Effect of Sample Unit Size On Visually Examining Pavement Condition For Asphalt-Surfaced Roads
Effect of Sample Unit Size On Visually Examining Pavement Condition For Asphalt-Surfaced Roads
doi: 10.17265/1934-7359/2017.07.007
D DAVID PUBLISHING
Abstract: Road surface condition evaluation involves the collection of data over pavement surface for different types of distresses. The
exercise consumes a lot of resources if the whole road section length is surveyed and may be prone to errors as a result of surveyors’
fatigue. It is therefore important to develop a representative sample to be used when evaluating road condition manually. This study
aimed at determining an adequate sample size for section level as well as a way forward for network level condition evaluation of
highways in Nepal. Again the study was conducted to quantify the effects of altering the sample unit size for performing a distress
survey according to the PCI (pavement condition index) and SDI (surface distress index) method separately for asphalt surfaced roads.
The effect of reducing/increasing sample unit size was investigated adopting visual examination through field survey by eight teams in
July, 2015, along the section of Banepa-Bardibas highway. The PCI was then calculated for each sample unit using standard deduct
curves and PCI calculation methodology as per SHRP (Strategic Highway Research Program) recommendations and the computation
of SDI was done as per DoR (Department of Roads) guidelines. The results show that 13% sample unit are needed for SDI and 21% for
PCI computation, however, the results are out of the significant level. This is higher than DoR and SHRP guidelines. Again no strong
relationship is observed between SDI and PCI values.
Key words: Pavement condition evaluation, PCI, SDI, sample size, policy implications.
The evaluation of the contributions of the condition To develop the relationship between SDI and PCI
sampling-related advances to improved decision indices;
making is presented by Mishalani and Gong [4]. The To compare the maintenance strategy as
results of the application of this evaluation recommended by SDI and PCI.
methodology indicate that the magnitudes of the value
2. Literature Review
of the condition-sampling advances of interest are
found to be appreciable in both expected total life-cycle For the time being, prioritizing in the selection of the
cost and IM&R agency cost. roads (or resealing) will be limited to the consideration
The PCI (pavement condition index) and SDI of the four parameters namely road age, visual survey
(surface distress index) are the numerical indicator that ratings, traffic and strategic importance [8].
rates the surface condition of the pavement through It is recommended that a section sample of 20 m
visual examination. These indicators provide a long from the beginning of a 100 m section be used in
measure of the present condition of the pavement based evaluating the pavement surface condition of such
on the distress observed on the surface of the pavement roads. This will result in a reasonably accurate
which also indicates the structural integrity and surface representation of the condition of the whole section
operational condition (localized roughness and safety). with huge savings in resources [9]. Comparisons were
However, these indicators cannot measure the made between PCI values calculated using standard
structural capacity; neither they provide direct PCI procedures (19 distress types) and PCI values
measurement of skid resistance or roughness. They calculated using modified distress identification
provide an objective and rational basis for determining procedures developed by the Metropolitan
maintenance and repair needs and priorities [5, 6]. Transportation Commission (seven distress types) [10]
Continuous monitoring of the PCI is used to establish The study area in Ref. [11] consists of 10 urban road
the rate of pavement deterioration, which permits early sections constituting 29.92 km of Noida city. The
identifying of major rehabilitation needs. The PCI methodology includes identification of urban road
provides feedback on pavement performance for sections, pavement distress data collection,
validation or improvement of current pavement design development of individual distress index and finally
and maintenance procedures [5]. Surface distress developing a combined OPCI (Overall Pavement
surveys of the strategic network have been undertaken Condition Index) for the network. The four
annually by planning branch since fiscal year performance indices, namely, pavement condition
1992-1993 [7]. The survey was interrupted for some distress index (PCI distress), pavement condition
year and it is continued form fiscal year 2012-2013. roughness index (PCI roughness), pavement condition
structural capacity index (PCI structure) and pavement
1.2 Objectives and Scope
condition skid resistance index (PCI skid) are
The main objective of this study is to assess the developed individually. Then all these indices are
effect of sample unit size on pavement condition index combined together to form an OPCI giving importance
for asphalt-surfaced roads. Specifically following of each indicator. The proposed index is expected to be
objectives are set out: a good indicative of pavement condition and
To evaluate the pavement section for SDI and PCI performance. The developed OPCI was used to select
values; the maintenance strategy for the pavement section [11].
