Project Leadership and Change
Project Leadership and Change
ABSTRACT ■ INTRODUCTION ■
P
This article analyzes how leadership affects roject Management Institute’s (PMI’s) Pulse of the ProfessionTM survey
resistance to change in projects. Using Dulewicz for 2012 (PMI, 2012) has stated that 73% of organizations using proj-
and Higgs’ (2005) leadership framework in the ect management use change management. This is the highest per-
context of the Canadian Public Service, types of centage of all common practices surveyed. The same source identified
resistance and factors influencing them were the skill set of project and program managers as being “a top concern” (PMI,
listed, leading to the identification of compe- 2012, p. 2). The subject of change and the role of the project manager in
tence areas for the project manager. It was found increasing its chance for success are, as of today, a priority within this
that an engaging leadership style, developed community.
through proper training, effectively reduced Indeed, successful project management largely depends on the ability of
resistance to change. Other factors, such as the the project team to manage change (Hornstein, 2010; Huntoon, 1998; Jacob,
inclusion of affected people in the decisions, as Rondeau, & Normandin, 2008; Schifalacqua, Costello, & Denman, 2009).
well as a formal project management method- Much has been written on change and its consequence: resistance. Resistance
ology, were instrumental in reducing resistance. to change, even in the narrower context of projects, is still a fairly
Finally, upper management support was identi- comprehensive subject. This article therefore focuses on the impact of the
fied to be a mandatory success factor. project leader on the management of resistance to change. Not only is this
perspective conducive to a deeper understanding of this aspect of project
KEYWORDS: project leadership; change; management change, but it is more useful in terms of providing the research
resistance to change; competencies; critical subject, a Department of the Canadian Government, with applicable
success factors; public service conclusions.
In this article, literature describing the links between change, resistance
to change, and project leadership in the realm of project management is
reviewed. Research exploring the differences between public and private
sectors, as well as between project and nonproject changes, has been
discussed. Finally, the widely recognized concept of project success and the
findings from Pinto, Thoms, Trailer, Palmer, and Govekar (1998) on critical
success factors are taken into consideration for comparison purposes.
Organizational Change
Change has been the subject of extensive research for many years. Developed
in the 1940s, Kurt Lewin’s (1952) model of unfreeze, transition, and refreeze
has been of major influence. Often referred to as the origin of the planned
change approach, Lewin’s work was eventually perceived as being more suit-
able to bureaucratic and relatively predictable environments and its ability to
generate rapid change was questioned (Mintzberg & Waters, 1985; Weick &
Project Management Journal, Vol. 44, No. 4, 45–64 Quinn, 1999). Lewin’s model was followed by several structured change
© 2013 by the Project Management Institute models and processes—Kotter’s (1996) eight-stage process was one of the
Published online in Wiley Online Library most cited. Many of these models still prevail today, providing managers
(wileyonlinelibrary.com). DOI: 10.1002/pmj.21355 with a methodology to implement changes. Limitations for such approaches
are clearly stated in Kotter’s work: “First, is the best perspective. This point of 2003). Further empirical studies by
useful change tends to be associated view has been supported by many other Andersen (2010a, 2010b), Heres and
with a multi-step process that creates researchers, including Gareis (2010) Lasthuizen (2012), Nawab, Ahmad,
power and motivation sufficient to and Partington (1996). and Khuram (2011), and Nutt (1999)
overwhelm all the sources of inertia. Further illustrating the wide consistently supported those
Second, this process is never employed spectrum of change models, Weick and differences, specifically in the areas of
effectively unless it is driven by high- Quinn (1999) observed that, despite leadership and decision-making styles,
quality leadership, not just excellent considerable recent research on change, motivation, and ethical conduct.
management—an important distinc- there seems to be no long-term Explanations for such differences are
tion” (pp. 20–21). direction and coherence among those numerous and can be summarized by
Regrouped under the banner of models. the added complexity of these typically
emergent change, several other models large systems.
have since investigated the perspectives Change Complexity
of unintentional goals and strategies There has been a general consensus in Change Project
(Burnes, 2004; Mintzberg & Waters, the literature that complexity is a major In recent years, the project manage-
1985; Weick & Quinn, 1999), looking for determinant of change strategy (Erwin & ment community and its broader
potentially more effective ways to Garman, 2010; Jaafari, 2003; Williams, management vis-à-vis largely have
manage certain types of organizational 2005), which is why organizational developed independently, creating a
change. These models generally not change can be an even bigger challenge gap between the two perspectives
only introduce the concept of when it happens in the public sector (Williams, 2005). This article partly
intentionality but also refer to the pace (Corby, 2005; Hornstein, 2010; Jacob addresses this concern because the lit-
and type of change, with emergent et al., 2008; McNulty & Ferlie, 2004). erature, models, and tools chosen are
changes tending to be more gradual, In a meta-analysis based on 47 from both environments.
