Nejmoa2100591 Protocol

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Protocol

This trial protocol has been provided by the authors to give readers additional information about their work.

Protocol for: Dankiewicz J, Cronberg T, Lilja G, et al. Hypothermia versus normothermia after out-of-hospital
cardiac arrest. N Engl J Med 2021;384:2283-94. DOI: 10.1056/NEJMoa2100591
TTM2-trial documents

This PDF contains the following documents:

1. Trial protocol version 1.0, signed May 17, 2017


2. Trial protocol version 1.1, signed November 21, 2017 (current)
• Changes are listed under Appendix E – Version history
3. Statistical analysis plan (only version), dated August 3, 2020

All additional protocols and instructions (Investigator Site File, and Instructions for
randomization, neuroprognostication, follow-up etc.) that were provided to participating
sites are available under the document header at the TTM2-website – www.ttm2trial.org
Hypothermia or Early Treatment of Fever

Targeted Hypothermia versus Targeted Normothermia after


Out-of-hospital Cardiac Arrest. A Randomised Clinical Trial

Version 1.0
May 17, 2017

Short title:
Targeted Temperature Management after Cardiac Arrest 2
Clinical trials identifier:
NCT02908308
Sponsor:
Region Skåne - Skånevård SUND - Helsingborgs Hospital
S Vallgatan 5, 251 87 Helsingborg, Sweden
Principal Investigator: Niklas Nielsen, MD, PhD, DEAA, EDIC
Department of Anaesthesiology and Intensive Care Helsingborg Hospital
Lund University, Faculty of Medicine
TTM2 Trial Protocol 1

PROTOCOL TITLE:
Targeted Hypothermia versus Targeted Normothermia after Out-of-hospital Cardiac Arrest.
A Randomised Clinical Trial

Principal Investigator and Study Chair:


Niklas Nielsen, MD, PhD
Region Skåne, Lund Unviersity

Protocol Version: 1.0


Version Date: May 17, 2017

I confirm that I have read this protocol and that I understand it. I will conduct the study according
to the protocol and according to the ethical principals that have their origin in the World Medical
Association’s Declaration of Helsinki.

Principal Investigator Name:

Principal Investigator Signature:

Date:

1
TTM2 Trial Protocol 2

Contents
List of terms 5

1 Trial Overview 6

2 Background and Significance 7


2.1 Randomised Trials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
2.2 Hypothermia in other areas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
2.3 Rationale for a new trial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
2.4 Rationale for early treatment of fever . . . . . . . . . . . . . . . . . . . . . . . . . 9

3 Trial hypotheses and outcomes 11


3.1 Primary outcome . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
3.2 Secondary outcomes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
3.3 Explorative outcomes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
3.4 Rationale for chosen outcomes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11

4 Eligibility 13
4.1 Inclusion criteria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
4.2 Exclusion criteria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
4.3 Note on inclusion and exclusion criteria . . . . . . . . . . . . . . . . . . . . . . . 13
4.4 Note on inclusion window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
4.5 Exit from the trial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15

5 Trial design 16
5.1 Screening and randomisation (Phase 1) . . . . . . . . . . . . . . . . . . . . . . . . 16
5.2 Intervention period (Phase 2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
5.3 After the intervention period (Phase 3) . . . . . . . . . . . . . . . . . . . . . . . . 16
5.4 General ICU-care . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
5.4.1 Sedation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
5.4.2 Shivering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
5.4.3 The Bedside Shivering Assessment Scale (BSAS) . . . . . . . . . . . . . . 18
5.5 Prognostication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
5.5.1 Clinical examination - mandatory . . . . . . . . . . . . . . . . . . . . . . 18
5.5.2 EEG - mandatory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
5.5.3 Brain CT - optional . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
5.5.4 Brain MRI - optional . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
5.5.5 Neuron specific enolase- optional . . . . . . . . . . . . . . . . . . . . . . . 19
5.5.6 SSEP - optional . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
5.5.7 The TTM2-trial criteria for a likely poor neurological outcome . . . . . . 20
5.6 Withdrawal of life supporting therapies (WLST) . . . . . . . . . . . . . . . . . . 21
5.6.1 Brain death . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
5.7 Follow up . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
5.8 Blinding . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22

6 Coenrolment 23
6.1 Coenrolment in the TAME trial . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
6.1.1 Stratification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
6.2 Coenrolment in other trials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24

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TTM2 Trial Protocol 3

7 Intervention period (Phase 2) 25


7.1 Hypothermia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
7.1.1 Block A - cooling phase and maintenance phase . . . . . . . . . . . . . . . 25
7.1.2 Block B - Rewarming . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
7.1.3 Early termination of the intervention . . . . . . . . . . . . . . . . . . . . . 28
7.1.4 After rewarming . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
7.2 Normothermia and early treatment of fever . . . . . . . . . . . . . . . . . . . . . 28

8 Data collection 30
8.1 Baseline data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
8.1.1 Pre-randomisation characteristics . . . . . . . . . . . . . . . . . . . . . . . 30
8.1.2 Pre-hospital data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
8.1.3 Background data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
8.2 Data on hospital admission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
8.3 In the ICU . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
8.3.1 Data during the intervention . . . . . . . . . . . . . . . . . . . . . . . . . 32
8.3.2 Additional temperature measurements . . . . . . . . . . . . . . . . . . . . 32
8.3.3 Daily during the ICU stay: . . . . . . . . . . . . . . . . . . . . . . . . . . 32
8.3.4 Neurology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
8.3.5 At ICU discharge . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
8.4 At hospital discharge . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
8.5 30 days after randomisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
8.6 180 days after randomisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
8.7 24 months after randomisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
8.8 Planned investigations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
8.9 Laboratory testing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
8.10 Biobank . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
8.10.1 Blood samples . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34

9 Ethics and informed consent 35

10 Data management 36
10.1 Data handling and record keeping . . . . . . . . . . . . . . . . . . . . . . . . . . 36
10.2 Quality control and quality assurance . . . . . . . . . . . . . . . . . . . . . . . . 36

11 Adverse events 37
11.1 Definitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
11.2 Reporting of serious adverse events . . . . . . . . . . . . . . . . . . . . . . . . . . 38

12 Statistical plan and data analysis 40


12.1 Sample size . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
12.2 Analysis methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
12.2.1 Primary outcome . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
12.2.2 Secondary outcome . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
12.3 Missing data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
12.4 Subgroup analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
12.5 Data safety monitoring committee . . . . . . . . . . . . . . . . . . . . . . . . . . 41

13 Publication of Data 42

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TTM2 Trial Protocol 4

14 Insurance 42

15 Funding 42

16 Timeline 43

17 Trial Participants 44
17.1 Steering Group . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
17.2 Investigators - TBD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45
17.3 Investigator responsibilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46