To recommend the suitable sample size for the Pavement condition has been known as a key factor
evaluation of pavement; related to ride quality, but it is less clear how pavement
Effec
ct of Sample Unit Size on Visually
V Exam
mining Pavem
ment Conditio
on for Aspha
alt-Surfaced Roads
R 7033
conditions are
a related to traffic crashees. The resultts in indiicate that by not adddressing th he samplingg
Ref. [12] suggested
s that poor pavvement condiition unccertainty andd decisions,, the optim mum IM&R R
scores and ratings
r were associated
a wiith proportionnally decisions wouldd not be achhieved, and consequently,
c ,
more severre crashes, but very poor pavem ment marrked unnecesssary overspennding could taake place [4]..
conditions were
w actuallyy associated with less severe The
T effect off sample sizze on PCI accuracy a wass
crashes. Verry good pavem ment conditioons might indduce inveestigated for asphalt roaddways [10] by b employingg
speeding beehaviors and therefore coould have cauused the 35-mm film m automatedd distress data collectionn
more severre crashes, especially on non-freeeway tech
hnique. Tweenty four aspphalt pavem ment sectionss
arterials annd during faavorable drivving conditiions. werre surveyed. Fig. 1 show ws a plot betw ween relativee
These resullts provide insights on how pavem ment sammple unit sizee for regular ssize and expeected amountt
m have conttributed to craashes, which may
conditions may of error
e in the PCCI. Fig. 2 shoows a comparison betweenn
be valuable for safety im mprovement during pavem ment PCII calculated using
u 10% reggular sample size and PCII
design and maintenancee. Although the study foound calcculated using a full road seection. As lonng as the sizee
statistically significant effects
e of pavvement variaables is within
w 40% from the regulaar size, from Figs. 1 and 2
on crash seeverity, the effects
e were rather minoor in the error is limited to about 22%.
reality as sugggested by frrequency anallyses [12]. The
T evaluatioon of the conttributions of the t conditionn
Infrastruccture manageement is the process throough sammpling-relatedd advances to improv ved decisionn
which IM&R R decisions are
a made to minimize
m the total
t mak king is presennted by Mishaalani and Gon ng [4]. In thiss
life-cycle coost. Measurem ment, forecassting, and spatial papper, the methodology iis based on n comparingg
sampling aree three main sources of errors
e introduucing decision-makingg frameworkss that reflect the advancess
uncertainty into
i the proceess. The first two uncertainnties of in
nterest with those
t that do nnot. The basicc idea behindd
are captureed in the infrastructuure managem ment commparing any two framew works is to use each too
literature. However,
H thhe third onee has not been b produce optimall IM&R policcies that are based on thee
recognized and quantiified. Ref. [4] presentts a specific assumpttions they refflect and then n to simulatee
methodologyy where the spatial
s sampliing uncertaintty in thesse optimal poolicies withinn the framewo ork reflectingg
question is captured
c and the
t sample sizze is incorporrated the truth with regard
r to cappturing the most
m realisticc
as a decision variable inn an optimizaation. The ressults assuumptions. Thhe results off the applicaation of thiss
Change in PCI
evaluation methodology
m indicate thatt the magnituudes Distress typpe—identifyinng each type of distress;
of the valuee of the conndition-samplling advancees of Distress seeverity—the llevel of seveerity of eachh
interest are found to be appreciable in both expeected disttress present showing the degree of detterioration off
total life-cyccle cost and IM&R agencyy cost [4]. the pavement;
Distress exxtent—relativve area affeccted by eachh
3. Data Coollection an
nd Computtation for SDI
S com
mbination of distress
d type aand severity.
and PCI
3.2 SDI (Surfacee Distress Inddex) Survey
3.1 Criteria for
f Site Selecction
There
T are vaarious methoods of colleccting surfacee
The projeect sites were chosen meetiing the follow
wing disttress data annd these incrrease in com mplexity andd
criteria: “Rooads with low
w to medium traffic volum
me in sophistication acccording to tthe quality off informationn
order to avooid accidents and convenieently collect data requuired. The method
m adopteed in this research is thee
and the roaads with as many types of distresses as metthod adopted by DoR (Deepartment of Roads) R and iss
possible [133]. Banepa Bardibas
B (BP
P) highway was a simplified proocedure recoommended by y the Worldd
selected for the study. Thhe total lengthh of the highhway Bannk which hass been modiffied to suit the t particularr
is about 2066 km and thee carriagewayy width is 5.55 m, connditions in Neepal and the needs of DoR. The SDI is a
with unpavved shoulderrs. Traffic is a hazardd as six--level rating inndex from 0 tto 5. The ratin
ng 0 indicatess
inspectors may
m walk on the pavemennt to perform
m the a pavement
p surrface withoutt any defectss, whereas a
condition suurvey. Accuraate, consistennt, and repeattable ratinng of 5 inndicates for the maximu um possiblee
distress evalluation surveyys can be perrformed by using
u deteerioration. A shoulderr condition survey iss
the Distress Identificatioon Manual for the Long-T
Term recoommended too carry out at tthe same timee using ratingg
Pavement Peerformance Project
P [13]. Eight
E groups with
w in thhe range 0 too 4. However,, the shoulderr condition iss
two trained engineer in each
e have connducted condiition out of the scoppe of this reesearch. Thee three mostt
surveys for the determiination follow
wing categorrical preddominant typpes of defectt present in each samplee
distresses: secttion are recorrded.