continuous, and systemic (Senge, studies comparing the outcomes of Not only do projects generate
1990). Burnes (2004), in an effort to planned organizational change in the change (Crawford, Costello, Pollack, &
determine which approach is the best, public versus the private sector, Bentley, 2003; Thoms & Pinto, 1999),
concluded, “Whilst there is a growing Robertson and Seneviratne (1995) but they can also be used to formally
chorus of disapproval of planned concluded that even though “there is not manage change (Fiedler, 2010; Gareis,
change over the last 20 years, and much compelling evidence from which 2010; Gilley, Godek, & Gilley, 2009;
increasing support for a more emergent to conclude that public organizations Lehmann, 2010; Schifalacqua et al.,
view of change, there is also a view that differ in ways that could restrict planned 2009). Winch, Meunier, Head, and Russ
just one approach to change may be change success . . . it does appear that it (2012) referred to the first concept as
sub-optimal” (p. 890). is more difficult to generate consistent, being the content of change and the
Van de Ven and Sun (2011), while high levels of change in the organizing second one as the process of change.
making a valuable contribution in arrangements, technology, and physical These two perspectives are used in
providing the management community setting sub-systems of public identifying issues facilitating the
with an integrated conceptual organizations” (p. 555). change process.
framework of organizational change, Turner and Müller (2001) also The concept of “change project” as
introduced the concepts of action and stressed that goals in the public service used by Krysinski and Reed (1994), is
reflection in the change strategies. are typically longer term on one hand, defined by Lehmann (2010): “By
Action represents the formal, logical politically influenced, and the subject ‘changes as projects,’ we bring up here
side of the intervention, whereas of public scrutiny on the other hand. this idea that (all) changes depending of
reflection focuses on the making sense Furthermore, changes happening in their objects could be processed as
of and the socially constructed side of governmental organizations are usually projects are” (p. 329). Change projects
the change process. Their model more global and imply a shift in generate systemic impacts, affecting
described resistance to change as the paradigms, and are therefore more the organization overall (Morin, 2008).
expected result from regulated change complicated to manage (Arnaboldi, Systemic changes are long-term,
or imposed change, in a life cycle theory Azzone, & Savoldelli, 2004; Haringa, continuous engagements organized in
perspective. Discussing the value of 2009; Hornstein, 2010). These phases, linked in unrestrained time
various schools of thought, change transformations are of cultural and frames (Jaafari, 2003; Krysinski & Reed,
strategies, and models, they came to the systemic nature and also require a 1994; Morin, 2008).
conclusion that a “contingency theory greater time investment (Jacob et al., Project management is often
of organization change process” (p. 71) 2008; Laframboise, Nelson, & Schmaltz, seen as a natural when implementing
enablers can change projects and life cycle (Curran, Niedergassel, Picker, & 2008; Müller & Turner, 2010; PMI, 2007;
organizations, but in return, projects Leker, 2009; Thoms & Pinto, 1999). This Turner & Müller, 2005). The competence
and organizations can modify the is why numerous authors have school, introduced in the 1990s, includes
nature of these change interventions considered leadership skills to be most of the previous leadership schools
while being implemented (Langley & essential to project success (Pinto et al., (i.e., behavior school, contingency
Denis, 2008); second, resistance 1998; Thoms & Pinto, 1999). “Successful school, visionary and charismatic school,
sometimes translates into a benign transformation is 70% to 90% leadership emotional intelligence school) (Müller &
uneasy feeling rather than the dreaded and only 10% to 30% management” Turner, 2010). Competence is generally
rise of a human shield against change (Kotter, 1996, p. 23). It is therefore defined as being a combination of
(Jacob et al., 2008; Laframboise et al., interesting to further investigate which knowledge, skills, attitudes, and
2003); and third, change and resistance aspects of leadership affect project behaviors that trigger work performance
to change are dynamic phenomena. performance; despite this interest, (Gehring, 2007; Müller & Turner, 2010).
however, the impact of leadership styles The focus of this research was therefore
Project Leadership on project success is vastly under- to assess the influence and impact of
Leadership has been the subject of researched (Williams, 2005). leaders’ competencies on change
thousands of books and references for projects.