Appendix A The FOUR SCORE 52

Appendix B The modified Rankin scale (mRS) 53

Appendix C The Glasgow outcome scale - extended (GOSE) 53

Appendix D Charter for the DSMC of the TTM2-trial 54


D.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54
D.2 Primary responsibilities of the DSMC . . . . . . . . . . . . . . . . . . . . . . . . 54
D.3 Members of the DSMC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54
D.4 Conflicts of interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
D.5 Formal interim analysis meeting . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
D.6 Proper communication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
D.7 Closed Sessions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
D.8 Open Reports . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
D.9 Minutes of the DSMC Meetings . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
D.10 Recommendations to the Steering Committee . . . . . . . . . . . . . . . . . . . . 56
D.11 Statistical monitoring guidelines . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
D.12 Conditions for transfer of data from the Coordinating Centre to the DSMC . . . 57

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TTM2 Trial Protocol 5

Acronyms
AE Adverse Event
AHA American Heart Association
BSAS Bedside shivering assessment scale
CA Cardiac arrest
CPC Cerebral Performance Category
DNR Do Not Resuscitate
DSMC Data Safety Monitoring Committee
eCRF electronic Case Report Form
EQ5D-5L Euroqol health Survey 5 Dimensions 5 Level version
ERC European Resuscitation Council
GOS Glasgow Outcome Scale
GOS-E Glasgow Outcome Scale-Extended
HRQoL Health-Related Quality of Life
IHCA In-hospital cardiac arrest
ILCOR International Liaison Committee on Resuscitation
IQCODE Informant Questionnaire on Cognitive Decline in the Elderly
MoCA Montreal Cognitive Assessment
mRS modified Rankin Scale
NSE Neuronspecific enolase
OHCA out-of-hospital cardiac arrest
RASS Richmond Agitation-Sedation Scale
ROSC return of spontaneous circulation
SAE Serious Adverse Event
SBU Statens beredning för medicinsk och social utvärdering - Swedish agency for
health technology assessment and assessment of social services
SDMT Symbol Digit Modalities Test
TSQ Two Simple Questions
WLST Withdrawal of Life Supporting Therapies

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TTM2 Trial Protocol 6

1 Trial Overview
The TTM2 trial is a continuation of the collaboration that resulted in the previous Target
Temperature Management after out-of-hospital cardiac arrest trial (hereafter: TTM1). With its
planned size TTM2 will supersede the TTM1 trial as the largest trial on temperature management
as a post-cardiac arrest intervention.
The TTM1 trial (NCT01020916) [1] was a multicentre, multinational, outcome assessor-blinded,
parallel group, randomised clinical trial comparing two strict target temperature regimens of
33°C and 36°C in adult patients, who had sustained return of spontaneous circulation and were
unconscious after out-of-hospital cardiac arrest, when admitted to hospital. The trial did not
demonstrate any difference in survival until end of trial (Hazard Ratio with a point estimate
in favour of 36°C of 1.06 (95% confidence interval 0.89-1.28; P=0.51)) or neurologic function at
six months after the arrest, measured with the Cerebral Performance Category (CPC) and the
modified Rankin Scale (mRS).
The TTM2 trial is an international, multicentre, parallel group, non-commercial, randomised,
superiority trial in which a target temperature of 33°C after cardiac arrest will be compared with
normothermia and early treatment of fever (Ø37.8°C)
Patients eligible for inclusion will be unconscious adult patients with out-of-hospital cardiac
arrest of a presumed cardiac cause with stable return of spontaneous circulation. Randomisation
will be performed by a healthcare professional in the emergency department, in the angiography
suite or in the intensive care unit via web-based application using permuted blocks with varying
sizes, stratified by site. Due to the nature of the intervention, health care staff will not be blinded
to the intervention. However, outcome assessors, prognosticators, statisticians and conclusion
drawers will be blinded to group allocation.
The intervention period will commence at the time of randomisation. Rapid cooling in the hy-
pothermia group will be achieved by means of cold fluids and state-of-the-art cooling devices
(intravascular/body-surface/nasal/oesophageal). A closed loop system will be used to maintain
the target temperature. In the normothermia arm the aim will be early treatment of fever
(Ø37.8°C) using pharmacological measures and physical cooling when needed. For participants
who develop a temperature of 37.8°C (trigger), a device will be used and set at 37.5°C. All par-
ticipants will be sedated, mechanically ventilated and haemodynamically supported throughout
the intervention period of 40 hours. At 28 hours after randomisation the participants in the
hypothermia group will be rewarmed during 12 hours.
Participants who remain unconscious will be assessed according to a conservative protocol based
on the European Resuscitation Council (ERC)’s recommendations for neurological prognostica-
tion after cardiac arrest.
Follow-up will be performed at 30 days, 6 and 24 months after cardiac arrest. The main results of
the trial will be published following the 6-month follow-up, results from the long-term follow-up
will be presented separately.

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TTM2 Trial Protocol 7

2 Background and Significance


In Europe approximately 300 000 inhabitants suffer an out-of-hospital cardiac arrest each year.
Of those admitted to hospital with return of spontaneous circulation, the majority are uncon-
scious and will need intensive care treatment and only 30-55% will be discharged alive. In
survivors discharged from hospital the frequency of cognitive disability varies between reports.
Using crude, but recommended, outcome scales such as the CPC-scale, Glasgow Outcome Scale
(GOS), or the mRS, the general neurological function is good in the majority of patients, with
only 10% having a severe neurological disability. In studies using more detailed instruments,
cognitive impairment is reported to be present in 50% of survivors, and associated with lower
quality of life and increased caregiver strain.
Many interventions have been tested in order to lower mortality and improve neurologic function
in patients resuscitated after out-of-hospital cardiac arrest. Despite promising results in exper-
imental models, all but one have failed in clinical trials. To date, induced hypothermia is the
only intervention that has shown promising results in preliminary clinical trials.

