CADUSALE With Signature
CADUSALE With Signature
1898-1914
by
M. Carmella Cadusale
Master of Arts
in the
History
Program
August, 2016
Allegiance and Identity: Race and Ethnicity in the Era of the Philippine-American War,
1898-1914
M. Carmella Cadusale
I hereby release this thesis to the public. I understand that this thesis will be made
available from the OhioLINK ETD Center and the Maag Library Circulation Desk for
public access. I also authorize the University or other individuals to make copies of this
thesis as needed for scholarly research.
Signature:
Approvals:
Filipino culture was founded through the amalgamation of many ethnic and
surrounding Asiatic groups as well as the long nineteenth century’s Race of Nations.
However, the events of 1898 to 1914 brought a sense of national unity throughout the
seven thousand islands that made the Philippine archipelago. The Philippine-American
War followed by United States occupation, with the massive domestic support on the
ideals of Manifest Destiny, introduced the notion of distinct racial ethnicities and
The exploration on the Philippine American War and United States occupation
events from 1898 to 1914: 1) The identity of Filipinos through the eyes of U.S., an
orientalist study of the “us” versus “them” heavily influenced by U.S. propaganda; 2) the
of Philippine national identity, and the Philippine American War cemented this idea; 3)
citizens to the perception of Filipinos as “Negritos,” his own personal ethnographic study
of possible African blood within all of the Filipino classes. Barrows’ patriotic loyalty to
U.S. ideals of Manifest Destiny can be comparatively analyzed through the experiences
of David Fagen, an African American soldier from Florida, and several of his fellow
African American soldiers of the twenty-fourth regiment who defected from the United
States military to join the ranks of Philippine Revolutionary leader, Emilio Aguinaldo.
iii
Table of Contents
Introduction……………………………………………………………………………. 1
Chapter One…………………………………………………………………………… 9
Mga Anak ng Bayan (The Country’s Children): The Rise of Filipino Nationalism and the
Two Revolutions for Filipino Identity
Chapter Two…………………………………………………………………………… 37
Creating the Filipino Savage: How Science and Popular Media Influenced the American
Perception of the Philippines, 1898-1914
Chapter Three…………………………………………………………………………. 62
The Black Man’s Burden: Buffalo Soldiers and the Question of Allegiance
Conclusion……………………………………………………………………………... 84
Bibliography…………………………………………………………………………… 88
iv
Introduction
Filipino culture emerged from the blending of many ethnic and cultural
Asiatic groups as well as the long nineteenth century’s Race of Nations. However, the
events between 1898 and 1914 enhanced the sense of national unity for the people of the
7,000 islands that make up the Philippine archipelago. Two years prior, in 1896,
nationalist sentiments were initiated through Philippine literature and dialects during the
height of the Philippine Revolution against Spain. The Philippine-American War (1899-
1902), followed by United States occupation, introduced the concept of distinct racial
ethnicities, cemented the birth of a national Philippine identity, and emphasized the
that promoted the ideals of Manifest Destiny, the U.S. aggressively pursued its position in
time. The Philippine-American war influenced U.S. perception of the Filipinos and
Philippine culture, while Philippine national identity was further cemented as a result of
the unification of Filipinos in reaction to the U.S. conflict and occupation. The U.S.
imperialist agenda both motivated national loyalty and identity. U.S. relations with the
Philippines provides a strong example of how imperialism affected both the governing
country and those they were trying to control. This study analyzes these ideas through the
imperialistic expansion, and how these factors emphasized the notion of nationality and
allegiance.
1
Historical examination of the Philippine-American War and United States
occupation has prompted three different types of analysis focusing on identity, each
influenced by events occurring between 1898 and 1914: U.S. perceptions of Philippine
First, the conflict affected the notion of national identity within the mentality of
the Filipinos themselves. Filipino historian Teodoro Agoncillo has examined how the
existing culture and class system in the Philippines were affected during the Philippine-
American War and early U.S. colonization.1 Research has shown that prior to the
conflicts against Spain and the U.S., Filipinos identified with their region before they
would identify with Philippines as a whole. For example, people from the region of Cebu
deemed themselves as Cebuanos, while the people of Ilocos would first claim to be
Ilocanos before they would say they were Filipinos.2 The Philippine Revolution against
Spain, which occurred during the Spanish American War in 1898, introduced the
conflict with Spain, the Philippine-American War further cemented the notion of being
Filipino, and that national identity aided the agenda of Philippine revolutionaries in
The second thrust of analysis looks at the identity of Filipinos as seen through the
eyes of the U.S. at the turn of the twentieth century, and sparked an Orientalist study of
the “us” versus “them” heavily influenced by U.S. propaganda as can be seen in the
1
Teodoro Agoncillo, Introduction to Filipino History (Manila: Radiant Star Publishing, 1974), 56
2
Ibid.
2
Racial hierarchy was heavily emphasized in political propaganda, speeches, and in the
studies of scholars such as Barrows, coinciding with the worst decades of race relations
in the U.S. as well as the increase popularity of eugenics. Barrows’s work, founded on his
western upbringing and a product of imperialist agenda, clearly parallels the ideas found
in Edward Said’s 1978 critical study of western perceptions of eastern culture as well as
Said’s analysis of how the west typically deals with “the Orient”—the goal being to
dominate, restructure, and acquire authority.3 Barrows’s multiple works appeared while
patriotic loyalty to the U.S. ideals of Manifest Destiny throughout his career stand in
stark contrast to the experiences of David Fagen, an African American soldier from
Florida, and several of his fellow African American soldiers of the U.S. military who
defected from their regiments to join the ranks of Philippine Revolutionary leader Emilio
Aguinaldo. The actions and writings of these men, both born in the U.S., illustrate how
allegiance and opinions on war. These three varying analyses of identity emphasize the
critical role of communities in the formation of individual allegiance and agenda in the
midst of war.
Modern-day scholars deemed the events between 1898 and the early twentieth
century as a “forgotten war,” and many historians continue to disagree on whether the
three year military conflict between the U.S. and the Philippines was an “insurrection” or
a “war.” For clarity, this thesis engages the events beginning in 1898 and ending in 1902
3
Edward Said, Orientalism (1978; New York: Vintage Books, 1994), 3 and 11-15.
3
between United States and the Philippines as the “Philippine-American War,” followed
by the after-effects of the war to the start of the Great War in 1914. The bulk of the
periodicals, and various mediums of propaganda. During the U.S. occupation of the
history have studied the history of the Philippines through both macro and micro studies,
revolution against Spain, a war for independence against a new foreign invader.4
War as an uprising against the U.S. government is a perspective entailing that the U.S.
already acquired ownership of the Philippines during the war. This study focuses on the
Filipino revolutionaries’ desire to acquire the right for independence upon winning the
Philippine Revolution against Spain. This thesis contends that the events between the
Philippines and the United States was a war, not an insurgence, which assisted in the
U.S. scholars of the field and their research were consistently influenced by
conflicts and events of their time, from the patriotic force of Manifest Destiny to the
conflict of the Vietnam War. Historical perspective in this field of study was engineered
by the time’s current affairs, however, assessment of the research has evolved through
various scholastic lenses. Historians throughout the twentieth century established analysis
4
Teodoro Agoncillo, History of the Filipino People (Quezon City: R.P. Garcia Publishing Co., 1977),
61.
4
of Philippine American relations through an Orientalist scholarship that evolved into
varying forms of social, cultural, gender, global, and Marxist studies. Early scholars of
U.S. and Philippine relations, writing from the 1900s to the 1920s, were greatly
negate the U.S. imperialist agenda.5 Decades later, the 1960s and 1970s saw
comprehensive military and political studies of the Philippine-American War that was
consistently compared to the events of the Vietnam War era.6 Scholarship from the 1980s
forward saw a diverse analysis of race and military accounts in the history of Philippine
American relations as well as the first Pulitzer Prize winning book on the subject.7 Race
and ethnicity has played an important role in understanding the political and cultural
concepts of the war, and these subjects have been centralized in studying the Philippine-
American War within the new millennium. This thesis will build on the transnationalist
studies of race and ethnicity, examining how both subjects affected the notion of identity
5
David P. Barrows, The Negritos and Allied Types in the Philippines (Lancaster, PA: The New Era
Printing
Company, 1910), 358-359; Moorfield Storey and Marcial P. Lichauco, The Conquest of the Philippines by
the United States: 1898-1925 (New York: G.P. Putnam’s Sons The Knickebocker Press, 1926), 4-9.
6
Leon Wolff, Little Brown Brother: America’s Forgotten Bid for Empire which cost 250,000 Lives
(1960. Reprint, New York: Longmans Kraus Reprint Company, 1970), 10; Bonifacio S. Salamanca, The
Filipino Reaction to American Rule (New York: The Shoe String Press, 1968); Daniel B. Shirmer, Republic or
Empire: American Resistance to the Philippine War (Cambridge, MA: Schenkman Publishing Company, Inc.
1972); Richard E. Welch, Response to Imperialism: The United States and the Philippine-American War,
1899-1902 (Chapel Hill: The University of North Carolina Press, 1979), xiiii.
7
Stanley Karnow, In Our Image: America's Empire in the Philippines (New York, NY: Ballantine
Books, 1989), 36-39; Kristin L. Hoganson, Fighting for American Manhood: How Gender Politics Provoked
the Spanish-American and Philippine-American Wars (New Haven, CT: Yale University Press, 1998), 5 and
133.
8
Brian McAllister Linn, The Philippine War: 1899-1902 (Lawrence, KS: University Press of Kansas,
2000); Julian Go, American Empire and the Politics of Meaning: Elite Political Cultures in the Philippines
and Puerto Rico during U.S. Colonialism (Durham, NC: Duke University Press, 2008); David J. Silbey, A War
of Frontier and Empire: The Philippine-American War, 1899-1902 (New York: Hill & Wang, 2007); Paul A.
Kramer, The Blood of Government: Race, Empire, the United States, and the Philippines (Chapel Hill:
University of North Carolina Press, 2006), 11.
5
Terminology, based on the events, is vital in the analysis. Manifest Destiny in the
Philippine archipelago at the turn of the twentieth century was constructed on the U.S.
taking political and economic control of a nation with full intention of exploiting the
area’s resources along with building communities through the migration of people to the
new conquered land. Imperialism comes with the intention of creating an empire by
executing control over conquered lands to expand political and economic commands.9
occupation of the islands as well as the further westernization of the Filipino people. The
Philippine Commission, known as the Taft Commission, in March 1900. Led by William
Howard Taft, the first Governor-General of the Philippines, one of the primary objectives
was to construct and implement public education based on the U.S. school system.10
Cultural imperialism is built on the political and economic objectives of imperialism but
with the notion that the culture of the sovereign nation is inherently “better” than the
other.11
9
Ronald J. Horvath, “A Definition of Colonialism,” Current Anthropology 13, no. 1 (Feb., 1972):
45-47.
10
Rene R. Escalente, The Bearer of Pax Americana: The Philippine Career of William H. Taft,1900-
1903 (Quezon City, Philippines: New Day Publishers, 2008), 22 and 67; “United States Rule,” edited by
Ronald E. Dolan in Philippines: A Country Study (Washington: GPO for the Library of Congress, 1991),
accessed June 7, 2016, http://countrystudies.us/philippines/16.htm.
11
John Tomlinson, Cultural Imperialism: A Critical Introduction (London: Continuum International
Publishing Group, 1991), 2-4; David Rothkopf, “In Praise of Cultural Imperialism? Effects of Globalization
on Culture,” Foreign Policy, no. 107 (Summer 1997): 38-53; Said, Orientalism, 3-7; Luis S. David, “Notes on
American Cultural Imperialism,” Budhi 9, no. 1 (2005): 139-145.
6
This study comprises an introduction, three chapters, and a conclusion. The first
chapter provides a brief introduction to Philippine history: the migration of various Asian
nomads as well as the exploration and colonization of Spain. The chapter heavily
examines the development of one, unified, Philippine identity with the transition from
Spanish colonialism to the Philippine-American War. It examines the birth of the two
Philippine revolutionary organizations: La Liga Filipina and the Katipunans, the fight for
Filipino independence, and the strengthened desire for a united Filipino identity with the
Chapter two explores how the United States perceived the culture and the people
of the Philippines at the beginning of the conflict and during American occupation. The
analysis focuses on the responses of U.S. citizens to American imperialism and President
William McKinley’s advocacy of Manifest Destiny. Propaganda and literature of the time
form the basis of material for this chapter. Analysis of political cartoons, lithographs, and
texts as well as poems serves to discern the general opinions of the American people
towards the events and the people in Philippines. Filipinos were consistently portrayed in
political cartoons and lithographs with “black-African” features. Racial propaganda was
eugenics. This fits within the ideology of Manifest Destiny and cultural imperialism as
well as reinforced racial mistrusts and prejudices within the United States during what
Chapter three looks at how identity influenced the notion of allegiance with an in-
depth examination of U.S. military soldiers who defected during the Philippine-American
7
actions of specific historical figures during the time: David P. Barrows, an ethnographer
revolutionary leader and first president of the First Philippine Republic; finally, David
Fagen and various African American soldiers of the Twenty-fourth regiment who
defected from the United States military to join the ranks of Philippine Revolutionary
Finally, the conclusion will reiterate the thesis concepts and supported research.
Philippine national identity was born during the Spanish colonization and was cemented
due to the unification of Filipinos during U.S. conflict and occupation, while the
culture, and how U.S. agenda can both motivate and dissuade national loyalty and
identity. Therefore, making U.S. relations with the Philippines a solid example of how
imperialism affects both the governing country and those they are trying to control.
8
Chapter One
Mga Anak ng Bayan (The Country’s Children): The Rise of Filipino Nationalism and the
where an artificial racial hierarchy was structured according to varying degrees of human
evolution, with Anglo-Saxons at the very top and people of color on the bottom. Christian
missionary activity allowed Western nationals to believe they had a “Western Duty” to
civilize people at the bottom of the social Darwinist pyramid using the cultural, religious
Meanwhile, due to its island geography, the Philippines was a country divided by
language, with the country’s many regional dialects derived from various merchant
settlers that ranged from European to Asiatic. Inhabitants of the islands saw consistent
changes in culture and language, one that was neither European nor Asian and was never
clearly defined, especially during Spanish colonial rule. The United States’ occupation of
the Philippine islands, as a consequence of the 1898 Spanish American War, followed
Spanish colonization of the archipelago at the turn of the twentieth century. It was the
continuous existence of Western foreign powers that introduced the desire for
1
Andres Bonifacio, “Pagibig sa Tinubuang Bayan (Love of Country),” as found in The Writings and
Trial of Andres Bonifacio, collected and translated by Teodoro A. Agoncillo and S.V. Epistola (Manila:
University of the Philippines Press, 1963), 5.
9
independence, which produced an identity that belonged solely to the inhabitants of the
Philippine archipelago. The rise of Filipino nationalism, with the people’s desire for
independence, exceeded the divide created by geography and was reinforced by every
national identity was a direct result of a Western colonial and imperialist agenda.
Spain established its colony in the Philippines in the early sixteenth century, from
1521 to 1529, during the time of global Spanish expeditions.2 Spanish colonization of the
Philippines introduced the Asian archipelago to Western culture and the Catholic faith.
The Philippines was under Spain’s control until the Filipino Revolution in 1896, which
exerted the idea and desire for a united Filipino identity built on the desire to acquire self-
rule. The people of the Philippine archipelago, through centuries of foreign relations,
were able to realize an identity that was their own, not strictly European or Asian, but an
amalgamation of both. The desire for a distinct identity, unmarked by foreign ideals, gave
birth to Filipino nationalist leaders, ideas, and a vocabulary that did not exist in prior
Filipino history.
However, the people of the Philippines found themselves fighting two wars for
their independence as well as for the validation of their newfound identity. From the
ashes of Spanish colonization rose the imperialization and occupation of the United
States that originated with a betrayal of allegiance. The outbreak of the Philippine-
American War, followed by the U.S. occupation of the islands, did not discourage the
Filipino people from their nationalist ideas and beliefs. Instead, the Western imperial
power that was the U.S. emboldened Filipinos’ love and loyalty for their country, as
2
Teodoro Agoncillo, History of the Filipino People (Quezon City: R.P. Garcia Publishing Co., 1977),
71; Sonia M. Zaide, The Philippines: A Unique Nation, Second ed. (Quezon City: All Nations Publishing Co.,
Inc., 2006), 71.
10
displayed in their writings and actions throughout the conflict. Spanish colonization and
U.S. imperialism, with their Western political and cultural ideas of race and ethnicity, did
not hinder the notion of Filipino identity and independence, which was initiated by the
Philippine Revolution (1896-1898) and was further conceptualized during the Philippine-
American War (1899-1902). Instead, these external factors actually aided in the
that surpassed region, class, and ethnic background—but concentrated most on love of
country.