the past 80 years (Turner & Müller, Competencies In 2003, Dulewicz and Higgs
2005). In the project management lit- Leadership competencies are central to developed an assessment model and a
erature, some consideration has been project success to the point at which tool called the Leadership Development
given to leadership styles, but little has the extent of the change is a function of Questionnaire (LDQ; Dulewicz & Higgs,
been written on the overall impact of available individual and collective 2004). These have been used in several
the leadership of a project manager on change competencies (Gareis, 2010). recent studies on leadership in project
a project and its stakeholders (Pinto Reinforcing the concepts of change management. The questionnaire is well
et al., 1998; Turner & Müller, 2005; Yang, control and change leadership, known and recognized for its scientific
Huang, & Wu, 2011). Research on the Crawford and Nahmias (2010) thoroughness (Geoghegan & Dulewicz,
concept of project leadership is now distinguished between activities and 2008; Müller & Turner, 2010). In their
growing (Müller & Turner, 2010; Pinto competencies required to manage model, Dulewicz and Higgs (2005) used
et al., 1998; Thoms & Pinto, 1999). It is change, as they identify them in two 15 leadership dimensions, defining
now accepted that project leadership, separate lists. Among the competencies, three leadership styles:
among other things, facilitates changes in leadership stands on top. Even though 1. Goal oriented: a leader-centric style
the human aspects of a project (Battilana, not specifically defined, leadership is focused on delivery of clearly
Gilmartin, Sengul, Pache, & Alexander, seen as distinct from stakeholder understood results in a relatively
2010; Bejestani, 2011; Müller & Turner, management, planning, communication, stable context
2007; Schifalacqua et al., 2009; Turner & decision making, problem solving, and 2. Involving: a more participative style
Müller, 2005). Hence the human side of cultural skills competencies, for for transitional organizations that
leading change is becoming an essen- example. face significant but not necessarily
tial aspect that should be considered The International Project Manage- radical changes in their business
when referring to project leadership ment Association (IPMA) specifically model or way of working
(Battilana et al., 2010; Clarke, 2010; addresses leadership as one of 46 3. Engaging: a style based on
Partington, 1996; Schifalacqua et al., competencies seen as instrumental to empowerment and involvement in
2009). “Change leadership refers to a project managers’ success (ICB-IPMA, highly transformational context. This
set of principles, techniques, or activi- 2006; PMI, 2007). In their description of leadership style is focused on
ties applied to the human aspects of the process to develop this competence, producing radical change through
executing change to influence intrinsic selecting the appropriate leadership engagement and commitment.
acceptance while reducing resistance” style is required, and the methodology
(Griffith-Cooper & King, 2007, p. 14). to do so is left to the reader, opening the These dimensions and leadership
In that respect, project managers door to further investigation of this profiles are listed in Table 1.
play a central role in their organizations, aspect of the concept. These dimensions and leadership
namely in linking a variety of For the purpose of the current profiles have been compared and
stakeholders, in trying to keep a unified research, leadership was examined analyzed with the gathered information
project team spirit, and in aiming to through the lens of the competence from this research. Similar leadership
balance the requirements, time, and school (Dulewicz & Higgs, 2005; components between Dulewicz and
cost constraints throughout the project Gehring, 2007; Geoghegan & Dulewicz, Higgs’ study and the interviews
conducted for the current study have compared with previous project man- Research Methodology
been extracted and are the basis of the agement studies and literature. The Literature Review
analysis of the evaluation of the impact well-known findings from Pinto et al. The literature search has been con-
of these leadership components on (1988; 1998) on project success and the ducted on the last 30 years of publica-
change and the resistance of change 10 critical success factors are still con- tions, using two major university search
found in the results section. sidered a milestone in project man- engines: one from the Université du
A theoretical framework is provided agement’s body of knowledge. Recent Québec en Outaouais and the second
in Figure 1, and the main authors one from the École des Hautes Études
research found that the influence of
addressing the concepts are indicated Commerciales in Montreal. They access
the project manager or project leader-
in parentheses. The table numbers 147 major databases; including the fol-
ship should be added to the list of
resulting from the research are also lowing 13 databases, which mainly
critical success factors (Dulewicz &
indicated in the appropriate locations. cover the domains of administration
Higgs, 2005; Geoghegan & Dulewicz,
science (including project manage-
2008; Turner & Müller, 2005). Indeed,
Project Success the competence school and, even more
ment), finance, and economics: ABI/
Project success has been explored INFORM Complete, Academic Search
so, the leadership competence find-
in project management literature Complete, Business Source Complete,
since the early 1970s, leading to differ- ings consider leadership as an essen-
Cambridge Journals Online, Emerald,
ent schools of thought (Geoghegan & tial component of project success
Érudit, JSTOR Business Collection,
Dulewicz, 2008; Turner & Müller, (Crawford, 2003; Dulewicz & Higgs, Regional Business News, Sage Journals
2005). In this research, an aspect of 2005; Gehring, 2007; Geoghegan & Online, ScienceDirect, Scopus, Vente et
project success, more specifically, crit- Dulewicz, 2008; Müller & Turner, 2010; Gestion, Wiley InterScience. Other sourc-
ical success factors, was explored and Turner & Müller, 2005). es were used, including government
50
Styles and
Competences
(Dulewicz et al., IPMA)
Change Leadership (Tables 1, 6, and 7)
Change Role
Types of Change Reflection
Emergent Resistance (Kotter, Griffith-Cooper
Change (Table 4) and King, Gareis,
(Mintzberg, Burnes) Van de Ven and Sun)
Continuous Project Leadership
Change (Turner et al., Müller
(Weick and et al., Schifalacqua)
Quinn, Senge) Resistance Change Control
to Change Change Tasks
(Erwin and Change Action
Garman, Gilley (Kotter, Griffith-Cooper
et al., Mabin et al.) and King, Gareis,
Planned Change Van de Ven and Sun)
(Table 5) Other Factors
Change Project
(Lewin, Kotter) (Fiedler, Gareis, Influencing
Resistance
Level of
Acceptance
(Table 2)
Change
Project Critical
Complexity
Success Factors
Project Leadership Influences Resistance to Change
(Robertson and
(Pinto et al, Dulewicz et
Seneviratne, Andersen,
al., Turner et al.)
