IAFS 2023 Sydney Declaration - 18 May 2021

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Sydney Declaration

18 May 2021

Background
Over the years, forensic science has seen fantastic developments, including technological breakthroughs that
have been used to solve or prevent crimes and serious incidents. We have also seen many debates regarding
the perceived effectiveness and reliability of forensic science. Most of the discussions have centred around
technical or organisational aspects often aimed at short-term gains. A more profound reflection on the field of
forensic science and its impact has rarely been explored. However, a sound understanding of the essence of
forensic science, its purpose and its fundamental principles is needed for future improvements, including in
education, training, research and development, and operational practices. The Sydney Declaration, meant to
have been presented at the postponed 2020 meeting of the International Association of Forensic Sciences (IAFS)
in Sydney, is the primary initial outcome of this fundamental reflection. We share this reflection and seek
feedback from the international forensic science community.
The Sydney Declaration is comprised of a forensic science definition and seven principles that have been
reproduced below.

Forensic Science Definition


Forensic science is a case-based (or multi case-based) research-oriented endeavour using the principles of
science to study and understand traces – the remnants of past activities (such as an individual’s presence and
actions) – through their detection, recognition, examination and interpretation to understand anomalous events
of public interest (e.g., crimes, litigations, security incidents).

Forensic Science Principles


Principle 1: Activity and presence produce traces that are fundamental vectors of information
A precondition for a forensic science investigation is that activities cannot occur without leaving traces.
Sometimes they are left at the scene; sometimes they are taken away (Locard’s exchange maxim). The nature
of the activity influences the types of items that are exchanged, and how and where they are dispersed in the
environment. This item(s), a remnant of the investigated activity, is the trace. The trace is a vector of
information that is capable of being detected, examined and interpreted.
The traceability of human activities is rapidly changing in our digitalised (i.e., combined physical and digital)
environment. The place of forensic science is therefore increasingly central to studying events of public interest,
which are themselves in transformation.

Principle 2: Scene investigation is a scientific and diagnostic endeavour requiring scientific


expertise
The goal of the scientific investigation at the scene is to infer (i.e., reasoning under uncertainty) the
reconstruction of an event through the study of the surviving traces. The site of an event is where relevant
traces can be recognised and characterised with respect to their relative position that may be indicative of
sequence, orientation and interaction. This information combines to help understand a limited number of
potential explanations relative to the traces that need further examination and interpretation in the
reconstruction and identification processes. This complexity requires a trained mind with broad science
knowledge and with powerful and proficient observation and detection skills that may be extended by various
scientific tools.

Principle 3: Forensic science is case-based and reliant on scientific knowledge, investigative


methodology and logical reasoning
Traces constitute signs and forensic science engages a scientific process to investigate and understand the
meaning of these signs with their ambiguities, misperceptions and strengths. This engagement involves asking
relevant questions (mostly context dependant), making observations, forming hypotheses and testing those
hypotheses. This testing may include measurements facilitated by technology, but such tests are only an
extension of the scientific process. The process is characterized by critical thinking, logical reasoning (deductive,
inductive, abductive and analogical), problem solving and informed judgement. This approach is rendered
ineffective – and perhaps even counterproductive – if it is not applied within a logical framework and using a
well-understood investigative methodology.

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Sydney Declaration
18 May 2021

Principle 4: Forensic science is an assessment of findings in context due to time asymmetry.


In many instances, the quality of the trace resulting from an activity is such that it is incomplete, imperfect,
and/or degraded by the passing of time, with such losses increasing uncertainty and often supporting only
approximations concerning the past event under investigation. The ground truth remains in the past and is
largely inaccessible. Forensic science can only be used to construct a model that is descriptive of a given
scenario, explained by what is observed. The context is therefore essential. This is not a general model, but a
specific retrodictive model that can only be inferential in nature. Forensic scientists cannot determine with
certainty the definitive circumstances surrounding a trace, but only assess the relative value of associated
findings under different plausible causes or scenarios. Such assessments should be unbiased and founded on
scientific rigor and transparency.

Principle 5: Forensic science deals with a continuum of uncertainties.


Forensic science deals with a continuum of uncertainties that are present at every step of the process that starts
with the generation of traces and moves through all the steps up to the communication of the findings and value
to the intended recipient (whether reported in written documents or in oral form such as their presentation in
Court). Research is needed to identify and quantify these uncertainties with the knowledge that uncertainty will
never be eliminated.

Principle 6: Forensic science has multi-dimensional purposes and contributions


The purposes and contributions of forensic science are multi-dimensional. Through the systematic study of
traces, forensic science (1) brings knowledge on crime, illicit markets and various mechanisms that cause harm
or are of concern to society, (2) contributes to incident investigations, and (3) supports decision-making in legal
proceedings. Forensic science provides the scientific basis for the practice of a variety of functions and
professions related to crime, deviance and social response.

Principle 7: Forensic Science findings acquire meaning in context


Forensic scientists need to act ethically and with impartially, transparency and independence to ensure that they
remain true to their science and so that the information they provide for the potential resolution of the activity
under investigation is useful and reliable regardless of who benefits from the information. Forensic scientists
must defend their results and opinions as appropriate while acknowledging any plausible alternatives. When
evaluating findings, at least two alternative propositions should be considered.

Contributors
Rebecca Bucht, Finland, Patrick Buzzini, USA, Frank Crispino, Canada, Peter De Forest, USA, Keith Inman, USA,
Chris Lennard, Australia, Pierre Margot, Switzerland, Michelle Miranda, USA, Niamh Nic Daeid, UK, Olivier Ribaux,
Switzerland, Ralph Ristenbatt, USA, Alastair Ross, Australia, Claude Roux, Australia, Simon Walsh, Australia,
Sheila Willis, Ireland, and Linzi Wilson-Wilde, Australia.

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