2.1 Randomised Trials

In 2002 two small trials (n=77 and 275) reported a substantial improvement in survival and
neurological function when unconscious patients with bystander witnessed out-of-hospital cardiac
arrest (presumed cardiac origin and with initial shockable rhythms), were cooled to 32 to 34°C for
12 to 24 hours after return of spontaneous circulation. [2, 3] These two trials received worldwide
attention and international societies such as the American Heart Association (AHA), ERC, and
the International Liaison Committee on Resuscitation (ILCOR) recommended the intervention
in this patient group (strong recommendation, high level of evidence) and also for cardiac arrests
of other origins, and with other initial rhythms. Cochrane reviews from 2009 and 2012 drew the
same conclusion, strongly advocating hypothermia after cardiac arrest.
We performed a systematic review of the available evidence using meta-analysis, trial sequential
analysis and the GRADE methodology and could report that earlier trials on hypothermia were
at high risk of systematic error (bias), random errors (play of chance) and also hampered by
obvious design errors [4] (for instance very selective inclusion criteria excluding more than 90
percent of potential patients). Our conclusion was that the overall quality of evidence was low,
implying equipoise for additional research on hypothermia. In addition, it was clear that the
optimal target temperature range was not defined and unclear whether the suggested benefit in
earlier trials was attributable to hypothermia, or merely to avoiding the fever response, that is
the natural trajectory for most unconscious cardiac arrest patients. We are currently writing a
protocol for an updated version of our previous systematic review and review process will begin
shortly.
With these findings in mind we designed and conducted the Targeted Temperature Management
at 33°C versus 36°C after Cardiac Arrest trial during 26 months between 2010 and 2013. This
trial included 950 participants in 36 hospitals in ten countries and randomised participants to
36 hours of temperature management at either 33°C or 36°C. The trial was more inclusive than
earlier trials including 4 out of 5 unconscious patients with out-of-hospital cardiac arrest of a
cardiac origin admitted to the emergency departments of the participating sites. The number of
included participants was twice that of all previously randomised patients combined. The TTM1-
trial did not demonstrate any difference in survival until end of trial (hazard ratio with a point

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TTM2 Trial Protocol 8

estimate in favour of 36°C of 1.06 (95% confidence interval 0.89-1.28; P=0.51)) or neurologic
function at six months after the arrest, measured with CPC and mRS. Health-related quality-
of-life did not differ significantly between the two groups. [5] Detailed cognitive testing in a
large subset of patients detected cognitive impairment in approximately half of the surviving
participants, with no difference between temperature groups. [6]
Critique of the trial has included that the hypothermia induction was not sufficiently rapid
(although similar to previous trials), that the confidence limits were wide enough to include both
clinically meaningful benefit and harm of the intervention, that subgroups within the general trial
population could benefit from either intervention strategy, and that follow-up with neurocognitive
testing should have been delayed further beyond the 6-month visit used in the trial. International
guideline groups raised the following questions as a result of the TTM1-trial:
• Is fever control a sufficient measure to attenuate brain damage after cardiac arrest?
• Are there subgroups that would benefit from temperature management at a higher or lower
level (for instance patients with longer arrests and more severe brain damage, or patients
in circulatory shock)?
• Could faster and earlier induction of hypothermia improve outcomes in the 33°C-group?
• Were the results of the TTM1-trial not precise enough? Which would imply the need for
larger sample sizes or meta-analytical approaches to better estimate effects.
• Could a longer follow-up perspective help in guiding which intervention is superior?

2.2 Hypothermia in other areas

In systematic reviews of multiple trials, hypothermia to 33°C was found effective in improving
functional outcome in neonates with hypoxic ischaemic encephalopathy, a disease with many
similarities with adult cardiac arrest. [7,8] In paediatric patients, one trial on in-hospital cardiac
arrest was terminated early due to futility while a trial on out-of-hospital cardiac arrest showed
no statistically significant difference between temperature groups. [9, 10] In contrast to this, a
trial of hypothermia for adult traumatic brain injury showed consistently worse outcomes in the
cooled group, and the trial was stopped early due to harm. [11]

2.3 Rationale for a new trial

The evidence for hypothermia in a broad context is conflicting. Clinical trials in various areas
of brain damage indicate both benefit and harm. Theoretical rationale exists and currently hy-
pothermia is the only neuroprotective strategy for cardiac arrest victims in clinical use. Specif-
ically, in adults with cardiac arrest low quality evidence indicate benefit of 33°C and moder-
ate quality evidence indicate no difference between 33°C and 36°C. The recent TTM1-trial has
had a significant influence on the new ILCOR, AHA and ERC statements and guidelines for
2015, [12, 13] which have adopted the view that both lower and milder forms of temperature
management provide similar clinical results. The recommended temperature range has been
changed to include 36°C. Most importantly however, is that the overall evidence level for tem-
perature management after out-of-hospital cardiac arrest has been changed to low, in line with
our conclusion from the meta-analyses performed in 2010. In an international perspective, many
hospitals and regions have already changed strategy in favour of the 36°C-arm, reasoning that

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TTM2 Trial Protocol 9

a less invasive and easier administrated temperature strategy yielding the same clinical results
is preferable. Some hospitals however remain at 33°C based on earlier evidence while others,
motivated by a lack of robust evidence, do not use temperature management at all.
Based on the above and the knowledge gaps indicated in international guidelines and reported by
the Statens beredning för medicinsk och social utvärdering - Swedish agency for health technology
assessment and assessment of social services (SBU), it is reasonable to assess whether rapidly
administered hypothermia to a low target level (32-33°C) is beneficial, and specifically to a priori
define subgroups where the intervention effect could be studied. At the same time, it is important
to clarify if early treatment of fever (easier, less costly and less invasive than the 36°C-arm in
the TTM1-trial) is sufficient to achieve a good functional outcome. It is also important to, for
the first time, investigate the evolution of neurological recovery over an extended period of time.
We therefore propose the TTM2-trial.

2.4 Rationale for early treatment of fever

Fever is a risk factor for death after Cardiac arrest (CA) although it still remains an open question
if it is a causative and modifiable risk factor. Zeiner and colleagues showed an increase in the
odds of a poor neurological outcome for each degree higher than 37°C. [14] However, a body
temperature above 37°C can occur due to individual or diurnal variation. When temperature
is measured in a large population it appears that 37°C has no special significance to human
thermometry. [15, 16] It therefore seems reasonable to apply a less strict definition of fever than
>37.0°C. At the other end of the spectrum, it could be argued that it would be problematic to
allow temperatures up to 38.3°C (A level usually employed in the definition of fever of unknown
origin). [17]
This trial will employ normothermia-targeted temperature management in the control arm, with
37.8°C as a trigger for active temperature management with a feedback device. Although any
temperature cut-off is to some extent arbitrary, the choice of these values is motivated by the
following.
• Diagrammatic data from the HACA-trial [3] suggests a median temperature between 37.5°C
and 37.8°C among patients in the control arm of the trial. If a similar distribution is
assumed in the current trial a substantial number of patients will not require a device, thus
making temperature management considerably less labour and resource intense.
• 37.7°C has been proposed as the upper limit of normal body temperature in healthy adults.
[15] Employing active fever control for any patient who exceeds this temperature therefore
constitutes an aggressive approach to fever control.
• Temperature fluctuations are unavoidable. In the TTM1-trial, the measured temperature
among patients allocated to TTM at 36°C had a standard deviation of approximately 0.5°C.
Assuming a similar variation around 37.5°C (for patients in whom active temperature
management is used), few patients would become unequivocally febrile with temperatures
above 38.3°C.
The functional definition of fever in this trial will therefore be temperatures greater
than, or equal to 37.8°C. Normothermia will be defined as 36.5-37.7°C

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TTM2 Trial Protocol 10

We acknowledge that it is a limitation that the exact effects of fever control are unknown based
on current evidence. We are currently writing two protocols with the titles:
1. Pharmacological fever control interventions for all conditions. A systematic review with
meta-analysis and Trial Sequential Analysis
2. Non-pharmacological fever control interventions for all conditions. A systematic review
with meta-analysis and Trial Sequential Analysis
The two reviews will contribute to a better understanding of the final results as the effects of
the control-intervention will be better characterised.

