CPG RESTRAIN Guidelines
CPG RESTRAIN Guidelines
202]
REVIEW ARTICLE
ABSTRACT
Restraint use in mentally ill patients are regulated by Mental Healthcare Act 2017 in India. At times, persons with mental
disorders become dangerous to self, others or towards the property, warranting an emergency intervention in the form
of restraint. Restraint as a matter of policy, should be implemented after attempting alternatives, only under extreme
circumstances as last resort and not as a punishment. It should be an intervention focused at managing the concerned
behavior for a given point of time. Restraint should always result in safety and should ensure that the human rights of
mental health care users are upheld. This guideline was developed towards Indian mental health services in conjunction
with international evidence-based strategies following a decade of collaborative research work between Indian and
European mental health professionals.
DOI:
How to cite this article: Raveesh BN, Lepping P. Restraint
guidelines for mental health services in India. Indian J
10.4103/psychiatry.IndianJPsychiatry_106_19
Psychiatry 2019;61:S698-705.
Raveesh and Lepping: Restraint guidelines for Indian mental health services
Restraint may be used only when all less intrusive or This document is completed by the patient, with assistance
restrictive methods have been ineffective or determined from facility staff, if needed.
to be inappropriate. They must be performed in a manner
that is safe, proportionate, and appropriate to the service Physical escort
recipient’s age; size; gender; physical, medical, and A “light” grasp to escort the patient to the desired location.
psychiatric condition; and personal history. The use of If the patient can easily remove or escape the grasp, this
restraint must be evaluated continuously and ended at the would not be considered manual restraint. However, if the
earliest possible, based on an assessment of the service patient cannot easily remove or escape the grasp, this would
recipient’s condition and behaviors.[8,9] be considered manual restraint, and all the requirements for
restraint would apply.
These guidelines are based on the MHCA 2017 requirements
and closely based on the consensus reached in the Mysore Pro Re Nata
declaration, and other international guidelines, namely the An individualized order for the care of a patient
British NICE guidelines and the German guidelines for the which is written after the patient has been seen by a
prevention of coercion. physician (Psychiatrist). The Pro Re Nata sets parameters
for attending staff to implement the ordered intervention
DEFINITIONS according to the circumstances set out in the order.
For the purposes of this guideline, the following terms Prone restraint
shall mean, based on existing guidelines and restraint Brief physical holding of a patient in a facedown position,
protocols;[10,11] usually on the floor, for effectively gaining quick control of
an aggressive and agitated patient.
Assessment
The systematic collection and integrated review of Protective medical device
patient‑specific data, assessment specifically targets A special category of medical restraint that includes
key medical and psychological needs, competency to devices or combinations of devices, to restrict movement
consent to treatment, co‑occurring medical and mental for purposes of protection from falls or complications of
illness (including substance abuse), clinically significant physical care, such as Geri chairs, Posey vests, mittens, belted
neurological deficits, traumatic brain injury, physical wheelchairs, sheeting, and bed rails. A protective helmet
disability, developmental disability, need for assistive could be considered a medical restraint or a behavioral
devices, physical or sexual abuse or trauma, and antecedents restraint, depending on how it is used. The requirements
to violent behavior. for the use and documentation of medical restraints are
different from the general requirements for the emergency
Containment/restraint use of restraints for behavioral management purposes.
The brief physical holding of an aggressive or agitated
patient to effectively gain quick control of and minimize Rapid tranquillization
harm to the patient or others. The use of medication (intramuscular or intravenous),
if oral administration of medication is not possible or
Restraint incident is any event that involves the use of a contraindicated, or if urgent sedation with medication is
physical intervention (excluding observation). needed.
Raveesh and Lepping: Restraint guidelines for Indian mental health services
5. Restraint is used for the minimum period circumstances: those which are planned and those which
6. All actions undertaken by staff are appropriate and are unplanned. Unplanned physical restraint refers to those
proportional to the patient’s behavior incidents requiring restrictive physical interventions
7. Any restraint used must be the least restrictive, to which are unforeseen and unexpected. Under these
ensure safety circumstances, immediacy does not allow time to plan.