Nutt)
Factors
Supporting
Change
(Table 3)
using concrete and precise descriptive been tracked, with its explanation. has been using project management for
terms, by protecting the raw data, and Confidentiality and ethics in general many years. Up until the end of 2007,
by using informants. The academic were also continuous concerns. federal projects were chosen, planned,
researcher and at least one employee tracked, and reported based on their
Research Questions and Context
from the Information Management/ return on investment, estimated using
There have been few studies on the
Information Technology branch were their total cost of ownership. It has
impact of project leadership on project
asked to validate the data and review been recognized by the Canadian
change in organizations (Battilana
their analysis. The internal reliability Treasury Board that this return on
et al., 2010; Gehring, 2007); even fewer on
was also optimized by controlling the investment–based approach needed to
the impact of project leadership on resis-
researcher’s impartial position. External be reviewed. Reports issued by the
tance to change (Kan & Ken, 2004; Oreg &
reliability was ensured by describing Auditor General in 1981, 2004, and 2005
Berson, 2009); and no studies linking the
the informant’s selection, the identifi- on federal government research and
impact of project leadership on change
cation of the characteristics of the case development organizations have criti-
and resistance to change were found.
study environment, the study concepts, cized project management practices
Obviously, this is true for studies on the
constructs, and theoretical framework, (Procca, 2008). Some of the concerns
same subject performed in the public
and the data-gathering strategy. raised by the Auditor General were (a)
sector in general (Brown, Waterhouse &
Flynn, 2003; Crawford et al., 2003) and the limited use of formal project man-
Validity more specifically in the context of the agement processes and documenta-
The internal validity is fundamental in Canadian public service (Hornstein, tion; (b) a general inconsistency in the
a case study and represents its main 2010; Laframboise et al., 2003). use and application of project manage-
advantage (Gagnon, 2005). The internal The Canadian federal government ment principles within federal organi-
validity of this study was addressed by will spend considerable time and zations; and (c) a low level of maturity
controlling the influence of the pres- money on implementing changes in the in the overall practice of project man-
ence of the researcher on the nature of way projects are created, chosen, agement (Procca, 2008). Consequently,
the collected data via the interviewer’s managed, tracked, and reported. It is a more efficient and modern approach
corroboration notes by using a repre- expected that these changes will create was required to assist federal depart-
sentative selection of participants, by resistance, and there is a need to examine ments in their quest for better project
making sure that any potential change whether and how this resistance can management processes and practices.
would not influence the data-gathering be reduced or eliminated. The role of the The goal of the revised approach was to
procedure and by cleaning any chal- project manager is of particular interest, ultimately increase project success
lenging information using confirming because the change projects have within the government of Canada.
or contradicting information or data by reached their administrative levels and For that purpose, the Canadian
means of triangulation (McNulty & are to be implemented. This leads to the Treasury Board came up with a new pol-
Ferlie, 2004). The triangulation was following research questions: icy in October 2007 called Policy of the
made between the information gath- • What is the influence of the project Management of Projects (Treasury Board
ered from the semi-structured inter- manager, if any, on the change pro- Secretariat, 2009a). It was expected to
views, literature reviews, and other cess and on the potential resistance bring a more relevant evaluation proce-
studies when available. Other validity resulting from it? dure for projects. A new perspective was
tools were used when needed. For • What actions, behaviors, and atti- thereby introduced in the assessment
example, interview sampling, respon- tudes of the project manager, if any, process of federal projects. Instead of
dent validation, extended engagement can potentially reduce resistance and the previous return on investment–
of participants, and recordings of the facilitate the change? based project evaluation, projects
interviews were used. The external would now be evaluated according to
validity was addressed by making sure their level of risk and feasibility
of the applicability of the concluding The Canadian Federal ( Treasury Board Secretariat, 2009).
