ETSI EN 301 489-3: Final Draft V2.1.1
ETSI EN 301 489-3: Final Draft V2.1.1
ETSI EN 301 489-3: Final Draft V2.1.1
1 (2017-03)
Reference
REN/ERM-EMC-332
Keywords
EMC, harmonised standard, SRD
ETSI
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3 Final draft ETSI EN 301 489-3 V2.1.1 (2017-03)
Contents
Intellectual Property Rights ................................................................................................................................5
Foreword.............................................................................................................................................................5
Modal verbs terminology....................................................................................................................................5
Introduction ........................................................................................................................................................5
1 Scope ........................................................................................................................................................7
2 References ................................................................................................................................................7
2.1 Normative references ......................................................................................................................................... 7
2.2 Informative references ........................................................................................................................................ 8
3 Definitions, symbols and abbreviations ...................................................................................................8
3.1 Definitions .......................................................................................................................................................... 8
3.2 Symbols .............................................................................................................................................................. 8
3.3 Abbreviations ..................................................................................................................................................... 8
4 Test conditions .........................................................................................................................................8
4.1 General ............................................................................................................................................................... 8
4.2 Environmental profile......................................................................................................................................... 9
4.3 Test signal connections ...................................................................................................................................... 9
4.3.1 General.......................................................................................................................................................... 9
4.3.2 Equipment with an external antenna connector ............................................................................................ 9
4.3.3 Equipment without an external antenna connector (integral antenna) .......................................................... 9
4.3.4 Equipment with more than one antenna ........................................................................................................ 9
4.4 Narrow band responses of receivers ................................................................................................................. 10
4.5 Arrangements for testing .................................................................................................................................. 10
4.5.1 Testing transmitter and receiver together (as a system) .............................................................................. 10
4.5.2 Operating modes ......................................................................................................................................... 10
4.6 RF Exclusion bands .......................................................................................................................................... 10
4.6.1 General........................................................................................................................................................ 10
4.6.2 Exclusion bands for emissions testing ........................................................................................................ 10
4.6.2.1 Transmitters .......................................................................................................................................... 10
4.6.2.2 Receivers ............................................................................................................................................... 11
4.6.2.3 Duplex and multi-mode equipment ....................................................................................................... 11
4.6.3 Exclusion bands for immunity testing ........................................................................................................ 11
4.6.3.1 Transmitters .......................................................................................................................................... 11
4.6.3.2 Receivers ............................................................................................................................................... 11
4.6.3.3 Duplex and multi-mode equipment ....................................................................................................... 11
5 Performance assessment .........................................................................................................................12
5.1 General ............................................................................................................................................................. 12
5.2 Continuous and non-continuous communication links ..................................................................................... 12
5.3 Functions other than a communications link .................................................................................................... 12
5.4 Associated test equipment ................................................................................................................................ 12
5.5 Ancillary equipment ......................................................................................................................................... 12
5.6 Equipment classification .................................................................................................................................. 13
6 Performance Criteria ..............................................................................................................................13
6.1 Introduction ...................................................................................................................................................... 13
6.2 Performance Criteria ........................................................................................................................................ 13
7 Applicability Overview ..........................................................................................................................13
7.1 General ............................................................................................................................................................. 13
7.2 Special conditions for emissions ...................................................................................................................... 13
7.3 Special conditions for immunity ...................................................................................................................... 14
Annex A (informative): Relationship between the present document and the essential
requirements of Directive 2014/53/EU .........................................................15
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4 Final draft ETSI EN 301 489-3 V2.1.1 (2017-03)
Annex B (informative): Examples of Short Range Devices (SRD) in the scope of the present
document ........................................................................................................17
Annex C (informative): Change History ..............................................................................................18
History ..............................................................................................................................................................19
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5 Final draft ETSI EN 301 489-3 V2.1.1 (2017-03)
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This final draft Harmonised European Standard (EN) has been produced by ETSI Technical Committee
Electromagnetic compatibility and Radio spectrum Matters (ERM), and is now submitted for the Vote phase of the
ETSI standards EN Approval Procedure.
