Improvised Explosive Devices in Iraq, 2003-09: A Case of Operational Surprise and Institutional Response
Improvised Explosive Devices in Iraq, 2003-09: A Case of Operational Surprise and Institutional Response
Improvised Explosive Devices in Iraq, 2003-09: A Case of Operational Surprise and Institutional Response
The
Papers
Improvised Explosive
Devices in Iraq,
2003-09:
A Case of Operational Surprise
and Institutional Response
Andrew Smith
http://www.strategicstudiesinstitute.army.mil/
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In the same spirit of bold curiosity that compelled the men and
women who, like Letort, settled the American West, the Strategic
Studies Institute (SSI) presents The Letort Papers. This series allows
SSI to publish papers, retrospectives, speeches, or essays of interest
to the defense academic community which may not correspond with
our mainstream policy-oriented publications.
Andrew Smith
April 2011
The views expressed in this report are those of the author and
expressed in a private academic capacity. They neither represent,
nor are endorsed by, the Australian Army, the Australian De-
partment of Defence, or the Commonwealth of Australia. They
do not necessarily represent the official policy or position of
the U.S. Department of the Army, the Department of Defense,
or the U.S. Government. Authors of Strategic Studies Institute
(SSI) publications enjoy full academic freedom, provided they do
not disclose classified information, jeopardize operations secu-
rity, or misrepresent official U.S. policy. Such academic freedom
empowers them to offer new and sometimes controversial per-
spectives in the interest of furthering debate on key issues. This
report is cleared for public release; distribution is unlimited.
*****
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ISBN 1-58487-488-0
ii
FOREWORD
iii
time frames that circumvented the normal peacetime
force development cycles of those countries. There are
disappointments in the way both countries met this
challenge. A key conclusion from this analysis is the
critical role of strategic leadership in recognizing the
scale of surprise and in forcing the necessary institu-
tional response. At a time when budgets will not al-
low surprise to be addressed by maintaining large and
technically diverse forces at high readiness, the ability
to recognize and respond adroitly to operational and
strategic surprise may be a critical requirement for a
modern defense establishment.
iv
ABOUT THE AUTHOR
v
vi
SUMMARY
vii
with such surprises. Despite this, the DoD demon-
strated impressive agility in its response, especially
for such a large organization, while the ADO was curi-
ously slow to make the necessary institutional adapta-
tions. In both cases, the role of senior leadership was
key to mobilizing an effective response. In a fiscally
constrained future that lacks the certainty of bipolar,
state-on-state threats, the ability to recognize and re-
spond quickly to operational and strategic surprise
may be the decisive characteristic of national defense
establishments.
viii
IMPROVISED EXPLOSIVE DEVICES IN IRAQ,
2003-09:
A CASE OF OPERATIONAL SURPRISE
AND INSTITUTIONAL RESPONSE
INTRODUCTION
1
Nations and their military establishments have
shown differing levels of agility in responding to
these surprises. Before an entity can respond, how-
ever, it must recognize that it has been surprised; that
is, it must understand that familiar capabilities and ac-
customed reactions may not secure success. With that
realization, the entity can begin to address the chal-
lenges of deciding how to respond, and of organizing
and executing that response.
Nations use their military power for political rea-
sons. In democracies, government decisions to com-
mit and sustain military forces depend on judgments
that, among other things, their employment has suf-
ficient popular support. This is particularly important
in wars of discretion—those conflicts in which gov-
ernments have some choice in whether, and to what
extent, they become and remain involved.5 In such
conflicts, popular support can be a volatile commod-
ity and may decline if the population believes that
the cost of military involvement is too great for the
benefits in prospect, especially in terms of casualties,
or that a costly commitment is dragging on without a
reasonable prospect of successful resolution. If a lack
of popular support, and consequently of political will,
leads to the withdrawal of military forces before a con-
flict is satisfactorily won, the outcome could amount
to strategic defeat without suffering decisive tacti-
cal defeat. High casualties and long duration could
therefore constitute a defeat-threshold for a modern
military, especially one wielded by a democracy, by
prompting decisions to terminate its involvement in a
conflict.6 If this proposition is accepted, then it follows
that military surprises can threaten strategic defeat
if they cannot be overcome before they cause casual-
ties above or prolong a military commitment beyond
2
the national tolerance for those things. The ability to
respond to surprises in an agile and effective way is
always critical to military success. In an environment
in which political support for military commitment is
fragile, that ability takes on a special importance for
modern democracies.
This Letort Paper argues that the threat of impro-
vised explosive devices (IEDs) that has emerged in
conflicts in Iraq and Afghanistan since 2003 is a con-
temporary example of conventional militaries being
confronted with a tactical surprise with operational—
if not strategic—implications, necessitating “institu-
tional” responses to avoid strategic defeat. The manu-
script contends that this 6-year evolution, from 2003
until 2009, constitutes a complete cycle of surprise and
response. A case study of this experience illustrates
how conventional military establishments recognize
and respond to such surprises, with a particular focus
on the experience, respectively, of the U.S. and Aus-
tralian defense establishments. Because the IED prob-
lem manifests itself mostly in the land environment,
that examination tends to emphasize the responses of
armies, but the lessons have a more general applica-
tion. The paper will contend that both the U.S. Depart-
ment of Defense (DoD) and the Australian Defence
Organisation (ADO) could have responded quicker
than they did. Despite this, the DoD demonstrated
impressive agility in its response, especially for such a
large organization, while the ADO was slower to be-
gin making the institutional adaptations it eventually
found necessary.
3
OPERATIONAL SURPRISE AND RESPONSE
4
the surprised force responds: if it does so successfully,
it nullifies that disadvantage and regains its previous
relative capability. At the operational and strategic
levels, the response itself is a complex activity that
consists of:
• Recognition, whereby the surprised force be-
comes aware that it has been surprised and
must devise a response.
