Geotechnical Uncertainties and Reliability Theory Applications
Geotechnical Uncertainties and Reliability Theory Applications
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International Journal of Engineering Research & Technology (IJERT)
ISSN: 2278-0181
Vol. 1 Issue 6, August - 2012
Abstract Slope engineering is nowadays in great demand of proper risk management. Predictions regarding slope
performances are subjugated by uncertainties. This includes uncertainties related to soil properties, model uncertainties
and human uncertainties. In this study author discusses reliability analysis principles in relation with conventional
practices and to prove its efficiency three case studies of Malaysian slope failures has been taken for further
clarification. It is also mentioned that the concluded probability of failure still needs more refinement as no human
uncertainties has been considered in this probabilistic analysis.
Probabilistic analysis afford greater insight into design reliability, hence, supporting the engineering judgment and
recuperating the decision making process. So, the intelligibility, effortlessness and cost/time effectiveness are
indispensable essentials in order to successfully express and commune a probabilistic methodology to practicing
engineers
. 1. Introduction with Pecks and Bazaaras model on SPT. The result
shows high level uncertainty. As ratio of observed to
In the field of geotechnical engineering (Phoon 2005) predict settlement carries a mean of 1.46 and standard
highlighted two major sources of uncertainties. First deviation of 1.32 (Baecher and Christian 2003).
source refers evaluation of design soil properties and Slope engineering is nowadays in great demand of
the second source is geotechnical calculation models. proper risk management. Predictions regarding slope
The first source of geotechnical uncertainty is complex performances are subjugated by uncertainties. This
because of spatial variability, quality of equipments, includes uncertainties related to soil properties, model
procedures used and models used to link field uncertainties. Slope failures and poor functioning of
measurement with design properties. In this regard a slopes are not rare; it is increasing worldwide.
significant role is played in furnishing realistic Conventional slope practices are unable to quantify the
statistical estimate of design soil properties and to offer uncertainties as it only runs with judgement and
strategies for calibration of geotechnical reliability experiences. These traditional practices have no
based design equations (Phoon, Kulhawy et al. 1995). provision of conquering the uncertainties. Reliability
Model uncertainty arises due to mismatching of index is more significant measure of safety/stability
theory, adopted in prediction models and reality. Model rather than factor of safety. Slopes having high
uncertainties may be numerical or conceptual, reliability index will expect to perform satisfactorily as
Numerical uncertainty consists of simplified compared to low reliability index slopes. If reliability
computational suppositions like 2-D model versus 3-D, index is alarmingly low, it may be categorize as hazard.
empirical calibrations as in case of SPT blow counts Reliability index of slopes is defined by mean safety
and settlements and mathematical estimations. factor separating from unity, divided by number of
Conceptual uncertainty reflects in progressive failure, standard deviations of safety factor. Once the shape of
progressive development of internal erosion, undrained probability density function is estimated, the reliability
against effective strength characterization, time index can be used to estimate the probability of failure.
dependent softening processes. Regarding model (Peterson 1999) reported in his work that through a
uncertainty, use of different databases statistics also fuzzy logic analysis of reply to a survey of geotechnical
observed as one of the major source in producing engineers, (Santamarina, Altschaeffl et al. 1992)
biased results (Lacasse and Nadim 1996). Referring ascertained Table 1. These criteria bracket together up
here for example current method of predicting offshore to standard levels of probability of failure with various
pile foundation capacities, they are on the basis of load design conditions. Criteria for minimum values of
tests having small diameter piles. The configuration of reliability index for natural slopes has also been fixed
piles means pile length, diameter and capacity is not by taking potential failure mode, location and type of
compatible in many cases. One most authentic way of slope and consequences into consideration (Chowdhury
quantifying model uncertainty is comparison of model and Flentje 2003) .
predictions with observed performance. If discussing (Husein Malkawi, Hassan et al. 2000) worked on the
about the comparison of settlement of footings on sand same lines to counter uncertainties by taking two \
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International Journal of Engineering Research & Technology (IJERT)
ISSN: 2278-0181
Vol. 1 Issue 6, August - 2012
reliability analysis tools. This study specifically understanding of uncertainties fashioned from various
provides a methodology (Figure 1) to analyze the routes is analyzed methodically. Among other
uncertainties involved in slope stability. Two methods approaches reliability analysis is recognized as best
of First Order Reliability Method (FOSM) and Monte tool to surmount uncertainties generated from different
Carlo Simulation (MCS) have been taken into account sources. A reliability analysis aims to price the
to quantify the uncertainties present in calculated safety probability that capacity exceeds with respect to
factor. Two slopes are taken as an example the demand. As both capacity (bearing capacity) and
homogeneous slope and the layered slope). The results demand (loading) are uncertain (Whitman 2000).