In the time of Spanish colonial rule, the Philippines was as divided by ethnicity as
it was by islands. The arrival of various European and Asian merchants who settled in the
area outlined how early Philippine society viewed its social class system, but it was the
economy that further defined the hierarchy of the societal pyramid. Under Spanish rule,
the Philippines was the empire’s “leading commercial center of the Orient.”3 Spanish
colonial officials encouraged trade from the country’s main port, Manila, to the
surrounding Orient such as China, Thailand, and Indonesia as well as other Spanish
colonies like Mexico. Spain classified this trade across the Pacific as the “galleon trade”
where goods such as spices, silk, and porcelain that left Manila were traded for double
their actual value, providing high profits for Manila merchants and settlers. The galleon
trade, also termed the “Manila Galleon,” made the city of Manila a prime European
trading port in Southeast Asia for two and half centuries, from the early 1500s to the mid-
1800s, and was the longest shipping route from east to west of its time.4 Opening the
3
Teodoro Agoncillo, Introduction to Filipino History (Manila: Radiant Star Publishing, 1974), 56.
4
Glyn Williams, The Prize of All the Oceans: Anson's Voyage Around the World (New York: The
Viking Press, 1998), 4; William Lytle Schurz, The Manila Galleon (New York: E. P. Dutton & Co. Inc., 1939),
17 and 218.
11
country up to the global market brought in more than goods. The golden trade brought
back foreign soldiers, officials, merchants, and settlers that influenced Filipino culture
and ethnic developments.5 Intermarriage between foreign persons and Filipino indigenous
people as well as the growth of the economy created a distinct community that was not
empire soldiers—but above the indios, the people of native Filipino tribes. This new
fragment of Filipino society derived from the agrarian community and were dubbed
creoles, full-blooded Spaniards born and raised in the Philippines, or mestizos, people
mixed with Spanish and Asian blood. This new community of people associated more
with the islands than the original nations of their parents and presented one of the earliest
and were divided by wealth and ethnic background. The combined Filipino middle class
of creoles and mestizos, who accumulated wealth from trade and commerce built from
the galleon trade, were known as ilustrados. They gained broader access to education and
Western ideas, and as a result, they were exposed to concepts of independence inspired
by the works of Enlightenment philosophers like Voltaire, Paine, and Rousseau. These
ilustrados would later demand social and political reforms from Spain, which led to the
desire “to unite the entire archipelago into one compact, vigorous, and homogenous
5
Ibid; Luis H. Francia, A History of the Philippines: From Indios Bravos to Filipinos (New York: The
Overlook Press, 2010), 74-75.
6
Agoncillo, Introduction to Filipino History, 66; Maria Teresa Martinez-Sicat, Imagining the Nation
in Four Philippine Novels (Quezon City: University of the Philippines Press, 1994), 13; John D. Blanco,
Frontier Constitutions: Christianity and Colonial Empire in the Nineteenth Century Philippines (Los Angeles:
University of California Press, 2009), 148-149.
12
body.” Consequently, this class led the country’s revolution for independence from
Spain.7
first, La Liga Filipina (The Philippine League), was created to unite the entire
archipelago by creating a society of reformers who recognized the interest of the people
as its main priority. This led to the formation of Samahang Kataastaasan, Kagalanggalang
Katipunan ng mga Anak ng Bayan (Supreme and Most Honorable Society of the
Children of the Nation), shortly tagged as the Katipunan or “KKK”. Members of the
Philippine KKK were inspired by Western political revolutions in the United States and
The organization was led by one of its founders, Filipino nationalist Andres
Bonifacio. Orphaned at an early age and born to the lower class, Bonifacio was
through his work as a merchant in Manila.9 Bonifacio proclaimed that the revolution was
an “honor that will be a legacy to our country, to our race and to our progeny.” The
Katipunan began introducing vocabulary that belonged strictly to the natives of the
Sangkatagalugan were sent in hopes of inspiring people across the islands into a unified
7
“La Liga Filipina: Rizal’s Liga,” The Philippine Revolution Documents, MSC Institute of
Technology, accessed January 19, 2016, http://www.msc.edu.ph/centennial/liga.html; Onofre D. Corpuz,
The Roots of the Filipino Nation, vol. 2 (Quezon City: Aklahi Foundation Inc., 1989), 209-210.
8
“The Katipunan,” The Philippine Revolution Documents, MSC Institute of Technology, accessed
January 19, 2016, http://filipino.biz.ph/history/katipunan.html; “The Founding of the Katipunan,”
Republic of the Philippines Presidential Museum and Library, accessed January 19, 2016,
http://malacanang.gov.ph/4304-the-founding-of-the-katipunan/.
9
Teodoro Agoncillo, The Revolt of the Masses: The Story of Bonifacio and the Katipunan (Quezon
City: University of the Philippines Press, 1996), 4.
10
Andres Bonifacio, “Katipunan Mararahas Ng Mga Anak Ng Bayan (Proclamation of the Society
of the Children of the Nation),” as found in The Writings and Trial of Andres Bonifacio, 4.
13
revolution for the Inang Bayan (Mother Land). Originally reserved for people who spoke
the Tagalog language in major cities like Manila, the Katipunan’s concept of the
“What the Filipinos Should Know,” where the revolutionary leader initiated his work
with a call to the Katagalugans and further described them as his Kababayan, meaning
as strictly Filipino in hopes that a military insurgency against the Spanish empire would
heighten self-awareness in individual connection, not just to their community but the
entire nation.
During the birth of the Filipino Revolution, the concept of a “Filipino” identity
notion originally connected to the social class divide built under Spanish rule. The
conquistadors, such as the creoles and mestizos—from the middle class ilustrados to the
lower class farmers. The Katipunans propagated these ideals across the islands through
the establishment of various print media, including the revolutionary newspaper the
Kalayaan (Freedom).13
Mariano Gil, who instantly conveyed the Katipunan’s activities to the local Spanish
11
Corpuz, The Roots of the Filipino Nation, vol. 2, 221; Martinez-Sicat, Imagining the Nation in
Four Philippine Novels, 14.
12
Ibid.; Andres Bonifacio, “Ang Dapat Mabatid Gn Mga Tagalog (What the Filipinos Should
Know),” as found in The Writings and Trial of Andres Bonifacio, 2-3 and 68-69.
13
Agoncillo, History of the Filipino People, 164.
14
government. The colonial government then propagated mass arrests of about five hundred
congregated in Pugad Lawin, a town eight miles from Manila to discuss further actions.
With Bonifacio’s proclamation and call to Kababayans to fight against Spanish control,
known as the “Cry of Pugad Lawin,” the Filipino Revolution officially began on August
23, 1896.14 Battles took place in the capital of Manila and through island provinces.
Some led to victories—such as the Battle of Imus on September 1, 1896 in the province
of Cavite—but revolutionaries were mostly met with losses and struggles. Bonifacio
initially tried to take hold of the capital city of Manila, but failed.
However, Bonifacio’s greatest loss was to his own fellow revolutionaries. His
fellow Katipunan comrades ordered his execution in 1897 after he was accused of treason
Filipino general that served under Bonifacio, Spanish friars paid Bonifacio to send
unarmed Filipinos to Spanish government officials with plans of full surrender during a
conflict in the province of Limbon. Ricarte also declared that Bonifacio acted against the
principles of the Katipunan and had ordered the burning of churches and convents if
With the death of Bonifacio, leadership of the Katipunans fell to the Filipinos’
propertied elites, with military leader and ilustrado Emilio Aguinaldo in the highest rank.
14
Ibid., 170.
15
Ibid., 178-179; Francia, A History of the Philippines: From Indios Bravos to Filipinos, 132-133.
16
Agoncillo, History of the Filipino People, 176-178; Artemio Ricarte, “Artemio Ricarte on the
Arrest and Execution of Bonifacio: Principal Events From May Until the Arrival of Aguinaldo in Biyak-na-
Bato (San Miguel de Mayumo, Bulacan),” May 1897, Bonifacio 150 Collection, Republic of the Philippines
Presidential Museum and Library, accessed February 27, 2016, http://malacanang.gov.ph/3622-artemio-
ricarte-on-the-arrest-and-execution-of-bonifacio/.
15
Aguinaldo was a complete opposite to Bonifacio’s working-class representation.
Aguinaldo was from a middle class family of Spanish and Chinese descent. His father
was a lawyer who served as the gobernardorcillo, the town municipal governor under
Spanish rule, in their home town of Cavite el Viejo.17 Months after Bonifacio’s
execution, from December 1897 to January 1898, Aguinaldo and other Filipino
revolutionary leaders were exiled to Hong Kong under the Truce of Biyak-na-Bato. A
pact that was supposed to end the Philippine Revolution in hopes of less bloodshed, the
document provided a total of 800 thousand pesos (under Spanish colonial currency) for
Simultaneously, however, on the other side of the world in 1898, the United
States declared war against Spain to end the latter’s colonial rule in the Americas,
specifically Cuba, and in retaliation for the sinking of the USS Maine.18 The Spanish
American War brought the U.S. to another Spanish colony that was also fighting for
Spencer Pratt, who requested the cooperation of Filipino revolutionaries with U.S.
Commodore George Dewey as the latter planned to attack the Spanish Navy stationed in
Manila Bay. The Filipinos’ first foreign alliance provided the Filipino revolutionaries
On May 1, 1898, the United States won its first naval battle in Manila Bay against
Spain and ended the centuries old colonization of the Philippines. Aguinaldo arrived to
17
Emilio Aguinaldo, Memoirs of the Revolution, translated by Luz Colendrino- Bucu (Manila: C.A.
Suntay, 1967), 4.
18
John L. Offner, An Unwanted War: The Diplomacy of the United States and Spain Over Cuba,
1895-1898 (Chapel Hill: University of North Carolina Press, 1992), 56 and 131-135.
19
Ibid; Emilio Aguinaldo and Vicente Albano Pacis, A Second Look At America (New York: Robert
Speller & Sons, Publishers, Inc., 1957), 32-39.
16
Manila on May 19 and quickly declared Filipino independence on June 12. In what was
hoped to be the first public show of nationalism, the Filipino flag was officially flown
and the national anthem was performed for the first time.20 The Philippine Declaration of
Independence, modeled after the United States’, was signed the same day by 98 Filipino
hopes of gaining recognition from what Aguinaldo believed was a stable ally,
Commodore George Dewey was invited to the celebration and recognition of the United
under the protection of our Powerful and Humanitarian Nation, The United States
of America, we do hereby proclaim and declare solemnly in the name by authority
of the people of these Philippine Islands, that they are and have the right to be free
and independent; that they have ceased to have allegiance to the Crown of Spain;
that all political ties between them should be completely severed and annulled;
and that, like other free and independent States, they enjoy the full power to make
War and Peace, conclude commercial treaties, enter into alliances, regulate
commerce, and do all other acts and things which and Independent State Has right
to do.22
Dewey declined the invitation and did not report the event to the United States
government, an act that the revolutionary leaders did not find suspicious. They focused
their attention on solidifying their claim of independence by attaining the most important
part of the archipelago that was still under Spanish control: the capital, nicknamed
20
The national anthem was originally entitled “Marcha Filipina Magdalo (Magdalo Philippine
March)” but has seen many alterations and is currently known as “Lupang Hinirang (Chosen Land)”.
21
Ibid. 139; Ambrosio Rianzares Bautista, “Acta de la Proclamación de la Independencia del
Pueblo Filipino (Act of Declaration of Philippine Independence),” Miguel de Benavides Library and
Archives: Digital Collection, The University of Santo Tomas, accessed January 26, 2016,
http://digitallibrary.ust.edu.ph/cdm/ref/collection/section5/id/136015; Ambrosio Rianzares Bautista,
“Acta de la Proclamación de la Independencia del Pueblo Filipino (Act of Declaration of Philippine
Independence),” translated by Sulpicio Guevara, The Philippine Revolution Documents, MSC Institute of
Technology, accessed January 26, 2016, http://filipino.biz.ph/history/declaration.html.
22
Ibid.
23
Francia, A History of the Philippines: From Indios Bravos to Filipinos, 138-139.
17
Unbeknownst to Filipino revolutionaries, who surrounded the city and planned a
siege, the United States made private negotiations with Spain to plan their own
Spaniards, Dewey believed that possession of Manila could be attained though diplomatic
negotiations instead of armed force. Surrendering the capital city of Manila was reduced
to one matter: Spanish pride. Confronted with U.S. troops on one side and Filipino
revolutionaries on the other, Spain’s peninsular government concluded that it was best for
“Spanish code honor” to surrender to the U.S. troops.24 However, Spain’s General Fermin
Jaudenes insisted that if the Spanish were to surrender, it must be through a mock battle
that prevented the Filipino revolutionaries from ever entering the city. Dewey accepted
the terms and assured Jaudenes that Filipinos would not participate in the battle, an
agreement that was kept strictly between the two men without even providing this
As the mock battle approached, the thirteen thousand troops sent as U.S.
revolutionaries.26 U.S. headquarters were constructed all around Manila, on areas that
were secured by revolutionaries. The Filipino flags were brought down and were replaced
by U.S. flags, an action that alarmed Filipino soldiers. Mariano Noriel, one of
what they are doing! If we don’t look out, they will be replacing our flags with their own
24
Agoncillo, History of the Filipino People, 192; A History of the Philippines: From Indios Bravos to
Filipinos, 140-141.
25
Ibid.; George Dewey, Autobiography of George Dewey: Admiral of the Navy (New York: Charles
Scribner’s Sons, 1913), 273-275 and 279.
26
Dewey, Autobiography of George Dewey: Admiral of the Navy, 269.
18
all over the country!” To which Aguinaldo replied, “You are being tragic. They’re our
However, Aguinaldo was disappointed when, on August 13, the morning of the
mock battle, the U.S. military barred Filipino troops from the fighting and from entering
the city walls of Manila under the threat of gun shots. General Thomas M. Anderson of
the U.S. Army telegraphed Aguinaldo before the battle commenced, “Do not let your
troops enter Manila without permission from the American commander. On this side of
the Pasig River you will be under fire.”28 This “insolence” towards the Filipino
revolutionary leader, and the exclusion of the Filipinos from the city led to a silent
The mock battle began at 9:30 in the morning and was won by 5:43 pm, right
before the sun set over Manila Bay. The Spanish flag was brought down and in its place
the U.S. flag flew over the capital city of Manila, accompanied by the guns of U.S. ships
that “thundered out a national salute” as “The Star Spangled Banner” played in the
background.30 Outside the walls, Aguinaldo and his troops looked on as they
contemplated their “own losses of thousands in killed and wounded” as well as their
“exclusion and snubbing in the hour of final triumph,” which Aguinaldo stated was “an
Despite the negative feelings and suspicions upon being excluded from a battle
that marked the end of Spanish colonial rule, revolutionary and nationalist leaders urged
Aguinaldo to hastily assemble the first official congress of the First Philippine Republic
27
Emilio Aguinaldo and Vicente Albano Pacis, A Second Look At America, 75.
28
Ibid., 76; Aguinaldo and Pacis, A Second Look At America, 75.
29
Agoncillo, History of the Filipino People, 194.
30
Dewey, Autobiography of George Dewey, 280.
31
Aguinaldo and Pacis, A Second Look At America, 78.
19
while U.S. troops took hold of the capital city. As the first official president of the First
Manila—as early as September 1898, just weeks after the United States ended its war
against Spain on Filipino soil.32 Formally dubbed the Malolos Convention, or the first
“National Assembly,” the congress began drafting a Filipino constitution that would
convey the needs of Filipinos and, at the same time, would assist in the acknowledgement
revolutionaries called on for support was the same nation-state they had assisted in
The document became known as the Malolos Constitution and was originally
written in Spanish, which was the Philippines’ most commonly-spoken language at the
time, even more so than Tagalog. The document was written with ninety-three articles
emphasizing the civil liberties of Filipinos as well as the nation’s form of government.
The constitution went through several revisions in response to the nation’s conflicts and
would not see a final draft until January 1899.33 Concurrently, pamphlets of Filipino
propaganda, printed under the order of Aguinaldo’s new government, were shared
throughout the islands, honoring and celebrating the liberation of the archipelago from
32
Ibid., 142; Teodoro A. Agoncillo, Malolos: The Crisis of the Republic (Quezon City: University of
the Philippines Press, 1960), 224.