• Tactical response, by which tactical command-
ers respond as best they can with the means
available to them. The impact of surprise will
tend to be obvious at the tactical level, and any
competent tactical commander will attempt to
respond. For this reason, tactical responses are
not analyzed deeply here.
• Institutional response, which engages (poten-
tially) the full resources of the national mili-
tary organization to respond comprehensively.
This can involve a partial transformation of the
force. Elements of the institutional response in-
clude:
— Organization. This can include changes to
force structure, such as the establishment of
new units or agencies.
— Equipment. This includes the identification
and supply of different equipment to support
new capabilities.
— Training and doctrine. At the institutional
level, this involves developing new training
and doctrine to address the threat posed by
the surprise and delivering this systematically
through the routine “raise, train, and, sustain”
process of the national defense apparatus. This
is particularly important when the threat posed
by the surprise is assessed to be an enduring
5
feature of the security environment rather than
an aberration.
— Research and development (R&D). National
R&D capacity may need to be engaged to de-
velop technological solutions to surprises, or to
conduct the operational analysis (OA) needed
to devise improved tactics, techniques, and
procedures.
— Industry. Manufacture of unanticipated quan-
tities of special equipment or of consumable
supplies may require the development of new
industrial capacity or the direction of existing
capacity contrary to normal market influences.
— Funding. The allocation of unobligated fund-
ing may be necessary to support the response
elements identified above, especially for such
equipment acquisitions and operating costs.
— Policy. All of the foregoing can constitute a pol-
icy response if their implementation involves
a de facto departure from existing policy. This
response may be stated explicitly in published
policy pronouncements, or it can be implicit in
the redirection of force structure, equipment, or
funding priorities. In the latter situation a policy
response might evolve incrementally, through
a series of pragmatic management decisions by
military leaders, defense officials, and industry
leaders, rather than through a single conscious
decision of a government.
6
a reality since the 17th century.10 IEDs have been a
particular feature of insurgencies since the mid-20th
century.11 Landmines were a standard feature of con-
ventional warfare, in both practice and doctrine, from
World War II until an arms limitation process began
in the 1990s.12 The British, U.S., and Australian Armies
confronted these explosive hazards, in the form of nui-
sance landmines,13 booby traps, and true IEDs, in their
operational experiences of Vietnam and Northern Ire-
land from the 1960s. More recently, British and U.S.
forces encountered minefields in the former Yugosla-
via in the 1990s, while Australia contributed military
experts to humanitarian demining efforts in various
parts of the world consistently since the late-1980s.14
Modern militaries that did not face these threats di-
rectly had full visibility of their existence and their ef-
fects on other countries’ forces.
In the years leading up to the 2003 Iraq War, West-
ern military establishments began to acknowledge a
probable shift in the nature of the conflicts they would
encounter in the future, and a need to adapt in an-
ticipation of that shift. Debate in professional journals
began to recognize the impact of factors such as ur-
banization, the rise of nonstate actors and the domi-
nance of the United States and its wealthier Western
allies in conventional military operations. Well before
the emergence of the dangerous insurgencies in Iraq
and Afghanistan, military thinkers expected adver-
saries on future battlefields to present asymmetric
threats that would negate that dominance.15 Despite
this apparent intellectual readiness to accept that new
problems might be lurking, as well as experience that
showed that things like IEDs were within the reper-
toire of potential adversaries, neither the U.S., Austra-
lian, nor United Kingdom (UK) militaries commenced
7
operations in Iraq in 2003 with a mature counter-IED
(CIED) capability; nor, apparently, did they anticipate
the emergence of a significant IED threat. In the U.S.
case, this has been criticized formally:
DATA SOURCES
8
• It relates to fatalities only: details of nonfatal
casualties are not disclosed. Conclusions about
the effectiveness of IEDs and countermeasures
could therefore be distorted if fatalities are not
proportional to nonfatal incidents.
• The U.S. Marine Corps (USMC) stopped dis-
closing the cause of death of its combat fatali-
ties in 2004.18 USMC IED fatalities in Iraq are,
therefore, underreported from that point on,
introducing unreliability in the data if those
fatalities are not proportional to those suffered
by the other U.S. services.
9
of the shock-and-awe maneuver phase of the current
Iraq conflict, in which the forces of the United States
and its allies enjoyed a swift and predictable victory
against the conventional forces of Iraq, suffering rela-
tively few casualties.22 The insurgency that was to
develop in the succeeding months, however, would
soon cause a steady climb in the U.S. casualty toll
and belie the “Mission Accomplished” assertion. The
United States has maintained over 100,000 personnel
on the ground in Iraq (who are therefore subject to IED
hazards) through early 2010. The unquestioned U.S.
leadership role in the Coalition in Iraq, combined with
the administration’s political equities in that conflict,
effectively limited its discretion in the size of its com-
mitment, or in the degree of risk it must accept—as the
Coalition leaders, U.S. forces had to do the business in
Iraq, and were therefore exposed to adversaries’ of-
fensive tactics.