8. The patient must be closely monitored, so that Staff is guided by best practice guidelines and training.
any deterioration in their physical condition is Planned physical restraint refers to restrictive physical
noted and managed promptly and appropriately. interventions which have been planned through risk
Mechanical‑restraint requires 1:1 observation assessment and where there is an expectation that
9. Only appropriately trained staff should undertake predicted circumstances are likely to occur. There is
restrictive interventions, to ensure the safety of patients time for planning, and restraint plans are structured
and staff. and documented in health‑care records
8. Types of restraint devices include:
RESTRAINTS CONSIDERED 1. Manual restraint: A skilled, hands‑on method of
physical restraint used to prevent patients from
The different restraints to be considered are enumerated harming themselves or others. Its purpose is
below.[1,11,14-17] to immobilize the patient safely. It includes the
application of physical body pressure by another
1. Physical restraint involves direct physical contact person to the body of the patient in such a way as
between persons where force is positively applied to restrict the freedom of movement
against resistance, either to restrict movement or 2. Leather, nylon, or vinyl waist belt and wrist cuff:
mobility or to disengage from harmful behavior Used as a less restrictive method than a four‑ or
displayed by an individual five‑point restraint for patients who engage in
2. Chemical restraint involves the use of medication to severe agitation and primarily involves the hands
restrain. It differs from therapeutic sedation in that or arms. A canvas camisole may be used instead of
it does not have a direct therapeutic purpose but is a waist belt and wrist cuff to effectively provide the
primarily employed to control undesirable behavior same level of restraint
3. Mechanical restraint involves the use of equipment. 3. Leg restraint: A leather, nylon, or vinyl cuff with
Examples include specially designed mittens in intensive connecting strap, which allows ambulation but
care settings, everyday equipment such as using a heavy limits the ability of the patient to run or engage in
table or belt to stop the person getting out of their aggressive kicking
chair, or using bedrails to stop a person from getting 4. Protective helmet: Used to protect the head of a
out of bed. Controls on freedom of movement – such as patient who engages in self‑directed violence such
keys, baffle locks, and keypads– can also be a form of as head banging
mechanical restraint 5. Five‑point restraint: A physical‑restraint technique
4. Environmental restraint involves buildings designed to in which a patient’s wrists and ankles are secured
limit people’s freedom of movement, including locked to four points on a bed with leather, nylon, or
doors, electronic keypads, double door handles, and vinyl cuffs, and straps while the patient is in a
baffle locks supine position on a plastic‑covered mattress
5. Seclusion is an important subtype of environmental with a waist belt to immobilize all movement.
restraint. It is defined as “placing of a person, at any A five‑point restraint comprises the highest level
time and for any duration, alone in an area with the of physical restraint, and its use presupposes a
door(s) shut in such a way as to prevent free exit from judgment by appropriate clinical staff that lesser
that area” restrictive techniques of control, such as verbal
6. Psychological restraint includes constantly telling a intervention, have not or would not be effective.
person not to do something, or that doing what they If head restraints are also used, it may amount to
want to do is not allowed, or is too dangerous. It may seven‑point restraint
include depriving a person of lifestyle choices by, for 6. Restraint chair: A chair specifically designed to
example, telling them what time to go to bed or to get up. restrain a patient who is in danger of hurting himself
It might also include depriving individuals of equipment or others during a severely agitated episode
or possessions they consider necessary to do what they 7. Leather, vinyl, or plastic cuffs: Used instead of metal
want to do, for example, removal of walking aids, glasses, handcuffs to restrain a patient who is in danger of
or outdoor clothing or keeping the person in nightwear hurting himself or others during a severely agitated
with the intention of preventing them from leaving episode
7. Broadly speaking, the need to use restraint, 8. Metal handcuffs, shackles, and chains. These are
particularly physical restraint arises from two distinct abolished in the MHCA 2017 and strictly forbidden.
Raveesh and Lepping: Restraint guidelines for Indian mental health services
Raveesh and Lepping: Restraint guidelines for Indian mental health services
a. Strategies designed to reduce confrontation and to f. A decision that the risks associated with the use
calm and comfort people, including the development of restraint are significantly less than not using
and use of a personal safety plan restraint.
b. Use of nonphysical intervention skills as well as bodily 3. Documentation of the examination required above,
control and physical management techniques based on including the time and date completed, shall be
a team approach included in the patient’s medical record
c. The safe application and use of all types of restraint 4. The written order shall:
devices a. Be written on the order sheet and included in the
d. Observing for and responding to signs of physical and patient’s medical record
psychological distress b. Specify the facts and behaviors justifying the
e. Monitoring the physical and psychological well‑being of intervention and identify the time of initiation and
the patient who is restrained, including but not limited expiration of the authorization
to: respiratory and circulatory status, skin integrity, vital c. Specify the type of restraint ordered
signs, and any special requirements specified by facility d. Specify the positioning of the patient for respiratory
policy associated with the face‑to‑face evaluation and other medical safety considerations; patients
f. Clinical identification of specific behavioral changes should never be restrained in a prone position
that indicate that restraint is no longer necessary e. Specify the physical proximity of the staff member
g. The use of first aid techniques assigned continuous visual observation (i.e., within
h. Certification in the use of cardiopulmonary resuscitation, arm’s length and outside the room.)
including required periodic recertification. f. Include any special care or monitoring instructions,
including medical risk considerations for age and
GENERAL PROCEDURES fragility issues
g. Include the criteria for release.