33
“1899 Constitution of the Republic of the Philippines: Malolos Convention,” Corpus Juris,
Philippine Law Library, last modified 2014, accessed January 19, 2016,
http://www.thecorpusjuris.com/laws/constitutions/item/1899-constitution.html?category_id=70; The
Laws of the Philippine Republic: The Laws of Malolos, 1898-1899, compiled and edited by Sulpicio Guevara
(Manila: National Historical Commission, 1972), 104-119; Agoncillo, Introduction to Filipino History, 151-
152.
20
Filipinos. Apolinario Mabini, a revolutionary leader as well as Aguinaldo’s principal
adviser, composed “El Verdadero Decalogo (The True Decalogue)” that framed ten
revolutionary and nationalist ideals pertaining to the First Philippine Republic.34 The
True Decalogue was modeled after Moses’ Ten Commandments, and thus was a
reflection of the Philippines’ major Roman Catholic background as well as the late
Love your country after God and your honor, and more than you love yourself,
because your country is the only paradise that God has given you in this life; the
only patrimony of your race; the only inheritance from your ancestors; and the
only future of your descendants: because of your country you have life, love and
interests; happiness, honor and God.35
The first three commandments were dedicated to the Filipinos’ Roman Catholic faith,
with great emphasis on the worship and honor of the Christian God. The fourth, cited
above, stressed the importance of national unity and pride of country. Prior to revolution,
identity and allegiance for the Filipino people were connected to their local provinces and
classes due to Spanish rule. As the leaders of the First Philippine Republic awaited the
recognition of Filipino independence from foreign powers, it was important to have the
people understand that the nation and its interest was more vital than their local
especially not Spain nor the United States, recognized Filipino independence, and this
34
Apolinario Mabini, “El Verdadero Decalogo (The True Decalogue),” June 1898, courtesy of the
National Historical Commission of the Philippines in Republic of the Philippines Presidential Museum and
Library, accessed January 19, 2016, http://malacanang.gov.ph/8132-the-true-decalogue-by-apolinario-
mabini/.
35
Ibid.
36
Agoncillo, Introduction to Filipino History, 47-48.
21
inaction further confirmed the fears of Filipino revolutionary leaders. The U.S. still held
the capital of Manila and the American troop presence increased. Aguinaldo sought
diplomatic representation for the Philippines abroad to assist in the nation’s claim for
D.C., then to Paris to campaign for Filipino recognition. Agoncillo arrived in Paris in
October 1898, while the U.S. and Spain formally settled the Spanish-American War and
began negotiations that included the possession of the Philippines. The Asian nation was
“acquired” by the U.S. for $20 million under the Treaty of Paris, without the consultation
carefully worded. Although many colonial powers historically ceded and traded colonies
with each other from the seventeenth through the nineteenth centuries, the ceding of the
Philippines from Spain to the U.S. was unique with the inclusion of the Philippine
Paris negotiation arguing that Spain had no right to cede a nation that was not theirs to
relinquish. Revolutionary leaders asserted that the Filipino people, with U.S. aid,
adamantly believed that they won their independence from imperial Spain, and formed
the First Philippine Republic. The Filipino people had been fighting Spain for their
independence for years before the U.S. military arrived in the Philippines. Agoncillo
fervently opposed the treaty in a formal protest that he presented in Washington, D.C.:
If the Spaniards have not been able to transfer to the Americans the rights which
they did not possess; if the latter have not militarily conquered positions in the
37
“Treaty of Peace between the United States and Spain; December 10, 1898,” The Avalon
Project: Documents in Law, History and Diplomacy, Yale University, accessed January 22, 2016,
http://avalon.law.yale.edu/19th_century/sp1898.asp; Francia, A History of the Philippines: From Indios
Bravos to Filipinos, 141.
22
Philippines; if the occupation of Manila was a resultant fact, prepared by the
Filipinos; if the international officials and representatives of the Republic of the
United States of America offered to recognize the independence and sovereignty
of the Philippines, solicited and accepted their alliance, how can they now
constitute themselves as arbiters of the control, administration and future
government of the Philippine Islands?38
Agoncillo argued that Spain had lost its colonial power over the Philippines, since the
Filipinos had fought for and won their independence. In the perception of Filipino
revolutionaries, Spain had no authority over the Philippines when the treaty was signed,
and, therefore, had no right to relinquish the Asian archipelago to the United States.
Days after the signing of the Treaty of Paris, on December 21, U.S. President
William McKinley issued a “Benevolent Proclamation” which asserted the U.S. objective
of bestowing “the blessings of good and stable government upon the people of the
Philippine Islands under the free flag of the United States”—and once again disregarded
the government of the First Philippine Republic.39 The U.S. decision, according to
disappointing, and tragic.”40 Filipino historian and novelist Nick Joaquin famously wrote,
“When [the Filipinos] speak of the “Unfinished Revolution”… we should ask, which
one?...”41 Joaquin’s statement was considered a precise depiction of the U.S. betrayal of
38
Felipe Agoncillo, “Felipe Agoncillo's Protest on the Injustice of the Treaty of Paris December
1898,” The Philippine American War Documents, MSC Institute of Technology, from The Statutes At Large
of the United States of America from March 1897 to March 1899 and Recent Treaties, Conventions,
Executive Proclamations, and The Concurrent Resolutions of the Two Houses of Congress, Vol. 30, the U.S.
Library of Congress, Asian Division (Washington: U.S. Government Printing Office, 1899), accessed January
9, 2016, http://filipino.biz.ph/history/ag9812xx.html; “Agoncillo is Persistent,” The New York Times,
January 16, 1899.
39
“The Philippine American War: McKinley’s Benevolent Assimilation Proclamation, December
21, 1898,” The Philippine American War Documents, MSC Institute of Technology, accessed November 4,
2015, http://filipino.biz.ph/history/benevolent.html; Agoncillo, History of the Filipino People, 211.
40
Aguinaldo and Vicente Albano Pacis, A Second Look At America, 87.
41
Nick Joaquin, A Question of Heroes (1977; Manila: Anvil Publishing, 2005), 96; “Nick Joaquin,”
accessed January 22, 2016, http://pinoylit.webmanila.com/filipinowriters/njoaquin.htm.
23
independence and its aggressive claim to the archipelago destroyed the Filipino-
American alliance forged out of their mutual enemy in Spain. The situation further
strengthened the Filipino desire to be independent and tested the Filipinos’ newly found
identity and nationality. Aguinaldo stated that the U.S. “discredited the system by lightly
scorning the friendship, the pride, the honor, and patriotism of the [Filipinos].”42 Filipino
revolutionaries realized that their war for independence was not over, and that their fight
for independence simply carried a new face and name: the Philippine-American War. As
Aguinaldo once stated prior to the military conflict against the U.S., “Knowing our fierce
Initially, revolutionary leaders were divided over how to tackle the issue of U.S.
occupation. Aguinaldo realized that going to war with the U.S. so soon after the nation’s
war with Spain would sacrifice even more Filipino lives when they already lacked
capable soldiers and ammunition.44 Other nationalist leaders, like Apolinario Mabini,
decided to avoid fighting and instead spread the ideals of the Philippine Revolution
through print. Mabini refused to acknowledge U.S. sovereignty and was determined to
official statement regarding the betrayal of the U.S. alliance, the occupation of Manila, as
[The Philippine Republic] cannot remain indifferent in view of such a violent and
aggressive seizure of a portion of its territory by a nation which has arrogated to
itself the title champion of oppressed nations…I denounce these acts before the
world…mankind may pronounce its infallible verdict as to who are the true
42
Aguinaldo and Vicente Albano Pacis, A Second Look At America, 81.
43
Ibid., 80.
44
Ibid., 83.
24
oppressors of nations and the true tormentors of human kind…upon their heads be
all the blood which may be shed.45
In the weeks that followed, Aguinaldo requested meetings with U.S. commissioners in
revolutionary leader and first president of the Philippine Republic reminded U.S.
representatives that it was the western nation that sought the alliance with the Philippines,
stating that Aguinaldo’s “relations with the United States did not bring me over here from
Hong Kong to make war on the Spaniards for their benefit, but for the purpose of our
were consistently ignored until the silent hostilities between the two nations erupted into
complete warfare when the first shots of war erupted on February 4, 1899.48
Conflict began when two soldiers of the Nebraska Volunteer Infantry Regiment,
William Grayson and Orville Miller, shot and killed two Filipino soldiers, while the latter
were trying to cross the San Juan Bridge to a nearby village in Santa Mesa. According to
Grayson, he warned the men to “halt” twice, but the latter yelled back, “halto!” (halt!)
Grayson and his squad’s final reply was to shoot the men down.49 The attack forced
45
Apolinario Mabini, “Proclamation,” January 5, 1899, collected, edited, and translated by
Teodoro Agoncillo, Filipino Nationalism, 1872-1970 (Quezon City: R.P. Garcia Publishing Co., 1974), 233.
46
Ibid., 86-87; Agoncillo, History of the Filipino People, 213.
47
Emilio Aguinaldo, “Aguinaldo's Manifesto Protesting the United States' Claim of Sovereignty
Over the Philippines,” January 5, 1899, The Philippine American War Documents, MSC Institute of
Technology, from The Statutes At Large of the United States of America from March 1897 to March 1899
and Recent Treaties, Conventions, Executive Proclamations, and The Concurrent Resolutions of the Two
Houses of Congress, Vol. 30, the U.S. Library of Congress, Asian Division (Washington, D.C.: U.S.
Government Printing Office, 1899), accessed January 9, 2016,
http://filipino.biz.ph/history/ag990105.html.
48
Francia, A History of the Philippines: From Indios Bravos to Filipinos, 144-145; Agoncillo, History
of the Filipino People, 214.
49
Ibid., 214-215; “Man Who Fired First Shot: Private Grayson of the First Nebraska Tells How He
Began the War,” Omaha Bee, August 2, 1899; Donald Chaput, "Private William W Grayson's War in the
Philippines, 1899," Nebraska History 61 (1980): 355-366.
25
generals throughout the islands warning them about impending hostilities.50 To the
agenda for independence: “I know that war has always produced great losses; I know that
the Philippine people have not yet recovered from past losses and are not in condition to
endure others. But I also know that we should sacrifice all on the altar of our honor and
The better equipped U.S. army was able to capture towns and villages because the
capture of Manila meant they were also able to welcome thousands of trained American
reinforcements, who carried superior arms. The struggle disheartened many Filipinos,
and Aguinaldo was quick to remind his Kababayans as to what they were fighting for:
Filipinas!...acknowledge her, salute her who warned thee with the breath of her
own culture and civility. Thou hast longed for independence, and thine
emancipation from Spain has come... But thou, Filipinas, flower of the ocean,
delicate flower of the East, still weak, scare eight months weaned from thy
mother's breast, has dared to brave a great and powerful nation such as is the
United States, with thy little army barely disciplined and shaped. Ah, beloved
brethren, all this is true; and still we say we will be slaves to none, nor let
ourselves be duped by gentle words.52
50
Agoncillo, History of the Filipino People, 215.
51
Emilio Aguinaldo, “Aguinaldo's Manifesto Recognizing the Opening of Hostilities,” February 5,
1899, The Philippine American War Documents, MSC Institute of Technology, from The Statutes At Large
of the United States of America from March 1897 to March 1899 and Recent Treaties, Conventions,
Executive Proclamations, and The Concurrent Resolutions of the Two Houses of Congress, Vol. 30, the U.S.
Library of Congress, Asian Division (Washington, D.C.: U.S. Government Printing Office, 1899), accessed
January 9, 2016, http://filipino.biz.ph/history/ag990105.html.
52
Emilio Aguinaldo, “Aguinaldo's Manifesto Reminding the Filipino People on the Importance of
the Independence Struggle,” June 12, 1899, The Philippine American War Documents, MSC Institute of
Technology, from The Statutes At Large of the United States of America from March 1897 to March 1899
and Recent Treaties, Conventions, Executive Proclamations, and The Concurrent Resolutions of the Two
Houses of Congress, Vol. 30, the U.S. Library of Congress, Asian Division (Washington: U.S. Government
Printing Office, 1899), accessed January 9, 2016, http://filipino.biz.ph/history/ag990612.html.
26
Mabini added that war was “the last discourse left for the salvation of country and
national honor, let us fight as long as there is strength left in us.”53 Despite the
revolutionary leaders’ attempt at stirring the nationalist spirit and their own soldiers’
military experience, the Filipino militia relied mostly on villagers inexperienced with war
who fought a guerrilla war with bolo knives. The knives, though found in most villages in
the Philippines, were no match for the advanced arsenal of the U.S.54 U.S. troops quickly
conquered major Filipino cities such as Malolos, Zapote, Bacoor, and Dasmariñas, while
revolutionary leadership began to fold from within.55 The losses divided the Filipino
revolutionaries, and led to the gradual fall of the First Philippine Republic.
Commission to the Philippines. Appointed in January, the group was led by Dr. Jacob G.
Schurman, president of Cornell University. The First Philippine Commission, dubbed the
Schurman Commission, was comprised of George Dewey, U.S. Navy Admiral, Charles
H. Denby, U.S. Minister to China, Elwell S. Otis, U.S. Military General, and Dean C.
Worcester, American Zoologist and Philippine scholar. The group’s mission was to
outline how to best approach U.S. occupation of the Philippines.56 The Commission met
with fifteen Philippine Republic members willing to listen to U.S. plans regarding the
and Christian nation with wealthy Filipino elites of the revolution at the helm. The
53
Apolinario Mabini, “The Struggle for Freedom,” 1899, as found in Teodoro Agoncillo’s Filipino
Nationalism, 1872-1970, 240.
54
Timothy K. Deady, "Lessons from a Successful Counterinsurgency: The Philippines, 1899–
1902,” Parameters (Spring, 2005): 55-57.
55
Agoncillo, Introduction to Filipino History, 163.
56
"The Philippines: As viewed by President McKinley's Special Commissioners, ‘The People
Intelligent, But as Yet they are incapable of self-government,” The Daily Star, November 3, 1899.
27
colonial government would therefore ignore the existence of the First Philippine Republic
as well as the country’s main Catholic faith. U.S. representatives emphasized their desire
the Philippine people may enjoy the largest measure of home rule and the amplest
liberty.”57
The U.S. proposal of “American Autonomy” led to a divide within the Filipino
cabinet between the independistas (true nationalists) and the americanistas (pro-
Americans). Mabini, an independista, believed that the americanistas had the best interest
of the nation in mind, but emphasized that leadership under the U.S. was not the
independence from Spain and should continue to fight for their nation, so Filipinos could
cultivate a culture and nation that was solely theirs. Mabini also believed that acceptance
of “American Autonomy” and surrender would be for the benefit of “the Americans, not
wealthy and powerful elites such as Pedro A. Paterno, Ambrosio Rianzares Bautista, and
Felipe Buencamino. Aguinaldo appointed this cabinet, yet most of its members were
prepared to abandon his values in favor of their own future political power in the
Philippines. Aguinaldo, due to pressure from americanistas, dismissed Mabini and his
supporters and a new cabinet was appointed that consisted mostly of American
sympathizers led by Paterno and Bautista. Other independistas were dismissed or banned
57
United States Philippine Commission, Report of the Philippine commission to the President:
January 31, 1900, vol. 1, no. 1 (Washington: Government Printing Office, 1900), 4.
58
Apolinario Mabini, “La Intransigencia (The Stubborness),” an article referring to the
americanistas, November 6, 1899, in La Revolucion Filipina (The Philippine Revolution), vol. 2 (Manila:
Bureau Printing, 1931), 111.
28
by Aguinaldo from the cabinet, under the full encouragement and insistence of Paterno
and Bautista. One particular nationalist and high general of the Philippine Republic,
Antonio Luna, was assassinated by his own troops, an act believed to have been ordered
by the americanistas.59 The U.S. proposal attracted wealthy merchants throughout the
islands with the possibility of financial gain and the appeal of the dollar and North
American trade.60
was led by William Howard Taft, the first Governor-General of the Philippines. The
commission’s objectives were to create a governing body under the full control of the
U.S. based on the findings of the first commission.61 Established by President McKinley
in March 1900, the commission was fully executed under President Theodore Roosevelt,
education system based on the U.S. model. Filipino elites selected by the commission ran
for election as provincial governors of various provincial islands. The U.S. tactic of
integrating U.S. leaders within Philippine political society enabled the easy capture of
island regions such as the Visayas. Filipinos in main trade ports such as Ilolo, Cebu, and
Negros did not greet U.S. troops with much hostility, due to leaders controlled by U.S.
and Filipino merchants eager for U.S. trade. The Negrenses, with its large population of
wealthy merchants and americanistas, raised the U.S. flag upon the arrival of U.S.
59
Agoncillo, Introduction to Filipino History, 164-165; Agoncillo, History of the Filipino People,
218-223.