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TTM2 Trial Protocol 11

3 Trial hypotheses and outcomes


Our objective will be to assess the beneficial and harmful effects of post-ischaemic hypothermia,
when compared with normothermia and early treatment of fever in unconscious adults after
out-of-hospital cardiac arrest.

3.1 Primary outcome

All-cause mortality assessed 180 days after randomisation

3.2 Secondary outcomes

• Proportion of patients with a poor functional outcome measured using the mRS-scale (mRS
0-3 vs 4-6) at 180 days after randomisation.
• Number of days alive and outside hospital within 180 days after randomisation (count
data).
• Health-Related Quality of Life (HRQoL) using EQ5D-5L at 180 days after randomisation.
• Time-to-event (survival). All participants will be followed until the last included participant
has been followed-up at 180 days. If death has not occurred, participants will be censored
at this point.

3.3 Explorative outcomes

• Functional outcome measured using the mRS and Glasgow Outcome Scale-Extended (GOS-
E) and mRS scales at 180 days after randomisation (ordinal data).
• Proportion of patients with a poor functional outcome measured using the GOS-E and
mRS scales at 30 days after cardiac arrest.
• Neuro-cognitive function measured using the Montreal Cognitive Assessment (MoCA) and
the Symbol Digit Modalities Test (SDMT). Neuro-cognitive function will be assessed at
180 days and at 24 months after randomisation.
• Self- and observer reported cognitive disability measured using Two Simple Questions
(TSQ) and the Informant Questionnaire on Cognitive Decline in the Elderly (IQCODE).
These tests will be performed at 180 days and at 24 months after randomisation.
• A repeat analysis of the primary outcome and all secondary outcomes at 24 months.

3.4 Rationale for chosen outcomes

To minimise biased assessment and to avoid competing risks, survival was chosen as the primary
outcome. Although the intervention is primarily thought to affect the development of brain
injury, survival is a global assessment of the intervention’s effect on all organ systems. The
estimated 45% mortality of the target population yields a high power to detect differences in a
reasonably sized trial.

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TTM2 Trial Protocol 12

We recognise the risk that clinically relevant effects on the development of brain injury may be
missed using survival as the only outcome, as neurological outcome for out-of-hospital cardiac
arrest-survivors range from a vegetative state to complete recovery.
To complement and support the primary outcome we will therefore use the mRS-scale to evaluate
functional outcome. [18–20] The mRS-scale is increasingly used in cardiac arrest, and is currently
recommended in a ILCOR consensus statement as part of the Utstein template. [21] The scale
will also likely be part of the core outcome set (COSCA) for cardiac arrest trials, which is being
developed by an ILCOR consensus group including patient and partner representatives. To
facilitate clinical interpretation of the trial results, and to provide an understandable effect size
the primary analysis will be performed as a binary analysis, with the mRS-scale dichotomised
(0-3 vs. 4-6).
To include patient reported outcome measures, HRQoL is recommended by guidelines for out-
come reporting after cardiac arrest [22] and will likely be part of COSCA’s recommendations.
The EQ5D-5L was chosen as the TTM2-trial HRQoL-instrument since it is easy to use, val-
idated, performs well when obtained by proxy and may be used to calculate quality-adjusted
life-years. [23]
The GOS-E scale measures overall recovery and will be an explorative outcome in the TTM2-
trial. GOS-E is an 8-point ordinal scale that has been validated for brain injury and reports
effects on major life areas, ranging from levels of basic abilities (consciousness and dependence in
everyday activities) to upper levels of a good recovery (return to a normal life, including work,
and leisure activities). A standardised questionnaire and good psychometric properties secure
reliable and valid outcome reports between multiple assessors and sites. [24] The commonly used
CPC-scale can be extracted from the GOS-E to facilitate comparisons with other trials and and
meta-analyses.
In the exploratory analyses we will use two tests to address the survivors’ neuro-cognitive func-
tion in the domains mostly affected after CA: memory, executive functions and attention/mental
processing speed. [22] The MoCA is a global cognitive screening test administered in approxi-
mately 10 minutes, which assesses multiple aspects of executive functions, short-term memory
and delayed recall. [25] The SDMT is one of the most sensitive cognitive assessments to indicate
brain injury and specifically assess attention/mental processing speed. [26] In a sub-study of the
TTM1 trial the SDMT was the best discriminator of cognitive function between out-of-hospital
cardiac arrest-patients and controls. [6] As in the TTM1-trial, we will use the 26-item IQCODE
to obtain a relatives’ perspective on changes in the participant’s cognitive performance in ev-
eryday life [27] and the TSQ to obtain the patient reported cognitive outcome. [28] We have
modified the IQCODE to the CA-situation. [29] The preliminary result of our validation study is
that the psychometric properties are retained from the original test. In an attempt to measure
a composite outcome of lower limb strength, proprioception and balance, the Times-Stand Test
will also be performed. [30]

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TTM2 Trial Protocol 13

4 Eligibility
The trial population will be adults (18 years of age or older) who experience a non-traumatic car-
diac arrest of a cardiac or unknown cause with return of spontaneous circulation (ROSC).
Patients will be eligible for enrolment if they meet all the following inclusion criteria and none
of the exclusion criteria.