The first reported U.S. IED fatality in Iraq after
“Mission Accomplished” occurred on June 28, 2003.23
The monthly total of IED fatalities climbed steadily
from then. In August and September 2003, IEDs were
responsible for more U.S. combat fatalities than the
combined totals for direct fire weapons (small arms
and rocket-propelled grenades [RPGs]) and indirect
fire, the methods that had, historically, caused the
majority of battle casualties. Figure 1 illustrates the
increase in IED fatalities and the reversal in fatality
cause trends that occurred over this period (that is,
IEDs went from a minor to the major cause of fatali-
ties). By late-2003, monthly IED fatalities were double
those of direct and indirect fire weapons. To adapt the
language of epidemiology, this period (October 2003)
can be identified as the index event of the IED sur-
prise: that is, the point at which it is possible to prove
10
empirically that a new phenomenon is at work on the
battlefield, and from which the development of, and
response to, that phenomenon can be measured.24
When monthly U.S. IED fatalities are charted out
over the entire sample period (until June 2008), IED
fatalities are seen to continue to increase over the next
year, with significant spikes associated with major
insurgent offensives up until 2007 (Figure 2).25 From
late-2007, U.S. IED fatalities began a sustained decline
until, by mid-2008, monthly totals had returned to
mid-2003 levels. Over the course of this evolution, the
IED threat exposed a number of gaps in the capabilities
of Coalition forces in Iraq, ranging from intelligence
processes, through detection methods and protective
technologies, to the medical capacity to treat injuries.26
11
Figure 2. Monthly U.S. IED Fatalities in Iraq, May
2003-September 2008.28
12
improved intelligence, surveillance, and reconnais-
sance [ISR] capacity and better intelligence fusion),
would be expected to yield significant results against
its weapon of choice.
Recognition.
Institutional Response.
13
institutional response. As that response evolved, it
demonstrated all the elements noted above.
Organizational.
14
tive in February of that year.40 This entire evolution,
from the first U.S. IED fatality to the establishment of
a statutory organization under four-star leadership,
had taken 2.5 years (a few months less from the “index
event” of October 2003).
Figure 3 maps these major milestones in the de-
velopment of the U.S. CIED apparatus against fatality
figures over time. This indicates a correlation between
significant spikes in fatalities and progressive esca-
lations in the resourcing and profile of CIED efforts.
Figure 3 suggests that the U.S. Defense establishment
was highly responsive to indications of a worsening
problem and increased efforts to address it until it was
brought under satisfactory control.
15
Another level of organizational response to the
IED surprise is reflected in the U.S. Army Engineer
Branch’s adoption of a modular force structure ap-
proach in the period 2005-08.41 The Modular Engineer
Force had been under development for some time, but
the emergence of the IED threat led to the inclusion
of specific unit roles and structures, in particular the
Route Clearance Company, with specialized equip-
ment and a focus on clearing IEDs and other explo-
sive hazards from roads and infrastructure. Activa-
tion of these units was accelerated in response to the
IED threat, with several being raised by mid-2006.42
Measured from the index event in late-2003, this rep-
resents an organizational and force structure response
cycle of less than 3 years.
Equipment.
16
Vehicles.
17
tral Command’s requirement for 9,727 up-armored
HMMWVs for Iraq had been met.45 In all, a total of
30,000 additional protected HMMWVs (either factory-
built or fitted with ASKs) are now available to the U.S.
Armed Forces.46
Even when armored, however, the protection of-
fered by the HMMWV was inadequate and a need for
a better protected vehicle was soon identified. This
was prompted, in part, by the appearance of a more
lethal type of IED in Iraq, using explosively formed
projectile (EFP) technology.47 Deployed forces made
an initial request for 1,169 vehicles in June 2005. The
Mine Resistant Ambush Protected (MRAP) vehicle
program was initiated in November 2006 to provide
a solution to this requirement.48 MRAP orders in-
creased, progressively, to more than 25,000, of which
15,000 had been delivered into the Iraq and Afghani-
stan theaters by January 2010, at a cost of over U.S.
$22 billion.49 An unprecedented personal focus from
Secretary of Defense Robert Gates since May 2007 has
seen the program expanded and enormous priority
given to funding, procuring, and delivering the ve-
hicles to troops.50 The MRAP fleet now encompasses
5 vehicle types, including a lighter-weight variant, the
MRAP All-Terrain Vehicle (MATV), to meet mobility
requirements identified through operational experi-
ence in Afghanistan.51
An interesting illustration of the surprise that the
IED problem presented the United States from an
equipment perspective is presented by the Interim
Vehicle-Mounted Mine Detection (IVMMD) Project.
This was a small project initiated in the late-1990s to
provide an interim capability for U.S. Army combat
engineers to deal with mine threats along routes.52 The
equipment solution eventually devised consisted of
18
a set of specialist vehicles, of South African design,
capable of deploying detection technologies along
a road, and dealing with any mines detected, from
within vehicles that would provide the operators with
excellent protection against explosive effects. As the
name implies, the project was intended to provide an
interim capability, involving a small fleet of only 10
systems, awaiting the development of a more perma-
nent capability as part of the U.S. Army’s Future Com-
bat System (FCS) project.53 Ironically, by late-2003, the
FCS requirement (intended to replace, eventually, all
combat vehicles in the U.S. Army) did not include a
capability like the IVMMD, making the latter an or-
phan legacy capability that was limited to the initial
tiny fleet.54 The U.S. Army’s deliberate capability de-
velopment process, in other words, did not anticipate
a threat of the sort that IVMMD was meant to address;
at least, it did not see any urgency in the need to coun-
ter such a threat. The IVMMD fleet was deployed to
Iraq in late-2003 in response to an operational require-
ment emanating from the theater as a result of the
growing IED threat along routes (roadside bombs).
Although not optimized for dealing with IEDs (it was
a countermine system), this use of the IVMMD was an
example of the deployment of the closest thing avail-
able to deal with a surprise.55
The MRAP solution demonstrates one characteris-
tic that recurs across other aspects of the IED response:
it is not new. The key element of the solution—the ve-
hicles’ v-shaped hull, designed to dissipate explosive
forces before they penetrate the crew space—was well
known, having been developed to a high state of ma-
turity by the South Africans more than 20 years be-
fore.56 A number of vehicles with this design feature
were commercially available prior to 2003, and were
19
even represented in the IVMMD fleet. Any assessment
of the adequacy of U.S. responsiveness in adopting
this solution must take account of this fact.
