Vulnerability Assessment of Tsunami-Affected Inundated Area Using Geospatial Analysis Based Tsunami Run-Up Simulation
Vulnerability Assessment of Tsunami-Affected Inundated Area Using Geospatial Analysis Based Tsunami Run-Up Simulation
Abstract. A tsunami can cause considerable loss of life, extreme property damage and
infrastructure destruction. A tsunami run-up simulation can be used to forecast wave generation
caused by an earthquake. This study aims to assess the tsunami-affected inundated area on the
west coast of Lampung province using geospatial analysis-based tsunami run-up simulation. The
parameters used in the assessment were applied elevation and slope computed from Aster
GDEM, coastline distance determined from a vector map and tsunami inundation obtained by
Hills and Mader equation and vegetation density calculated from ALOS ANVIR-2 image. The
AHP process was applied for weighing the parameter through a pair-wise comparison using four
iterations of the normalised matrix. Five classes of vulnerability were defined and analysed for
the tsunami inundation mapping. Weighted overlay through spatial analyst in GIS was used to
draw the final map of tsunami vulnerability. The assessment result indicates that 11.26 square
kilometre of the study area falls under the high tsunami vulnerability zone and 6.6 square
kilometres of the building area comes under the inundation area. The results presented in this
study may facilitate improvements in basic data for city planning related to evacuation processes
and management strategies during disasters.
1. Introduction
Tsunami based disasters are natural, highly destructive and unavoidable phenomena. Vulnerability
mapping assessments of a tsunami are observed as an effective way of reducing the impact of the
disasters and have been successfully applied for disaster mitigation measures [1-4]. The assessments
include the mapping of evacuation covering routes and buildings, the construction of tsunami barriers,
disaster risk management and regulation and disaster education for the public [5]. Several pieces of
formative information such as reliable and accurate spatial and temporal characteristics and impact of a
tsunami with damage potential at different magnitude scales are required for the assessments. The
availability of the information has created more parameters which are vitally important in developing a
realistic description of vulnerability for a spatial and temporal assessment. The probability of risk,
exposure, capacity measurement, and vulnerability are parameters used to determine a disaster risk [6-
8]. However, it was shown that external pressure imperilled a person, community, or a system.
Vulnerability is explained as a process and condition refers to that produced by economic,
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IOP Conf. Series: Materials Science and Engineering 1062 (2021) 012036 doi:10.1088/1757-899X/1062/1/012036
environmental, physical, and social factors. Moreover, vulnerability enhanced the susceptibility of
hazards impact community [9,10].
Mapping the distribution of damage area because of disasters and assessing the vulnerability area via
remote sensing and GIS are seen to be a potentially effective way of mitigating the disastrous impact of
a tsunami. Geo-reference data were used to make a decision, while GIS analysis was employed for the
assessment through spatial multi-criteria. On top of that, geographical references and criterion attributes
were needed [11,12]. Previous studies used the GIS method for tsunami and an overlay of official land-
use mapping [13]. In addition, while GIS can be used to analyse the risk of tsunami, remote sensing data
and analysis of the physical built-up of infrastructures, such as building, contour of inundation area, and
highest level of tsunami can be used to predict vulnerability [5],[14].
The aims of this study are to map tsunami vulnerability areas on the west coast of Lampung Province
and to evaluate the tsunami impact by mapping possible inundation areas using a geospatial analysis-
based tsunami run-up simulation. Vulnerability is calculated based on the run-up, elevation, slope,
coastline distance and vegetation density using tsunami run-up simulation generated by software L-
2008. Furthermore, the Soil Adjusted Vegetation Index (SAVI) is applied. The vegetation mapping is
used as a Normalised Difference Vegetation Index (NDVI). In addition, the analytical hierarchy process
is used to estimate the weights of the parameters.
2. Research Methodology
2.1. Data
The ASTER Global Digital Elevation Model (ASTER GDEM) version 2 provided the elevation data.