were obtained by taking four prominent slope stability As reported by (Duncan 2000) that reliability theory
methods namely Jambu, Ordinary method of slices, is useful in measuring the combined effects of
Spencer and Bishops method. View of different static uncertainties. . Safety factor approach is logical as it is
equilibrium conditions in different slope stability experienced based but the only problem it does not
methods are shown in Table 2. have the ability to counter uncertainties. The same
value is used even for long term slope stability without
Table 1: Slope conditions and failure probabilities caring the degree of uncertainties present in its
(Santamarina, Altschaeffl et al. 1992) calculations. (Peck 1969) put forwarded the
Conditions Probability of Failures Observational method to deal with uncertainties but
Temporary structures 0.1 feasibility of this method only goes in those situations
with low repair cost where designs can be altered. Along with other
researchers (Christian, Ladd et al. 1994) also put
Existing large cut on 0.01 forward best examples in favour of reliability theory in
interstate highway geotechnical engineering. Like other disciplines
\Acceptable in most 0.001 geotechnical engineers have prepared some strategies
cases EXCEPT lives
to tackle the uncertainties (Christian 2004)
may be lost
a. Ignoring it
Acceptable for all 0.0001
slopes b. Being conservative
c. Observational method
Table 2: Limitations of different slope stability d. Quantifying uncertainties
methods (Husein Malkawi, Hassan et al. 2000) A simple application of reliability theory is defined in
Force Equilibrium
Figure 1. It representing some of the main element of
Moment reliability based design. In reliability analysis
Methods 1st 2nd Equilibrium
Direction Direction probability of failure (Pf) is represented by reliability
Ordinary Yes No Yes
index (β). The relationship between reliability indices
Bishop Yes No Yes
and failure probabilities is represented in Table 3.
Reliability index is defined as the distance between
Jambu Yes Yes No
mean safety margin and the failure limit. Initially for
Spencer Yes Yes Yes
reliability assessment of geotechnical structures, target
indices have to be taken. It is reported by U.S Army
In deterministic analysis, computed safety factor must
Corps of Engineers, that in any of the rehabilitation
be greater than 1 as this is the confirmation for safe
program better to work out the reliability indices, these
slopes but for probabilistic section statistical
calculated reliability indices must be more than the
parameters like mean and coefficient of variance are
target ones. The main theme of reliability index is to
workable. Factor of safety calculated through different
methods is basically reflecting the lump of give valued approximation of the coming performance .
uncertainties which has to be dealt by statistical
methods like FORM or Monte Carlo simulation
methods and that is what author is trying to highlight in
this study. The main objectives of this study are:
a. To discuss reliability analysis theory and its tools
b. To support reliability theory against conventional
practices (in reference with slope engineering)
c. To make it evident by reassessing Malaysian slope
failure cases through probabilistic means
2. Reliability theory
In Geotechnical engineering, uncertainties prevail from
site characterization till last stage of the project.
Uncertainties and risks are part and parcel in any of the
project. Level of risks can be minimized if proper
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International Journal of Engineering Research & Technology (IJERT)
ISSN: 2278-0181
Vol. 1 Issue 6, August - 2012
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International Journal of Engineering Research & Technology (IJERT)
ISSN: 2278-0181
Vol. 1 Issue 6, August - 2012
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International Journal of Engineering Research & Technology (IJERT)
ISSN: 2278-0181
Vol. 1 Issue 6, August - 2012
structural system failure probability is build up. In MVFOSM reliability index. If safety factor is less
Melcher’s method, all importance sampling than 1, validity of this will become doubtful.
functions consequent to the structural worth failure By taking an example of homogeneous and non
modes should be pooled by some criteria, and they homogeneous slopes, it is shown in two layered
would affect the exactitude of results or soil slope problem; Factor of safety obtained is
computational efficiency (Melchers 1989). In this 1.695, considering FOS a normal variant,
study of (Song 1997), the developed technique is MVFOSM gives a reliability index value of 3.82.
on the numerous simulation using every importance Following back procedure gives a FOS value of
sampling function in spin, the criterion for 0.8. It is now confirmed that MVFOSM result
combination is not needed, so, the inadequacy of corresponds to a failure point deep inside unsafe
Melcher’s method is overlooked. region in the material space and calculated
reliability index automatically underestimates the
3. Reliability theory applications in probability of failure. Hasofer and Lind approach
slope stability criteria also proves by giving a reliability index of 2.26.