A prominent feature of the MRAP program is the
personal involvement of Secretary of Defense Robert
Gates. Shortly after assuming office in December 2006,
Gates interceded to accelerate the program massively,
directing that, “the MRAP program should be consid-
ered the highest priority Department of Defense ac-
quisition program” and creating special management
arrangements for it.57 He has remained engaged with
the project ever since and has been a driving force be-
hind not only the procurement of the vehicles, but their
rushed delivery into the field. Gates has directed un-
precedented efforts to get the new equipment to users
in theater rapidly, including the employment of scarce
and expensive air transport to move vehicles virtually
directly from manufacturing facilities to operational
areas. Gates’s background is significant: as a civilian
and a newcomer to the most senior executive role in
DoD, he had few equities in the established response.
More importantly, recently he had been a member of
President Bush’s Iraq Study Group, which undertook
a review of the U.S. campaign in Iraq. He therefore
came with an independent but well-informed per-
spective, which should have enabled him to recognize
the strategic vulnerability exposed by the IED prob-
lem and the urgency of addressing it.58 It is possible
that, through his experience in the Iraq Study Group,
he brought an agenda in relation to Iraq, which may
have included the CIED problem.
20
Electronic Countermeasures.
21
almost 20 years, and the U.S. Navy had possessed a
limited capability, called Acorn, since the 1990s . In
fact, a number of Acorn systems were deployed to Af-
ghanistan in 2002 in response to the early emergence
of RCIEDs there.64
22
of reception, staging, onward movement, and integra-
tion processes. Formal changes to doctrine and to the
structure of the U.S. Army’s training establishments
took a little longer, but had begun to emerge in 2004.
For example, the U.S. Army Engineer School’s Coun-
ter Mine/Counter Booby-Trap Center, itself created
only in January 2002, was renamed the Counter Ex-
plosive Hazards Center in early-2004, in response to
the new IED threat.67 Reflecting the energetic debate
on professional issues normal in the U.S. military, ar-
ticles on the IED threat and responses to it also began
to proliferate in U.S. military journals from early-2004.
The doctrinal response also began in 2003, with the
establishment of the Asymmetric Warfare Group, an
Army initiative, to study emerging aspects of the in-
surgency. Doctrine also began to be overhauled from
2004, with doctrinal structural arrangements being
examined and adjusted, where necessary, to optimize
the force for the CIED fight. An example is the tra-
ditional division of responsibility between U.S. Army
Engineers and Ordnance Corps personnel in the field
of Explosive Ordnance Disposal. This division was
reviewed in response to the shortage of personnel
available to deal with IED hazards, leading to the de-
velopment of new skill sets within the Engineers.68 In
summary, the institutional response to the doctrinal
and training challenges of the IED threat was well un-
derway in the U.S. Army by mid-2004, approximately
8 months after the index event.
23
From an early stage, however, pundits and practitio-
ners alike warned that a technological “silver bullet”
for the IED problem would be elusive at best, and that
the forces in contact could not afford to wait for it.
Nevertheless, technology was part of the answer and
the U.S. R&D establishment began to be harnessed
from an early stage, as reflected by General Abizaid’s
use of the Manhattan Project analogy to communicate
a sense of the problem’s R&D dimension. Technologi-
cal responses were pursued across the spectrum of
CIED measures, including detection, protection, IED
defeat in the form of ECM and remote disposal, and
prevention in the form of the technical exploitation
of evidence to enable proactive network attack. Much
R&D was also devoted to technical ISR enhancements
to support all CIED measures. As understanding of
the IED threat spread, individuals and organizations
began the R&D of solutions independently.69
Institutionally, the importance of R&D was reflect-
ed in the structure of the JIEDDO and the bodies that
preceded it, all of which incorporated an element with
R&D responsibilities. In the JIEDDO, this is the JIEDD
Lab Board, which “coordinates, synchronizes, and
sponsors mid- and long-term research, development,
science, and technology that contribute to countering
the IED threat.”70
The evidence suggests that the IED threat consti-
tuted a less dangerous surprise to the U.S. R&D capac-
ity than it did in other areas. There is little indication
that capacity was inadequate, qualitatively or quanti-
tatively, and in need of expansion. Rather, available
capacity needed to be redirected, but this does not ap-
pear to have come at the expense of other R&D priori-
ties.
24
Industrial.
25
no option—further evidence of the degree to which
the U.S. military industrial base was surprised.74
Funding.
26
requiring a custom-made organization to manage it.
This is a strong indication that, for the U.S. DoD, the
IED surprise response cycle is closing.
Policy.
Summary Assessment.
27
attempted to cope with the problem by adapting exist-
ing resources, structures and processes, in addition to
tactical responses. A coordinated national response to
the threat, with its attendant management structures,
took approximately 2.5 years to develop. Even then,
key aspects of the DoD response, such as the MRAP
requirement, were not triggered until much later and
were influenced heavily by external perspectives, such
as that brought by a new Secretary of Defense. Indeed,
Congress was openly critical of the U.S. Army’s slow-
ness in addressing the troops’ IED protection needs.83
Once the strategic leadership was provided, the DoD
began to respond more adroitly: for example, it ad-
opted nonstandard and relatively risky procurement
strategies for necessary equipment. The appearance
of a deliberate policy shift in favor of CIED capabili-
ties in public documents coincided with this change in
strategic leadership.
