Mindfulness Training in A Heterogeneous Psychiatric Sample: Outcome Evaluation and Comparison of Different Diagnostic Groups
Mindfulness Training in A Heterogeneous Psychiatric Sample: Outcome Evaluation and Comparison of Different Diagnostic Groups
Mindfulness Training in A Heterogeneous Psychiatric Sample: Outcome Evaluation and Comparison of Different Diagnostic Groups
Keywords: mindfulness training; depressive disorder; anxiety disorder; adjustment disorder; bipolar
disorder
Mindfulness refers to “the awareness that emerges through paying attention on purpose, in the
present moment, and nonjudgmentally to the unfolding of experience moment by moment”
(Kabat-Zinn, 2003, p. 145). The practice of mindfulness includes observing and attending to
internal and external experiences as they occur in the here and now and cultivating a noneval-
uative and open attitude to these experiences (Kabat-Zinn, 1982, 1990; Bishop et al., 2004).
Increased mindfulness is thought to improve psychological functioning, presumably by promot-
ing an adaptive form of self-focused attention that reduces rumination and emotional avoidance
and improves behavioral self-regulation (Baer, 2009; Kuyken et al., 2010).
Jon Kabat-Zinn developed the mindfulness-based stress reduction (MBSR) training in the
1970s to help patients suffering from chronic pain and stress cope with their complaints (Kabat-
Zinn, 1990). About two decades later, mindfulness-based cognitive therapy (MBCT) was devel-
oped by Teasdale and colleagues, combining elements of MBSR and cognitive therapy, aimed at
preventing recurrence in depressive disorder (Teasdale, Segal, & Williams, 1994; Teasdale et al.,
2000). Several randomized controlled studies conducted since then have shown that MBSR is
indeed effective in improving mental health in clinical as well as nonclinical populations (Gross-
man, Niemann, Schmidt, & Walach, 2004; Hofmann, Sawyer, Witt, & Oh, 2010; Fjorback,
Arendt, Ornbol, Fink, & Walach, 2011), while MBCT was found to be effective in preventing
recurrence in remitted depressed patients (Piet & Hougaard, 2011; Chiesa & Serretti, 2011; Van
Aalderen et al., 2012).
Please address correspondence to: Dr. Bos, Elisabeth, P.O. Box 30.001, Groningen 9700RB. E-mail:
[email protected], [email protected]
Method
Participants
Outpatients attending mindfulness training at the Center for Integrative Psychiatry (CIP) in
Groningen, the Netherlands between 2006 and 2009 were subjects in this study. Inclusion criteria
for participation in the training were as follows: aged 18 years or older; a stable psychiatric
disorder (i.e. no current severe depressive episode, no current psychotic episode, and no current
[hypo]mania: sufficient stability for the patient to attend the sessions and do the homework
practices); no alcohol or drug dependence; reasonable expectations of the training; motivation
and willingness to do assigned homework; ability to participate in a group; and no practical or
physical impediments that would preclude following the training. On the basis of a clinical intake
interview, a psychiatrist made the Diagnostic and Statistical Manual of Mental Disorders Fourth
Edition (DSM-IV) diagnosis and assessed the other inclusion criteria by explicitly discussing
the training’s objective and evaluating potential obstacles for successful participation.
A total of 233 patients participated in the training between 2006 to 2009, 214 of whom
agreed to participate in the study and complete the pretraining questionnaires (92%). At the
end of the training, 143 patients completed the posttraining questionnaires (i.e. 67% of 214).
No systematic record was kept of how many of the 71 noncompleters (33%) did complete the
mindfulness training, but dropout percentages for this training at our center tend to be about
7.5%. The noncompleters did not differ from the completers with respect to age, t(212) = 0.41, p
= 0.684, illness duration, t(187) = −1.15, p = 0.250, gender, χ2 (1) = 0.11, p = 0.742, education,
χ2 (2) = 1.49, p = 0.475, having a partner, χ2 (1) = 1.10, p = 0.294, or diagnostic category,
χ2 (4) = 3.31, p = 0.508. The noncompleters and completers also did not differ with respect to
their pretreatment scores on the outcome measures, except for the Awareness subscale of the
Kentucky Inventory of Mindfulness Skills, t(179) = −2.05, p = 0.042: noncompleters scored a
little higher on this subscale, mean (standard deviation) = 27.8 (5.7) versus 26.0 (5.4).