constructs and results to other contexts. Government A project assessment tool to support the
Idiosyncratic positions were avoided, Public sector organizations worldwide Treasury Board’s project management
promoting instead possible parallels are expected to increase efficiency policy and the Standard for Project
with other circumstances (Gagnon, while simultaneously providing Complexity and Risk (Treasury Board
2005). Overexposure of the study envi- improved and integrated services Secretariat, 2008) was developed by the
ronment was not permitted in order to (Brown et al., 2003; Crawford et al., Canadian Treasury Board Secretariat.
avoid saturation applied to one site. 2003). The Canadian public sector is no This instrument is called the “Project
History of the gathered information has exception. The government of Canada Complexity and Risk Assessment Tool”
Treasury Board
Secretariat
aCanadian Public Service: Where the Treasury Board (via the Treasury Board Secretariat—TBS) has the authority for management
(administration and organization) of the Canadian public service.
bThere are more than 300 departments, agencies, commissions, Crown corporations, and other federal Canadian organizations.
Departments are established through legislation; their mandates typically cover broad areas of public policy, such as industry, justice,
and health. Separate agencies are organizations of the federal public administration in which the separate agency is its own employer.
Commissions are federally based organizations with the authority to perform a task or are mandated with specific duties. Crown corpo-
rations are government organizations that operate following a private sector model but usually have a mixture of commercial and public
policy objectives. Other federal organizations hire independently from (or are not governed by) the Public Service Employment Act.
(Treasury Board Secretariat, 2009b). As representation of the essential responsible for (a) providing
the name implies, the Treasury Board components of the organization is accountability to the Canadian
Secretariat assessment tool evaluates shown in Figure 2. The decision-making population; (b) maintaining proper
the risk and complexity level of a gov- process of the federal public values and ethics in all departments;
ernment of Canada project based on administration follows a firmly (c) managing the federal budget and
seven project focus areas: (a) project established, hierarchical, bureaucratic financial reporting; (d) approving
characteristics, (b) strategic manage- structure. The Treasury Board has the regulations; and (e) communicating
ment risks, (c) procurement risks, (d) mandate to manage the Canadian administrative decisions issued by the
human resource risks, (e) business risks, government by translating the policies Governor General of Canada. In essence,
(f ) project management integration and programs approved by Cabinet into the Treasury Board manages the
risks, and (g) project requirements risks. a context proper for its implementation Canadian public sector by translating
The Canadian Treasury Board at the federal department’s level. Even the policies and programs approved
Secretariat was chosen to lead and manage though the Treasury Board Secretariat by the Cabinet into the proper context for
the implementation of this new project has the mandate to manage and their implementation in the federal
management policy across all Canadian administer the applicability of the departments. It also provides resources
departments. Starting in 2007, Treasury policy of project management it does and administrative tools to departments in
Board Secretariat chose to implement this not serve the function of the project order to facilitate their work. The Treasury
new policy in phases (October 1, 2007, management office. Board has an administrative wing, the
Treasury Board Secretariat, 2009a). For the Established in 1867, Treasury Board Secretariat (Treasury Board Secretariat).
first phase, ending in early 2008, four of Canada is a Cabinet committee. The Treasury Board Secretariat was
departments were invited to implement A Cabinet committee is basically a established as a department in 1966
the new policy in the management committee of federal government (Treasury Board Secretariat, 2007a). The
process of their major projects. ministers. It plays a central role in the Treasury Board Secretariat supports
The Canadian federal government overall performance of the Canadian the Treasury Board with its committee of
structure is quite complex; a high-level public sector. The Treasury Board is ministers; it also carries out its
mandated statutory responsibilities of a Beleya, Raman, & Ramendran, 2012; their projects and, specifically, on how
central government agency (Treasury Saksvik et al., 2009. the project team would be structured.