There are indications that the U.S. response cycle
is now closing. Measures to deal with IED threats
are increasingly seen as business as usual, with their
management moving toward more normal organiza-
tional and budgetary arrangements, such as baseline
funding, while the attendant military capabilities are
finding their place in everyday doctrine, training,
and equipment fleets. This cycle has occurred in the
context of a war of discretion, in which U.S. national
survival was not threatened. U.S. military casualties
in that war, although appalling and the highest since
Vietnam, have also been historically low (a tiny frac-
tion of those incurred in Vietnam). This may have pro-
longed the U.S. response cycle, compared with what
may have been possible against a threat of national
extinction or even higher casualties. Given the politi-
cal importance of success in Iraq, it is hard to conceive
28
a lack of urgency. Accordingly, the U.S. response sug-
gests that: recognition of surprise by senior leaders,
and their effective engagement in dealing with it, is
a major determinant of the speed of institutional re-
sponse;84 conventional defense establishments may
not be good at responding to strategic surprises in
wars of discretion, and special arrangements may be
necessary to kick start an agile response; and, depend-
ing on the effectiveness of senior leadership, it may
take the United States about 5-6 years to respond com-
pletely to a strategic military surprise during a war of
discretion.
29
Throughout Australia's involvement in Iraq, its
military contributions have been characterized by a
high degree of discretion and selectivity as to their
size, capabilities, location, duties, and timing. With the
exception of the Overwatch Battle Group in the south,
most missions allowed Australians to avoid exposure
to high IED risks.88 The largest number of exposed per-
sonnel, members of the battle group, operated in an
area that experienced very low levels of IED activity,
compared with the most dangerous areas where large
numbers of U.S. forces operated, such as the Sunni Tri-
angle. The relatively small and discretionary nature of
Australia’s commitments allowed the maintenance
of high levels of force protection for most personnel,
such as the almost exclusive use of protected vehicles
for ground movement after 2003.
Recognition.
30
layed by the small number of Australians in Iraq when
the threat emerged, most of whom had little exposure
to IED hazards.89 Tactical responses probably occurred
immediately, consistent with normal military behav-
ior, but those responses would have little visibility in
open sources. Recognition that the Baghdad environ-
ment remained dangerous into mid-2003 is indicated
by the decision to equip the SECDET with armored
vehicles—an unusual means of diplomatic transport—
but such would have been a reasonable response to
a small arms threat as well as IEDs. References to the
IED threat to Australian Defence Force (ADF) person-
nel do not appear in official statements until 2004, al-
though they have been frequent since 2006. While it is
difficult to discern the point at which Australia recog-
nized that the IED threat in Iraq constituted a strategic
or operational surprise demanding an appropriate re-
sponse, it is reasonable to conclude that such recogni-
tion was considerably slower than that of the United
States and did not occur before 2005.
Institutional Response.
Organizational.
31
organization established in late-2003 to do technical
exploitation of evidence from IED incidents in order
to cue action against insurgent IED cells.90 A second-
ary purpose for the CEXC contribution was to bring
advanced IED exploitation skills back to Australia.91
The ADO appears to have maintained that commit-
ment until Australian troops withdrew finally in 2009.
Subsequent changes occurred in early-2006, with the
establishment of the ADF’s Counter IED Task Force
(CIEDTF) under a one-star commander. This was
followed almost immediately by the establishment,
within the Army, of an Explosive Hazards Centre
(ExHC), responsible for the delivery of IED-specific
training.92 No further organizational changes were ev-
ident publicly during the period of ADF deployments
to Iraq. While it is obvious that IED threats have heav-
ily influenced the task-organization of ADF elements
deploying to Iraq and Afghanistan,93 there has been no
evidence of any long-term force structure changes to
deployable ADF elements to address that threat un-
til the establishment of an Army Explosive Ordnance
Disposal (EOD) Squadron in late-2010 (well after the
ADF had left Iraq).94 Organizationally, the ADF has
largely made do with existing structures in response
to the IED threat.
The ADF’s most significant organizational changes
in response to the IED threat occurred after the ap-
pointment of Air Chief Marshall “Angus” Houston as
Chief of Defence Force (CDF) in mid-2005; the CIEDTF
was raised at his direction.95 CDF sources also reveal
more frequent public references to the IED threat after
Houston’s appointment, even prior to the ADF’s first
IED fatality, in Afghanistan in October 2007. Report-
ing of IED incidents affecting ADF elements has often
included reference to the CIEDTF as evidence of the
32
ADF’s efforts to counter the threat. This suggests a
higher awareness of the IED threat coinciding with a
change in CDF—a noteworthy possibility, given the
new perspective that Houston brought to the situa-
tion.
Equipment.
33
and budgetary record suggests that the number of
PMVs deployed to Iraq and Afghanistan rose steadily
over the next few years, and that they have undergone
rapid improvements in response to new requirements
identified on operations.97 Additional PMVs are also
being procured to meet other vehicle requirements,
suggesting that the need for protection is now appre-
ciated much more widely than previously, perhaps
due to the IED experience.98
While the employment of the PMV, especially by
units not normally issued with them, suggests some
adaptation in response to surprise, it does not com-
pare with the U.S. MRAP program in the level of min-
isterial push, procedural innovation, or new funding
required. Australia simply did not need to initiate a
proportionate industrial response from a cold start, as
the United States did. It is uncertain whether Austra-
lia would have been capable of doing so. It is more
likely that, in the absence of the Bushmaster, it would
have sought to acquire an alternative vehicle overseas.
Given the tight world market for such vehicles, this
would probably have delayed or severely constrained
ADF contributions to Iraq.
Other Australian equipment responses to the
IED threat are difficult to discern, although there is
evidence of significant funding for other CIED equip-
ment requirements from 2007 onward.99 It must be pre-
sumed that ECM and other best-practice capabilities
employed by other nations have been fielded by the
ADF.100 Defence has attracted some criticism over the
slow fielding of CIED equipment, although this has
largely been inspired by fatal incidents in Afghanistan
since 2007, rather than in Iraq.101
34
Training and Doctrine.