4.1 Inclusion criteria

1. Out-of-hospital cardiac arrest of a presumed cardiac or unknown cause


2. Sustained ROSC - defined as 20 minutes with signs of circulation without the need for
chest compressions [31]
3. Unconsciousness defined as not being able to obey verbal commands (FOUR-score motor
response of <4) after sustained ROSC.
4. Eligible for intensive care without restrictions or limitations
5. Inclusion within 180 minutes of ROSC

4.2 Exclusion criteria

1. Unwitnessed cardiac arrest with an initial rhythm of asystole


2. Temperature on admission <30°C.
3. On ECMO prior to ROSC
4. Obvious or suspected pregnancy
5. Intracranial bleeding
6. Severe chronic obstructive pulmonary disorder (COPD) with long-term home oxygen ther-
apy

4.3 Note on inclusion and exclusion criteria

In prior trials on hypothermia for cardiac arrest, inclusion criteria have usually included a car-
diac or unknown cause of arrest. Since the update of the Utstein criteria [31] the term "medical
cause of arrest" has been introduced. It is backward compatible with the earlier definition (pre-
sumed cardiac or unknown, other medical aetiologies). A medical cause of arrest can include
asthma/COPD, anaphylaxis or GI-bleeding. We hypothesise that broadening the inclusion crite-
ria would decrease the statistical power to detect a significant effect of the intervention because
of an increased mortality due to other reasons than neurological damage in both temperature
groups. The inclusion criteria of this trial have therefore not been edited to reflect this change
in terminology.
There are three main reasons for including both participants with shockable and non-shockable
rhythms. The first is that any neuroprotective effect of a lower target temperature reasonably
would apply to both patient groups as the mechanism of cerebral injury is the same. Second,

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TTM2 Trial Protocol 14

it is reasonable to presume that any evidence for or against an intervention for patients with
shockable rhythms will also be used for patients with non-shockable rhythm, as evidenced by
the widespread use of hypothermia in both groups during the last decade. Third, including
participants with non-shockable rhythms might increase the proportion of patients with a poor
outcome, leading to an increased power.
Patients with refractory shock (systolic blood pressure <80mmHg despite receiving volume, in-
otropic/vasopressor support and/or an intra-aortic ballon pump (IABP)) will not be excluded
from the trial. Results from the TTM1-trial showed that only 2% of patients assessed for eli-
gibility in the trial were excluded due to refractory shock. The inclusion of these patients are
therefore unlikely to effect the baseline risk of death in a significant way. Additionally, should
the trial show positive results for hypothermia, the intervention will likely be used on patients
in shock. We therefore deem the inclusion of these participants as a pragmatic approach.
Patients who are dependent on others for activities of daily living will not be excluded from the
trial. Our experience from the TTM1-trial has been that a rapid ascertainment of the patient’s
pre-morbid functional status is difficult. To avoid any potential bias in recruitment, these patients
will not be excluded. As the primary outcome will be death this will not impact the main results.
Participants who are later identified to have had a pre-morbid status corresponding to mRS4-5
may be excluded from any analysis where participants are dichotomised into good and poor
neurological outcomes.
Rather than gauging the patients’ pre-morbid status before randomisation we think it more
important to use factors that are known, and easier to establish from medical records at the
moment of randomisation (limitations in care). The potential inclusion of a patient with a Do
Not Resuscitate (DNR) order is likely to have a larger effect on the results than the inclusion of
a patient with a pre-morbid mRS of 4.

4.4 Note on inclusion window

The inclusion window is from ROSC until 180 minutes after ROSC, however a patient is not
eligible until stable ROSC (20 minutes without the need for CPR) has occurred. In practical
terms, this means that the inclusion window is from 20 minutes after ROSC, until 180 minutes
after ROSC.
In the event that a potential participant experiences sequential cardiac arrests, which is not
uncommon, the inclusion window should be based on the state of consciousness and the presence
of stable ROSC. The following scenarios might occur:
• A potential participant is resuscitated from an out-of-hospital cardiac arrest and is uncon-
scious on admission to hospital. Before 20 minutes have passed, a second cardiac arrest
occurs, after which the patient has stable ROSC. - This patient is eligible for inclusion
as the second cardiac arrest is considered a continued event. Time to ROSC should be
recorded as the time to stable ROSC (the second arrest) and the inclusion window starts
at this time point.
• A potential participant is resuscitated from an out-of-hospital cardiac arrest and is uncon-
scious on admission to hospital. After 20 minutes have passed, a second cardiac arrest
occurs, after which the patient has stable ROSC. - This patient is eligible for inclusion.
Time to ROSC should be recorded as the time to stable ROSC (the first arrest) and the
inclusion window starts at this time point.

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TTM2 Trial Protocol 15

• A potential participant has an out-of-hospital cardiac arrest, is transported to hospital


with ongoing CPR and ROSC occurs in the emergency room or angiography suite. - This
patient is eligible for inclusion, as the initial event occurred outside the hospital walls.
• A potential participant has an out-of-hospital cardiac arrest and is conscious on admission
to hospital. This is followed by a second cardiac arrest, stable ROSC, and unconsciousness.
- This patient is ineligible as the event is considered an in-hospital arrest

4.5 Exit from the trial

A participant is free to withdraw his/her informed consent from the trial at any time after
regaining consciousness. A participant will exit the trial if this participant withdraws consent.
The reason for the exit will be collected and reported. The participant will be asked to specify
which aspects of the trial he/she is withdrawing consent and participation from: attending the
follow-up visits, diagnostic testing, inclusion of their data (including survival data) in a database,
or publication. The participant making the withdrawal will be asked for permission to use data
obtained prior to withdrawal and to obtain data for the primary outcome measure. If permission
is obtained, the participant will be included in the final analyses. If the patient declines, all data
from that patient will be destroyed.
If the trial intervention is discontinued by the treating physician because of adverse events, or
any other reason, this does not constitute subject withdrawal from the trial and the patient will
not exit the trial. All cases randomised in this trial will be analysed on an intention-to-treat
basis.

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TTM2 Trial Protocol 16

5 Trial design
The TTM2-trial is a multicentre, international, randomised trial with a 1:1 concealed alloca-
tion. Participants with out-of-hospital cardiac arrest will be randomised to targeted temperature
management with hypothermia at 33°C or normothermia and early treatment of fever equal to,
or greater than 37.8°C. The trial will be investigator-initiated and non-commercial. Outcome
assessors, prognosticators, statisticians, and conclusion drawers will be blinded to treatment
allocation.

5.1 Screening and randomisation (Phase 1)

Screening can be performed either in the emergency room, angiography suite, or in the intensive
care unit. Clinical investigators at each participating site will be responsible for screening of
all patients who are resuscitated from an out-of-hospital cardiac arrest. A screening log will
be compiled and include all out-of-hospital cardiac arrest-patients, whether they are eligible for
inclusion, or not. Informed consent will be obtained according to national ethical approval.
Trial sites will have access to an internet based randomisation application to allow for immediate
allocation and to ensure adequate allocation concealment and adequate generation of allocation
sequence. Each patient will be assigned a unique trial and randomisation number. Randomisation
will be performed with permuted blocks, stratified for trial site. Phase 1 will be identical for
both the intervention and control group.