Board Secretariat, 2006a, 2006b). By In order to adequately identify the Often, PMI’s A Guide to the Project
being the central government agency of stakeholders in that change, further Management Body of Knowledge
the federal government, the Treasury explanation of the branch setting follows. (PMBOK® Guide) was mentioned in
Board Secretariat is the employer of the An assistant deputy minister plays the reference to the participants’ former
core public administration (i.e., the role of a chief executive officer. Under his project management approach or
federal departments and the other parts or her authority, at the time of this because they still used parts of it within
of the federal public administration). research, there were about 840 full-time PRINCE®. It should be noted that most
Because of these responsibilities, public servants in the branch, divided participants used one of the terms
the Treasury Board Secretariat has into five directorates, each under a “people, stakeholder,* team,* member,*
decided it should make the overall director general. Under each directorate staff, employee,*” in their answers; this
project management practice and the are divisions, each lead by a director. illustrates their human resources focus
reporting process more efficient, For the purpose of this study, any even at the pre-project stage.
transparent, and part of an established branch within a federal department The second, third, and fourth
work process ( Treasury Board affected by the change has been questions were about the nature of the
Secretariat, 2009b, 2009c, 2010b). This considered as an independent change imposed by the new procedure.
imposed change has an immediate organization (Hornstein, 2010). This The purpose was to evaluate the
impact on all federal departments and should prove to be useful, because interviewees’ perceptions of this change,
their related branches. It is therefore the new procedure should foster the how it affected them, and what would be
within the Treasury Board Secretariat’s creation of new conceptual frameworks required to face these changes. All
mission to be familiar with the at the department level, reflecting a interviewees understood the goal and
challenges confronting the management shift from a centralized bureaucracy to purposes behind the policy addressing
of projects in the Canadian government a more flexible, contextualized model the reality of failed information
under the present project evaluation (Crawford et al., 2003). Under this technology (IT) projects (Treasury Board
procedure and prepare for the next. model, it is expected that the need for Secretariat, 1994, 2009a) and providing
Typically, these challenges were found new conceptual frameworks will arise standardized expectations on what to
to be related to the implementation and locally and that the frameworks will report. It was almost unanimous that this
management of project management include a focus both on strategic issues was a positive requirement because it
standards and procedures and and structured managerial processes. didn’t require major changes in an
perceived to be even more complex in Again, the specific federal organization organization already using a standardized
the case of soft projects. Because of this, under study is the Information project management methodology.
having the Information Management/ Management/Information Technology However, one common issue raised was
Information Technology branch of branch of Environment Canada. about how the project management
Environment Canada as a case to study methodology and its practice would be
makes good sense. Indeed, the Summary of Findings implemented in the branch. The use of a
forthcoming change in the project Project Management Methodology specific methodology was often per-
evaluation criteria, focusing on risk and and Change ceived as a “filling project management
feasibility, is expected to have a major The first question of the interview ques- template documents” exercise rather than
impact on Environment Canada. As an tionnaire was about the participants’ a tool that could be tailored to each project.
example, one of the consequences of project management methodology. All One manager summed up the
the change is to impose formal project participants at all responsibility levels recent reality of IT projects and how
reporting, on a regular basis, compliant recognized the value of a structured the Treasury Board Secretariat project
with Treasury Board Secretariat project project management methodology. management policy affected the
management directives and reporting According to them, this structured employees:
expectations related to projects approach is required to properly man-
(Treasury Board Secretariat, 2007b, age projects, on the one hand, and to IT department shops across the
government are forced to become
2007c, 2008, 2010a). Even if the new create measurable business value and
more conscious of how they run
procedures are expected to deliver return on investment, on the other. A
projects, how they express business
better long-term results, they are also majority of participants expected the value, [how they] do cost analysis and
expected to create some significant existing PRINCE® methodology (Office business cases, and to express it in
short-term resistance (Gilley et al., of Government Commerce, 2007) would such a way that it’s clear to manage-
2009; Jacob et al., 2008; Nodeson, have an impact on how they manage ment of the IT side and it can actually
Hierarchical Level
Impact on Participant’s
Daily Work CS02 CS03 CS04 CS05 Observations
Positive Impact Most participants perceived the need to be
2 2 2 1 more structured and transparent in the man-
agement of projects and in reporting
Negative Impact No participant perceived the change as having
0 0 0 0
a negative impact on his or her daily work
Neutral or No Impact Most of these answers included a description of
0 1 5 3
indirect changes on the overall work process
Table 2: Level of acceptance.