62 Journal of Clinical Psychology, January 2014
Measures
Outcome data were collected at pretreatment and posttreatment assessments by means of ques-
tionnaires addressing symptomatology, quality of life, and mindfulness skills. Demographic data
were collected at the pretreatment assessment by means of a questionnaire.
Short Symptom List (SSL). The SSL (Dutch: Korte Klachten Lijst, KKL) is a self-
report questionnaire of 13 items about the degree to which respondents suffer from common
psychological symptoms, like anxiety, depression, sleeping problems, and addiction (Lange &
Appelo, 2007). For this study, an extra item was included regarding (hypo)manic symptoms.
Scores for each item can range from 0 (not at all) to 4 (very much). The total SSL score therefore
varies from 0 to 56. The reliability and validity of the SSL are satisfactory to good (Lange &
Appelo, 2007). The SSL is a proper short alternative for the Symptom Checklist-90; total scores
on these measures are highly correlated (Appelo & Lange, 2007).
Training
The mindfulness training comprised eight weekly sessions of 2 1/2 hours each, and a silent
retreat session held between sessions 6 and 7. Each group comprised 12 to 16 participants. The
training followed the format of the MBSR program as described by Jon Kabat-Zinn (Kabat-Zinn,
1990). Because a substantial proportion of the participants had been diagnosed with (recurrent)
depression, the MBSR program in our center was combined with a number of core elements
from the MBCT program (Segal, Williams, & Teasdale, 2002). This was done because MBCT
elements are more specific in addressing skills relevant to depression, like disengaging from
dysphoria-induced depressogenic thinking and dealing constructively with negative cognitions
and self-critical thoughts (Teasdale et al., 2000; Segal et al., 2002). Some of the MBCT elements
were integrated in the program as standard elements, while other ones were offered optionally in
the handouts and homework assignments; participants were encouraged to choose from these
optional elements according to their own needs and preferences.
All sessions included the following: one or more formal mindfulness exercises (body scan,
sitting meditation, yoga); a group-based discussion of patients’ experience of these practices;
psychoeducation related to body-mind interaction, automatic versus mindful responses to stress,
and communication; interactive group evaluation of homework assignments; and instructions
Mindfulness in a Heterogeneous Sample 63
regarding homework assignments for the following week. MBCT-specific elements in the core
program included 3-Minute Breathing Space (standard and coping), Automatic Thoughts Ques-
tionnaire, and Developing an action plan (i.e., strategies for an adequate response to early warn-
ing signals). A full description of the structure and elements of each session of the program is
outlined in a treatment protocol available from the authors upon request.
Before starting the training, participants were instructed that the program would entail do-
ing homework for 45 minutes to 1 hour every day. During the training, the trainers repeatedly
reminded the participants how important this homework was and motivated them to do the as-
signments, in an encouraging, noncoercive way. The homework assignments comprised guided
(audiotaped) mindfulness exercises (e.g. body scan, yoga exercises, sitting meditation, mountain
meditation), informal exercises to integrate mindfulness skills in daily routines (e.g., eating,
brushing teeth), and other MBSR exercises (e.g. Pleasant and unpleasant events calendars,
Identification of nourishing activities, Stress diary), supplemented with selected MBCT exer-
cises (e.g., Automatic Thoughts Questionnaire, Developing an action plan, 3-Minute Breathing
Space).
All participants received a workbook including a general instruction to the training, home-
work instructions for each session, a form for registering (experiences with) homework, and
handouts related to the respective session themes selected from Dutch-language versions of the
handbooks by Kabat-Zinn (1990) and Segal et al. (2002). A central theme in the exercises was
nonjudgmental moment-to-moment awareness of cognitive, emotional, and bodily experiences,
fostering a decentered stance and a more adaptive response to negative thoughts and feelings
(Kabat-Zinn, 1982; Teasdale et al., 2000).