Propagation of probabilistic methods for slope In relation with circular slip surfaces and ordinary
stability analysis has also been pinpointed in a method of slices a new technique of Importance
study of (Christian, Ladd et al. 1994). This study sampling is presented. As it is known that ordinary
describes how probabilistic information of soil method not bothers about iterations, importance
properties can be attained from field or laboratory sampling is used to search appropriate locations of
data and incorporated into stability analysis. Mean IS PDF, followed by subsequent computation of
value first order second moment approach is taken probability of failure (Ching, Phoon et al. 2009).
to elaborate with a design example of embankment By taking case histories of different slopes, dealing
dam having multi stage and single stage with ordinary method of slices, FORM, Monte
construction Carlo simulation and Importance sampling
The confirmation that reliability of slopes is better techniques has been utilized. Results of these three
judged through whole system has been put techniques are shown in Table 5
forwarded in the study of (Oka and Wu 1990) .The
substantiation of the stability of the slopes is done Table 5: Examples of Different Methods (Ching,
customarily by calculating one single factor of Phoon et al. 2009)
Method MCS IS FORM
safety which is distinct characteristically as the
Sample size 10,000 100 1,000
ratio of the strength (capacity) to the demand and is -
N
changeable from case to case. In this coming Computation 12 105
1
research, author tries to reveal the fact of slope al time
instabilities/failures of Malaysian region by using Estimated 0.0044 0.0038 0.0041
probability 0.0016
probabilistic theory. The probabilistic tools of failure
discussed before is going to utilized to make an Estimator 15.04% 20.9% 6.62%
-
objective comparison of the various types of COV %
conditions what was not acquired through old Required N 5,655 109 109
to achieve -
deterministic approach. The probabilistic approach
COV =20%
is used to set standards/criteria for the codes and
It is pretty sure now after having so much
the standards dealing the calculation of the slopes
discussion that stability of slopes can easily be
by putting reliability indices and probability of affected through different sources of uncertainties.
failures instead of empirical total safety factor
Again by taking the case study of slope at El
approach taking relation of the random dispersion
Berrinche, (Flores Peñalba, Luo et al. 2009), it is
of the soil parameters of cohesion, friction and soil
instituted that the variant in the stability of the
unit/ weight.
slope is mostly depending on the uncertainty in
One of the research also authenticated the use of shear strength factors and the inequality in the
Mean Value First Order Second Moment piezometric elevation. In radiance of these
(MVFOSM) method to estimate the reliability of
uncertainties, it is measured desirable to calculate
slopes (Hsu, Lin et al. 2007). In case of
the failure potential in terms of the probability of
inhomogeneous soil slopes this method most often
slope failure.
underestimates the failure probability. In other
Quantification of uncertainties wishes reliability
words it overestimates the reliability of the slopes. approaches and reliability analysis tools. It is
To counter this issue, projection method is used to totally a delusion that an abundant amount of data
authenticate the results of MVFOSM through
and thorough probabilistic knowledge requires in
geometrical means. Results of MVFOSM are
using reliability theory. Reliability theory can
extended to locate equivalent most probable failure
easily be applied on the same data and judgments
point in material space. Critical safety factor
used in conservative analyses. The two
calculated through this follow up must be equal to methodologies limit state design or load resistance
1, as this is the only reason of supporting
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International Journal of Engineering Research & Technology (IJERT)
ISSN: 2278-0181
Vol. 1 Issue 6, August - 2012
factor design LRFD) tries to integrate reliability SOLVE main window is the mean factor of safety
based design into practice. Till date their of all Monte Carlo tryouts.
application in structural engineering is winning as Probabilistic /reliability analysis needs some
compared to Geotechnical engineering more clarification and addition in unit weight,
cohesion and friction. The mean, standard
4. Methodology application deviation, coefficient of variation are three required
In this section author is going to deal with the very basic statistical parameters used to carry out
disastrous landslides of Malaysian region, to prove probabilistic analysis (Refer Table 6).
the above mentioned theory of reliability analysis.