60
United States Philippine Commission, Report of the Philippine commission to the President:
January 31, 1900, 149.
61
“United States Rule,” edited by Ronald E. Dolan in Philippines: A Country Study, Washington:
GPO for the Library of Congress, 1991, accessed March 13, 2016,
http://countrystudies.us/philippines/16.htm.
29
ships.62 The dismissal of Mabini, the assassination of Luna, and the swift U.S. conquest
of major regions demoralized Filipino troops on the front lines and the supporters of
Aguinaldo. Aguinaldo himself escaped to the mountains to reconvene with his trusted
advisers to plan their next move. However, his disappearance led to a complete loss of
the cabinet and was captured by U.S. General Frederick N. Funston. He was brought to
Manila on April 1, where Aguinaldo formally declared an end to the First Philippine
Republic, swore an oath of allegiance to the United States, and recognized U.S.
sovereignty over the archipelago.63 On April 19, he issued a final proclamation regarding
his submission to the United States emphasizing that the “complete termination of
hostilities and a lasting peace are not only desirable but absolutely essential to the welfare
of the Philippines.”64 Aguinaldo believed that the “country has declared unmistakably in
favor of peace; so be it. Enough of blood; enough of tears and desolation.” He placed his
faith in the U.S. promises of Filipino liberty. He believed that the revolution would
submit to U.S. control but would not surrender its national loyalty; concession would not
viewed his surrender as his ultimate love and service for his country and his Kababayans:
“By acknowledging and accepting the sovereignty of the United States throughout the
62
Agoncillo, Introduction to Filipino History, 165; Agoncillo, History of the Filipino People, 219.
63
Ibid., 224; Zaide, The Philippines: A Unique Nation, 274-275.
64
Emilio Aguinaldo, “Aguinaldo's Proclamation of Formal Surrender to the United States,” April
19, 1901, The Philippine American War Documents, MSC Institute of Technology, from The Statutes At
Large of the United States of America from March 1897 to March 1899 and Recent Treaties, Conventions,
Executive Proclamations, and The Concurrent Resolutions of the Two Houses of Congress, Vol. 30, the U.S.
Library of Congress, Asian Division (Washington: U.S. Government Printing Office, 1899), accessed January
9, 2016, http://filipino.biz.ph/history/ag010419.html.
30
entire Archipelago, as I now do without any reservations whatsoever, I believe that I am
for surrender, a number of Filipino generals refused to lay down their arms and withdraw
their troops. General Vicente Lukban and General Miguel Malvar continued the
resistance for almost a year after Aguinaldo’s capture. The two men led guerrilla
operations in various areas of the archipelago such Batangas and Samar, the latter being
the location of hundreds of Filipino soldiers and villagers.66 On July 4, 1902, President
Archipelago who have participated in the insurrections,” and the insurrection largely
came to a conclusion.67
U.S. attempts at peaceful propaganda through the Filipino elites did not sit well
with the Filipino agrarian class, whose dealings with U.S. troops differed drastically from
those of the elites. From the first days of the Philippine-American War, U.S. troops
invented a racial hierarchy for Filipinos of lower classes, whose skin color was darker
than those of the elites due to farming under the hot tropical sun. U.S. sentiments of
racism, at an all-time high on U.S. soil, were brought to the islands. Filipinos’ brown skin
and almond eyes leant themselves readily to a racial classification founded on white
supremacy. White U.S. soldiers were quick to place Filipinos in the same position within
65
Ibid.
66
Agoncillo, History of the Filipino People, 227; Veltisezar Bautista, The Filipino Americans (1763-
Present): Their History, Culture and Traditions, Second ed. (IL: Bookhaus Publishers, 2002), 71-72.
67
Theodore Roosevelt, “President Theodore Roosevelt's Proclamation Formally Ending the
Philippine "Insurrection" and Granting of Pardon and Amnesty,” July 4, 1902 The Philippine American War
Documents, MSC Institute of Technology, from The Statutes At Large of the United States of America from
March 1897 to March 1899 and Recent Treaties, Conventions, Executive Proclamations, and The
Concurrent Resolutions of the Two Houses of Congress, Vol. 30, the U.S. Library of Congress, Asian Division
(Washington, D.C.: U.S. Government Printing Office, 1899), accessed January 9, 2016,
http://filipino.biz.ph/history/tr020704.html.
31
the social and racial hierarchy as other people of color and often called them “niggers.”
Frank M. Erb, of the Pennsylvania Regiment, wrote home on February 27, 1899:
American exceptionalism and perception of Western supremacy ran through the various
ranks of the U.S. military. General Funston, the U.S. colonel who captured Aguinaldo,
believed that the Filipino people were “as a rule, an illiterate, semi-savage people, who
are waging war not against tyranny, but against Anglo-Saxon order and decency.”69 In his
1899 letter to the editor of the Kansas City Journal, General Funston was candid in his
allegiance to the U.S. agenda of Manifest Destiny, stating that he had hoped that “Uncle
Sam” would apply the “chastening rod” upon the Filipino people, until the Filipinos agree
enthusiasm amongst the U.S. troops for the project of U.S. imperialism. The Military
Order of the Carabao, an exclusive patriotic society for U.S. soldiers, was founded in the
68
Frank M. Erb, letter to home, dated February 27, 2016, “American Soldiers in the Philippines
Write Home about the War,” History Matters: The U.S. Survery Course on the Web, last modified January
26, 2016, accessed February 3, 2016, http://historymatters.gmu.edu/d/58/.
69
Federick N. Funston. “Interesting Letter from Funston,” Kansas City Journal, April 22, 1899.
70
Ibid.
32
Underneath the starry flag, civilize 'em with a Krag,
And return us to our own beloved homes.71
The lyrics referred to the Filipinos as the “bolomen,” in reference to the bolos knives
used by Filipino soldiers, and “ladrones” for thieves. The line, “civilize ‘em with a krag,”
necessary force. The “krag” referred to the Krag-Jorgensen rifle issued to the U.S.
military during the Spanish-American and Philippine-American Wars.72 F.A. Blake of the
American Red Cross told a reporter of the Boston Globe on June 27, 1900, "American
soldiers are determined to kill every native [Filipino] in sight."73 Blake was stationed in
I never saw such execution in my life, and hope never to see such sights as met
me on all sides as our little corps passed over the field, dressing wounded. Legs
and arms nearly demolished; total decapitation; horrible wounds in chests and
abdomens, showing the determination of our soldiers to kill every native in sight.
The Filipinos did stand their ground heroically, contesting every inch, but proved
themselves unable to stand the deadly fire of our well-trained and eager boys in
blue. I counted seventy-nine dead natives in one small field, and learn that on the
other side of the river their bodies were stacked up for breastworks.74
Brutalities of war materialized on both sides, especially with the torture and rapid
executions of captured soldiers. Filipino soldiers would also terrorize civilians who did
not rally behind the ideals of Filipino nationalism, while U.S. troops burned villages not
71
Military Order of the Carabao, “History,” last modified 2016, accessed February 3, 2016,
http://carabao.org/about/history; Ralph M. Ghormley, The Military Order of the Carabao: Centennial
History (Marine Corps Association, 2000), 111; Francia, A History of the Philippines: From Indios Bravos to
Filipinos, 146.
72
John Malloy, “The Last Krag,” Gun Digest 2013, 67th Ed. (2012): 260-261.
73
“Eventual U.S. Victory, U.S. colonization of the Philippines,” The Boston Globe, June 27, 1900.
74
Ibid.; “F.A. Blake, of California, in charge of the Red Cross,” 1900, History Matters: The U.S.
Survery Course on the Web, last modified January 26, 2016, accessed February 3, 2016,
http://historymatters.gmu.edu/d/58/.
33
The Western perception of Filipinos as “savages” justified U.S. military violence.
Island initiated a guerrilla attack against U.S. troops, killing 48 American soldiers. In
retaliation, U.S. Army Officer Jacob Hurd Smith then ordered the massacre of every
person on the island capable of bearing arms against the United States. Upon acquiring
Samar, Smith famously stated, “I want no prisoners. I wish you to kill and burn; the more
you kill and burn, the better it will please me... The interior of Samar must be made a
howling wilderness…”75 Smith specifically ordered to “kill everyone over ten,” which
included Filipino children ten years of age who were capable of carrying a bolo.76
Smith’s instruction to assassinate children caused negative reactions from people in the
U.S. and led to a court martial under allegations of violating the 58th Article of War,
which prohibits “murder, assault and battery with an intent to kill” in time war.77
However, Smith was acquitted and was praised by fellow soldiers on Filipino soil such as
General Funston, who proudly stated, “I personally strung up thirty-five Filipinos without
trial, so what was all the fuss over…'dispatching' a few 'treacherous savages'?”78
Racial tensions continued after the war. The notion of racial consciousness
deepened the social divide in Filipino society during a sensitive time when their new
identity as Filipinos was being tested. Filipinos’ unique physical features meant that they
looked neither European nor Asian. Their physical appearance and ethnic make-up was
founded on centuries of racial amalgamation from various ethnicities emanating from the
75
Ibid.; “President Retires Gen. Jacob H. Smith: Philippine Officer Reprimanded for ‘Kill’ and
‘Burn’ Order,” New York Times, July 17, 1902.
76
Ibid.; “Kill Everyone Over Ten,” cartoon, published by New York Journal, May 5, 1902.
77
Ibid., Mark Oswald, ” The "Howling Wilderness" Courts-martial of 1902,” Department of the
Army (Carlisle Barracks, PA: U.S. Army War College, 2001), 3-7 and 15-17.
78
Frederick Funston, quoted in the New York Sun, March 10, 1902.
34
Malayan peninsula, from indigenous people of the archipelago, and the Spanish
colonizers—one that made the people uniquely Filipino. Amongst racist American
occupiers, it also meant they were uniquely attacked in the American colonial system,
labeled with any racial epithet a soldier could come up with to describe any person of
non-white skin.
Under U.S. imperial control, the class system built under Spain, with the
brown to black skin did, indeed, make the colonized people “Filipino” in the eyes of the
Americans. However, no matter what class they associated with, the Filipinos, due to the
color of their skin and physical characteristics, were still racially beneath Americans.
U.S. soldiers, with its scattered and unorganized style of warfare. However, to the
agrarian Filipino soldier, despite being undisciplined in the realm of warfare, any sort of
battle tactic, formal or informal, was their way of serving their Kababayans and their
nation for the ultimate goal of “kalayaan” (independence).79 Mabini recognized U.S.
racial prejudice for what it was: an attempt to subjugate Filipinos into thinking that they
were an inferior race and weaken Filipinos’ newfound national pride. He stated that “race
prejudices separates [Filipinos] from the [Americans],” so the promises of liberty and
“will result in our eternal slavery by people…who do not want to see a brown people
beside them.”80 Early attempts to pacify Filipinos and end Philippine-American conflicts
79
Paul A. Kramer, “Race-Making and Colonial Violence in the U.S. Empire: The Philippine-
American War as Race War,” Asia Pacific Journal 4, Issue 6, No. 0 (June 2006); 14-15.
80
Apolinario Mabini, “The Struggle for Freedom,” 1899, as found in Teodoro Agoncillo’s Filipino
Nationalism, 1872-1970, 239-240.
35
further impassioned Filipinos in their desire for independence, while the racial and ethnic
prejudice displayed by U.S. troops allowed Filipinos to fully discern and cement the
36
Chapter Two
Creating the Filipino Savage: How Science and Popular Media Influenced the American
Perception of the Philippines, 1898-1914
The amalgamation of many ethnic and cultural influences have shaped Filipino
culture and identity. These include: the immigration of surrounding Asiatic groups, most
being Malayans from the Malay peninsula of Malaysia and Indonesia; Catholicism and
various Western influences imported over centuries of Spanish colonization; and United
States imperialism and the impact of the long nineteenth century’s Race of Nations.2 The
United States’ motivation to enter into the world of imperialism and to play a role in the
Race of Nations manifested itself in a military conflict against the Philippines. The
Philippine-American War occurred just months after the U.S. won the 1898 Spanish
American War, during the “bloodless” Battle of Manila, which took place from July to
August 1898. The battle marked the conclusion of the Spanish American War as well as
the end of the Philippine Revolution against Spain. The revolution initiated the founding
believed. However, the 1898 Treaty of Paris ceded the newly liberated and established
1
Rudyard Kipling, “The White Man’s Burden,” McClure’s Magazine 12, no. 4 (1899): 290; Rudyard
Kipling, “The White Man’s Burden,” 1899, Fordham University. Modern History Sourcebook: Rudyard
Kipling, The White Man's Burden, accessed May 30, 2015,
http://www.fordham.edu/halsall/mod/Kipling.asp
2
Teodoro A. Agoncillo and Oscar M. Alfonso, History of the Filipino People, 2nd Edition (Quezon
City, Philippines: Malaya Books, 1969), 4-6; Stanley Karnow, In Our Image: America's Empire in the
Philippines (New York: Ballantine Books, 1989), 36-39.
First Philippine Republic from Spain to the U.S. in exchange for the amount of twenty
million dollars.3 The treaty initiated a military conflict between the United States and the
Philippines that lasted from 1899 to 1902 and was driven by the imperialist ambitions of
The conflict introduced Americans to the seven thousand islands that make up the
promoted the ideals of Manifest Destiny, the U.S. “right” to expand its western ideologies
The U.S. government argued Filipinos were unfit to govern their own land without proper
guidance of a more “civilized” western culture, despite the fact that the nation had
endured centuries of colonization under Spanish rule. The American popular culture
depiction of a “Filipino savage,” with their grass skirts and “Negrito” blood, implied that
the Filipinos lacked the skills in governing a nation, and was used to validate U.S.
agenda of the United States. At a time when western states expanded their political and
Western Duty and Manifest Destiny, a complete understanding of the culture and
background of the people whose nations they were trying to assert power over was
deemed insignificant. Filipino identity was controlled and manipulated to validate the
3
“Treaty of Peace Between the United States and Spain; December 10, 1898,” The Avalon
Project: Documents in Law, History and Diplomacy, Yale University, accessed June 22, 2015,
http://avalon.law.yale.edu/19th_century/sp1898.asp.
4
David P. Barrows, The Negritos and Allied Types in the Philippines (Lancaster, PA: The New Era
Printing Company, 1910), 14.
38
U.S. hold within the Asian archipelago and was justified by the studies of scientific
supported the claims of racial hierarchy and fed on the scientific arguments that justified
social prejudice. This biased concept of Filipino identity as savage, barbaric, and non-
deeply imbedded in U.S. society. The idea was presented and reinforced through political
exhibitions. Americans used the international trend of imperialism led by Great Britain to
accept and justify the barbaric and savaged Filipino identity introduced to them. Science,
assisted by the media of illustration, entertainment, and literature, validated the U.S.
acquisition of the Philippines as well as created a position for America’s Filipinos within
physical anthropological studies began to expand beyond animals and plants.5 Carl
Linnaeus first established racial classification in 1735 with his method of “taxonomy,”
where he defined groups by their biological characteristics and divided species based on
shared features.6 Linnaeus’s findings became a part of the foundation of man’s biological
ability to identify and breed an ideal human race. This can be seen in the works of
Samuel George Morton (1839) and his theory of craniometry in Crania Americana, the
idea that you can divulge the ethnic origins of a person based on the properties of their
5
“Science: 1680s-1800s, Early Classification of Nature,” Race Exhibit, A Project of The American
Anthropological Association, 2015, accessed November 1, 2015,
http://www.understandingrace.org/history/science/early_class.html
6
“Timeline of Scientific Racism,” Asian/Pacific/American Institute at NYU, accessed November 1,
2015, http://www.nyu-apastudies.org/hauntedfiles/about/timeline/
39
head. In Scottish geologist Robert Chambers’ Vestiges of the Natural History of Mankind
(1844), he argued that each race stood on a different stage of human evolution with
Finally, scientific racism reached a crucial and historic apex with Francis Galton’s
(1869) development of the study of social Darwinism as well as coining the term and
manipulating genetic human heredity with great emphasis on defining “positive” and
traits of intelligence and talents, such as professors, other professionals, and the upper
middle class. On the other hand, eugenicists oppose the breeding of “negative” genes by
individuals who exhibit metabolic disorders such as the mentally ill, the mentally
incompetent, criminals, and alcoholics. Galton believed in “breeding for the highest order
of intellect” and in human “equal protection” but not “equal rights.” He acknowledged
racial hierarchy by defining a “minor race,” which was cemented during Galton’s travels
to Africa, and placed people of dark complexion under the category of negative
eugenics.8 Eugenicists used social Darwinism as well as scientific racism to argue that
human racial differences were not separate from the differences between animal species
and its own hierarchy—the idea that one species was better than the other.