Trainers
Each of the mindfulness groups was led by one of two qualified mindfulness trainers. Both were
fully trained in MBSR and MBCT and certified by the Dutch Association for Mindfulness-based
Trainers (VMBN). Both had extensive meditation experience (15 years and 30 years, respectively)
and were engaged in ongoing meditation practices, in personal as well as professional contexts
(e.g., as teachers/supervisors at the Dutch Institute for Mindfulness and as leaders of retreats).
One of these trainers was a psychiatrist and psychotherapist, while the other was a specialized
psychiatric nurse and Vipassana meditation teacher who had spent 6 years in Asia as a Buddhist
monk. They had offered MBSR and MBCT in mental health care settings from the very first
introduction of these programs in Dutch mental health care (2005) and are considered two of
the Dutch pioneers in this regard. Both trainers were trained and supervised by experienced
teachers from the United States and the United Kingdom and had ongoing intervision with
other senior mindfulness trainers in the Netherlands.
In about half of the training groups, the mindfulness trainers were assisted by one of three co-
trainers (a nurse practitioner, a specialized psychiatric nurse, and a psychomotor therapist). All
co-trainers had many years of experience as mental health care workers and had received a basic
training in MBSR/MBCT for mental health care professionals. The co-trainers were supervised
by the two main trainers and had regular intervision with each other under supervision of one of
the main trainers. During these supervision and intervision meetings, adherence to the treatment
protocol was monitored and problems were discussed.
Procedure
Prior to the training, patients were invited to participate in the study by means of a letter.
After replying in the affirmative, they signed an informed consent and completed the pretraining
questionnaires at home. Immediately after the training they were given the same questionnaires
(posttreatment assessment) to be filled out at home and sent back by mail. Distribution and
collection of the questionnaires was done by the mindfulness trainers, as part of a routine
outcome measurement procedure. For this reason, no particular effort was made to increase
response percentages.
64 Journal of Clinical Psychology, January 2014
Statistical Analysis
Primary analyses were performed on data of the completers sample (N = 143). KIMS data were
available for only 100 patients; the KIMS questionnaire was not yet included in the study battery
during the first year of the study. Differences between completers and noncompleters on baseline
demographic and clinical variables were tested using independent t tests for continuous variables
and chi-square tests for categorical variables. Because a completers analysis may produce biased
estimates, sensitivity analyses were done in the intention-to-treat (ITT) sample (N = 214), using
the last observation carried forward (LOCF) approach. LOCF is usually applied only for subjects
who completed at least one follow-up measurement (Julious & Mullee, 2008), but because our
study had only one follow-up measurement, all patients with missing data would have to be
excluded, unless the baseline was included in the LOCF analysis (BOCF). Undertaking a BOCF
analysis is counterintuitive because baseline scores cannot be influenced by treatment, and
natural improvement due to regression to the mean and spontaneous recovery is not accounted
for in baseline scores (Julious & Mullee, 2008). So, BOCF is likely to produce rather conservative
results. In spite of this, we performed this sensitivity analysis to present a more balanced picture
of the results.
Based on their primary diagnosis, the patients were classified in five diagnostic categories:
depressive disorder, bipolar disorder, anxiety disorder, adjustment disorder, and other. Classifi-
cation of the groups was guided by the number of patients having a particular diagnosis; every
diagnosis was considered a separate category, except diagnoses that were too infrequent, which
were grouped into the category “Other”.
All continuous variables were tested for normality with the Kolmogorov-Smirnov test and by
inspection of the distribution plots. Non-normally distributed variables were logtransformed.
This was the case only for the variable “illness duration.” The effectiveness of the mindfulness
training was tested using repeated measures analysis of variance (ANOVA), in which the change
from pretreatment to posttreatment on the outcome measures was investigated in the entire
sample (using models with Time as predictor) as well as in the different diagnostic categories
(using models with Time, Diagnostic category, and the interaction Time × Diagnostic category as
predictors). In the latter model, a significant interaction between Time and Diagnostic category
implies that the effect of the training is different for different diagnostic categories. Post hoc
tests for effectiveness within diagnostic categories were performed only in case of a significant
interaction effect.