The points to be considered while using restraint procedures 5. Prior to or immediately after placing a patient in
in general.[22,23] Also, see Table 1 for the checklist before restraint, he/she shall be searched for potentially
initiating any restraint procedure. dangerous or contraband objects by a staff member of
the same gender. Any potentially dangerous/contraband
Preventing the use of restraint objects shall be removed and documented in the
1. Use de‑escalation techniques to divert, distract, or patient’s medical record
withdraw. Use available spaces to distract the patient 6. The patient must be clothed appropriately for
and keep other persons safe temperature and at no time shall a patient be placed in
2. Employ breakaway techniques for staff safety while restraint in a nude or semi‑nude state
continuing to communicate with the patient 7. On the initiation of restraint, the physician/psychiatrist/
3. Only use taught restraint techniques when restraint registered nurse shall inform the patient of the behavior
becomes necessary. that resulted in the restraint and the behavior, and the
criteria reflecting an absence of imminent danger that
Initiating restraint use is necessary for release
1. The implementation of restraint shall only be pursuant to 8. For patients under the age of 18 years, the facility must
an order by a physician (Psychiatrist), if permitted by the notify the parent(s) or legal guardian(s) of the patient
facility to order restraint and stated within their protocol. who has been restrained as soon as possible, but no
The attending physician (psychiatrist) must be consulted later than 24 h after the initiation of each restraint
as soon as possible if he/she has not ordered the restraint event. This notification must be documented in the
2. An examination of the patient should be conducted and patient’s medical record, including the date and time of
shall include: notification and the name of the staff person providing
a. A face‑to‑face assessment of the patient’s mental the notification.
status and physical condition
b. A review of the clinical record for any pre‑existing Restraint
medical diagnosis and/or physical condition which 1. The use of prone restraint must be minimized, and the
may contraindicate the use of restraint duration must be only long enough to gain control.
c. A review of the patient’s medication orders, Sitting on top of any part of a patient during this
including an assessment of the need to modify such process is prohibited. At all times during a prone
orders during the period of restraint containment, the weight of the staff shall be placed to
d. An assessment of the need or lack of need to elevate the side of the patient, rather than directly on top of
the patient’s head and torso during restraint the patient. Staff is prohibited from placing significant
e. A decision of whether to continue or terminate the body weight on the patient, including staff ’s knees,
restraint elbows, and torso
Raveesh and Lepping: Restraint guidelines for Indian mental health services
2. During containment, all staff involved must constantly hour, the observation must be conducted by a duty
observe the patient’s respiration, coloring, and any physician
other possible signs of distress and immediately respond 2. Patients in restraint shall be monitored to ensure that
if the patient complaints of shortness of breath or not his/her physical needs, comfort, and safety are properly
being able to breath, or otherwise appears distressed addressed. Patients must be offered the opportunity
3. When containment is initiated, nursing staff must assess to drink and to go to toilet, as requested, and have a
the patient as soon as possible, including checking the range of motion, as needed, to promote comfort. Staff
patient’s circulation and vital signs. The patient must assigned to do the monitoring shall be competent
be seen and assessed (including respiration and other to recognize the physical and psychological signs of
vital signs) by a nurse within 15 min of the restraint distress
and at least every hour thereafter while the patient is in 3. For each use of restraint, the following information
restraint shall be documented in the patient’s medical record:
4. Unless necessary to prevent patients from injuring a. The emergency situation that resulted in the
themselves or others, the patients’ hands must not be restraint event
secured behind their backs during containment. If this b. Alternatives or other less restrictive interventions
is necessary, the duration must be only long enough to attempted, or the clinical determination that less
gain control. If the patient is lying down, assistance to restrictive techniques could not be safely applied
a standing or sitting position must be provided as soon c. The name and title of the staff member initiating
as possible. restraint
d. The date/time of initiation and release
Monitoring patients in restraint e. The patient’s response to restraint, including the
1. Restrained patients should be on continuous visual rationale for continued use of the intervention
observation. Documentation of the patient’s condition f. That the patient was informed of the behavior that
should occur at least every 15 min by trained staff for resulted in restraint, and the criteria necessary for
behavior, potential injury, circulation, and respiration. release.
Staff shall document their observations, their name, 4. This documentation should be in the patient’s medical
and the date and time of the observation on a restraint record and in a facility, a registry maintained for this
form developed by the facility. At least one time per purpose
Raveesh and Lepping: Restraint guidelines for Indian mental health services
5. A restrained patient must be located in an area not to prevent or reduce the frequency and duration of
subject to view by other patients and where the the use with patients. Even though it is not prescribed
restrained patient is not exposed to potential injury by by MHCA 2017, it would give credibility to the mental
other patients. health establishment.
Raveesh and Lepping: Restraint guidelines for Indian mental health services
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