Historians wove social Darwinism into their analysis of the conflict between the
U.S. and Philippines as early as the first two decades of the twentieth century. Some of
7
Ibid.
8
Daniel Kevles, In the Name of Eugenics: Genetics and the Uses of Human Heredity (Cambridge,
MA: Harvard University Press, 1985), 9
40
the earliest studies of Philippine and U.S. relations came from David P. Barrows.
Barrows was an educator and anthropologist who traveled to Morocco and the
Philippines and examined the culture and people for academic purposes. He was born in
Chicago in 1874 but grew up in California on his wealthy family’s Ventura ranch.
Barrows graduated with his master’s degree in political science from University of
California-Berkeley in 1895, then received his PhD in anthropology from the University
of Chicago in 1897.9 He taught at a state school in San Diego for two years prior to being
published three works about the Philippines and its history between 1900 and 1914, all
within the first decade and a half of U.S. occupation, each one inspired by his work with
the Filipino people and the contemporary American ideology of Manifest Destiny.
Barrows published his first book, A History of the Philippines, in 1905. It was used as a
textbook in Philippine public high schools in order to “introduce [the Filipinos] to their
own island country.”11 His work was a comprehensive study of Philippine history that
Barrows’ research went as far back as the migration of Philippine natives from
1512. Barrows followed their development under Spanish rule, and the early years of
9
“Barrows, David P. (David Prescott), 1873-1954,” National Endowment for Humanities, accessed
November 24, 2015, http://socialarchive.iath.virginia.edu/xtf/view?docId=barrows-david-p-david-
prescott-1873-1954-cr.xml; Online Archive of California, “Finding Aid to the David P. Barrows papers,
1890-1954,” Bancroft Library, accessed November 22, 2015,
http://www.oac.cdlib.org/findaid/ark:/13030/tf2f59n67s/.
10
Ibid; "Philippines: United States Rule," U.S. Library of Congress, accessed November 22, 2015,
http://countrystudies.us/philippines/16.htm.
11
David Barrows, A History of the Philippines (New York: American Book Company, 1905), 10.
41
U.S. occupation. Ethnography, with an emphasis on the Philippine connection to African
ancestry through a nationalist and orientalist lens, shaped the perspective of Barrows’
historical work. According to Barrows’ 1905 study, Filipino ancestry was a mixture of
peoples from the surrounding geography that influenced Philippine history and culture.
The close proximity of countries such as Japan, China, and Malaysia provided the Asian
physical features westerners considered standard of the people within the region.
However, as Barrows pointed out, Filipino features vary from skin tone to hair texture
ranging from the light skin of those mixed with centuries of European Spanish blood and
theorized that these types of Filipinos had inhabited the islands since before the arrival of
Spaniards, in part because of documents left by early Spanish settlers that include
descriptions of the “Negritos.” Although Barrows admitted that he did not discover any
written proof concerning ancient people from Africa migrating to the islands, he did not
dismiss the idea. He believed these people to be of the same ancestry as Africans based
Negritos and Allied Types in the Philippines. His second book was a physical study of
Filipinos’ ethnic connections to Malaysia as well as Indonesia and the “mixing of blood”
resulting from Spanish and other Asiatic influence. Barrows insisted on the prevalence of
mountainous regions and in native tribes—and his assertions marked the beginning of
12
Barrows, A History of the Philippines, 28.
13
Ibid., 11-14 and 30.
42
race studies in Philippine history.14 According to Barrows’ research, tribes of Negritos
escaped to various mountain areas of the Philippines as more Spaniards arrived and
increased the size of their colonies throughout the islands. Barrows spent nine years
traveling to several isolated mountain areas and used various men and women of the
tribal population and culture as sources for his work. Barrows employed the methods of
evaluate what he believed was “Negro blood.”15 The “Topinard method of study” used
scientific theories committed to proving the superiority of men with European lineage.
Methods of study include “the nasal index,” a method of examination that classified one’s
ethnicity based on the ratio of the bridge of a nose to its height.16 Following Topinard’s
research procedures, Barrows measured various parts of the bodies of tribesmen and
women such as their head, nose, and arms and compared his findings to people of African
descent. Barrows placed his findings in graphs and separated them through “cephalic”
(cranial) and “nasal” indexes.17 Barrows spent over a decade in the Philippines collecting
data and returned to the U.S. in 1919. He later served as president of the University of
California, where he also lectured about his ethnographic study in the Philippines.18
twentieth century through various levels of American scholarship with the rising
western social hierarchy through race, especially when it concerned the validation of
14
David P. Barrows, The Negritos and Allied Types in the Philippines, 358-359.
15
Ibid.
16
Carolyn Fluehr-Lobban, Race and Racism (Lanham, MD: Rowman Altamira, 2006), 139-140.
17
Barrows, The Negritos, 359-361.
18
“Barrows, David P. (David Prescott), 1873-1954,” National Endowment for Humanities.
43
American expansion to countries like the Philippines. Racial propaganda concerning the
American historians such as Barrows’ A History of the Philippines and The Negritos and
Allied Types in the Philippines. These works supported the ideology of Manifest Destiny
and reinforced racial mistrust and prejudice within the United States. The emerging
scientific racism that justified the clear subjugation of Filipinos was built on the existing
racism and ideas about social hierarchy already strongly entrenched within the United
States. During the events of the Philippine-American War, from the late nineteenth
century to the turn of the twentieth century, western society saw an intense decade of
racism and racial divide in post-Reconstruction America. The introduction of Jim Crow
Laws, segregation, and mass lynchings relegated African Americans in the South to a
second-class status, while in the North, mass xenophobia prompted U.S. government
immigration restrictions and emphasized the enforced racial hierarchy of the time.19
Illustrations such as H. Strickland Constable’s 1899 “Ireland from One or Two Neglected
19
Michael Perman, Struggle for Mastery: Disfranchisement in the South, 1888–1908 (Chapel Hill:
University of North Carolina Press, 2001), Introduction; Richard H. Pildes, "Democracy, Anti-Democracy,
and the Canon," Constitutional Commentary 17, (2000), 12-27.
44
Points of View” (figure 1) published in the popular and influential American political
magazine, Harper’s Weekly, presented a side profile of three men described from left to
right as: “Irish Iberian,” “Anglo-Teutonic,” and “Negro.” The illustration included the
text:
The Iberians are believed to have been originally an African race…They came to
Ireland and mixed with the natives of the South and West, who themselves are
supposed to have been of low type and descendants of savages of the Stone Age,
who, in consequence of isolation from the rest of the world, had never been out-
competed in the healthy struggle of life, and thus made way, according to the laws
of nature, for superior races.20
The “Anglo-Teutonic” man, with his long-elongated nose and fair features, was
comparatively placed in the middle between the “Irish Iberian” and the “Negro.” The
illustration depicts the latter two men as having the same features, and therefore,
according to the accompanying text, the same genetic background. Cartoons and
illustrations, such as Constable’s “Ireland from One or Two Neglected Points of View,”
became a popular aspect of political satire at the turn of the twentieth century. The
emergence of American humor magazines such as Puck and its rival, Judge, provided the
public with weekly illustrative humor and political satire based on the current events of
the time.21 Comedy and entertainment may have been the magazines’ implemented
mission, but the presentation of the subject matter reinforced and contributed to existing
racial prejudices.
20
H. Strickland Constable, “Ireland from One or Two Neglected Points of View,” illustration,
published by Harper’s Weekly, 1899, as seen on George Bornstein, Material Modernism: The Politics of the
Page (Cambridge: Cambridge University Press, 2001), 146.
21
“Puck,” United States Senate, accessed November 23, 2015,
http://www.senate.gov/artandhistory/art/puck/puck_intro.htm; “Guide to the Samuel Halperin Puck and
Judge Cartoon Collection,” Special Collections Research Center, Estelle and Melvin Gelman Library, The
George Washington University, accessed November 23, 2015, https://library.gwu.edu/ead/ms2121.xml.
45
Political propaganda in cartoons and illustrations aided in the retention of the
United States’ racial order, which supported the U.S. government agenda to popularize
Manifest Destiny. The history of McKinley’s relationship with the Philippines can be
described as complicated at best. His presidency led to one of the first U.S. ventures in
foreign land acquisition and sovereignty. Scholars have perceived the initial actions of
after the Spanish allegedly sunk the U.S. battleship, the Maine.22
The U.S. war against Spain involved the colonized peoples of the Philippine
archipelago, who were simultaneously fighting with Spain for their independence when
Commodore George Dewey sank the Spanish fleet in Manila Bay. On August 13, 1898,
reinforcements sent by President McKinley seized the city of Manila from Spain, while
Filipino revolutionaries initiated positions of attack within the outskirts of the city, an
event historically known as the Battle of Manila.23 The battle, sometimes called the Mock
Battle of Manila, was a premeditated conflict by both the U.S. and Spanish generals to
keep the city from falling to advancing Philippine Revolutionaries led by Emilio
The Treaty of Paris, signed on December 10, 1898, approved of the U.S.
occupation of Cuba as well as the annexation of the former Spanish colonies of Puerto
Rico, Guam, and Philippines, providing the U.S. with its first overseas empire.24 The
Philippines was ceded to the U.S. for twenty million dollars, and McKinley proceeded to
22
Kristin L. Hoganson, Fighting for American Manhood: How Gender Politics Provoked the
Spanish-American and Philippine-American Wars (New Haven, CT: Yale University Press, 1998), 5 and 133.
23
“The Evolution of Manila,” Republic of Philippines Presidential Museum and Library, last
modified 2013, accessed November 6, 2015, http://malacanang.gov.ph/75830-the-evolution-of-manila/
24
“Treaty of Peace Between the United States and Spain; December 10, 1898;” Teodoro A.
Agoncillo and Oscar M. Alfonso, History of the Filipino People, 194-195.
46
lay claim to the islands with the “earnest wish and paramount aim…to win the
occupation by the U.S., and assured the Philippine people the “full measure of individual
rights and liberties which is the heritage of free peoples” with emphasis on democracy so
that the people might learn to govern themselves.25 In the United States, McKinley was
celebrated as well as attacked for his acquisition of foreign lands. Magazines and
newspapers published political satires in forms of cartoons and illustrations that criticized
the patriotic ideology of Manifest Destiny used to justify American foreign relations.
The McKinley era’s vision of Manifest Destiny, led by race, religion, and the U.S.
sense of exceptionalism, can be seen in the propaganda of the time. McKinley and his
advisors believed that their actions towards the acquisition of the Philippines honored the
McKinley did not initially wish to obtain the Philippines due to the costs required in
occupying a nation oceans away, but he believed that annexing the nation was “a gift
from the gods.” Under Manifest Destiny, he reasoned that support for American
expansion was led by God, who provided him with four crucial reasons to retain the
(1) That we could not give them back to Spain—that would be cowardly and
dishonorable; (2) that we could not turn them over to France and Germany—our
commercial rivals in the Orient—that would be bad business and discreditable;
(3) that we could not leave them to themselves—they were unfit for self-
government—and they would soon have anarchy and misrule over there worse
than Spain’s was; and (4) that there was nothing left for us to do but to take them
all, and to educate the Filipinos, and uplift and civilize and Christianize them, and
25
“The Philippine American War: McKinley’s Benevolent Assimilation Proclamation, December
21, 1898,” The Philippine American War Documents, MSC Institute of Technology, accessed November 4,
2015, http://filipino.biz.ph/history/benevolent.html.
47
by God’s grace do the very best we could by them, as our fellow-men for whom
Christ also died.26
McKinley also received pressure from his own administration and fellow politicians to
annex the islands. Senator Albert J. Beveridge of Indiana was one of the many politicians
that supported U.S. expansion with the advocacy of Manifest Destiny. When asked about
the Philippine question, Beveridge stated “of all our race [God] has marked the American
people as his chosen nation to finally lead in the regeneration of the world. This is the
divine mission of America, and it holds for us all the profit, all the glory, all the
The McKinley administration used popular media and issues of the time to
express U.S. relations to the public as well as rally support. Pictures that depicted the
Philippines, a country that was completely foreign to United States citizens, as a nation
satirical cartoons and lithographs with “black-African” features and in the form of
“savage” characteristics in his works that were published in newspapers like the
Minnesota Tribune, one of the prime daily newsprints for the state at the time.
Illustrations such as “Hawaii, Cuba, and the Philippines celebrate the Independence Day
of the United States” (figure 2) depicted the three nations holding hands and celebrating
26
General James Rusling, “Interview with President William McKinley,” The Christian Advocate 22
January 17, 1903, edited by Daniel Schirmer and Stephen Rosskamm Shalom, reprinted in The Philippines
Reader (Boston: South End Press, 1987), 22–23.
27
Albert J. Beveridge, “In support of an American empire on January 9, 1900,” Congressional
Record, 56 Cong., 1st Sess.: 704-712.
48
the anniversary of United States independence.28 Their hands are held together, implying
that the countries were united and in support of the U.S. government, as they skipped
along and proudly waved U.S. flags. This was a way for the government to portray that
these countries wanted and were grateful to be imperialized. The people were drawn the
thinner lips. The three figures were shown as children and were barefoot— signifying the
need for “adult supervision” in governing their nation since, like children and according
foolishness.
The notion of the United States as an adult “father figure” or educator was
popular within newspapers and magazines that advocated Manifest Destiny. Judge, one
of the weekly United States magazine that published satire and propaganda from 1881 to
28
Charles L. Bartholomew, “Hawaii, Cuba, and the Philippines celebrate the Independence Day of
the United States,” cartoon, published by Minneapolis: Journal Printing Company, 1898, The Asia-Pacific
Journal 11, No. 1 (October 7, 2013), accessed November 4, 2015, http://www.globalresearch.ca/selling-
empire-american-propaganda-and-war-in-the-philippines/5355055.
49
1947, depicted a cartoon titled “The Filipino’s First Bath” (figure 3) on the magazine’s
June 10, 1899, cover.29 McKinley was depicted holding a brush on one hand and a baby
standing of his administration’s imperialist agenda. McKinley was adamant in his beliefs
that the U.S. had a divine responsibility in civilizing “savages.” The U.S. government,
specifically those within the Philippine Commission, U.S. led governing bodies within
the islands appointed by the president, believed that educating nations in western
democracy was an American moral obligation that would benefit the people within
29
George Washington University, “Guide to the Samuel Halperin Puck and Judge Cartoon
Collection, 1879-1903,” Collection Number MS2121, last modified 2015, accessed November 13, 2015,
http://library.gwu.edu/ead/ms2121.xml; Grant Hamilton, “The Filipino's First Bath,” Judge, 1899,
published by New York: The Forbidden Book: The Philippine American War in Political Cartoons, JMU
Omeka, accessed November 13, 2015, https://omeka.jmu.edu/main/items/show/3271.
30
Grant Hamilton, “The Filipino's First Bath.”
50
Louis Dalrymple’s 1899 chromolithograph, titled “School Begins,” (figure 4)
portrays the United States, in the form of Uncle Sam, as the world educator of self-
government.31 Uncle Sam was illustrated towering over all the students in the classroom
with a book titled U.S. First Lessons in Self-Government on his desk. Four students
labeled "Cuba, Porto Rico, Hawaii, [and] Philippines" sat in the front—drawn, again, as
children with dark complexion and in western clothing, except they lacked shoes. The
children were drawn to look infuriated, uninterested, or afraid. The caption states:
nations may not desire the presence of the U.S., but Americans who believed in
“Benevolent Assimilation” adamantly defended their actions as good for these people.
Uncle Sam, in this illustration, indicated other nations/people that the U.S. had
imperialized with emphasis on their “gladness.” Behind the front row, students were
drawn in full westernized clothing (including shoes) and with mostly lighter skin. They
were still illustrated as children, albeit they seem older than the students at front, and sat
holding books labeled "California, Texas, New Mexico, Arizona, [and] Alaska.” The
31
Louis Dalrymple, “School Begins,” chromolithograph, published by New York: Keppler and
Schwarzmann, January 25, 1899, Library of Congress, accessed November 13, 2015,
http://www.loc.gov/item/2012647459/.
32
Ibid.
51
lithograph reflects on the social and racial philosophies of the time, the idea that western
The rigid social hierarchy within American society was strengthened by the
amalgamation of religion and scientific racism, which supported the God-given “white
Chauncey M. Depew and Robert G. Ingersoll depicting their agreement on the U.S.
through science and logical reason. Also known as “The Great Agnostic,” Ingersoll
supported the U.S. acquisition of the Philippines in the hopes of expanding the American
flag as the “first and only republic that ever existed” based on the Social Darwinian belief
33
Udo J. Keppler, “For once, science and religion agree,” chromolithograph, published by New
York: Keppler & Schwarzmann, September 7, 1898, Library of Congress, accessed November 14, 2015,
http://www.loc.gov/item/2012647468/.