The present document has been prepared under the Commission's standardisation request C(2015) 5376 final [i.3] to
provide one voluntary means of conforming to the essential requirements of Directive 2014/53/EU on the harmonisation
of the laws of the Member States relating to the making available on the market of radio equipment and repealing
Directive 1999/5/EC [i.1].
Once the present document is cited in the Official Journal of the European Union under that Directive, compliance with
the normative clauses of the present document given in table A.1 confers, within the limits of the scope of the present
document, a presumption of conformity with the corresponding essential requirements of that Directive and associated
EFTA regulations.
The present document is part 3 of a multi-part deliverable. Full details of the entire series can be found in part 1 [1].
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
Introduction
The product family of Short Range Devices covers a wide range of equipment types, which may have different sets of
performance criteria set out in the relevant radio standards and/or product standards.
The present document is intended for all SRD types and applies a standard set of performance criteria. This includes the
requirement that the equipment continues to operate as intended under certain standardised conditions of EMC stress.
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The term "Short Range Device" (SRD) is intended to cover the radio equipment which provides either uni-directional or
bi-directional communication and which have low capability of causing interference to other radio equipment. SRDs
use either integral, dedicated or external antennas and all modes of modulation can be permitted subject to relevant
standards. For Short Range Devices individual licenses are normally not required.
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1 Scope
The present document, together with ETSI EN 301 489-1 [1], covers the assessment of Short Range Devices (SRD) and
ancillary equipment in respect of ElectroMagnetic Compatibility (EMC).
The present document specifies the applicable test conditions, performance assessment, and performance criteria for
Short Range Devices (SRD) and the associated ancillary equipment.
In case of differences (for instance concerning special conditions, definitions, abbreviations) between the present
document and the ETSI EN 301 489-1 [1], the provisions of the present document take precedence.
The environmental classification and the emission and immunity requirements used in the present document are as
stated in the ETSI EN 301 489-1 [1], except for any special conditions included in the present document.
Technical specifications related to the antenna port of radio equipment and radiated emissions from the enclosure port
of radio equipment and combinations of radio and associated ancillary equipment are not included in the present
document. Such technical specifications are normally found in the relevant product standards for the effective use of the
radio spectrum.
The present document, together with ETSI EN 301 489-1 [1], are aimed to cover requirements to demonstrate an
adequate level of electromagnetic compatibility.
2 References
Referenced documents which are not found to be publicly available in the expected location might be found at
https://docbox.etsi.org/Reference/.
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
The following referenced documents are necessary for the application of the present document.
[1] ETSI EN 301 489-1 (V2.2.0) (03-2017): "ElectroMagnetic Compatibility (EMC) standard for
radio equipment and services; Harmonised Standard covering the essential requirements of
article 3.1(b) of the Directive 2014/53/EU and the essential requirements of article 6 of the
Directive 2014/30/EU; Part 1: Common technical requirements".
[2] ETSI EN 300 220-1 (V3.1.1) (02-2017): "Short Range Devices (SRD) operating in the frequency
range 25 MHz to 1 000 MHz; Part 1: Technical characteristics and methods of measurement".
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
The following referenced documents are not necessary for the application of the present document but they assist the
user with regard to a particular subject area.
[i.1] Directive 2014/53/EU of the European Parliament and of the Council of 16 April 2014 on the
harmonisation of the laws of the Member States relating to the making available on the market of
radio equipment and repealing Directive 1999/5/EC.
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[i.2] ETSI TR 103 088: "Electromagnetic compatibility and Radio spectrum Matters (ERM); Using the
ETSI EN 301 489 series of EMC standards".
[i.3] Commission Implementing Decision C(2015) 5376 final of 4.8.2015 on a standardisation request
to the European Committee for Electrotechnical Standardisation and to the European
Telecommunications Standards Institute as regards radio equipment in support of Directive
2014/53/EU of the European Parliament and of the Council.
3.1 Definitions
For the purposes of the present document, the terms and definitions given in ETSI EN 301 489-1 [1], ETSI
EN 300 220-1 [2] and in the Directive 2014/53/EU [i.3] apply, unless otherwise specified below:
(relevant) radio standard: harmonised standard that is applied for the purposes of determining compliance of the EUT
with article 3.2 of the Directive 2014/53/EU [i.3]
3.2 Symbols
For the purposes of the present document, the symbols given in ETSI EN 301 489-1 [1] and in ETSI EN 300 220-1 [2]
apply.
