by pectinase and
kinetics of isomerisation of b-carotene in carrot under cellulase are still bound to proteins, so they keep their state,
Type
extraction Sample Carotene Conditions Advantages Disadvantages Author Reference
Chemical Tomato, Lycopene, b- Extraction with - Non-toxic solvent.- Expensive Ishida and 16
carrots and carotene and ethyl lactate Environmentally Champman,
white corn lutein friendly - 2009
Chemical Corn Lutein Using ethanol 70% - High yield extraction — Kale et al., 10
and concentration 2007
upper 90%.- Low cost
solvent
Chemical Shrimp Astaxanthin Vegetal oil, ratio - The carotene is - Has been applied Sachindra and 11
waste 2 : 1 oil/waste. conservated in natural only in sea waste Mahendrakar,
Temperature 70 C matrix.- High yield residues 2005
for 2 half hour extraction
Chemical– Tomato Lycopene and 300 bar at 80 C, - Non-toxic solvent.- - High cost of Sabio et al., 21
Physical processing b-carotene using 130 g of CO2 Environmentally extraction.- 1998
waste per gram of sample friendly Infrastructure
Chemical– Carrots b-carotene 120 to 327 bar at - Non-toxic solvent.- - High cost of Salda~
na et al., 2006 22
Physical 40–50 C. Environmentally extraction.-
friendly Infrastructure
Biological Marigold Lutein Commercial enzymes - Recovery yield of - Using hexane as Barzana et al., 2002 23
owers (pectinase, cellulase 97%.- Reutilization of solvent to extraction
(T. erecta) and hemicellulase) the extraction solvent
Biological Marigold Lutein Commercial and non- - Enzymatic treatment - Using hexane as Navarrete et al., 13
owers commercial enzymes increase xanthophylls solvent to extraction 2005
(T. erecta) (produced from yield extraction- The
Flavobacterium IIb, highest content of
Acinetobacter xanthophylls were
anitratus, and obtained form non-
Rhizopus nigricans) commercial enzymes
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Critical Review Analytical Methods
Analysis
Sample Carotene detector Author Reference
Petals (Calendula officianalis L.) Lycopene, g-carotene and rubixanthin DAD-MS Kisimoto et al., 2005 46
Fruits and vegetables (Spain Consumption) b-carotene, lutein and lycopene DAD Go~ni et al., 2006 57
Carrot powder (wastes) Lutein, a-carotene and b-carotene DAD Chen and Tang, 1998 58
isomers
Processed foods and food supplements Retinol, lutein, a- and b-carotene DAD Akhtar and Bryan, 2008 18
Pure standards b-Carotene isomers DAD-UV-VIS Rajendran and Chen, 59
2007
Eggs Lutein, zeaxanthin and b-carotene UV-VIS Hargitai et al., 2006 49
Tomato, carrots, chili bell (green and red), Lycopene and b-carotene UV-VIS Olives et al., 2006 12
watermelon
a
DAD ¼ Diode Array Detector, MS ¼ Mass Spectrometry UV-Vis ¼ Ultraviolet-Visible.
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Analytical Methods Critical Review
concentrations of enzymes used for pre-treatment of plants industry.10 Some investigations compare the use of hexane,
range from 0.01 to 0.1% (w/w).31 ethyl acetate and the mixture hexano/acetona/ethanol
2.2.2 Use of cellulases. As it is well known, cellulase acts on 50 : 25 : 25 (v/v) to extract lycopene from dry tomato peel.9 For
cellulose, which is present in the main wall below the rst half the extraction of astaxanthin from Hematococcus pluvialis a
layer of the cell wall of plants. The primary wall consists of a mixture of ethyl acetate and ethanol (1 : 1, v/v) was found to be
rigid skeleton of cellulose embedded in a gelatinous matrix the best extraction solvent tested due to its high efficiency and
containing pectic compounds, hemicellulose, and glycopro- low toxicity compared with other organic solvents.43 An alter-
teins.32 Fig. 2 presents a diagram of cellulose hydrolysis by a native to traditional extraction methods is pressurized liquid
noncomplex cellulase system. extraction (PLE) that is currently used to extract biologically
One of the standard procedures for measuring enzymatic active constituents. This system uses conventional solvents at
activity is by using carboxymethylcellulose (CMC) and a colori- elevated temperatures and pressures, and it requires less
metric method (DNS) to estimate the amount of reducing sugars solvent and shorter extraction times, resulting in an efficient
released.34 and environmentally friendly extraction technique. The use of
Cellulases production can be made from agro-industrial and ethanol in PLE may be a useful method for extracting zeax-
domestic waste, inoculated with cellulolytic microorganisms, anthin from Chlorella ellipsoidea, a green microalga which has
which can produce large amounts of cellulases. Some of the more than nine times the total zeaxanthin level than that of red
microorganisms currently used are Aspergillus niger, Saccharo- pepper.44 The same process has been used to extract carotenoids
myces cerevisiae and Trichoderma longibrachiatum.35 from carrot by-products using pressurized hot ethanol.45
2.2.3 Use of pectinase. Pectin is a major constituent of
plant cell walls; pectin structure engineering can be used as a
2.4 Carotene quantication and analysis