In a secondary series of analyses, we investigated whether observed differences in effectiveness
could be explained by baseline differences between the diagnostic categories. To analyze whether
the various diagnostic groups differed on baseline demographic and clinical variables, we used
independent t tests for continuous variables and chi-square tests for categorical variables. Vari-
ables that were unevenly distributed over the different diagnostic categories were subsequently
included in the repeated measures ANOVAs to investigate whether they reduced the significance
of the interaction Time × Diagnostic category. Analyses were done in SPSS 18. A two-tailed
alpha level of 0.05 was used.
Results
Patient Characteristics
Mean age of the completers sample was 45.5 years (standard deviation [SD] 10.5, range 21–
66). The majority of the participants were female (n = 99, 69%). Educational level of the
sample was rather high; almost half of the sample had a higher education (higher vocational
education/university; n = 68, 47.6%). The participants differed widely in illness duration: for
some participants, the mindfulness training was the first contact they had with a mental health
care institute; on the other hand, for one participant the first contact had been 34 years ago.
Median illness duration was 8 years. A small majority of the participants had a partner (n = 88,
61.5%).
Mindfulness in a Heterogeneous Sample 65
Table 1
Overall Results for the Mixed-Patient Group (N = 143)
Note. M = mean; SD = standard deviation; SSL = Short Symptom List; WHOQOL-Bref = World Health
Organization Quality of Life Bref; Overall QoL and GH = Overall Quality of life and General Health;
KIMS = Kentucky Inventory of Mindfulness Skills.
The most frequently occurring primary diagnosis in the completers sample was depressive dis-
order (single episode or recurrent; n = 45, 31.5%), followed by bipolar disorder (type I or II; n =
42, 29.4%), anxiety disorder (generalized anxiety disorder, panic disorder, obsessive-compulsive
disorder, posttraumatic stress disorder, social phobia, or anxiety disorder not otherwise speci-
fied; n = 17, 11.9%), and adjustment disorder (n = 14, 9.8%). The remaining participants (n =
25, 17.5%) had a primary diagnosis of another category (including psychotic disorder, relation-
ship problems, dysthymic disorder, personality disorder, attention deficit hyperactivity disorder,
identity problem, hypochondriasis, or occupational problem). A hundred and one patients were
diagnosed with one disorder, 35 patients had two disorders, and seven patients had three or more
disorders. Most frequently co-occurring diagnosis was a personality disorder (n = 18), followed
by anxiety disorder (n = 7), depressive disorder (n = 5), and alcohol abuse or dependency (in
remission) (n = 5).
Overall Outcome
We first examined outcome after the mindfulness training in the entire patient group. Table 1
presents the results. On average, the participants showed improvement on all outcome measures.
The repeated measures ANOVAs showed that these improvements were all significant. Effect
sizes (Cohen’s d), calculated by dividing the mean difference between the pretreatment and post-
treatment scores by the standard deviation of the pretreatment scores, were small to moderate.
Smallest effect size was observed for the Social Relationship subscale of the WHOQOL-Bref (d
= 0.11). Largest effect size was for the Act With Awareness subscale of the KIMS (d = 0.61).
As a sensitivity analysis, we repeated the analyses in the ITT sample (N = 214), with the
baseline observation carried forward for the subjects with missing values at the posttreatment
assessment. As could be expected, effect sizes were lower in the ITT analyses, though p-values
were essentially the same, presumably due to an increase in power. Significant improvement was
still observed on all outcome measures: SSL, F(1,209) = 32.2, p < 0.001; WHOQOL Physical
health, F(1,210) = 34.8, p < 0.001; WHOQOL Psychological health, F(1,212) = 24.3, p < 0.001;
WHOQOL Social relationships, F(1,212) = 4.5, p = 0.034; WHOQOL Environment, F(1,212)
= 10.2, p = 0.002; Overall QOL & GH, F(1,213) = 25.6, p < 0.001; KIMS Observe, F(1,180)
= 40.7, p < 0.001; KIMS Describe, F(1,186) = 25.2, p < 0.001; KIMS Act with awareness,
F(1,180) = 27.5, p < 0.001; and KIMS Accept without judgment, F(1,180) = 32.4, p < 0.001.