3.3 Abbreviations
For the purposes of the present document, the abbreviations given in ETSI EN 301 489-1 [1] and in ETSI
ETSI EN 300 220-1 [2] apply.
4 Test conditions
4.1 General
Clause 4 describes details of the configuration and connections for testing of the EUT.
For the purposes of the present document, the test conditions of ETSI EN 301 489-1 [1], clause 4, shall apply as
appropriate, except as varied and/or extended herein.
NOTE: The technical requirements of the present document apply under the environmental profile for operation
of the EUT, which is declared by the manufacturer. The EUT should comply with all the technical
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requirements of the present document at all times when operating within the boundary limits of the
declared operational environmental profile.
The coupling mechanism for wanted RF signals between the EUT and the measuring and/or test equipment may include
attenuation to control the level of the signals. The coupling mechanism shall be entirely passive so that the reciprocal
path loss is the same.
The wanted RF input and output signals shall be delivered between the EUT antenna connector and the measuring
and/or test equipment by a shielded transmission line, such as a coaxial cable. Adequate measures shall be taken to
minimize the effect of common mode currents on the transmission line at the point of entry to the EUT and at the
measuring/test equipment.
The EUT shall be tested with its antenna fitted in a manner typical of normal intended use.
• If clause 4.3.2 applies to all the antenna ports, then the EUT shall be tested according to clause 4.3.2.
NOTE: The reason is that replacing one antenna by a transmission line may affect the operation of any other
antennas.
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• Power Off
• Receive
• Transmit
• Duplex such as Frequency Division Duplex (FDD) or Time Division Duplex (TDD), or Time Division
Multiple Access (TDMA)
An "off" condition in which the EUT is able to respond to a wake up event, other than mechanical operation of a power
switch, is really a form of standby mode.
The frequencies on which the EUT is intended to operate shall be excluded from the conducted and radiated RF
emission and immunity tests.
4.6.2.1 Transmitters
The exclusion band shall be those frequencies specified in the relevant radio standard as the operating frequency band
and the Out of Band domain.
• For transmitters operating, or intended to operate, in a channelized frequency band, the exclusion band is five
times (i.e. ±250 %) the maximum operating channel width (OCW) allowed for that service, centred around the
operating frequency.
• For wide band transmitters, i.e. transmitters in a non-channelized frequency band, the exclusion band is twice
the intended operating frequency band centred around the centre frequency of the intended operating
frequency band.
The exclusion band shall only apply when the EUT is in transmit mode of operation.
4.6.2.2 Receivers
No exclusion band applies.
In the case of transmitters capable of operating on more than one frequency band, testing shall be carried out on each
band separately.
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4.6.3.1 Transmitters
The exclusion band shall be as specified for emissions testing in clause 4.6.2.1.
4.6.3.2 Receivers
The exclusion band is based on an extension value.
The lower limit of the exclusion band is the lower edge of the Operating Channel (OC) minus the extension value, or
zero, whichever is the greater.
The upper limit is the upper edge of the OC plus the extension value.
The extension value is given in table 1. The OC is defined in the relevant radio standard.
NOTE: The receiver exclusion band frequency range aligns as far as possible with the blocking test frequency
range defined in ETSI EN 300 220-1 [2].
In the case of transmitters capable of operating on more than one frequency band, testing shall be carried out on each
band separately.
In the case of receivers operating on more than one frequency, the exclusion band used shall be the combination of the
exclusion bands for each frequency, i.e. an exclusion band for each frequency shall be applied.
NOTE: Where the frequencies are in the same operational frequency band, the result will usually be an enlarged
single exclusion band. Where the frequencies are widely spaced, e.g. in different bands, the result will be
to create multiple separate exclusion bands.
5 Performance assessment
5.1 General
Clause 5 describes the means by which the correct functioning of the EUT shall be assessed.
For the purposes of the present document, the provisions of ETSI EN 301 489-1 [1], clause 5, shall apply as
appropriate, except as varied and/or extended herein.
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For EUT providing a continuous link, assessment of the correct functioning can generally be made immediately the
EMC stress is applied.