5.2 Intervention period (Phase 2)

The intervention period will commence immediately after randomisation. Participants allocated
to targeted temperature management at 33°C, will be rapidly cooled with a device to <33°C.
Upon reaching this first temperature goal a maintenance phase will commence, which will end 28
hours after randomisation. During the maintenance phase the target temperature will be 33°C.
This will be followed by rewarming at 13 °C/ hour. In the normothermia group the aim will be a
temperature below 37.5°C. If conservative and pharmacological measures are insufficient and the
temperature reaches 37.8°C, cooling with a device will be initiated with a target temperature of
37.5°C. All participants will be sedated and mechanically ventilated.

5.3 After the intervention period (Phase 3)

Extubation should be attempted at the earliest possible time, based on standard procedures
for discontinuation of mechanical ventilation. For participants who remain in the ICU and are
comatose or sedated at 40 hours after randomisation (end of the intervention) both allocation
groups will have temperature maintained in the normal range with the aim to avoid fever until
72 hours after randomisation. Any use of a temperature management device in this phase will
be at the discretion of the treating physician. Neurological evaluation will be performed by a
blinded physician after a minimum of 96h have passed since randomisation.

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TTM2 Trial Protocol 17

5.4 General ICU-care

The general ICU-care is planned to be delivered similarly in both allocation groups according to
local standardised care plans at the discretion of the treating physicians. Fluid therapy should
be guided by standard procedures for haemodynamic support (fluid responsiveness, urinary out-
put, haemodynamic and laboratory values, echocardiography etc). There will be treatment
recommendations for sedation and management of shivering (outlined below). Management of
haemodynamics, respiration, metabolic disturbances and seizures should be according to local
protocols, at the discretion of the treating physician. Cardiac interventions will also be guided
by local protocols, however participating centres will need to have access to around-the-clock
invasive management, either on-site or at a nearby hospital also part of the trial. Cardiac
catheterisation should not be delayed by the intervention, but efforts should be made to ensure
temperature management during the procedure.

5.4.1 Sedation

Sedation will be mandatory for 40 hours after randomisation. There will not be a defined protocol
for sedation and analgesia but short-acting drugs or volatile anaesthesia will be recommended.
The sedative should be titrated to achieve deep sedation, a Richmond Agitation-Sedation Scale
(RASS) of minus 4 should be targeted (No response to voice, but any movement to physical
stimulation). [32]
Beyond adequate sedation during targeted temperature management, prolonged sedation is not
recommended in international guidelines. Requiring 40 hours of sedation in both allocation arms
therefore constitutes a departure from what is normally considered standard care. However, since
participants included in the TTM2-trial would have received targeted temperature management
and sedation, whether they were included in the trial or not, there is no difference in their
treatment in regards to sedation. This approach is to facilitate a true comparison of two targeted
temperatures, hypothermia and normothermia. Without sedation requirements there would
be a substantial difference in the total dose of sedative agents between the hypothermia and
normothermia treatment arms. Though the amount of sedatives administered in the hypothermia
arm may still exceed the dose in the normothermia arm, a required sedation time is likely to
lessen the difference.

5.4.2 Shivering

Shivering will be assessed according to the Bedside shivering assessment scale (BSAS). [33] The
treatment goal for shivering will be to maintain a BSAS score of 0 or 1. To ensure adequate
control of shivering the following protocol will be recommended. The recommended measures to
reduce shivering should be continued through the entire intervention period in both allocation
groups.
• Baseline care for all patients: Acetaminophen/Paracetamol administered either intravenously,
parenterally or rectally, according to standard dosing guidelines. Acetaminophen/Paracetamol
may be withheld at the discretion of the treating physician if liver dysfunction contraindi-
cates the use. Buspirone, magnesium, clonidine, meperidine and skin counterwarming will
be included in baseline care if these interventions are part of the local protocol for man-
agement of shivering. They will not be required for baseline care.

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TTM2 Trial Protocol 18

• Step 1: Increased sedation with propofol/dexmedetomidine and/or opiate. If the partici-


pant is haemodynamically unstable, midazolam may be substituted for propofol.
• Step 2: Administration of a neuromuscular blocking agent

5.4.3 The Bedside Shivering Assessment Scale (BSAS)

0 None No shivering
1 Mild Shivering localized to neck/thorax, may be seen only as artifact on ECG
or felt by palpation
2 Moderate Intermittent involvement of the upper extremities ±thorax
3 Severe Generalized shivering or sustained upper/lower extremity shivering

5.5 Prognostication

Evaluating an intervention that cannot be blinded to the treating clinicians, the TTM2-trial will
employ a conservative and strict protocol for neurological prognostication and related decisions
regarding limitations in level-of-care - to mitigate potential bias.
Prognostication will be performed on all participants still in the ICU at 96 hours after randomi-
sation. The prognostication will be based on the ERC and European Society for Intensive Care
Medicine recommendations [12,34] and performed at approximately 96h after randomisation, but
may be delayed due to practical reasons (such as weekend or national holiday). The physician
performing the prognostication will be a neurologist, intensivist or other specialist experienced
in neuroprognostication after cardiac arrest and who has not been involved in patient care. The
prognosticator will be blinded for group allocation, but not for relevant clinical data. Prognos-
tication and the potential decision to withdraw active intensive care are closely related but will
be considered separate entities.
The result of the prognostication will be categorised as “YES” or “NO”, based on the answer
to the question “Does this patient fulfil the TTM2-trial criteria for a likely poor neurological
outcome?”. This assessment will be recorded in the case report form and will be communicated
to the treating clinician.
Any decision to withdraw active life support will be made by the treating physicians, together
with the patient’s relatives or legal surrogates, as required by local legislation. In making this
decision the treating physician may use the information from the prognostication. The blinded
external physician will not make any recommendation on WLST. Efforts will be made to suffi-
ciently delay prognostication to ensure that any lingering effects of sedative agents will not affect
the assessment.
Prognostication will be based on two mandatory, and four optional modalities.

5.5.1 Clinical examination - mandatory

A clinical examination including assessment of brainstem reflexes and described using the FOUR-
score will be performed daily on all patients. An exception to the FOUR-score is that myoclonus
will be considered separately in this trial. Absent or extensor motor response to pain (FOUR-
score motor response 0-1) at 96h or later in a patient who is considered unaffected by sedative

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TTM2 Trial Protocol 19

agents, is a prerequisite to consider the neurologic prognosis poor. The bilateral absence of
pupillary and corneal reflexes at 96h after CA or later, is a finding indicative of a poor progno-
sis.
The daily clinical examination by the ICU-staff should also include an assessment of status
myoclonus (continuous and generalised myoclonus persisting for at least 30 min). A prospectively
documented early status myoclonus (within 48 hours) is indicative of a poor prognosis.
Information from daily examinations including evaluation of status myoclonus should be available
to the blinded physician performing the evaluation.