ASTER GDEM was used as a platform for data collection via a space-borne observing optical device,
while the 2nd version of ASTER GDEM was used to enhance the resolution of global digital elevation
and the accuracy of elevation. In addition, ASTER GDEM was also used in advancing algorithm and
reprocessing a total of 1.5 million scene data, including 250,000 additional scenes acquired after the
previous release. The data were posted approximately 30 m at the equator. Subsequently, the ALOS
ANVIR-2 image was analysed for the vegetation density mapping. Moreover, run-up information was
used based on the tsunami run-up simulation (L-2008). The protocols of analysis were started from the
data collection itself. It proceeded with the surface analysis of DEM data, vector data processing, and
inundation processing which continued with the AHP process and finally the raster overlay processing
through the GIS approach as in Figure 1.
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IOP Conf. Series: Materials Science and Engineering 1062 (2021) 012036 doi:10.1088/1757-899X/1062/1/012036
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IOP Conf. Series: Materials Science and Engineering 1062 (2021) 012036 doi:10.1088/1757-899X/1062/1/012036
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IOP Conf. Series: Materials Science and Engineering 1062 (2021) 012036 doi:10.1088/1757-899X/1062/1/012036
Table 1. Vulnerability class based on elevation, slope and coastline distance [15], [16]
Elevation (m) Slope (%) Coastline distance (m) Vulnerability class
<5 0–2 0-545.65 High
5 - 10 2–6 545.65 - 1261.80 Slightly high
10 - 15 6 – 13 1261.80 - 2187.40 Medium
15 - 20 13 – 20 2187.40 - 3154.65 Slightly low
>20 >20 >3154.65 Low
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2.4.2. Slope
In this study, a slope is identified based on the maximum changing of the z-value rate from each cell of
the image. The third-order finite difference method and GDEM were applied to create a slope map. The
range of the slope percentage was identified as zero to almost infinity. The slope map was categorised
into five categories according to the value of tsunami vulnerability, as described in Table 1. The
vulnerability map shown in Figure. 5 was made by applying slope classification, which is based on the
tsunami vulnerability class.
4 𝑌0
𝑙𝑜𝑔𝑋𝑚𝑎𝑥 = log 100 + 𝑙𝑜𝑔 ( ) (1)
3 10
where 𝑋𝑚𝑎𝑥 is the maximum reach of the tsunami over land, and 𝑌𝑜 is the tsunami height at the coast.
Besides, the buffering distance was determined based on the range of possible tsunami flows flowing
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toward the inland. The score of the 𝑋𝑚𝑎𝑥 in this study was based on the simulation of a tsunami using
software L-2008. Coastline distances in the vector map of Lampung through GIS processing were used
to generate a vulnerability map based on coastline distance.
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2.4.4. Inundation
The simulation of a tsunami was demonstrated using ArcGIS 10.6 software with the Raster calculator
functions [21] as shown below:
where 𝑋𝑚𝑎𝑥 is the maximum inundation (m), Hs is the maximum tsunami run-up (m), 𝑘is constant
(0.06), manning coefficient of the land is 𝑛, the slope of the land is 𝑆, and 𝑋𝑚𝑎𝑥 in the vector map of
Lampung through GIS processing to generate a vulnerability map based on inundation.
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radiometric scale [21]. The general equation for DN to radiance conversion is demonstrated in equation
(3) [22].
where Lλ is spectral radiance at the sensor’s aperture (W/m2/sr/µm), Grescale is rescaled gain, 𝑄𝐶𝐴𝐿
is Digital Number (𝐷𝑁), and Brescale is rescaled bias [23]. Conversion of reflectance is obtained using
Equation (4),
𝜋 × 𝐿𝜆 × 𝑑2
𝜌𝜆 = (4)
𝐸𝑆𝑈𝑁𝜆 × 𝑐𝑜𝑠𝜃𝑠
where ρλ is unitless planetary reflectance and 𝐿λ is spectral radiance at the sensor’s aperture.