tool to modify the structural quality of plant based food prod-
ucts.36 During cell development, pectin is modied by the There are several methods used for quantication of caroten-
enzyme pectin methylesterase that confers different properties oids, and these are described in the AOAC and have been
to the cell wall.37 Pectinases have the ability to break down proposed through the years by various researchers. The analysis
pectin and pectic compounds, the latter polymer of 100–200
galacturonic acids, is in the primary and also in the middle
lamella.32 Pectin is a heteropolysaccharide composed of chains
of galacturonic acid with 1.4-a links. Pectins have a high
percentage of methylated esterication. Pectin degradation
requires a combined action of several enzymes that can be
classied into two main groups: methylesterases, which remove
methoxyl groups pectin, and depolymerases (hydrolases and
lyases), which cleave the bonds between galacturonate units.38
In pectinase production diverse experiments demonstrated that
the addition of glucose increased pectinesterase and poly-
galacturonase production in solid state systems, but in
submerged fermentations the production was markedly
inhibited. However, pectin acts as an inducer for the production
of pectinolytic enzymes by microbial systems.39,40
Concerning the balance between structural properties and
the nutritional value of vegetables, there exists an inverse rela-
tion between the structural quality, represented by the texture
and the carotene in vitro bio-accessibility, indicating that vege-
tables with a rm texture have low amounts of bio-accessible
carotene and vice versa.36
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Critical Review Analytical Methods
has been applied to several parts of the plants. Various inves- identication of carotenoids, however, this methods fails to
tigations have been conducted on the analysis of petals46 differentiate between other carotenoids or the same carotene
leaves,15 fruits, vegetables, roots,41 grains,47 pulp and various isomers (cis and trans forms), so that the use of chromato-
tissues.48 On the other hand, the content of carotenoids in foods graphic techniques in the separation of these compounds
of animal origin such as eggs49 or clinical analysis with refer- represents a good alternative for the quantication of some
ence to human health have been conducted. particular carotene molecules.53 For the analysis of astaxanthin,
2.4.1 Sample handling. Sample handling is one of the most derivative spectrophotometer techniques offer a powerful tool
important factors in the analysis of carotenoids in plants, since for the quantitative analysis of multicomponent mixtures. The
a more accurate quantication of the compounds present in the statistical analysis between rst-order derivative spectropho-
sample can be observed. The use of modied atmospheres of tometry and high performance liquid chromatography (HPLC)
nitrogen and various antioxidants during sample handling by T-testing revealed no signicant differences between these
decreases the rate of isomerisation of carotenoids.50 Some of two methods, which is rapid, convenient, and suitable for
these antioxidants are a-tocopherol (TOC) at concentrations of routine analysis.43 In food industry it is frequent used in the
50 mg per 10 mL of solvent providing optimum extraction yields analysis of total carotenoids content in foods. Some techniques
aer 1 hour, on carrot powder.16 The use of powdered vegetable have been used for this purpose and are classied in two
matrices is recommended, because under these conditions the groups, the rst is a destructive technique including spectro-
extraction time is considerably reduced. photometry and HPLC and the second is a non-destructive,
2.4.2 Saponication process. It is necessary to have enough direct (i.e., no sample preparation required) method including
information about the content of carotenoids in foods to carry resonance Raman spectroscopy, photoacoustic spectroscopy
out trials on the benets of carotenoids in humans for various and colorimetry. The results obtained by the direct methods
industrial applications. The saponication process is correlate well with the total carotenoid content assessed by
commonly used for the analysis of carotenoids in fruits and spectrophotometry and HPLC.54
vegetables for the removal of esteried xanthophylls and One of the conventional techniques for the qualitative and
substances which may interfere in the analysis. However, the quantitative quantication of carotenoids in various tissues of
disadvantage of this process is the extra steps performed during the plant is HPLC. However, the use of this technique is not
sample handling, such as drying (solvent evaporation), the always justied by its cost and handling. In some cases, when it
solubilisation of the sample prior to injection equipment such is necessary to determine the composition of the carotenoids, a
as HPLC, quantication, etc., thus increasing the time and cost simple and inexpensive quantication by spectrophotometric