34
Ibid.; Chauncey Michael Depew, “At the Banquet of the American Chamber of Commerce, at
Paris, July 4, 1902,” in Speeches of Chauncey M. Depew, April 1902-November 1904 (New York: Astor,
Lenox, and Tiller Foundations, 1905), 32.
52
of survival of the “physical fittest.”35 The illustration presents the merging of two
philosophies as the two men embrace each other and point to aspects of their own
political speeches that justified American imperialism in the Philippines. Although the
speeches were delivered in two separate years (Ingersoll’s was from 1899 and Depew’s
was from 1902) their main arguments provided the same melding of both religion and
discrimination, leaders like Ingersoll and Dephew provided American society with a
convincing argument for U.S. imperialism and the consequent possession of the
Philippines.
Social Darwinism and the popularity of eugenics rose from society’s interest in
the history of human ethnic backgrounds in an age when Darwin’s theory of evolution
was thought to pit those ethnicities in competition with one another for survival. The
desire to seek validation of the existing social hierarchy – applying social Darwinism to
American society, as a whole, acquired justification of racial and class prejudice through
science.
From the late nineteenth century to the turn of the twentieth century, when
imperialism expanded, exhibitions of the exotic attracted nearly one hundred million
conquered nations, later dubbed derogatorily “human zoos,” became a common and
35
“Robert Green Ingersoll, The Great Agnostic, (August 11, 1833- July 21, 1899),” last modified
2015, accessed November 14, 2015, http://www.robertgreeningersoll.org/robert-green-ingersoll/; Robert
G. Ingersoll, The Works of Robert G. Ingersoll, edited by Herman E. Kittredge, vol. 13 (New York: Dresden
Publishing Company, 1912), 243 and 507.
36
Robert W. Rydell, All the World’s a Fair: Visions of Empire at American International
Expositions, 1876-1916 (Chicago: University of Chicago Press, 1987), 2.
53
central attraction in world’s fairs held in major cities of Europe such as Paris and London
and in the United States.37 International expositions provided physical evidence for the
growing ideas concerning human evolution and defined what scientific racism considered
“primitive.” The public exhibits of people from the colonized world were used to support
imperialism abroad, to legitimate racial hierarchy, and emphasize the growth and
expansion in the United States’ case, of “American Progress.” McKinley described the
expansion of American markets and the acquisition of natural resources from colonized
nations, such as the Philippines. The United States should be working to “impose
American civilization overseas” in the same fashion and with the same success as the
British achieved in India, and expositions were a good way of displaying the benefits of
the imposition.39
Eugenics and ethnographic studies, such as those conducted and written about by
David P. Barrows, also influenced the creation and design of “human zoos” in U.S.
37
“The Human Zoo: Science’s Dirty Secret,” Race Science Last Taboo, 2009, accessed November
1, 2015, http://www.usd116.org/profdev/ahtc/lessons/goerssfel10/lessons/lesson3/thehumanzoo.pdf
38
Rydell, All the World’s a Fair, 4.
39
Ibid.
54
buildings. The exhibit was presented as a “Walled City” with a “Bridge of Spain”
entrance that mimicked the stone walls that surrounded the city of Manila (figure 6).40 It
was divided into various villages that portrayed the different types of Filipinos: the
Visayans and Tagalogs (figure 7) of the “high and more intelligent class of natives,” the
dressed in western
attire of Spanish
Figure 7
influence.42
Figure 8
40
1904 St. Louis World’s Fair, The Philippine Exposition Booklet (digitized by HumanZoos.net), 2-
4, last modified 2015, accessed November 27, 2015, http://www.humanzoos.net/?page_id=175.
41
Rydell, All the World’s a Fair, 171.
42
1904 St. Louis World’s Fair, The Philippine Exposition Booklet, 8.
43
Ibid., 15.
55
Exhibition of the Tagalogs accentuated the possibility of westernization for
Filipinos with the Tagalogs’ alleged desire to acquire American education and acceptance
of western attire. Morros experimented with wearing western clothing, and thus
represented the transition stage of the Filipino “savage” to the more evolved Filipino
Tagalogs. The more “primitive” type of Filipinos, such as the Igorots, drew the most
visitors during the Philippine Exposition. The tribes’ copper skin and worship of “natural
spirits” attracted many visitors to the exposition’s Igorot Village, built with huts made up
promoted eugenics and racial divide, such as Carl Hagenbeck’s 1874 exhibit of the
Samoan and Sami people (Laplanders) in Germany. Hagenbeck built a “purely natural”
village for visitors to present the Samoan and Sami people in their primitive states. The
Parisian World Fairs of 1878 and 1889 exhibited an entire “Negro Village” with a
44
Ibid., 33.
45
Ibid., 26.
56
complete ethnographic display of simulated villages of non-whites such as Asians and
Africans.46 The villages within these various international expositions were created as
evidence and case studies for “scientific” arguments of the “barbarisms” of non-Western
civilizations, which further manifested racist ideas. These exhibitions provided insight
into how, through the turn of the twentieth century, society conceptualized race and
World’s Fairs touted the expansion of nations and the imperialization of the
Philippines provided the U.S. a spot in the twentieth century Race of Nations. Some
colonization and imperialism, and urged the United States to expand under the notion of
who stated:
figures labeled "Guiana, Australia, Ireland, Scotland, India, Canada, Egypt, S. Africa,
46
Ibid., 56, 61, and 66; “The Human Zoo: Science’s Dirty Secret.”
47
Udo J. Keppler, “The Duty of Great Nations,” chromolithograph, published by New York:
Keppler & Schwarzmann, February 15, 1899, Library of Congress, accessed November 14, 2015,
http://www.loc.gov/item/2012647397/.
57
[and] W. Indies” in silhouettes that resemble the people and culture of the portrayed
countries. At the top of the monument is a golden “Britannia,” the English emblem for
American imperialists seek the “advice, approval, and model” of British imperial rule.
U.S. imperial officials studied colonial developments of British empires and modified
these elements into American imperial policy.48 The illustration showed the international
power that nations such as Britain acquired through imperialism as well as the notion that
The idea of “Western Duty” to civilize the rest of the world extended to the
literary media of the time. One of the most influential British writers, Rudyard Kipling,
penned a poem whose title became a euphemism for western expansionism. Published in
McClure’s Magazine at the same time the United States’ war against the First Philippine
Republic began, Kipling’s “White Man’s Burden” was written as a possibly satirical
appeal to the United States to assume the task of colonizing the Philippines for western
culture after the Spanish-American War.49 The poem was originally published with the
subtitle “The United States and the Philippine Islands.” Kipling directly spoke to western
nations with the opening lines, “Take up the White Man’s Burden—“emphasizing the
imperialist concept of “Western Duty.” Kipling also highlighted the presence of various
cultural and social themes that existed within the realm of twentieth century imperialism
such as eugenics, racism, and western Anglo-Saxon superiority. The poet called to send
48
Paul A. Kramer, The Blood of Government: Race, Empire, the United States, and the Philippines
(Chapel Hill: University of North Carolina Press, 2006), 11.
49
Kipling, “The White Man’s Burden.”
58
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50
Ibid.
51
Ibid.
52
Victor Gillam, “The White Man’s Burden (Apologies to Rudyard Kipling),” cartoon, Judge, April
1, 1899, CGACGA - The Ohio State University, Billy Ireland Cartoon Library & Museum in “Civilization and
59
Take up the White Man’s burden—
And reap his old reward:
The blame of those ye better
The hate of those ye guard—
The cry of hosts ye humour
(Ah slowly) to the light:
"Why brought ye us from bondage,
“Our loved Egyptian night?”53
The climb began with “barbarism” and was accompanied with “oppression, ignorance,
society’s prejudiced ideas regarding the imperialized people’s identities, the cartoon
lands from barbarism. John Bull, whose empire has had more experience in the world of
China and India. Britain’s colonized people were drawn looking ahead towards
civilization and laughing at the “primitive” people on Uncle Sam’s back. Uncle Sam was
drawn carrying a basket of people labeled “Porto Rico, Hawaii, Samoa, Cuba, [and]
Philippines,” who looked more savage and barbaric in comparison to the people in John
Bull’s basket. The physical features of the people who ride on Uncle Sam’s back are
more primitive and less human.54 The cartoon emphasized that the “burden” of the white
men were the barbaric and ignorant people of these non-western nations, who were not
60
U.S. perception of the Filipino identity was constructed to support the imperialist
agenda of the United States. The complete understanding of the culture and background
of the people whose nation they were trying to imperialize was deemed insignificant, as
long as it was definable by the standards of western imperial nations. Filipino identity
was controlled and manipulated by western science and media to validate the U.S. hold
within the Asian archipelago as well as exhibit U.S. views on racial identity that would
61
Chapter Three
The Black Man’s Burden: Buffalo Soldiers and the Question of Allegiance
I was struck by a little [Filipino] boy asked me, which ran about this way: “Why
does the American Negro come…to fight us when we are much a friend to him
and have not done anything to him. He is all the same as me and me all the same
as you. Why don’t you fight those people in America who burn Negroes, that
make a beast of you, that took the child from its mother’s side and sold it? –
William Simms, 19011
African American soldiers of the segregated black infantry regiments during the
Philippine-American war. The African American community within the United States
generally opposed U.S. expansion and recognized the racial implications in the U.S.
imperialist agenda. Rudyard Kipling’s “White Man’s Burden,” a poem that became a
euphemism for western expansionism, received a poetic reply called “The Black Man’s
Burden.” The poem, written by African American clergyman and editor of the Christian
Recorder, H.T. Johnson, argued that American imperialism extended white America’s
demeaning of people of color across a metaphorical bridge past U.S. soil to the rest of the
non-white world.2 African American community leaders emphasized the reasons African
journalist known for exposing the horrors of lynching in the South, believed that “all
1
A 1901 letter from William Simms, an African American soldier, sent from Bong-a-Bong,
Philippines. The letter was published in the Indianapolis Freeman on May 11, 1901, the first illustrated
African American Newspaper.
2
H.T. Johnson, “The Black Man’s Burden,” Voice of Missions 8, no. 1 (Atlanta: April 1899),
reprinted in the Cleveland Gazette, April 8, 1899, presented by the National Humanities Center, Research
Triangle Park, from the online collection The African-American Experience in Ohio, 1850-1920, also
accessible through Willard B. Gatewood, Jr., Black Americans and the White Man’s Burden, 1898–
1903 (Urbana: University of Illinois Press, 1975), 183–184.
62
Negroes should oppose expansion until the government was able to protect the Negro at
During the events of the Philippine-American War at the turn of the twentieth
century, the United States experienced a decade of escalating racism and widening racial
divide. Mass xenophobia led to the exclusion of immigrants and support for immigration
reform. The subjugation of African Americans in the South and Midwest was cemented
with the introduction of Jim Crow Laws and mass lynchings. Two intellectuals of the
black community led different philosophies regarding the development of the African
the black community at the turn of the twentieth century, was born a slave and faced
hostilities from white supremacists throughout his life. W.E.B. DuBois was born a free
vied for technical education for the black community as a whole, DuBois advocated to
provide education for the black community’s most intelligent individuals. Washington
believed that the black community could progress together if individuals acquired basic
skills that would benefit society, a plan he called “industrial education,” even if it meant
accepting the practices of Jim Crow Laws.4 DuBois believed that racial advancement
would be achieved through the college education of the community’s top ten percent of
3
"Ida Wells-Bartlett Against Expansion,” Cleveland Gazette, January 7, 1899, from an account of
a meeting of the Afro-American Council, Washington D.C.; Nerissa S. Balce, “Filipino Bodies, Lynching, and
the Language of Empire,” Positively No Filipinos Allowed, edited by Antonio T. Tiongson, Edgardo V.
Gutierrez, and Ricardo V. Gutierrez (Philadelphia: Temple University Press, 2006), 54-55.
4
Booker T. Washington, “The 1895 Atlanta Compromise Speech,” The Booker T. Washington
Papers, edited by Louis R. Harlan, vol. 3, (Urbana: University of Illinois Press, 1974), 583–587, Raymond W.
Smock, Booker T. Washington: Black Leadership in the Age of Jim Crow (Chicago: The Library of African-
American Biography, 2009), 3-4, 52.
63
black Americans. These people would be trained as leaders and to be black professionals
such as educators, ministers, and lawyers.5 At the same time, white intellectuals were
fascinated with social Darwinist conceptions of “white supremacy,” based on the findings
of scientific racism.
society and newly constructed Filipino identity. However, there were African Americans
who found in the war an opportunity to serve the U.S. as citizens.6 The U.S. sent four
War.7 In the midst of the conflict, several members of the African American regiments
defected from the United States military to join the ranks of Philippine Revolutionary
leader Emilio Aguinaldo. The most well known defector was David Fagen of the Twenty-
fourth Infantry Regiment. The actions of these soldiers reflected a common struggle
shared with the Filipinos: disenfranchisement caused by the ideals of “white supremacy.”
The soldiers’ desertion of their duties brings up a number of historical questions about
citizenship, identity and how wartime creates conflicts of identity, and concepts of
nationality and allegiance. From the African American soldiers to U.S. imperialists and
beliefs based on the racial and ethnic communities with which each individual identified.
5
Ibid., 168-169.
6
Willard B. Gatewood, Black Americans and the Quest for Empire, 1898-1903 (Chicago:
University of Illinois Press, 1975), 8-9.
7
Robert Mullen, Blacks in America’s Wars: the Shift in Attitudes from the Revolutionary War to
Vietnam (New York: Monad Press, 1973), 35.
64
African Americans participated in all U.S. domestic and foreign wars, as far back
as the American Revolution.8 African Americans’ contribution to the U.S. militia and
formal army were often restricted, however. African Americans still viewed military
sanctioned all-black regiment originated in the midst of the Civil War, formed after
governor, John A. Andrew, the 54th Massachusetts regiment recruited from all over the
North and Canada.9 On May 22, 1863, the United States Department of War issued
General Order 143. The action established the Bureau of Colored Troops to facilitate the
recruitment, creation, and "all matters relating to the organization of colored troops."10
African Americans from all states of the Union were recruited to form various regiments,
such as combat engineers, infantry, cavalry, light and heavy artillery units, and units such
as the 54th Massachusetts were incorporated into the United States Colored Troops.11
On July 28, 1866, during the first session of the 39th Congress, the Senate and
House of Representatives passed the Army Reorganization Act of 1866.12 The act set
8
Gail Buckley, American Patriots: The Story of Blacks in the Military from the Revolution to Desert
Storm (New York: Random House, 2001), 3; William Cooper Nell, with an introduction by Harriet Beecher
Stowe, The Colored Patriots of the American Revolution: With Sketches of Several Distinguished Persons to
which is added a Brief Survey of the Condition and Prospects of Colored Americans (Boston: J.B. Yerrinton
and Son Printers, 1855), 128-130.
9
Buckley, American Patriots, 89.
10
Our Documents, “War Department General Order 143: Creation of the U.S. Colored Troops
(1863),” May 22, 1863, accessed March 31, 2016,
http://www.ourdocuments.gov/doc_large_image.php?flash=true&doc=35.
11
Dudley Taylor Cornish, The Sable Arm: Negro Troops in the Union Army, 1861-1865 (1955; New
York: W.W. Norton, 1965), 129-131; James M. McPherson, The Negro's Civil War (New York: Pantheon
Books, 1965), 170.
12
Trevor K. Plante, “Researching African Americans in the U.S. Army, 1866-1890 Buffalo Soldiers
and Black Infantrymen,” Prologue 33, no. 1 (Spring 2001), accessed April 1, 2016,
http://www.archives.gov/publications/prologue/2001/spring/buffalo-soldiers.html.
65
terms of enlistments as well as the reorganization of the military’s forty-five infantries
and ten cavalry regiments. Congress ordered that four infantry and two cavalry regiments
must be composed of African Americans.13 The introduction of these regiments laid the
Americans due the soldiers’ skin color and their “dark kinky hair” much like the fur of
buffalos.14 This term was mostly given as a sign of respect. The Native Americans
viewed buffalos to be proud and formidable by nature, much like the African American
All four regiments of the Buffalo Soldiers were called-to arms during the Spanish
American War, the first official war since the founding of the new U.S. regiments. On
February 15, 1898, the U.S. battleship Maine was bombed; 260 American sailors were
killed, twenty-two of them black.16 The African American 25th infantry was the first U.S.
unit ordered to Tampa, Florida, the decided port of embarkation to war. That Buffalo
Soldiers were among the 16,000 men sent to fight the Spanish in various points of the
Buffalo Soldiers took pride in their service to country. Soldiers wrote letters expressing
13
Historical Dictionary of the U.S. Army, edited by Jerold E. Brown (Wesport, CT: Greenwood
Press, 2001), 39-40; A Buffalo Soldier, “Thirty-Ninth Congress, Sess. I, CH. 299 (1866),” History of the
Regiment: Army Reorganization Act of 1866, accessed April 1, 2016,
http://www.abuffalosoldier.com/lrgatrf.1.gif.