Meanwhile, 𝑑2 is the earth-sun distance in astronomical units from a nautical handbook, 𝐸𝑆𝑈𝑁λ is mean
solar Exoatmospheric irradiances, and θs is solar zenith angle in degrees.
(𝑁𝐼𝑅 − 𝑉𝐼𝑆)
𝑁𝐷𝑉𝐼 = (5)
(𝑁𝐼𝑅 + 𝑉𝐼𝑆)
where 𝑁𝐼𝑅 is Near Infra-Red band, and 𝑉𝐼𝑆is a visible band of the red band. ALOS AVNIR-2 band
3 is red, and band 4 is 𝑁𝐼𝑅.
(𝑁𝐼𝑅 − 𝑅)
𝑆𝐴𝑉𝐼 = 𝑥(1 + 𝐿) (6)
(𝑁𝐼𝑅 + 𝑅 + 𝐿)
where 𝑁𝐼𝑅 is Near Infra-red band, 𝑅 is red band, and 𝐿 is the soil calibration factor, in which L is
equal to 0.5 [31]. The secondary backscattering effect of canopy transmitted is reduced using a
correction factor (𝐿).𝐿value of 1 is optimal in semiarid environments. The SAVI generated map is shown
in Figure 7(a).
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IOP Conf. Series: Materials Science and Engineering 1062 (2021) 012036 doi:10.1088/1757-899X/1062/1/012036
(a) (b)
(c)
Figure 7. (a) SAVI Map; (b) Vegetation density; and (c) Vulnerability map based on vegetation density
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XYZ format. The results of the input parameters decision for source modelling are shown in Table 2.
Subsequently, the mechanism data of earthquake were prepared by deciding on the design modelling,
while the grid creation of the bathymetric value, simulation design of tsunami and the wave height of
tsunami modelling were then determined. The initial profile of a tsunami centre can be calculated by
considering the profile as a seabed deformation with fault parameters which can be determined by using
the mechanism solution data of the earthquake centre. Deformations of the seabed as outputs of centre
modelling were assessed using tsunami L-2008. Furthermore, it was applied in the ocean and run up
modelling. The vertical displacement (deformation of the seabed) as an output of source modelling was
needed in the ocean modelling using L-2008 application and bathymetric data. The bathymetric
coordinate boundaries of this study were between 4°51'23.43"S to 6°43'50.50"S and 102°3'3.30"E to
105° 2'29.63"E. Moreover, the level of the earthquake was 7.8 SR, and the distance of the coast to the
epicentral was 241 km. In this study, the input parameter was observed at 739.66 km x 82.41 km of
length and width fault, resulting in a fault area and slip of 60955.38 km2 and 11.036 m respectively.
The result of the model design was vertical displacement in Figure 8, shown as deformation in the
seabed. The movement of deformation which occurred in the seabed was followed by a shift in the sea
level. The source modelling results illustrated variation in the maximum vertical displacement and event
and a minimum vertical displacement value of 3.35 m and -3.35 m, respectively. The maximum vertical
value showed an increase in the seabed vertical movement, but the minimum vertical displacement
showed a reduction in the seabed vertical movement. The rapid vertical movement of the seabed was
detected as a response to the earthquake and had caused the rise and fall of the sea level. The ocean
modelling results showed the propagation of tsunami waves in all directions. In this study, the timing
and height that were taken for the propagation of a tsunami wave from the epicentre to the beach (target
area) were 28.56 min and 2.65 m, respectively shown in the Figure 9. In this study, the target location
was Krui on the west coast Lampung. The run-up modelling result from the calculation fault of the
length and width is shown in Figure 10. The run-up score was affected by the distance of the epicentre
to the affected area, bathymetric, the morphology of the beach, the slope of the beach, and the wave
height of the tsunami [32]. Enhancement of the height of the tsunami wave was comparable with the
shallowness of the approaching land.