of analysis.48 methods is a good option as it can be used without making prior
The saponication process is oen used with green vegeta- chromatographic separation. These days the use of HPLC and
bles like broccoli, beans, bell chillies, lettuce, spinach, etc. Some spectrophotometric techniques together are the technologies
researchers describe a method of saponication for quantitative used mostly in the eld of analysis of carotenoids. Some
determination of carotenoids in green vegetables.51 The method detectors used for quantication and HPLC determination of
involves acetone extraction procedures and the selective carotenoids are UV-Vis,53 mass spectrometry and photodiode
removal of chlorophylls and esteried fatty acids from the array detection, the latter represents one of the best alternatives
organic phase using a strong basic resin (Ambersep 900 OH). because it allows the generation of three-dimensional spectra
One advantage of this method is the low level of b-carotene for carotenoids. HPLC coupled with visible spectrophotometric
isomerisation during saponication. In one traditional process and mass spectrometric detection creates a powerful tool for the
of saponication, carotene has a long contact time with examination of composition of natural products.46,55,56 The
hydroxyl ions thus resulting in oxidation and isomerisation due multidimensional nature of scanning diode detectors may be of
to the multiple extractions and evaporation. It exists as a quick great importance for the study of complex natural products for
methodology, which signicantly reduces the saponication the quantication of carotenoids. Some examples of different
time, obtaining a high recovery of carotene and low solvent detectors utilized in quantication of carotenes are indicated in
consumption, with an 80–90% reduction in the cost and time of Table 2. Reliability of data obtained by HPLC depends on the
analysis.4 In the case of samples rich in b-carotene, such carrots, accuracy of the calibration. It exists as a strategy for isolating
the saponication process is unnecessary.12 However, plants or standards by open column chromatography and quantication
fruits that contain signicant proportions of esteried xantho- by HPLC, using leafy vegetables as examples.60
phylls must be saponied for accurate quantication of carot- Some of the solvents used for HPLC quantication of
enoids (provitamin A).48 carotenoids are water, methanol, and methyl tertiary butyl
Working with samples rich in lycopene content, the extrac- ether.55 Methanol is relatively inexpensive and has low residual
tion procedure without saponication can only be employed for toxicity but may cause viscosity in the presence of water. Using
samples containing low amounts of lipids (<1%). However, a methanol and isopropanol it is possible to separate some of the
signicant difference in the amount of lycopene analyzed by most important carotenoids except lycopene which cannot be
either using the extraction method with or without saponica- eluted under these conditions.18
tion is not detected.52 In the selection of chromatographic column is important to
2.4.3 Analysis methods and measurement conditions. consider factors such particle size, shape, size and degree of
Spectrophotometry is a technique commonly used in the pore.56 In all investigated systems a C30 column presents the
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Analytical Methods Critical Review
best separation and resolution compared to a C18 column.18 reduced by up to 5–10 fold, compared to conventional HPLC
Investigators comparing C18 and C30 columns under various methods. UHPLC methods can therefore be applicable for a
solvent systems for separation of b-carotene and its cis isomers, wide variety of foods.61 Recently capillary electrophoresis (CE)
found that b-carotene isomers were efficiently separated using a has been found to be a powerful separation technique for the
C30 column under gradient elution of methanol and methylene separation of chlorophylls and carotenoids, with advantages
chloride.59 A comparison of the resolution of the chromato- such as rapid analysis time, low volume of sample, great sepa-
grams by using a chromatographic column C18 and C30 are ration efficiency, and higher selectivity.62 Recent advances in CE
shown in Fig. 3 and 4. The use of ultra high pressure liquid have been presented.63
chromatography (UHPLC) method is known to be economical Other available technologies include the use of supercritical
and environmentally friendly due to its extremely rapid analysis uid extraction (SFE) processes. This uses solvents such as CO2
times. The consumption of solvent for the mobile phase can be which offers an organic-chemical-free process that yields high
Fig. 4 The use of (A) monomeric and (B) polymeric C18 columns, as well as engineered C30 “carotenoid column” in separations of carotenoid standards. Redrawn with
permission from ref. 3. Copyright 1994 American Chemical Society.