35
sources and, consequently, that the R&D response has
not reached strategic proportions.
Industrial.
Funding.
Policy.
37
tralia’s institutional response to the IED threat seems
remarkably slow.
U.S. and Australian responses also manifested
themselves differently in terms of the balance between
the elements of the institutional response. The U.S. re-
action featured significant material acquisitions, with
major industrial and funding implications. In compar-
ison, Australia’s response emphasized organizational
and training measures.
Given the relative sizes of the U.S. and Australian
defense organizations, the slowness of the Australian
response is counterintuitive: a small organization
should be more agile than a larger one. Other factors
must account for the relative speed of each country’s
reaction. The different balance between the elements
of institutional response must also be explained. The
reasons for these things lie in:
• the timing of leadership changes;
• the perceptions of the threat to respective na-
tional interests and equities, including the
number of personnel at risk; and,
• judgments as to the adequacy of existing re-
sponse options.
Leadership Changes.
38
es were already underway when the new leader ar-
rived, but their direction changed significantly once
that person became familiar with the problem. Both
individuals were also new to the organizational prob-
lem space: Gates was an intelligence specialist, and
his recent experience in the Iraq Study Group gave
him excellent threshold knowledge of the problems in
Iraq, but he was not a Defense insider. Houston was
an Air Force officer looking at a land force problem
that hitherto had only been addressed by land opera-
tions experts. As such, it is possible that neither was
influenced by orthodoxies—born of conventional doc-
trine and traditional TTPs and structures—that limited
conceptualization of the problem and its appropriate
response. Similarly, neither had preexisting personal
equities in the way the land force contribution in Iraq
had evolved. This may have allowed more freedom to
consider alternatives.
In both the U.S. and Australian cases, it is signifi-
cant that institutional responses had commenced prior
to the appointment of the new leader, but they had not
yet adopted their decisive characteristic, especially in
terms of scale. This suggests that recognition of sur-
prise is not dependent on a fresh perspective in the
first instance, but a new outlook or especially acute
powers of insight may assist realization of its full ex-
tent or implications, and consequently, the identifica-
tion of the right response.110 Firm conclusions to this
effect are impossible without detailed knowledge of
the decisionmaking process followed by each coun-
try, but the personal impact of new strategic leaders
in both countries suggests that leadership has an im-
portant role in the comprehensive appreciation of sur-
prise and is therefore a key determinant of the tempo
of the institutional response cycle.
39
A change in leadership does not explain why Aus-
tralia’s initial institutional response, the deployment
of the CEXC contingent, lagged the U.S. formation of
the Army IED Task Force by 15 months. The justifica-
tion for such a measure was the same in October 2003
as it was in February 2005.
40
Adequacy of Existing Capabilities.
41
COUNTERVAILING ASSESSMENTS
Conventional Thinking.
Adequate Agility.
42
IED fatality in Afghanistan.111 By these measures, the
ADO could be assessed as adequately responsive.
Such an assessment, however, would need to discount
luck as a factor in Australia’s fatality-free record. This
seems unreasonable, given that Coalition partners op-
erating similar equipment in Iraq in the same areas at
the same time suffered catastrophic IED attacks. There
is no doubt that the training, TTPs, and equipment of
the ADF elements were major factors in their success,
but most of these fall into the tactical-response cate-
gory. Judgments about the adequacy of the ADO’s in-
stitutional CIED response in Iraq need to be tempered
with reasonable skepticism.
43
OTHER CONSIDERATIONS
44
sential to win tomorrow’s. As the cost of high-end mil-
itary capabilities rises, these judgments are becoming
more critical and more difficult. Secretary of Defense
Gates's decisions to channel funding into the MRAP
program, while severely restricting the scope of the
F-22 Raptor fighter acquisition, is a case in point.
Overinvestment in an acute capability gap that proves
to be an aberration, however debilitating at the time,
could leave a nation fatally exposed in a cataclysmic
state-on-state contest. Failing to address the gap and
losing the war, however small, could bring down the
government in the near term. This dilemma is a major
theme in contemporary defense policy and academic
literature.113
This suggests that, in an era when warfare may be
dominated by “small,” intra-state conflicts and insur-
gencies, national defense establishments could be best
served by maintaining those capabilities needed to
defend against threats to national survival and opti-
mizing their ability to respond to dangerous surprises
as they arise.114
45
minds of defense leaders and politicians and may be
the decisive metric by which the adequacy of evolv-
ing responses is gauged. This is not counterintuitive,
but it poses the risk that a nation that is able to avoid
casualties by a combination of selective participation
and luck could delude itself as to the enduring nature
of a surprise threat and therefore miss an opportunity
to develop its response, leaving itself open to further,
more serious, surprise in the future.
SUBSEQUENT EXPERIENCE—AFGHANISTAN
46
of vehicles required to support operations in both Iraq
and Afghanistan; Iraq has had priority. The current
draw down in Iraq may alleviate this problem.119
Australia’s experience in Afghanistan differs from
that in Iraq in several ways. Compared with Iraq, in
Afghanistan the ADF operates in more dangerous
areas, with far less discretion to avoid IED hazards.