5.5.2 EEG - mandatory

An EEG performed between 48h and 96h after randomisation will be performed on all partici-
pants who survive, and remain unconscious to this point, in line with standard clinical practice.
If it is not possible to perform an EEG study in the specified time frame due to practical reasons
(such as weekend or national holiday), the EEG should be performed as soon as possible after
96h.
An EEG with a highly malignant pattern, and without reactivity to sound and pain is indicative
of a poor prognosis.

5.5.3 Brain CT - optional

If a brain-CT shows signs of global ischaemic injury, such as: generalised oedema with reduced
grey/white matter differentiation and sulcal effacement, this is indicative of a poor prognosis. A
CT should be considered in patients who remain unconscious to exclude other pathologies such
as intracranial haemorrhage or infarction.

5.5.4 Brain MRI - optional

A brain MRI at 3-5 days may be incorporated into prognostication if it has been performed. Signs
of global, diffuse, or bilateral multifocal ischaemic lesions is indicative of a poor prognosis.

5.5.5 Neuron specific enolase- optional

High levels of Neuronspecific enolase (NSE) are indicative of a poor prognosis. NSE-sampling
will not be mandatory, but may be used by sites with experience. If serial samples are avail-
able, and these are consistently higher than locally established levels associated with a poor
outcome, this may be seen as indicative of a poor outcome. Samples with haemolysis should be
disregarded.

5.5.6 SSEP - optional

Absent SSEP N20-responses bilaterally may be seen as indicative of a poor prognosis, if SSEP
is performed more than 48h after randomisation.

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TTM2 Trial Protocol 20

5.5.7 The TTM2-trial criteria for a likely poor neurological outcome

The following criteria, evaluated at 96 hours after randomisation or later, need to be fulfilled to
establish a likely poor neurological outcome.
• Absent or extensor motor response to pain
AND at least two of the following:
• Bilaterally absent pupillary and corneal reflexes
• Bilaterally absent SSEP N20-responses
• Diffuse anoxic brain injury on CT or MRI
• Documented status myoclonus within 48h of randomisation
• High levels of serum NSE
• An EEG with a highly malignant pattern and without any observed reactivity to sound or
pain. Patterns that are considered highly malignant are: [35, 36]
1. Suppressed background (amplitude <10mV, 100% of the recording) without discharges.
2. Suppressed background with superimposed continuous periodic discharges.
3. Burst-suppression (periods of suppression with amplitude <10mV constituting 50%
of the recording) without discharges.
4. Burst-suppression with superimposed discharges.
Note: Participants with suspected ongoing status myoclonus at the time of assessment should still
be assessed for a response to pain. An increase in the frequency or amplitude of myoclonic jerks
when a painful stimuli is applied should not be considered as a motor response. If the participant
localises to pain, the prognosis should not be stated as "likely poor neurological outcome", as this
state may be compatible with a diagnosis of Lance-Adams syndrome.

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TTM2 Trial Protocol 21

5.6 Withdrawal of life supporting therapies (WLST)

All participants in the trial will be actively treated until 96 hours after randomisation. There
will be two exemptions from this rule.
• Participants in whom further treatment is considered unethical due to irreversible organ
failure, a documented medical comorbidity, or other reasons
• Participants in whom brain death is established, however this will be defined as death and
not WLST
The assumption of a poor neurological prognosis alone will not be considered sufficient to employ
withdrawal of active intensive care prior to 96 hours after randomisation. After prognostication
has been performed, WLST due to a presumed poor prognosis will be allowed if the TTM2-
trial criteria for a likely poor neurological outcome are fulfilled and all effects of sedation on
consciousness are ruled out.
Participants who have an unclear prognosis at 96h after randomisation should be reexamined
daily and WLST may be considered if neurological function does not improve and, metabolic
and pharmacological reasons for prolonged coma are ruled out. If a decision of WLST is made,
the time point and the main reasons for withdrawing life-supporting therapies will be recorded.
However supporting therapy may also be continued regardless of the neurological assessment of
prognosis, at the discretion of the treating physician.

5.6.1 Brain death

Participants in whom brain death due to cerebral herniation is established will be registered as
dead when a conclusive assessment has been made. If death is due to brain death this will be
registered.

5.7 Follow up

A first formal follow-up will take place at 30 days after cardiac arrest. For some participants this
follow-up will take place face-to-face in hospital. For those participants who are assessed after
discharge, follow-up will be performed by telephone. Participants will be assessed according to
the mRS-scale.
At six and twenty-four months, participants will be invited to a clinic visit, if possible with a
relative or close friend. At these visits specially trained, blinded assessors will perform structured
interviews and administer tests according to the secondary and exploratory outcomes. The
assessment will focus on cognitive function, quality-of-life, return to work, participation in society
cardiovascular risk factors including physical activity. At the twenty-four month visit participants
will be approached for consent regarding a potential follow-up at 60 months.
The outcome-assessor may be an occupational therapist, physician, research nurse, psychologist
or similar, who is proficient in the English language. Outcome-assessors will be provided with a
written trial manual with detailed guidelines for performing the questionnaires and assessments.
Training sessions will be provided by the trial coordinating team. At the end of each training
session participants will perform mRS scoring on a number of practice cases. Outcome-assessors
will also be encouraged to perform all follow-up procedures on a number of pilot persons.

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TTM2 Trial Protocol 22

5.8 Blinding

The clinical team responsible for the participant (physicians, nurses and others) and involved
with direct patient care will not be blinded to allocation group due to the inherent difficulty in
blinding the intervention and as temperature is a vital sign required for clinical care. Measures
will be taken to ensure that the information about allocation will not disseminate beyond the
immediate group of caregivers responsible for patient care. A blinded physician will evaluate
the patient at 96 hours after randomisation and make a statement on neurological prognosis.
The intensive care physician will not be allowed to share any information regarding temperature
allocation group. Participants, their legal representatives, and family will only be informed that
the patient has received targeted temperature management. Health personnel responsible for
outcome assessment at follow-up will be blinded to the allocation of the intervention.
The steering group, author group, trial statistician, outcome assessors, prognosticators, statisti-
cians and the trial coordinating team will be blinded to group allocation. The two intervention
groups will be coded as "A" and "B". Two conclusions from all outcomes in the main manuscript
will be drawn: one assuming "A" is the experimental group and "B" is the control group - and
one assuming the opposite. All conclusion must be approved by the author group before the
code is broken.