In connection landsides of Bukit Antarabangsa Table 6: Statistical parameters of variables
2008 and the very previous Highland Towers 1993 Variables Mean Standard Coefficient
are taken into consideration. The question of why Deviation of Variance
selecting these particular landslides? The reply is Weight of 19 1.2 0.06
very straight forward, these landslides have been Soil (approx taken
as 1)
taken place on almost the same location, reported
Friction 31 0.66 0.02
soil properties are more or less same but the Angle (Round off to 1)
geometry of the slopes differs in heights and Cohesion 9 1.6 0.18
gradient. In one manner this will also help the (Round off to 2)
author to determine that whether heights and Though the safety factor methods differs in their
gradients pose its influence on the reliability of the nuts and bolts, like some of the methods satisfies
slopes or not. only moment equilibrium, other follows both force
In this regard Slope W software is utilized. and moment equilibrium, some of them neglect
SLOPE/W is a commanding slope stability analysis interslice horizontal forces and carry only the shear
program. Using limit equilibrium, it has the skill to forces. The author has used four different methods
fix diverse soil types, composite stratigraphic and but more or less safety factor from all the selected
slip surface geometry, and uneven pore-water methods shows the same value. On the other hand
pressure conditions using a large assortment of soil derived safety factor value is also not satisfactory.
models. Analyses can be carrying out by When probabilistic analysis is performed,
deterministic or probabilistic input parameters. It reliability index for three different cases of soil
can execute probabilistic slope stability analyses, parameters has been taken (Refer Table 7). An
taking into account the variability and uncertainty inherent probabilistic tool of Monte Carlo
allied with the analysis input parameters. A simulation of Slope W software is utilized by
probabilistic analysis agrees to statistically reckon having 1000, 2000 and 3000 trials. As the number
the probability of failure of a slope via Monte Carlo of trials, make the vision more clear or present the
method. The results from all Monte Carlo attempts results in more refined manner.
can then be used to figure out the probability of Table 7: Three Different Cases of Soil Parameters
failure, factor of safety probability density and Standard
distribution functions. Changeability can be Case I Case II Case III
Deviation
considered for material parameters such as unit Unit Weight 1 1 1
weight, cohesion and friction angles, pore-water Cohesion 1 1 2
pressure conditions. Friction 1 2 2
The search of the position and radius of critical slip The output of the analysis is offered (in Table 8)
surface is the trickiest part of the slope stability shows that the probability of failure is a logical
analysis. It is not only depending on the geometry measure of the likelihood of the slope failure.
of the slope being analyzed but also on the strength Results of this study have demonstrated that the
parameters. In deterministic analysis of slope, mean probability of failure gives better assess of slope
values of input parameter are always used and this stability in contrast to the factor of safety. As it
will acquiesce on a particular failure surface. In provides an array of value, not a single value. As
SLOPE/W the use of a probabilistic analysis will calculated through deterministic analysis safety
not impinge on the deterministic solution. factor value is around 1.18 (Refer Table 8).
SLOPE/W calculates the factor of safety of all slip According to the safety factor classification of the
surfaces first and determines the critical slip slope it is not soundly safe, reliability indices and
surface as if no probabilistic analysis is elected. probability of failure shows slope is around average
The probabilistic investigation is than performed, or above average for Case II and Case III. If
on the deterministic critical slip surface. referring Case I according to reliability index
The factor of safety existing on the SOLVE slopes have been maintaining good stability. This
main window during the probabilistic analysis is classification (proposed by U. S. Army Corps of
the deterministic minimum factor of safety of all Engineers) is already given by author in Table 9.
considered slip surface; nevertheless when the Variation in the reliability indices for Case I, Case
analysis is ended, the factor of safety offered on the II and Case III is due to uncertainties in soil
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ISSN: 2278-0181
Vol. 1 Issue 6, August - 2012
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International Journal of Engineering Research & Technology (IJERT)
ISSN: 2278-0181
Vol. 1 Issue 6, August - 2012
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