A participant on the director level when faced with change. Reference was pants’ perceptions of the role of the
summarized the answers: “Resistance made to Rogers’s model (2003) (cited in project manager and of his or her com-
to change is all about how you Gilley et al., 2009), namely, those who petencies. There was a consensus on
communicate, who you communicate embrace change (early adopters); those what is required from the project man-
to, how often, and what the message is.” who eventually go for the change (mid- ager to facilitate change, presented in
For example, many interviewees dle adopters); those who are indifferent Table 6:
thought that the change and (lurkers); and, finally, those who will • Leadership competencies, including
implementation strategy used when not embrace it (despisers of change). several people management related
PRINCE2® was introduced were either One point raised by a majority of soft skills;
under-planned or not done properly. participants as one of the main sources • Communication skills; and
One of the often-mentioned flaws was of the possible resistance is the • Positive involvement and commit-
the exclusion of the clients, mainly at perception of an increased workload. ment.
lower management levels, in the For example, the volume of project
implementation process. To somewhat management documentation to be Analysis and Discussion
mitigate that issue, project managers had filled “on top” of managing or directing Empirical data support the theoretical
to become salespeople, ambassadors, a project is seen as an additional burden framework facilitating change des-
and/or educators to clients about the and creates resistance. This resistance cribed earlier (i.e., the nature of the
new project management approach. will take on different forms, depending change, the adoption of a stepped
This was a challenge. Not only did on the hierarchical level. Table 4 approach, and the identification of spe-
available project managers in the Chief illustrates the several types of resistance. cific critical objectives). Jacob et al.’s
Information Officer branch not Table 5 summarizes the factors (2008) model on the concepts of change
necessarily have the additional required decreasing resistance as seen by the and resistance to change has also been
project management or soft compe- participants. validated by the participants’ answers
tencies to take on these tasks; in Those participants who mentioned to the questions.
addition, clients usually did not care that some resistance would come from As previously mentioned, all
much about the methodology, but management or senior management interviewees expected resistance
rather focused on results. Table 3 expected a high level of resistance from whenever there is change. The kinds of
summar izes what par ticipants that group. Participants who thought resistance they depicted based on
considered was missing or would be a resistance would come from employees types of personalities are directly in
source of support from the organization: expected a medium to high level of line with those of Gilley (Gilley et al.,
resistance. Participants who mentioned 2009). The only significant difference in
that resistance would come from the the case of the empirical data was the
Expected Resistance and Its Related clients expected a low to medium level absence of the innovators category
Decreasing/Increasing Factors of resistance. described in the model. In a federal
The last two questions were on the department, because of its intricate
kinds of resistance, if any, the partici- The Role of the Project Manager and a n d r i g i d b u r e a u c r a c y, t h e
pants were expecting from employees Its Competencies Related to Change opportunities to initiate a change
and what would potentially increase or The first, third, and fourth questions before any prior indication or plan are
decrease this resistance. All participants on this concept explored the partici- indeed quite rare.
expected resistance whenever there is
change. As one interviewee stated,
“There is always resistance to change, Change management: Implementation strategy to provide consistency and governance
because a change impacts the way
Visible commitment to provide adequate resources
a person views the world and the
way this person interacts with the Project delivery and/or management office (PDO/PMO)
world.” The types of resistance the par- Proper training
ticipants expected were essentially Inclusion and collaboration with client
based on human resources issues: the
employees’ personalities, their motiva-
Project management expertise for guidance and mentorship purposes
tions, the nature of the businesses they Open communication: Communication strategy and plan
work in, their hierarchical levels, and Clear roles and responsibilities for the change enablers
their age groups. These often lead to a
Table 3: Source of organization support to face the changes.
reference to the “type of employee”
Leadership competencies including an important number of human, people, and social management–related soft skills; skills
required to create cohesion and trust with team members and stakeholders while making decisions on time to align with project
end goal; inspire by example
Good and clear communication
Positive commitment in leading the change
Structured yet flexible attitude in applying phased approach to introduce the change; clear definitions of roles and responsibilities
Knowledge and expertise related to project management process and strategy, contextualization of the change
Transparent strategy within departments to implement the project management methodology change
Project leadership competencies related to analysis and judgment considered only “nice to have” in helping a project manager to
reduce resistance to change
Critical analysis and judgment a less significant competence
motivation, interpersonal sensitivity, • Less Significant Factor (1): Critical related to emotions, as found under
influencing, intuitiveness, conscien- analysis and judgment Dulewicz and Higgs’s emotional
tiousness competencies grouping. The project
• Significant Factors (3): Vision and With these results, the interviewees leadership competencies related to
imagination, strategic perspective, were stressing the importance of the management skills, as found under
achieving project leadership competencies Dulewicz and Higgs’s managerial
58 August 2013 ■ Project Management Journal ■ DOI: 10.1002/pmj
• Open communication is highly important
• The engaging leadership style is the preferred leadership style to reduce resistance to change
• The development of a project manager’s social skills training program is central to lowering resistance to change. Those skills
include the project leadership competencies that are related to emotions
• The implementation of a project management support/guidance mechanism such as a project management office is also perceived
as very helpful
• Feedback from the impacted people should be part of a continuous improvement function to monitor the progress and success of
the change
• Upper management support should be visible and active
• The use of an overall incremental, stepped approach in dealing and implementing the change is perceived as very helpful
• To face such a change calls for the inclusion of the impacted people, including clients, in the change management process
• The project leadership competencies related to management skills are significant in helping a project leader in reducing resistance
to change
• A positive, experienced project manager who understands the change is influential on how change is implemented. The project man-
ager reduces resistance and therefore has a direct impact on the successful implementation of the change
• The mandatory nine competencies for the project manager to reduce the resistance to change are: Capable of engaging communi-
cation, ability to be empowering, self-awareness, emotional resilience, good motivator, interpersonal sensitivity, capable of positive
influence, intuitiveness, and conscientiousness
• The significant project manager qualities are: Visionary and imaginative; has as a holistic, strategic perspective; thrives in action
• Having a more formalized project management approach structure is useful and important, because it brings governance and
structure to the work process, especially at the management and lower levels
• A project management methodology in the organization is useful but not sufficient for success
Table 8: Summary of the case study research key findings.