14
Plante, “Researching African Americans in the U.S. Army, 1866-1890 Buffalo Soldiers and Black
Infantrymen”; Buckley, American Patriots, 110-111; Mullen, Blacks in America’s Wars: the Shift in
Attitudes from the Revolutionary War to Vietnam, 34.
15
Ibid.; “The Name Buffalo Soldier,” Buffalo Soldiers: 10th Cavalry, Co. G of Northern California,
accessed May 12, 2016, http://www.buffalosoldier.us/history.html.
16
Buckley, American Patriots, 139; Rebecca Livingston, “Sailors, Soldiers, and Marines of the
Spanish-American War: The Legacy of USS Maine,” Prologue 30, no. 1 (Spring 1998), accessed April 1,
2016, http://www.archives.gov/publications/prologue/1998/spring/spanish-american-war-1.html.
17
Willard B. Gatewood, Jr., “Smoked Yankees” and the Struggle for Empire: Letters from Negro
Soldiers, 1898-1902 (Urbana: University of Illinois Press, 1971), 40.
66
their pride in their accomplishment on the battlefield, and the fear they would convey to
The Spaniards call us “Negretter Solados” and say there is no use shooting at us,
for steel and powder will not stop us. We only hope our brethren will come over
and help us to show to the world what true patriotism is…all we need is leaders of
our own race to make war records, so that their names may go down in history as
a reward for the price of our precious blood.19
surrender of Santiago,” the African American sergeant wrote that he was distressed over
fighting Cuban and Spanish soldiers that looked like him, people that were of his “own
hue and color.” However, Saddler insisted that American patriotism was imbedded in the
“fitness,” “coolness and bravery” of the African American soldier. Implying that no
matter the “hue and color” of their adversary, Saddler believed that African American
soldiers would stand firm in their American duty and patriotism.20 This sense of
nationalism and racial pride was highlighted when John Jordan, a black soldier aboard
Commodore George Dewey’s flagship the USS Olympia, fired the first American shot
during the Battle of Manila Bay that led to U.S. victory during the Spanish American
War.21
The Philippine-American War lasted until 1902, and African American soldiers of
the Twenty-fourth and Twenty-fifth Infantry were on Philippine soil as early as July
1899. Nearly 70,000 U.S. soldiers participated in the advancement of the U.S. imperialist
18
Ibid., 46.
19
M.W. Saddler, Twenty-fifth Infantry, Santiago, July 30, 1898 as found in Gatewood, Jr.,
“Smoked Yankees” and the Struggle for Empire, 55-57.
20
Ibid.
21
Buckley, American Patriots, 139-140; Michael Lee Lanning, The African-American Soldier: From
Crispus Attucks to Colin Powell (New York: Citadel Press, 2004), 92.
67
agenda. By fall 1899, all four regiments of the Buffalo Soldiers were on the archipelago,
followed by two regiments of the recruited black volunteers known as the Forty-eighth
and Forty-ninth Infantry.22 General Robert P. Hughes, Brigadier General and Chief of
Staff of the Eighth Corps, stated that Filipinos viewed African American troops, initially,
with “awe and fear.”23 Yet unlike the white soldiers, African American soldiers were
rarely engaged in full-on combat. Instead, they were used to maintain U.S. control in
captured towns and were responsible for “guarding the lines of communication, interior
government.”24
The presence of African American soldiers in Filipino villages, cities, and towns
allowed for a level of association with the Filipinos and an emerging friendship, based on
the common awareness of skin color. The initial “fear and awe” that Filipinos felt
towards African Americans turned into familiarity and the key observation, as stated in
the Manila Times: “These are not Americanos; they are Negritos…very much like
ourselves, only larger.”25 John W. Galloway of the Twenty-fourth Infantry wrote to the
Richmond Planet, an African American newspaper, on November 16, 1899 from his
location on San Isidro, Philippines. In his letter to the editor, Galloway discussed his own
observations regarding the U.S. imperialist agenda as well as his recorded conversations
22
Annual Reports of the Department of War, 1899-1900, House Document 2, Parts 4-8, 56th
Congress, Session 2; Annual Reports of the Department of War, 1900-1901, House Document 2, Parts 2-5,
57th Congress, Session 1.
23
Robert P. Hughes, testimony in Hearings before the Committee on the Philippines of the United
States Senate, Senate Document 331, Part 1, 57th Congress, Session 1, 647; New York Times, “Major Gen.
R.P. Hughes Dead: Former Commander in Philippines and of Department of California,” October 29, 1909.
24
Ibid., Manila Times, June 29, 1902.
25
Manila Times, June 29, 1902.
68
with local, educated Filipinos and the “affinity of complexion” that existed between
The whites have begun to establish their diabolical race hatred in all its home
rancor in Manila, even endeavoring to propagate the phobia among the Spaniards
and Filipinos so as to be sure of the foundation of their supremacy when the civil
rule that must necessarily follow the present military regime, is established.26
he realized that Filipinos “knew nothing of the different races… under Spanish rule we
[Filipinos] never knew there was a difference between men on account of racial identity.
Our differences were political.”27 According to Santos, white U.S. soldiers warned
Filipinos of the inferiority of African American soldiers in comparison to the whites, but
Awareness of U.S. views on race assisted Filipinos in understanding where the white
U.S. soldiers placed them in their own defined hierarchy of race. “[White soldiers] push
[Filipinos] off the streets, spit at them, call them damned ‘niggers,’ abuse them in all
manner of ways, and connect race hatred with duty, for the colored soldier has none such
for them.”29 Galloway observed the rough treatments of white soldiers towards Filipinos
26
John W. Galloway, letter to the editor, November 16, 1899, published in the Richmond Planet,
December 30, 1899, as found in Gatewood, Jr., “Smoked Yankees” and the Struggle for Empire, 249-251.
27
Ibid.
28
Ibid.
29
Ibid.
69
The future of the Filipino, I fear, is that of the Negro in the South. Matters are
almost to that condition in Manila now. No one (white) has any scruples as
regards respecting the rights of a Filipino. He is kicked and cuffed at will and he
dare not remonstrate.30
The notion of using military force to subjugate a country that just fought for its
independence from a colonial power, was not lost on African American soldiers. U.S.
soldiers such as Patrick Mason of the Twenty-fourth Infantry struggled with U.S.
justifications for the occupation of the Philippines. On November 19, 1899, he wrote to
the Cleveland Gazette, an African American newspaper, “I have not had any fighting to
do since I have been here and don’t care to do any.”31 Mason “felt sorry” for the Filipino
people and identified with the discrimination they faced under the control of the U.S.
white military:
I don’t believe [the Filipinos] will be justly dealt by. The first thing in the
morning is the “Nigger” and the last thing at night is the “Nigger.” You have no
idea the way these people are treated by the Americans here…the poor whites
don’t believe that anyone has any right to live but the white American, or to enjoy
any rights or privileges that the white man enjoys.32
It was not difficult for African American soldiers to identify with the Filipino struggle for
independence and citizenship. It was a familiar struggle for the African American
community in the States, all for the sake of what American whites believed to be the
“white man’s burden.” Both African Americans and Filipinos, under the hierarchy of
white supremacy, were deemed unworthy of citizenship and independence due to the
color of their skin. The “white man’s burden” became a dramatization of the “Anglo-
Saxon duty” to westernize and “humanize” people of color, but based on the terms of
white society and derived from British writer Rudyard Kipling’s “The White Man’s
30
Ibid.
31
Patrick Mason, letter to the editor, November 19, 1899, published in the Cleveland Gazette,
September 29, 1900, as found in Gatewood, Jr., “Smoked Yankees” and the Struggle for Empire, 257.
32
Ibid.
70
Burden: The United States and The Philippine Islands.” This poem about Anglo-Saxon
society’s obligation to westernize and Christianize the rest of the world was not received
reply to Kipling’s work, entitled “The Black Man’s Burden.” There were many variations
of this poem throughout the turn of the twentieth century, the earliest written by African
33
H.T. Johnson, “The Black Man’s Burden.”
71
The poem was published in the African American religious journal, Voice of Mission, in
April 1899 and was reprinted in other publications such as the Cleveland Gazette. It
depicted the mistreatments of various minorities due to the U.S. ideology of Manifest
Destiny, including Native Americans, Cubans, and Filipinos with lines like, “Pile on the
Black Man’s Burden/ His wail with laughter drown/ You’ve sealed the Red Man’s
problem/And will take up the Brown.” From “Red” Native Americans during the U.S.
expansion to the “Brown” people of Cuba and the Philippines, African Americans
recognized the same suppression and prejudice. Johnson wrote, “In vain ye seek to end
it,” indicating the desire of African American soldiers, as well as black communities in
the U.S., to end the exploitation of the “Brown” and “Red” people. Johnson found
particularly bitter irony in that the exploitation of “Brown” people was assigned to
another group of minorities, African Americans, who were also subjugated by the U.S.
racial hierarchy. Johnson fearlessly described the black man’s burden as a weight that
“oppress[ed] him,” highlighting the time’s Jim Crow laws and lynchings. The
American communities, both argued that American racial prejudice surpassed the U.S.
agenda to Christianize and westernize nations of color.34 Critics believed that the conflict
in the Philippines was more than just a bid for an American empire. A journalist at an
African American newspaper, the Savannah Tribune, concluded that the U.S agenda of
Manifest Destiny was really to “oppress weaker races and rob them of rights and liberty
34
Indianapolis Recorder, “Indiana Negroes,” March 4, 1899; Washington Bee, March 11, 1899.
35
Savannah Tribune, March 18, 1899.
72
Despite the identical acts of suppression by white Americans in both the African
American and Filipino communities, the final lines of Johnson’s “Black Man’s Burden”
highlighted the objective of African American soldiers for fighting in the war—
patriotism and citizenship. “With bullets, blood or death/ Better by far defend it/ With
honor’s holy breath,” stated Johnson’s poem. To some African American soldiers, such
as M.W. Saddler, service during the conflict would enhance black status within American
society.36 In another letter from Saddler to the Indianapolis Freeman dated September
1899, the African American sergeant insisted that the black soldiers’ goal was to enhance
their “standing among American soldiers and add another star to the already brilliant
crown of the Afro-American soldier.”37 Saddler was consistent in his realization that
fellow soldiers struggled to fight people who, like them, were placed in the lower
spectrum of the U.S. racial hierarchy. The African American sergeant of the 25th
regiment was quick “to keep [the soldiers] informed in regards to our arborous orient
Saddler’s analysis of the situation for African American soldiers seemed simple:
progress for the African American soldier and the black community was attainable
through the successful execution of their “orient duties.” However, Saddler’s statement
36
Ibid.
37
M.W. Saddler, Twenty-fifth Infantry, Manila, Philippines, September 1899, published in the
Indianapolis Freeman November 18, 1899 as found in Gatewood, Jr., “Smoked Yankees” and the Struggle
for Empire, 247-249.
38
Ibid.
73
that a black soldier’s “oath of allegiance knows neither race, color nor nation” brings
forth the question: what social, cultural, mental or emotional position did the African
American soldier occupy in return for his loyalty to the U.S. cause? If that position was
not defined by “race, color or nation,” did that not position the soldier as a dupe for the
white racists that ran his nation-state and its army? The answer was within Saddler’s
letter itself. Loyalty depended on the personal objective and identity of each African
American. In the case of Saddler, his goal was to paint the African American soldier as
an American patriot far removed from the stereotypes of inferiority built within black
ancestry due to slavery. Ideologies for African American progress, such as Washington’s
and DuBois’, were as divided on foreign land as they were on U.S. soil.
Not all African American soldiers sided with Saddler, especially with the racial
divide created between white soldiers versus blacks. So many African American soldiers
identified with Filipinos, and the opposition of black soldiers to fight against their “little
brown brothers” that the War Department questioned whether to bring African American
soldiers home in 1899.39 One official doubted black soldiers’ ability to exert the U.S.
agenda for “if brought face to face with their colored Filipino cousins could not be made
to fire on them.”40 African American soldiers, despite their service to country, did not
escape discrimination and prejudice from the white soldiers throughout their time in the
Philippines. White soldiers uttered the term “nigger” in a derogatory way enough times
that a common racial identity as people “beneath” whites was understood between
39
Stephen Bonsal, “The Negro Soldier in War and Peace,” North American Review 185 (June
1907): 325.
40
Washington Bee, September 9, 1899 as found in Gatewood, Jr., “Smoked Yankees” and the
Struggle for Empire, 13 and Mullen, Blacks in America’s Wars, 39.
74
Filipinos and African Americans.41 War correspondent Frederick Palmer, who was
stationed in Manila, wrote that any non-white man was included “in a general class called
‘nigger,’ a class beneath our notice, to which, so far as our white soldier is concerned, all
“natives are beginning to understand what the ‘nigger’ means,” since soldiers and U.S.
shoulder the burden of racism that spread across the archipelago with the U.S. takeover.
African Americans, who hoped to advance their race status through service, continued
fighting. However, desertions by both black and white soldiers were not uncommon.
Philippines during the war, defection from African American regiments differed from
whites. He considered white deserters to be “lazy and idle” who found military life
“irksome.” White soldiers, Bonsal stated, would only fight alongside Filipino
revolutionaries to “attain the dream of being a wild man in the woods.”44 African
American defectors, on the other hand, “deserted in scores for the purpose of joining the
insurgents…such acts as they are charged with committing are the acts of savages.”45
An estimated fifteen to thirty black soldiers from the four regiments of the
Buffalo Soldiers defected during the Philippine-American War. The actual number of
41
Bonsal, “The Negro Soldier in War and Peace,” North American Review 185 (June 1907): 325.
42
Frederick Palmer, “White Man and Brown Man in the Philippines,” Scribner’s Magazine 27
(January 1900): 81.
43
Hearings before the Committee on the Philippines of the United States Senate, Senate
Document 331, Part 2, 57th Congress, Session 1, 884.
44
Bonsal, “The Negro Soldier in War and Peace,” 325-326; The Encyclopedia of the Spanish
American War and Philippine-American Wars: A Political, Social, and Military History, vol. 1: A-L, edited by
Spencer C. Tucker (Santa Barbara, CA: ABC-CLIO, LLC, 2009), 66.
45
Ibid.
75
deserters, along with names, is not readily available for “their names have been
deserters were known, including the four defectors from the Ninth Cavalry who actively
fought with the Filipino insurgents, but the only name ever recorded was of David Fagen
fourth Infantry on June 4, 1898, when the regiment first arrived in Tampa, Florida on the
way to Cuba. Fagen worked as a laborer for Hull’s Phosphate Company and lived with
his widowed merchant father before enlisting. At his enlistment he was twenty-three
years old and stood at five feet six inches tall with a curved scar on his chin.49 After the
Twenty-fourth Infantry finished its tour in Cuba, Fagen and the regiment moved to Fort
Douglas, Utah near Salt Lake City. He and several hundred soldiers in the regiment were
discharged on January 1899 upon the notion that they were no longer needed by U.S.
militia. After the initiation of the Philippine-American War, however, Fagen was
46
Epifanio San Juan, Jr., “An African American Soldier in the Philippine Revolution: A Homage to
David Fagen,” Cultural Logic 4, no. 1 (Fall 2000): 6.
47
Gatewood, Jr., Black Americans and the White Man’s Burden, 288.
48
Various newspaper articles spelled his last name as “Fagin,” while Frederick Funston, General
in the United States Army during the Philippine-American War, spelled the African American deserter’s
last name as “Fagan” in his personal memoir, Memories of Two Wars. Other written accounts that spelled
it as such is Robert W. Mullen’s Blacks in America’s Wars, Stephen Bonsal’s “The Negro Soldier in War and
Peace.” However, other accounts such William B. Gatewood’s works as well as Michael C. Robinson and
Frank N. Schubert’s “David Fagen: An Afro-American Rebel in the Philippines, 1899-1901” have spelled it
“Fagen.”
49
Michael C. Robinson and Frank N. Schubert, “David Fagen: An Afro-American Rebel in the
Philippines, 1899-1901,” Pacific Historical Review 44, no. 1 (February 1975): 73.
50
Ibid.