Where this is not the case, it is necessary to take into account the maximum acceptable latency in the function of the
EUT. Correct functioning requires completing the relevant operation within the maximum latency time.
Where the maximum latency is specified in the relevant radio standard (in the wanted performance criterion, or an
acknowledge requirement), that value shall be used.
Where this is not the case, then the value shall be specified by the manufacturer.
• ancillary equipment
• a simulator
Where necessary the associated equipment may be specified and/or supplied by the manufacturer.
6 Performance Criteria
6.1 Introduction
For the purposes of the present document the provisions of ETSI EN 301 489-1 [1], clause 6, shall not apply.
The performance criteria are used to make an assessment whether a radio equipment passes or fails immunity tests.
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• performance criterion A applies for immunity tests with phenomena of a continuous nature;
• performance criterion B applies for immunity tests with phenomena of a transient nature.
NOTE: Whether a phenomenon is considered transient, continuous or otherwise is indicated in the test procedures
for the phenomenon in ETSI EN 301 489-1 [1], clause 9.
Where "operate as intended" or "no loss of function" is specified, the EUT shall demonstrate correct functioning as
described in clause 5.
Where the EUT has more than one mode of operation (see clause 4.5.2), an unplanned transition from one mode to
another is considered as an unintentional response. The EUT shall be tested in sufficient modes to confirm there are no
such unintentional responses.
7 Applicability Overview
7.1 General
For the purposes of the present document, the provisions of ETSI EN 301 489-1 [1], clause 7, shall apply as
appropriate, except as varied herein.
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14 Final draft ETSI EN 301 489-3 V2.1.1 (2017-03)
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Annex A (informative):
Relationship between the present document and the
essential requirements of Directive 2014/53/EU
The present document has been prepared under the Commission's standardisation request C(2015) 5376 final [i.3] to
provide one voluntary means of conforming to the essential requirements of Directive 2014/53/EU on the harmonisation
of the laws of the Member States relating to the making available on the market of radio equipment and repealing
Directive 1999/5/EC [i.1].
Once the present document is cited in the Official Journal of the European Union under that Directive, compliance with
the normative clauses of the present document given in table A.1 confers, within the limits of the scope of the present
document, a presumption of conformity with the corresponding essential requirements of that Directive and associated
EFTA regulations.
12 Immunity: Voltage dips and 9.7 of C Only where equipment has AC mains power
interruptions ETSI EN 301 489-1 [1] input ports
13 Immunity: Surges, line to line and 9.8 of C Only where equipment has AC mains power
line to ground ETSI EN 301 489-1 [1] input ports and/or wired network ports
Key to columns:
Requirement:
No A unique identifier for one row of the table which may be used to identify a requirement.
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16 Final draft ETSI EN 301 489-3 V2.1.1 (2017-03)
Clause Number Identification of clause(s) defining the requirement in the present document unless another
document is referenced explicitly.
Requirement Conditionality:
U/C Indicates whether the requirement is unconditionally applicable (U) or is conditional upon the
manufacturer's claimed functionality of the equipment (C).
Condition Explains the conditions when the requirement is or is not applicable for a requirement which is
classified "conditional".
Presumption of conformity stays valid only as long as a reference to the present document is maintained in the list
published in the Official Journal of the European Union. Users of the present document should consult frequently the
latest list published in the Official Journal of the European Union.
Other Union legislation may be applicable to the product(s) falling within the scope of the present document.
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17 Final draft ETSI EN 301 489-3 V2.1.1 (2017-03)
Annex B (informative):
Examples of Short Range Devices (SRD) in the scope of the
present document
The present document relates to article 3.1(b) of the Directive 2014/53/EU [i.3]. For the purposes of article 3.2, the
SRDs that fall within the scope of the present document are covered by a range of ETSI standards.
Further guidance and a partial list of the relevant article 3.2 standards may be found in ETSI TR 103 088 [i.2].
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18 Final draft ETSI EN 301 489-3 V2.1.1 (2017-03)
Annex C (informative):
Change History
Version Information about changes
2.1.1 First publication of RED version
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19 Final draft ETSI EN 301 489-3 V2.1.1 (2017-03)
History
Document history
V1.2.1 August 2000 Publication
ETSI