competencies grouping, are clearly in order of their importance according improvement perspective. This
valuable, whereas the project leadership to the participants’ answers. retroactive approach allows stake-
competencies related to analysis and A conceptual model based on the holders impacted by the change to share
judgment, as found under Dulewicz top eight findings is proposed in Figure observations and questions. The change
and Higgs’s intellectual competencies 3 as a tool for implementing change is fully implemented when no further
grouping, seem to be more “nice to while reducing resistance. The model concentric implementation phases are
have.” starts at the center, representing necessary.
As confirmed by the participants, the change itself. From the center, the
the quality of communication is highly stepped approach of the implementa-
Conclusion
important when dealing with resistance tion is developed, including: the Answering Research Questions
to change. Without good commu- strategic considerations, the planning of The participants unanimously per-
nication, there can be no exchange of the change, the management, the ceived that the project manager has a
information on objectives, goals, direction, and the implementation. direct impact on change and resistance
implementation strategy, and status Each concentric circle represents an to change. They also thought that a
updates to and from the various implementation phase. The four arrows combination of skills, attitudes, and
stakeholders. These stakeholders stemming out from the center represent behaviors on the leader’s part would
include the directly affected people, the four main continuous activities that effectively reduce resistance to change.
such as the employees and the project should be part of the overall change Not only do communication and social
team, and the indirectly affected people, implementation process. These skills play important roles, they
such as the clients and administrative activities are the concentric quadrants believed, but specific actions are also
resources. of the model. Each arrow has opposite instrumental in facilitating change.
Table 8 summarizes the main ends to reflect the iterative nature of the They also stated that all projects do
findings of this research; they are listed change process in a continuous have at least one team member who
High
Management
Support
1
Project
Management
Communication
4
4
Support and
Guidance
(Including Training) 1
Engaging Project
Leadership Style
can be identified as the project leader. personality per se; it has been and the visible support from top
Consequently, there always is an indi- described as a set of behaviors that management. (Public Works and
vidual who can act as a change facilita- can be acquired through proper Government Services Canada, 2011;
tor (Stummer & Zuchi, 2010). With this training (Arnaboldi et al., 2002). Samina, Jawwad, & Khuram, 2011).
conclusion in mind, other factors affect- 2. According to the participants, no This would be different from the
ing change should also be considered. matter what the project manager’s private sector, in which project
qualities and positive attitude are, his profitability is typically central
Other Research Findings or her success in reducing the (Joseph, 2001; Kragh & Andersen,
The preceding results were not unex- resistance to change will be conditional 2009; Procca, 2008).
pected; in fact, they empirically confirm to upper management support
literature findings, this time in the spe- provided early in the project, at the The preceding statements are
cific context of a project management conception phase, and is perceived as thought to be distinct from previous
methodology and in a public service being a prerequisite to his or her project management studies because
environment. They add the dimension success. This is a distinct and this research was performed in the
of a preferred management style, name- interesting perspective; a complement context of the Canadian government. In
ly, the engaging style. Through data com- to Pinto et al.’s (1998) well-known view of the current government of
pilation and analysis of the findings, this findings on project success (Kenny, Canada reality, many departments will
research identified additional conclu- 2003; Partington, 1996). undergo a series of change projects in
sions worth emphasizing: 3. There are differences between the order to implement the new procedures.
1. The project manager will maximize public and private sectors influencing It is hoped that findings from this
his or her positive impact on the the resistance to change. In research and proposed conceptual
resistance level to change only if he or government, the credibility of the model will prove to be usable, practical
she has useful and engaging social project manager and his or her ability tools in addressing some of the
behaviors. According to the parti- to influence resistance to change is challenges government of Canada
cipants, this ability to relate to fellow closely linked to a combination of the employees will be facing (Public Service
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