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(a) (b)
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IOP Conf. Series: Materials Science and Engineering 1062 (2021) 012036 doi:10.1088/1757-899X/1062/1/012036
(c)
Figure 9. (a) Cross-section of plot A-B (241 km); (b) Cross-Section of ocean bottom A-B; (c) Cross-
section of maximum tsunami height A-B
This phenomenon was followed by refraction, reflection, and diffraction and had brought about a
higher tsunami wave. In this study, the height of the run-up and inundation were analysed. The length
of the inundation affected the tsunami wave which then affected the population.
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tsunami vulnerability. The AHP was applied to assess the weight of each parameter using pair-wise
comparisons. The AHP method created a scaled set of preferences and described the essential parameters
in relation to other parameters [33-37]. In addition, assessed the natural hazards of vulnerability. The
sequencing number of 1 to 9 as tabulated in Table 3 was used as a comparison scale to create a pair-
wise comparison matrix. The number depended on the relative weight of each parameter and the relative
weight was produced by pair-wise comparison in Figure 11.
Prior to the spatial analysis, a consistency level computation was required. Consistency Ratio (CR))
is a procedure that determines the index of consistency. It shows that the probability of the matrix
findings was randomly calculated [35]. In other words, AHP allows inconsistency by using the
consistency ratio computation. The tolerable consistency ratio is less than or equal to 10 per cent [39].
𝐶𝑅 is the ratio between the consistency index (𝐶𝐼) and random consistency index (𝑅𝐼), and can be
expressed using equation (7)
𝐶𝐼 (𝜆 𝑚𝑎𝑥 − 𝑁)
𝐶𝑅 = 𝑎𝑛𝑑 𝐶𝐼 = (7)
𝑅𝐼′ (𝑁 − 1)
where 𝜆𝑚𝑎𝑥 represents the largest eigenvalue, and 𝑁 is the size of the comparison matrix. In this
study 𝑁 = 5. 𝜆𝑚𝑎𝑥 was calculated from the sum of all the parameters, and then multiplied by its
eigenvector. 𝑅𝐼 is based on the random consistency index (𝑅𝐼 = 1.12 for five parameters). Normalised
matrix (Fig. 10) was calculated from the pair-wise comparison in four iterations, and showed that 𝐶𝐼
was 0.252, while 𝐶𝑅 was 22.5%. The pair-wise comparison revealed that run-up was the most important
factor (50.18%) followed by elevation (19.52%), slope (13.10%), coastline distance (9.53%) and
vegetation density (7.67%). 𝐴𝐻𝑃 results showed that those classes were the most important parameters
in deciding vulnerability. Spatial multi-criteria were analysed using the 𝐴𝐻𝑃 method from which the
vulnerability map was created by using weight factors for each parameter. It was found that the run-up
parameter showed the highest weight. 0.99% as the data provided in table 4. The area was identified as
being slightly high while a high class of tsunami vulnerability was found in the coastal area which has
a lower elevation as in Figure 12(b).