Unlike in Iraq, in Afghanistan Australia has suffered
fatalities, IEDs being the principal cause. In public an-
nouncements about casualties, the ADF emphasizes
its significant CIED efforts, drawing attention to mea-
sures such as the CIEDTF. 120 To the ADF’s credit, much
of this was in place before the first fatality. Evidence of
unanticipated requirements, however, lies in the need
to seek additional funding for new CIED measures
after fatalities began to be suffered.121 While these re-
quirements may not have completely blindsided the
ADF, they are evidence of operational surprise in so
far as the ADF was unable to meet those needs from
its force-in-being, even after 3 years at war. The U.S.
and Australian experience in Afghanistan suggests,
therefore, that both countries still see the IED threat as
an aberration, to be responded to when it arises, rather
than as a likely feature of the counterinsurgency battle
space, to be anticipated and prepared for. The next
war will demonstrate whether this is true.122
CONCLUSIONS
47
that emerged in the second half of 2003. To deal with
that surprise, both the United States and Australia
needed to make institutional responses in a cycle that
took at least 6 years. The subsequent impact of IEDs in
Afghanistan suggests, in fact, that the response is still
incomplete.
To constitute an operational surprise, a threat
based on a specific technique or capability need not
be completely novel, but merely unanticipated and
unanswerable without recourse to operational-level
capacities and resources and some change to institu-
tional behavior. IEDs are not new, nor are the prin-
cipal measures used to deal with them—protected
vehicles, disposal techniques, ISR, ECM, intelligence
fusion, etc.—yet neither the United States nor Austra-
lia was prepared for the threat that arose in Iraq. In
Australia’s case, the considerable discretion it enjoyed
in the size and nature of its Iraq involvement appears
to have significantly reduced the urgency of an insti-
tutional response, and may have delayed the recogni-
tion of surprise in the first instance.
Given their scale and complexity, institutional re-
sponses to operational surprises can be time consum-
ing to implement. To minimize their impact, it is criti-
cal that surprises be recognized quickly and responses
initiated swiftly, especially for those in contact. Stra-
tegic leaders have a crucial role in the recognition
of operational surprise and in directing institutional
responses. Professional orthodoxies, limited perspec-
tives, and equities in the status quo can delay these
decisions, impacting responsiveness. It may take the
appointment of new leadership to achieve the nec-
essary impetus in the recovery. For both the United
States and Australia, a comprehensive response to the
IED surprise took some years to evolve and then only
48
after changes in senior leadership. In Australia’s case,
there was an inexplicable delay of 15 months before
the first institutional adaptation was made. Although
this delay did not appear to contribute to casualties,
it is a disturbing reflection on the ADO’s agility. This
is not to say that the ADO was not responding to the
situation at hand, but perhaps that it was not contem-
plating how that situation might deteriorate without a
timely and bold response.
Many predict that the international security envi-
ronment over the next few decades will be dominated
by irregular warfare in intrastate conflicts and insur-
gencies. In such an environment, adversaries will
seek asymmetric advantages over conventional forces
by confronting them with unanticipated threats. If
this proves true, further dangerous surprises can be
expected unless the new threats are predicted and
prepared for. The range of potential surprises is very
broad, however, and it is unlikely that every candi-
date threat will eventuate. Attempting to address ev-
ery possible surprise in advance could consume a na-
tion’s defense budget, yet amount to little more than
“dancing at shadows” while important conventional
capabilities deteriorate through underinvestment. In
such an environment, there is a strong case for rely-
ing on institutional agility to respond to surprises, by
recognizing and recovering from them quickly. This
is risky, but there may be little alternative. To miti-
gate the risk, national defense establishments should
pursue ways to optimize their responsiveness to sur-
prises. A good first step would be to support senior
leaders with the processes needed to recognize and
respond to operational surprises when they arise.
49
BIBLIOGRAPHY
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50
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ENDNOTES
58
9. See John Nagl, Learning to Eat Soup with a Knife: Counterin-
surgency Lessons from Malaya and Vietnam, Chicago, IL: University
of Chicago Press, 2002, pp. 192-193.
11. Eric Ouellet, “Ambushes, IED and COIN: The French Ex-
perience,” Canadian Army Journal, Vol. 11, No. 1, Spring 2008, pp.
7-24.
59
18. This is not explained by any specific policy statement, but
was detected in the course of research on Ibid.
19. As of March 10, 2010, the ADF had suffered no IED fa-
talities in Iraq. U.S. deaths constitute the vast majority of Coali-
tion fatalities and are therefore a significant sample. The other
limitations of this data set require an assumption that U.S. IED
fatalities are proportional to nonfatal IED incidents and that, by
extension, IED fatalities at any time reflect the general trend in the
IED problem confronting U.S. forces at that time. If unsound, this
assumption could lead to an overestimation of the influence of
IED fatalities on institutional behaviors’, although any potential
overestimation is compensated for somewhat by the known un-
derreporting of USMC IED fatalities.
60
26. These include the hitherto arcane area of blast lung inju-
ries, the treatment of which runs contrary to conventional emer-
gency medical practice. Colonel (Dr.) Stephan Rudzki, presenta-
tion to a Regional Conference of the International Association of
Bomb Technicians and Investigators (Region VII), Canberra, Aus-
tralia, December 2004.
27. Defenselink.
28. Ibid.
61
33. The Joint Improvised Explosive Device Defeat Organization,
Report of the U.S. House of Representatives Committee on the
Armed Services, Washington, DC: 2008, p. 15, available from
armedservices.house.gov/pdfs/Reports/JIEDDOReportNov2008.pdf;
James Lovelace and Joseph Votel, “The Asymmetric Warfare
Group: Closing the Capability Gaps,” Army, Association of the
United States Army, March 2005, pp. 29-34.
62
44. “CENTCOM up-armored Humvee requirements being
met,” Army News Service, February 6, 2004, available from www.
globalsecurity.org/military/library/news/2004/02/mil-040206-usa02.
htm.
63
52. U.S. Army Field Manual (FM) 3-34.2, Combined Arms Breach-
ing Operations, Annex E, Washington, DC: Headquarters Depart-
ment of the Army, 2000.