Effect of Sample Unit Size on Visually Examining Pavement Condition for Asphalt-Surfaced Roads 705
the pavement surface. The minimum number of sample unit to another within the section;
units (n) that must be surveyed within a given section N = total number of sample units in the section.
to obtain a statistically adequate estimate (95% If obtaining the 95 % confidence level is critical, the
confidence) of the PCI of the section is calculated using adequacy of the number of sample units surveyed must
Eq. (1), the following formula and rounding n to the be confirmed. The number of sample units was
next highest whole number [5]: estimated based on an assumed standard deviation. The
n = Ns2/[(e2/4)(N – 1) + s2] (1) actual standard deviation (s) can be calculated as
where: follows (Eq. (2)):
e = acceptable error in estimating the section PCI;
S = i =1 ( PCI i − PCI s ) 2 / (n − 1)1/2
n
(2)
commonly, e = 65 PCI points;
s = standard deviation of the PCI from one sample where:
Effect of Sample Unit Size on Visually Examining Pavement Condition for Asphalt-Surfaced Roads 707
PCIi = PCI of surveyed sample units i; number of occurrences, depending on the distress type.
PCIs = PCI of section (mean PCI of surveyed sample Divide the total quantity of each distress type at each
units); severity level by the total area of the sample unit and
n = total number of sample units surveyed. multiply by 100 to obtain the percent density of each
The revised minimum number of sample units distress type and severity. Determine the DV (deduct
should be calculated (Eq. (1)) which is to be surveyed value) for each distress type and severity level
using the calculated standard deviation (Eq. (2)). If the combination from the distress deduct value curves.
revised number of sample units to be surveyed is Determine the maximum CDV (corrected deduct value).
greater than the number of sample units already The following procedure must be used to determine the
surveyed, select and survey additional random sample maximum CDV [5]:
units. These sample units should be spaced evenly If none or only one individual deduct value is
across the section. Repeat the process of checking the greater than two, the total value is used in place of the
revised number of sample units and surveying maximum CDV in determining the PCI; otherwise,
additional random sample units until the total number maximum CDV must be determined;
of sample units surveyed equals or exceeds the List the individual deduct values in descending
minimum required sample units (n) in Eq. (1), using the order. Determine the allowable number of deducts, m,
actual total sample standard deviation. Once the using the formula (Eq. (4)):
number of sample units to be inspected has been m = 1 + (9/98)(100 – HDV) ≤ 10 (4)
determined, compute the spacing interval of the units where:
using systematic random sampling. Samples are spaced m = allowable number of deducts including fractions
equally throughout the section with the first sample (≤ 10); and
selected at random. The spacing interval (i) of the units HDV = highest individual deduct value;
to be sampled is calculated by the following formula The number of individual deduct values is
(Eq. (3)) rounded to the next lowest whole number: reduced to the m largest deduct values, including the
i = N/n (3) fractional part. For:
where: (1) Determine maximum CDV iteratively;
N = total number of sample units in the section; and (2) Determine total deduct value by summing
n = number of sample units to be inspected. individual deduct values. The total deduct value is
The first sample unit to be inspected is selected from obtained by adding the individual deduct values;
sample units 1. The sample units within a section that (3) Determine q as the number of deducts with a
are successive increments of the interval i after the first value greater than 2.0;
selected unit also are inspected. (4) Determine the CDV from total deduct value and q
Additional sample units only are to be inspected by looking up the appropriate correction curve for AC
when non-representative distresses are observed. These pavements;
sample units are selected by the user. (5) Reduce the smallest individual deduct value
3.3.2 Computation of PCI greater than 2.0 and repeat above steps until q = 1;
The total quantities of each distress type are added (6) Maximum CDV is the largest of the CDVs.
for at each severity level, and recorded in the “Total PCI calculation by subtracting the maximum CDV
Severities”. The units for the quantities may be either in from 100 (Eq. (5)):
square feet (square meters), linear feet (meters), or PCI = 100 − maxCDV (5)
708 Effect of Sample Unit Size on Visually Examining Pavement Condition for Asphalt-Surfaced Roads
( PCI
m n
ri * Ari ) PCI r ( A − Ari ) + PCI a ( (* Aai )
PCI S = PCI r = i =1
n
(6) PCI s = i =1 i =1
(8)
A
A
i =1
ri
where;
where: A = area of section;
m = number of additional sample units surveyed; and
PCI r = area weighted PCI of randomly surveyed
PCIs = area weighted PCI of the pavement section.
sample units; The overall condition rating of the section should be
PCIri = PCI of random sample unit i; determined by using the section PCI and the condition
Ari = area of random sample unit i; rating [5].
n = number of random sample units surveyed.