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𝐶𝑜𝑎𝑠𝑡𝑖𝑎𝑙 𝑃𝑟𝑜𝑥𝑖𝑚𝑖𝑡𝑦
𝑉𝑒𝑔𝑒𝑡𝑎𝑡𝑖𝑜𝑛
𝐸𝑙𝑒𝑣𝑎𝑡𝑖𝑜𝑛
𝑅𝑢𝑛𝑑 𝑈𝑝
𝑆𝑙𝑜𝑝𝑒
𝐸𝑙𝑒𝑣𝑎𝑡𝑖𝑜𝑛 1.00 2.00 3.00 0.33 3.00
𝑆𝑙𝑜𝑝𝑒 0.50 1.00 2.00 0.25 3.00
𝐶𝑜𝑎𝑠𝑡𝑖𝑎𝑙 𝑃𝑟𝑜𝑥𝑖𝑚𝑖𝑡𝑦 0.33 0.50 1.00 0.20 3.00
𝑅𝑢𝑛𝑑 𝑈𝑝 3.03 4.00 5.00 1.00 5.00
𝑉𝑒𝑔𝑒𝑡𝑎𝑡𝑖𝑜𝑛 [ 0.33 0.33 0.33 0.20 1.00]
Normalized Matrix
𝐶𝑜𝑎𝑠𝑡𝑖𝑎𝑙 𝑃𝑟𝑜𝑥𝑖𝑚𝑖𝑡𝑦
𝑉𝑒𝑔𝑒𝑡𝑎𝑡𝑖𝑜𝑛
𝐸𝑙𝑒𝑣𝑎𝑡𝑖𝑜𝑛
𝑅𝑢𝑛𝑑 𝑈𝑝
𝑆𝑙𝑜𝑝𝑒
4th iteration
0.1952 0.1952 0.1952 0.1952 0.1952 19.52%
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this process are shown in the figure 12(a). The level of vulnerability starts from 1 (low vulnerability) to
5 (high vulnerability). Furthermore, the statistic of vulnerability map was calculated. The vulnerability
classes as in table 4 were created using the subtraction of maximum and minimum values. Moreover,
the number of the class was also used to divide the vulnerability classes. Finally, tsunami vulnerability
was mapped into five classes as show by figure 12(b). Results showed that the high vulnerability areas
were mostly found in the coastal area with the sloping coast type.
(a)
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IOP Conf. Series: Materials Science and Engineering 1062 (2021) 012036 doi:10.1088/1757-899X/1062/1/012036
(b)
Figure 12. (a) Spatial analysis step (b) Tsunami vulnerability map of west coast Lampung
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IOP Conf. Series: Materials Science and Engineering 1062 (2021) 012036 doi:10.1088/1757-899X/1062/1/012036
(a) (b)
Figure 13. (a) Map of possible inundation area in west coast Lampung (b) Tsunami vulnerability
class of building area in west coast Lampung
4. Conclusion
The identification of tsunami vulnerability areas on the west coast of Lampung Province and evaluation
of the tsunami impact by mapping possible inundation areas using a geospatial analysis-based tsunami
run-up simulation was studied. The simulation was carried out using the L-2008 software. It resulted in
a tsunami wave of 2.65 m in height at a timing of 28.56 min when it reached the coast area. There were
five parameters that were used to create a tsunami vulnerability map and predict the possibility of an
inundation area along the west coast of Lampung, including the run-up, elevation, slope, coastal line,
and vegetation. In addition, the analytical hierarchy process (AHP) was used to estimate the weight of
the parameters of AHP was calculated using a pair-wise comparison matrix. The results showed 𝐶𝐼 and
CR values of 0.252 and 22.5%, respectively. The pair-wise comparison revealed that run-up was the
most important factor (50.18%) which affected vulnerability and inundation area, followed by elevation
(19.52%), slope (13.10%), coastline distance (9.53%) and vegetation density (7.67%). The final map of
tsunami vulnerability was constructed using the weighted overlay through a spatial analysis in GIS.
Furthermore, the classes of vulnerability were identified into five classes with a series of numbers from
1 (low vulnerability) up to 5 (high vulnerability), and the tsunami inundation mapping was analysed.
The assessment result indicates that 11.26 square kilometres of the study area falls under the high
vulnerability zone due to tsunami and 6.6 square kilometres of the building area comes under the
inundation area. Subsequently, our study has shown that the total number of inundation area along the
west coast of Lampung was 26.54 km2. Therefore, the result of this study can be used as a reference by
the local government to facilitate improvements in basic data for city planning related to evacuation
processes and management strategies during disasters.
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IOP Conf. Series: Materials Science and Engineering 1062 (2021) 012036 doi:10.1088/1757-899X/1062/1/012036
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