2922 | Anal. Methods, 2013, 5, 2916–2924 This journal is ª The Royal Society of Chemistry 2013
Critical Review Analytical Methods
quality in food products, compared to traditional extraction 9 R. Lavecchia and A. Zuorro, Eur. Food Res. Technol., 2008,
methods with organic solvents. An important step in SFE 288, 153–158.
processes for plant materials is the measurement and predic- 10 A. Kale, F. Zhu and M. Cheryan, Ind. Crops Prod., 2007, 26,
tion of the solubility of the compound in supercritical uid at 44–53.
various temperatures and pressures in order to optimize the 11 N. M. Sachindra and N. S. Mahendrakar, Bioresour. Technol.,
extraction process. The solubility of carotene is related to 2005, 96, 1195–1200.
physical and chemical properties such as polarity, molecular 12 A. I. Olives, M. Cámara, M. C. Sánchez, V. Fernández and
structure and the nature of material particles and operating M. López, Food Chem., 2006, 95, 328–336.
conditions such as temperature, pressure, density of solvents 13 J. L. Navarrete-Bola~ nos, C. L. Rangel-Cruz, H. Jiménez-Islas,
and co-solvents, and ow of solvents in the supercritical region E. Botello-Alvarez and R. Rico-Martı́nez, Food Res. Int., 2005,
must be considered.64 Recent investigations in SFE compared 38, 159–165.
the extraction of astaxanthin from Euphausia superba in oil 14 S. Limbo, L. Torri and L. Piergiovanni, J. Agric. Food Chem.,
utilizing CO2 and hexane. The results indicated that SC–CO2 2007, 55, 5238–5245.
extracted oil showed more stability, had lower acidity and 15 R. Aman, A. Schieber and C. Reinhold, J. Agric. Food Chem.,
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Raman microspectroscopy has been used in the quantica- 16 B. Ishida and M. Chapman, J. Agric. Food Chem., 2009, 57,
tion of b-carotene in algal lipid bodies in vivo. Tthe potential of 1051–1059.
this technique has been demonstrated as a simple and non- 17 M. Marx, A. Schieber and R. Carle, Food Chem., 2000, 70,
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18 M. Humayoun and M. Bryan, Food Chem., 2008, 111, 255–
261.
3 Conclusions 19 C. Sánchez, L. Plaza, B. De Ancos and M. Pilar, J. Agric. Food
Chem., 2003, 51, 647–653.
The preparation of the sample, its properties as well as the
20 F. Khachik, G. R. Beecher and N. F. Whittaker, J. Agric. Food
pretreatment to which it is subjected are essential for optimal
Chem., 1986, 34, 603–616.
extraction and quantication processes. The use of enzymatic
21 E. Sabio, M. Lozano, V. Montero de Espinosa, R. L. Mendes,
pretreatment prior to the use of solvents represents a good
A. P. Pereira, A. F. Palabra and J. A. Coelho, Ind. Eng. Chem.
alternative to obtain carotene from various vegetable matrices.
Res., 2003, 42, 6641–6646.
The equipment to be used will depend largely on the type of
22 M. D. A. Salda~ na, L. Sun, S. E. Guigard and F. Temelli,
vegetable matrix and the carotenes present therein. New tech-
J. Supercrit. Fluids, 2006, 37, 342–349.
niques which use environmentally friendly solvents such as
23 E. Barzana, D. Rubio, I. R. Santamaria, O. Garcı́a, F. Garcia,
ethanol could reduce the cost of the nal products yet still give
V. E. Ridaura and A. López, J. Agric. Food Chem., 2002, 50,
high quality, with potential applications within the food
4491–4496.
industry. In our laboratory we are working with environmentally
24 B. Hiranvarachat, P. Suvarnakuta and S. Devahastin, Food
friendly solvents for the extraction of carotenoids from vegeta-
Chem., 2008, 107, 1538–1546.
bles such carrots. These processes demonstrate good potential
25 P. Wen, J. Zhi, L. He and M. Chen, Agric. Sci. China, 2008, 7,
for future use in the extraction of carotenoids.
363–369.
26 M. Regier, E. Mayer-Miebach, D. Behsnilian, E. Neff and
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2924 | Anal. Methods, 2013, 5, 2916–2924 This journal is ª The Royal Society of Chemistry 2013