4. Results and Discussions
If there is no additional sample, then PCI of the
section is given by Eq 6 but if additional sample units Following are the summary of the data that are
are surveyed, the area weighted PCI of the surveyed collected from the field.
additional units (PCIa) is calculated using Eq. (7). The Table 3 shows for SDI values whether Table 4
PCI of the pavement section is calculated using Eq. (8). shows for PCI values. As per DoR guidelines, the SDI
n value of the section based on Table 3 is 2.3. Similarly,
( PCI ai * Aai ) the PCI value from Table 4 based on SHRP (Strategic
PCI a = i =1
n (7) Highway Research Program) guideline is computed as
A ai
63.4. Based on Table 1, and the SDI value 2.3, the
i =1 pavement condition is “Fair”. Again based on PCI
where: value of 63.4 and from Fig. 3, the pavement condition
PCIa = area weighted PCI of additional sample units; is “Fair”. Hence, it is concluded that the findings of
PCIai = PCI of additional sample unit i; both the system (SDI and PCI) are same, i.e., pavement
Aai = area of additional sample unit i. is in “Fair Condition”.
2.40
2.35
2.30
2.25
2.20
0 10 20 30 40 50 60 70 80 90 100
Number of sample units
66.00
65.00
64.00
63.00
62.00
61.00
60.00
0 10 20 30 40 50 60 70 80 90 100
Number of sample units
0.12
0.10
0.08
0.06
0.04
0.02
0.00
-0.02 0% 20% 40% 60% 80% 100% 120% 140%
Sample size adopted
Fig. 6 Relative sample unit size and expected amount of error in SDI calculation.
Effect of Sample Unit Size on Visually Examining Pavement Condition for Asphalt-Surfaced Roads 711
8.00
6.00
4.00
2.00
0.00
0% 20% 40% 60% 80% 100% 120% 140%
-2.00
Sample size adopted
Fig. 7 Relative sample unit size and expected amount of error in PCI calculation.
0
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5
SDI, all population samples
80
70
60
50
40
30
20
10
0
0 10 20 30 40 50 60 70 80 90
PCI, regular sample unit size
60
50
40
30
20
10
0
0 1 2 3 4 5
SDI Values
that it should be representative of the road section. 4.2 Relationship between SDI and PCI
These results are also supported by Fig. 1 [10]. It is tried to develop the relationship between SDI
Figs. 8 and 9 show the comparison between 10% and PCI based on the same data. The single and
sample data and the whole population. The results multiple regressions is analyzed for the development of
show that the 10% sample will not be the best fit model. The power, exponential and logarithmic
representative of the population. Similar results are models are also being tested along with linear and
also supported by Fig. 2 [10]. curvilinear pattern of the database system. Fig. 10
Effect of Sample Unit Size on Visually Examining Pavement Condition for Asphalt-Surfaced Roads 713
shows the linear relation between SDI and PCI value Acknowledgments
with R2 value of 8%, which means that the model is
The author would like to express sincere thanks to
only 8% reliable. The polynomial equation of second
Assoc. Prof. Dr. Thusitha Chandani Shahi for
degree is found same level of goodness. So it is
continuous motivation and guidance during
concluded that the not strong relationship is found
preparation of this paper. The author also would like to
between SDI and PCI.
thank the following research groups for collecting data
5. Conclusion and Recommendations from various samples of the highway section: Aashish
Kandel, Ajay Kumar Gupta, Anga Lal Rokaya,
The value of SDI and PCI is computed for the
Bhaskar Chataut, Bhim Bahadur Maharjan, Bidur
section of Banepa-Bardibas highway and the SDI value
Chaulagain, Bijaya Rana, Gopal Gautam, Indra
as per DoR guidelines is computed as 2.3 and that for
Tamang, Madhav Prasad Adhikari, Pradeep Prasad
PCI based on SHRP guideline is computed as 63.4.
Bhatt, Pushkar Poudel, Rabi Pokhrel, Shailendra Malla,
Based on both SDI and PCI, the recommended
Subash Pyakurel, Suddhumna Hamal, Sunil Kumar
condition of the pavement condition is the same which
Tilak, and Ujwal Shrestha.
is in “Fair Condition”. For SDI = 2.3, resealing with
local patching is recommended as the M&R technique, References
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