76
enlistment documents stated that he had “good character” and has met “all the
requirements.”51
Along with the Twenty-fourth Infantry, Fagen sailed to Manila from San
Francisco on June 1899.52 During the Philippine-American War, Fagen’s regiment won
the Battle of Mt. Arayat, fought on an extinct volcano against Filipino soldiers on
November 20, 1899.53 Despite early victories for his regiment, Fagen had a difficult time
with his company. He did not get along with his superiors, both black and white. Fagen
was promoted to corporal upon his re-enlistment but, according to his military
documents, “was made to do all sorts of dirty jobs” such as “night soil removal and
kitchen guard.”54
On November 17, 1899, for reasons that were not fully documented, Corporal
David Fagen defected from the Twenty-fourth Infantry regiment. According to his
military documents, he was aided “by an insurrecto officer who had a horse waiting for
him near the company barracks” near San Isidro and headed towards the jungle
surrounding Mt. Arayat.55 His defection, considered an act of treason towards the United
States, was a message of rejection. David Fagen rejected his limited American
citizenship, bound by prejudice and systematic discrimination, along with the U.S.
agenda of Anglo-Saxon supremacy that hid behind the false ideologies of Manifest
Destiny. The following years exhibited Fagen’s commitment to the Filipino fight against
51
First Lieutenant Matthias Crowley to the assistant general, Feb. 7, 1899, AGO file 198322; Army
and Navy Journal 36 (Feb. 4, 1899): 543.
52
Robinson and Frank N. Schubert, “David Fagen: An Afro-American Rebel in the Philippines,
1899-1901,” 74.
53
William G. Muller, The Twenty-fourth Infantry: Past and Present (Fort Collins, CO: Old Army
Press., 1972), 32, 34-37.
54
Information slip on David Fagen, AGO file 431081, NA, RG 94; Manila Times, September 19,
1901.
55
“Record of Events,” Regimental returns, 24th Infantry, November 1899, NA, Record Group 94;
information slip on David Fagen, Adjutant General Office file 431081, NA, RG 94.
77
the Americans. He rose up the ranks of the Philippine military, being promoted from
to 400 soldiers, who dubbed him “General Fagen.”56 Fagen’s promotion was approved by
Emilio Aguinaldo and was awarded by General Jose Alejandrino, a Representative of the
First Republic of the Philippines who served as an Army Chief during the Philippine-
American War.57
News of Fagen’s treason was met with varied reactions by U.S. media. Major
newspapers such as the New York Times described his “rank of General among the
insurgents” in an October 29, 1900 headline.58 Other smaller newsprints throughout the
nation, such as Utah’s Salt Lake Herald and Paris, Kentucky’s the Bourbon News,
described Fagen as “violent,” a traitor who swore “special enmity against his former
company” and would send former comrades threatening messages with warnings of
torture if Fagen were to ever capture them. Reports of his cruelty to prisoners were
published throughout the last few months of 1900, sensationally describing the “horribly
U.S. military officers were aware of the African American defectors with U.S.
General Frederick Funston’s personal and in-depth inscription regarding David Fagen
and the other African American defectors. Funston was the U.S. Army General who
56
“Philippine Advices: Two United States Soldiers are Killed—Tagal to Die,” Rock Island Argus,
October 29, 1900.
57
Senate of the Philippines, “Jose Alejandrino,” accessed April 9, 2016,
https://www.senate.gov.ph/senators/former_senators/jose_alejandrino.htm; Commission signed by
General Jose Alejandrino, Central Luzon, September 6, 1900, AGO file 431081, NA, RG 94; New York
Times, “General Fagen,” October 29, 1900.
58
“General Fagen,” New York Times, October 29, 1900.
59
“Deserter from 24th: A Filipino General,” Salt Lake Herald, October 29, 1900; “Insurgents
Active: A Detachment of Americans Attacked by 400 of Them,” Bourbon News, October 30, 1900; “Rout of
Filipino,” Worthington Advance, November 2, 1900; “Rebels Badly Punished,” New York Tribune, October
29, 1900; “Attacked by Insurgents,” Seattle Post-Intelligencer, October 29, 1900; “Filipinos Fought a
Pitched Battle,” St. Louis Republic, October 29, 1900.
78
captured the president of the First Republic of the Philippines and Filipino nationalist
leader, Emilio Aguinaldo. The U.S. general also authorized the six hundred dollar reward
for Fagen’s capture.60 According to Funston, “for months we had known of the presence
with the insurgents of this region of an American negro named Fagan, a deserter from the
Twenty-fourth Infantry.” Funston was also aware that Fagen was promoted into the
higher ranks and reported receiving threats and warnings from Fagen, which he described
as “impudent and badly spelled letters.”61 Funston was involved in several battles with
Fagen’s troops. The first was in late October 1900, Fagen captured Lieutenant Frederick
W. Altstaetter and took the American soldier’s West Point class ring as a war trophy.62
Funston stated “it was mighty understood that if [Fagen was captured and] taken alive by
this with a vow that not only would they reclaim Altstaetter’s ring but “Fagan’s head in a
sugar-sack.”63 Funston’s second encounter, the first time he was able to see Fagen’s face,
was on December 5, 1900, during a battle in San Isidro, the same location where Fagen
reportedly defected. Funston claimed to have finally gotten a “good look at the notorious
Fagan.”64
Aguinaldo.65 Weeks later, on May 19, 1901, Urbano Lacuna surrendered to Funston’s
army. Lacuna was commanding general to over two hundred Filipino soldiers and was
60
Frederick Funston, Memories of Two Wars: Cuban and Philippine Experiences (New York:
Charles Scribner’s Sons, 1911), 434.
61
Ibid., 376.
62
Ibid.; “Attacked by Insurgents,” Seattle Post-Intelligencer, October 29, 1900.
63
Funston, Memories of Two Wars, 376.
64
Ibid., 379-380.
65
“Funston Trap for Aguinaldo,” Minneapolis Journal, March 23, 1901; “Gen. Funston Plans to
Take Aguinaldo,” Deseret Evening News, March 23, 1901.
79
considered the last “insurrectionary leader.” Funston considered his capture the
“termination of the state of war.”66 Coincidentally, Fagen was part of Lacuna’s company.
According to Funston, Lacuna understood that he and his men would be protected under
surrendered it would have to be with the understanding that he would be tried by court-
However, Funston would not capture Fagen. He and several Filipino fighters were
somehow able to escape the May 1901 capture. No news of Fagen surfaced until
December 1901, after Funston declared a six-hundred-dollar reward for Fagen’s capture.
Anastacio Bartolome, a former Filipino soldier who once fought alongside Fagen,
answered the reward, published in both Tagalog and Spanish. Bartolome and his
companions found Fagen, along with two Filipinos and three women, camped out in
Dingalan Cove on the Pacific coast beach of Aurora, Philippines. Bartolome was certain
it was Fagen and, with bolos, decapitated him and the three other Filipinos. Fagen’s head
was brought to Lieutenant R.C. Corliss of the Thirty-Fourth Infantry, along with two
revolvers, three Remington rifles, Fagen’s two commissions as lieutenant and captain
signed by Jose Alejandrino and Urbano Lacuna, and, most importantly, Alstaetter’s West
Point class ring, taken by Fagen during one of his battles with U.S. soldiers. The piece of
jewelry that Funston promised to reclaim assisted in the confirmation of the decapitated
head as Fagen’s. Further validation was acquired when Lacuna, himself, confirmed the
66
Funston, Memories of Two Wars, 431-432.
67
Ibid., 430-431.
68
Ibid., 434-435; Lieutenant R. C. Corliss to the Adjutant General, Second Brigade, Bongabong,
Nueva Ecija, P.I., December 6, 1901, AGO file 431081, NA, RG 94; “Deserter Killed: David Fagin Slain and
80
Records of David Fagen’s activities during the Philippine-American War are slim.
The most vital accounts of the events of his defection include his military documents and
information about defectors, such as their name and enlistment information, were not
included. Soldiers’ data, such as history, battle statistics, and company deaths, were
included from the regiment’s conception until after the First World War. Information
about the defectors were omitted throughout the section concerning the Philippine-
American War. Regimental Returns from the National Archives, specifically Record
Group 94 concerning documents of U.S. Colored Troops, and other records reveal that
there were twenty-nine desertions among the four regiments of the Buffalo Soldiers.
Historical analyses of these African American soldiers are also very limited and,
Historians and journalists have studied Fagen and other defectors as minor figures
of the Philippine-American War and African American military history. Earliest study of
the defectors can be found in Stephen Bonsal’s 1907 article, "The Negro Soldier in War
and Peace," published in the North American Review. Bonsal provided analysis of
African American connections with Filipinos, referring to them as black soldiers’ “little
brown brother.”69 Leon Wolff’s Little Brown Brother: How the United States Purchased
and Pacified the Philippine Islands at the Century's Turn, published in 1961, described
Fagen as “an enormous Negro” with barbaric qualities who “drank heavily, played a
Beheaded by Native Scouts,” Indianapolis Journal, December 9, 1901; “The Negro David Fagin: The
Deserter from the Twenty-fourth Infantry Captured and Decapitated,” Macon Beacon, December 14,
1901; “American Negro Deserter Killed: He has been Leading Filipinos for More than Two Years,” St. Louis
Republic, December 9, 1901.
69
Bonsal, “The Negro Soldier in War and Peace,” North American Review 185 (June 1907): 325.
81
guitar, fought like a wildcat, and lived in a camp with a native woman.” Wolff ends his
reference to Fagen with, “his life was to be short but interesting.”70 The views of these
race. The most extensive analysis of Fagen’s life is Michael C. Robinson and Frank N.
Philippines, 1899-1901,” published in the Pacific Historical Review. They were able to
expand past the study of Fagen as the stereotypical black man, a “barbarian” who
betrayed this country. Instead, Robinson and Schubert portrayed the humanity and life of
Fagen, painting him as a son and a soldier who, just like other people of color, hoped to
progress his citizenship through patriotic services, but realized that he was only assisting
What history has failed to study are the influences of identity and nationalism on
the soldiers’ actions. The actions of Fagen and other African American defectors were
George Knox provided an analysis that summarized the “Black Man’s Burden” that
Fagen was a traitor, and died a traitor's death, but he was a man, no doubt,
prompted by honest motives to help a weaker side, and one to which he felt allied
by ties that bind. Fagen, perhaps, did not appreciate the magnitude of the crime of
aiding the enemy to shoot down his flag. He saw, it may be, the weak, the strong,
he chose, and the world knows the rest.71
There is no document that fully states the reasons for Fagen’s desertion of both the U.S.
military and his American citizenship. One could assume, due to the domination of white
70
Leon Wolff, Little Brown Brother: How the United States Purchased and Pacified the Philippine
Islands at the Century's Turn (1961; New York: History Book Club, 2006), 249.
71
Indianapolis Freeman, December 14, 1901.
82
supremacy in the United States that filtered throughout the archipelago, that Fagen joined
the Filipino revolutionaries for his own “revolt” against U.S. racial hierarchy. When other
African Americans were fighting for the U.S. agenda of Manifest Destiny as a means to
develop black citizenship, Fagen and other defectors actively denied the U.S. agenda to
expand the subjugation of people of color past the shores of the United States.
connected to the notion of identities through community. That community was based on a
hope for citizenship and independence proven by the varying demonstration of allegiance
during the Philippine-American War. White American soldiers were able to provide
support for U.S. Manifest Destiny for they were part of the community that defined
supremacy justified by the “science” of the time and Social Darwinism. For people of
color, such as African Americans and Filipino nationalists, race and ethnic identity placed
them in a common community that deprived and limited their independence and sense of
African American soldiers, such as Fagen, to deny their American identity. The African
commonality in the sense that both groups struggled to attain validation of their
respective identities, therefore blurring the lines in defining distinct races and ethnicities
and, instead, realized the common enemy in the ideologies of U.S. Manifest Destiny.
83
Conclusion
The Philippine-American War introduced the United States to the Southeast Asian
archipelago of the Philippines and its annexation provided a pawn for the U.S. entrance
into the Race of Nations. Imperialization forced target nations to conform to the culture
of western nations, and outlined the global narrative of the turn of the twentieth century.
The U.S. involvement in the Philippines was no exception. Exploring the conflict
between the Philippines and the United States allows historians to analyze how peoples’
discernment of identity influenced the perception of the war and its coinciding events.
The U.S. employed its own characterization of a Filipino identity and used it to justify
expansion as a part of Manifest Destiny. However, among the Filipino people, the rise
and recognition of their own nationalist ideals and formation of the Filipino nationality
the foundation for the desire of Philippine independence built on ethnic and racial pride.
influenced the notion of national allegiance, as chronicled in this historic conflict that
“Western Duty,” a notion illustrated in the poem “White Man’s Burden,” by British poet
Rudyard Kipling. Originally subtitled, “United States and the Philippine Islands,” the
piece was believed to have been a satire of American exceptionalism. However, western
imperial powers took the poem and made it into a “battle cry” for “western duty” to
Christianize the world. The poem itself was heavily influenced by the dominant culture of
84
the time for it describes the Filipinos as barbarians and savages. Popular and academic
sources of the time show that the popularity of scientific racism and eugenics were
heavily imbedded in American society and influenced notions of race. From academia to
entertainment in the form of human zoos, and literature, the notion of American Anglo-
entrenched in American everyday life, along with domestic racial ideas and tensions of
the time, that most Americans could not help but accept the evidence of cultural
imperialism, provided by their perception of science, and support the U.S. imperialist
agenda.
However, on the other side of the world, Filipinos themselves were in the midst of
the identifying and defining their own national identity. Prior to the twentieth century, the
notion of a single “Filipino” identity was non-existent. The characteristics and spirit of
the Filipino identity was built on a history of centuries of Spanish colonialism and the
amalgamation of various Asian ethnicities, but emerged as one that was still distinctively
Filipino. The Philippines was colonized by Spain in the sixteenth century and was used as
the primary trade post in Asia for Spain’s galleon trade that included Spanish western
colonies such as Mexico. This international trade introduced western ideas and culture to
Enlightenment philosophers such as Voltaire, Paine, and Rousseau and events like the
American Revolution and French Revolution influenced the Ilustrados, the educated
Filipino middle class, who began their own propaganda movement during the last
85
decades of the nineteenth century that advocated for Philippine independence that
Filipina and the Katipunan. Led by Filipino nationalists such as Andres Bonifacio and
followed by Emilio Aguinaldo and Apolinario Mabini, the organizations aimed to unite
the entire archipelago by creating a society of reformers who placed the interest of the
people as its main priority. These leaders began to spread revolutionary ideologies
throughout the Philippines with their own propaganda that advocated for the Filipino
nationalist agenda. Eventually, the notion of being Filipino surpassed the class system,
based in wealth and ethnic background that was built during Spanish colonial rule.
Revolutionary leaders believed that acquiring independence from Spain required a united
nation that surpassed regional identification. Spain’s colonial rule provided the Filipinos
the awareness of the Filipino identity, but it was the U.S. move to assert its Western Duty
and further its Manifest Destiny that cemented Filipinos’ acknowledgement of a unified
The U.S. acquisition of the Philippines under the Treaty of Paris led to the
Philippine-American War in 1899. The war introduced western ideas of racial hierarchy
into Philippine communities through the racial and ethnic prejudices displayed by white
U.S. troops. Racial tensions were rampant in the U.S. at the turn of the twentieth century
and many African Americans spoke out against the hypocrisy of the U.S. occupation of
the Philippines. One responded satirically with the “Black Man’s Burden” opposing
the leaders of the African American community figured into the debate over the
86
Philippine conflict. Arguments between Booker T. Washington and W.E.B DuBois
and patriotism within African American communities who hoped to acquire social
equality through either education or military service to their country. African American
soldiers stationed in the Philippine archipelago illustrated the struggle soldiers of color
had acting as agents to execute the agenda of white supremacy that hid behind the U.S.
notion of Manifest Destiny and U.S. cultural imperialism. A few U.S. military defectors
like African American soldiers of the Twenty-fourth regiment, particularly David Fagen,
demonstrated that one could deny and reject citizenship in a nation if that country’s
The perception of identity during the Philippine American conflict varied. The
United States easily viewed the Filipinos as “barbaric,” “savage,” and “other.” The
American imperialist agenda was supported through the manipulation of defining Filipino
of the twentieth century required full independence to be fully validated as a nation, and
stripped of foreign imperial or colonial power. The goal of Filipino nationalists was to
cultivate the unique history and culture of Filipinos into a nationality for which the
community would be willing to fight. However, the Filipino identity, as shown in the
the bounds of race and ethnicity. People of color subjugated by western notion of white
supremacy found common bonds across oceans, connected by the desire of independence
and citizenship.
87
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