66 Journal of Clinical Psychology, January 2014
Table 2
Effect Sizes by Diagnostic Category
Note. SSL = Short Symptom List; WHOQOL-Bref = World Health Organization Quality of Life Bref;
Overall QoL and GH = Overall Quality of life and General Health; KIMS = Kentucky Inventory of
Mindfulness Skills.
Thus, the bipolar category diverged from the other categories in having a longer illness duration
and a lower baseline symptom severity.
To investigate whether these differences could explain the differences in improvement after
the training, we included the variables for illness duration and baseline SSL scores as covariates
in the repeated measures ANOVA models to see whether this would reduce the interaction
Time × Diagnostic category. This was indeed the case. In all models, the interaction effect
was reduced and turned into nonsignificance after inclusion of the covariates. Illness duration
appeared to account for the largest part of this reduction. A significant interaction between
Illness duration and Time was found in the models for SSL, F(1,95) = 8.50, p = 0.004, and
WHOQOL Environment, F(1,95) = 6.15, p = 0.015, and a trend was found in the model for
Overall QoL and GH, F(1,95) = 3.41, p = 0.068. In the model for SSL, the baseline SSL score
also accounted for a substantial reduction in the interaction Time × Diagnostic category. A
significant interaction between Baseline SSL score and Time was found in this model, F(1,95)
= 38.0, p < 0.001. Inspection of the nature of these interaction effects revealed that participants
with longer illness duration showed less improvement on the SSL, WHOQOL Environment,
and Overall QoL and GH. Lower baseline SSL scores were related to less improvement on the
SSL. Thus, the lower effectiveness of the mindfulness training in the bipolar category could be
explained by the fact that participants from this category had a longer illness duration and a
lower baseline symptom severity.
Discussion
We examined outcome following mindfulness training in a heterogeneous psychiatric outpatient
population. The results showed that this mixed patient group improved on all outcome measures;
i.e., significant reductions in psychological symptoms were found, as well as improvement in five
domains of quality of life and in four different mindfulness skills. Differential improvement for
different diagnostic groups was observed for psychological symptoms and environmental and
overall quality of life. Bipolar patients showed less improvement on these outcomes compared
with patients from other diagnostic categories. These differences appeared to be attributable
to differences in illness duration and baseline symptom severity; in the bipolar patient group,
illness duration was longer and baseline severity was lower.
Finally, it should be mentioned that there was a large number of noncompleters (33%). This
high attrition rate can largely be attributed to the fact that the study was performed in the context
of a routine outcome monitoring procedure. There was no special research team in charge of the
data collection and therefore no specific efforts were made to increase the number of responses.
In terms of routine outcome monitoring, the response percentage is actually rather high (e.g.
Happell, 2008). The fact that no differences were found between noncompleters and completers
and that the observed changes were still significant in ITT analyses with the baseline observation
carried forward strengthens our confidence in the validity of our results. A strong feature of the
study is its naturalistic design. All patients who were given the training were eligible for the
study and no restrictions were made with regard to other therapies or medication. Therefore,
generalizability of the results to real clinical practice is very high. Another strength is the fact
that in our study a direct comparison could be made between diagnostic categories. To our
knowledge, this is the first study in which this has been possible.
Clearly, our results need replication. It would be interesting to see future studies comparing
a mixed patient group with a homogeneous patient group, preferably in a randomized design.
This may yield better insight into whether mindfulness training in a heterogeneous patient
group is as effective as it is in a single diagnosis group. Further, future studies comparing
effectiveness in different diagnostic categories may benefit from a better match of patients
on characteristics like illness duration and baseline severity, and from including long-term
assessments.
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