54. Issues Facing the Army’s Future Combat Systems Program, Re-
port of the United States General Accounting Office, Washington,
DC: U.S. General Accounting Office, August 13, 2003, available
from www.globalsecurity.org/military/library/report/gao/d031010r.
pdf.
57. Feickert, p. 2.
58. Gates resigned from the Iraq Study Group Panel in No-
vember 2006 after he was nominated to be the next Secretary of
Defense. The Group’s Report, released in December 2006, makes
only a few references to IEDs, but the context suggests that they
were considered in detail. James A. Baker et al., The Iraq Study
Group Report, Washington, DC: United States Institute of Peace,
2006.
60. Ibid.
64
61. “Counter Remote Control Improvised Explosive Device
(RCIED) Electronic Warfare (CREW),” GlobalSecurity.org, avail-
able from www.globalsecurity.org/military/systems/ground/crew-2.
htm. The U.S. Army admitted to having minimal capability in the
theater in August 2003. By January 2005, there 1,496 systems de-
ployed in Iraq and Afghanistan. See Francis Harvey and General
Peter Schoomaker, U.S. Army Posture Statement 2005, Washington,
DC: U.S. Department of the Army, February 2005, available from
www.army.mil/aps/05/index.html.
65
sic Research Opportunities, Washington, DC: National Academy of
Sciences, 2007, available from www.nap.edu/openbook.php?record_
id=11953&page=R1.
71. In 2007, there were only two U.S. steel mills capable of
producing the necessary steel. By October 2009, there were four.
Jim Cooney, Vice President Business Development of Force Pro-
tection Inc., Tampa, FL: Headquarters U.S. Central Command,
October 20, 2009; Michael J. Sullivan, Testimony Before the House
Armed Services Committee, Defense Acquisition Reform Panel,
Defense Acquisitions: Rapid Acquisition of MRAP Vehicles, Washing-
ton, DC, U.S. Government Accountability Office, October 8, 2009,
p. 9, available from www.gao.gov/new.items/d10155t.pdf.
76. Atkinson.
77. Ibid.
79. Sullivan, p. 1.
66
80. Lieutenant General Tom Metz (Director, JIEDDO), quoted
in Malenic.
67
a combined strength of about 500. The next largest group was
the Security Detachment (SECDET) for the Australian Embassy
in Baghdad, with a maximum strength of about 120 personnel.
Other elements included a national command element, an air traf-
fic control team, medical teams, training teams, and individual
officers embedded in Coalition headquarters.
68
94. “New unit meets demand,” Army, Ed. 1248, November 11,
2010, p. 11.
69
news.com.au/national/digger-lost-eye-arm-in-afghanistan-blast/story-
e6frfkvr-1111114807687. Defence formally refuted the suggestion
that tardiness in fielding equipment contributed to Lyddiard’s in-
juries and referred to its “comprehensive systems and procedure”’
for protecting troops against IEDs. “Defence Response to Article
by Mark Dodd ‘Canberra Cancelled Robot Unit for Bombs’,” On
the Record, November 6, 2007, Canberra, Australia, Department
of Defence, available from www.defence.gov.au/on_the_record/let-
ters07.htm0.
70
Defense Industry Daily, June 5, 2007, available from www.defensein-
dustrydaily.com/australia-orders-143-more-mineresistant-bushmaster-
vehicles-03349/; and “Dutch Choose Bushmaster IMVs for Afghan
Mission, Defense Industry Daily, August 23, 2009, available from
www.defenseindustrydaily.com/dutch-spend-eur-25m-on-bushmaster-
imvs-for-afghan-mission-updated-02487/. The manufacturer, Thales
Australia, has stated that these orders will be met from its existing
production capacity (“Australia Orders 143 More Mine-Resistant
Bushmaster Vehicles”), while stating elsewhere that it is under-
taking some expansion in the capacity of its Bendigo production
facility. Thales Australia Corporate Profile, p. 10, available from
www.thalesgroup.com/assets/0/95/389/392/ac110ae0-8ea1-4ee0-a77d-
4eefdf9c878e.pdf?LangType=2057. This would suggest that any in-
dustrial expansion is not in proportion to the U.S. response.
71
113. See, for example, Australia’s 2009 Defence White Paper;
also Cropsey, 2010; and Tillman.
119. Ibid.
120. See Air Chief Marshal Angus Houston, RTF Soldier Killed
in Roadside Bomb Attack, Media Conference October 9, 2007, Can-
berra, Australia: Coordination and Public Affairs, Department
of Defence, 2007; and ADF Prepared for Improvised Explosive De-
vice Threat, Canberra, Australia: Defence Media Liaison, June 29,
2006, available from www.defence.gov.au/media/DepartmentalTpl.
cfm?CurrentId=5774.
72
122. The significant outcomes of the Australia-U.S. Ministe-
rial (AUSMIN) talks of October 2010 included an agreement to
cooperate on IED countermeasures. This was couched in the con-
text of operations in Afghanistan, suggesting that the strategic re-
sponse to the IED threat in that country is still evolving. AUSMIN
2010Joint Communiqué, Melbourne, 8 November, Stephen Smith
(Minister for Defence website), 2010, available from www.minister.
defence.gov.au/SmithStatementstpl.cfm?CurrentId=11039.
73
U.S. ARMY WAR COLLEGE
*****
Director
Professor Douglas C. Lovelace, Jr.
Director of Research
Dr. Antulio J. Echevarria II
Author
Dr. Andrew Smith
Director of Publications
Dr. James G. Pierce
Publications Assistant
Ms. Rita A. Rummel
*****
Composition
Mrs. Jennifer E. Nevil