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TTM2 Trial Protocol 23

6 Coenrolment
In certain circumstances, coenrolment in multiple trials might be highly advantageous as research
questions can be answered more quickly and data collection can be more efficient by collecting
similar data. In other circumstances, coenrolment might be impossible due to logistical issues,
or an interaction between the interventions.
It has been argued that coenrolment in RCTs should be assessed on a case-by-case basis in critical
care as there are a wealth of methodological, legal and logistical issues that can arise when a
patient is enrolled in more than one trial. [37] When assessing the possibility of coenrolment from
a scientific standpoint, guidelines from the Canadian Critical Care group (CCCG) suggest that
coenrolment of 1 ICU-patient into two RCTs only if:
• Interventions being tested in the 2 RCTs are commonly available interventions (e.g., rec-
ommendation against co-enrolment for new biologicals or devices for which mechanisms
and outcomes are very uncertain)
• The intervention arms are unrelated and there is unlikely to be biologic interaction in the
interventions tested in the 2 RCTs
• Both of the RCT Steering Committees are in agreement

6.1 Coenrolment in the TAME trial

The Targeted Therapeutic Mild Hypercapnia After Resuscitated Cardiac Arrest: A Phase III
Multi-Centre Randomised Controlled Trial (TAME trial) (ACTRN12617000036314p) aims to
determine whether targeted therapeutic mild hypercapnia improves neurological outcome at 6
months compared to standard care and targeted normocapnia. Coenrolment in this trial will
be allowed, and encouraged for sites participating in the TTM2-trial. However, the option to
participate in only the TTM2-trial will be retained for sites that are not willing, or able to
coenroll. We consider coenrolment in TTM2 and TAME as an effective utilisation of research
resources. We further consider that the methodological prerequisites suggested by the CCCG
are fulfilled.
• Both interventions (temperature management and ability to apply TTMH) are readily
available in all study ICUs.
• An interaction between TTM and TTMH is not likely. Though both interventions aim
to reduce cerebral injury, the proposed mechanisms differ. While TTMH is proposed to
improve cerebral blood flow, TTM is believed to have multiple neuroprotective effects
including reductions in metabolic rate and pathologic cell signalling. We have studied
the interaction between pCO2 and temperature in the TTM-trial (unpublished data) and
found no significant interaction. In an analysis which was adjusted for common predictors
of outcome, participants with an average pCO2 above 6kPa were not more likely to die
(OR 1.03 (95%CI 0.45-2.37 , p=0.95). The interaction term between TTM at 36°C and an
average pCO2 of Ø6kPa was not significant (OR 0.49 (95%CI 0.13-1.77, p=0.27).
• The steering groups of the TTM2-Trial and the TAME-trial are in agreement regarding
coenrolment. Inclusion criteria, data collection and protocols have been harmonised to
facilitate coenrolment

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TTM2 Trial Protocol 24

There will be an appendix to this protocol outlining specific issues pertaining to co-enrolment
between TTM2 and TAME. A letter of understanding between the two steering groups will also
be appended.

6.1.1 Stratification

To avoid baseline imbalances in intervention arms, patients that are randomised in both TTM2
and TAME will be stratified according to allocation in the TAME trial (see separate statistical
analysis plan).

6.2 Coenrolment in other trials

Study participants may be included in any observational trial which does not affect protocol
adherence in the TTM2-trial. Pursuant to approval by the TTM2-steering committee, coenrol-
ment in other randomised or intervention trials may be possible. Approval will be granted by
the steering committee on a case-by-case basis.

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TTM2 Trial Protocol 25

7 Intervention period (Phase 2)

7.1 Hypothermia

Phase 2 of the trial starts immediately at randomisation. Temperature will be recorded hourly
via a bladder thermometer. If the patient is oliguric, or if a bladder recording is not available
the core temperature will be assessed by an oesophageal or intravascular probe. The total length
of phase 2 will be 40 hours and will be divided into two blocks.

7.1.1 Block A - cooling phase and maintenance phase

Cooling can be induced by the following means:


• Intravenous cold (4°C) fluids. Normal saline, Hartman’s solution or other similar crystal-
loids are recommended. The maximal volume for the initial cooling will be 30ml/kg-1 .
• Approved endovascular cooling devices with closed loop systems
• Approved available surface cooling devices with closed loop systems
• Approved devices for intranasal or oesophageal cooling
• Ice-packs or cooling pads
• Pharmacological treatment with Acetaminophen/Paracetamol (part of anti-shivering pro-
tocol)
• Complete exposure of the patient
• Lowering of ambient temperature
• Any combination of the above that includes a device
After randomisation participants will be cooled as quickly as possible, with an initial target tem-
perature of 32°C. An initial target of 32°C will mean that the device used to induce hypothermia
will be set at 32°C. In the event that a device is used which does not allow a target temperature
below 33°C, the device should be set at 33°C. If a patient has a temperature between 30°C
and 33°C, the patient may be actively rewarmed to 33°C. However, passive rewarming between
30-33°C may also be used, if preferred by the treating physician.
The recommended method of cooling will by a approved available feedback controlled device. To
allow for a pragmatic trial, that does not limit the induction of hypothermia to any type of device
and at the same time allow rapid cooling, initial cooling with cold fluids will be allowed. Use
of neuromuscular blocking agents will be recommended to facilitate induction of hypothermia.
Feasibility studies of novel cooling devices will not be allowed in the TTM2-trial.
The target temperature should be achieved as soon as possible. Local protocols should be
developed to ensure that it is feasible to reach the targeted temperature within 90 minutes or
shorter in the majority of participants.
When participants in the hypothermia arm reach below 33°C the target temperature and device
setting should be immediately adjusted to 33°C.

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TTM2 Trial Protocol 26

Adult, unconscious Screening according to Inclusion


OHCA patient inclusion and exclusion Randomisation
with ROSC criteria Baseline characteristics

Maximum 180 minutes


P hase1 ROSC

End of inclusion window


20 minutes

Sustained ROSC - Start of inclusion window

Block A: 28h Block B: 12 h


Rapid achievement of target temperature, followed by rewarming to
maintenance at 33°C normothermia

CT, coronary angiography, PCI, other interventions when indicated


P hase2

Mandatory use of device. Mandatory sedation.

Start of the intervention as soon as


possible after randomisation

Hour 40 to hour 96
Sedation is discontinued or tapered.
Temperature control in normothermic range (36.5-37.7°C) until 72h - unless
awake and extubated
Extubation and discharge allowed from start of phase 3.
Neurological prognostication at 96 hours after randomisation or later
P hase3

32 hours of continued fever control. Device used if needed.

Prognostication
Minimal sedation, when necessary for ICU care clinical exam, CT,
EEG, MRI, SSEP

Figure 1: Schematic of trial intervention - Hypothermia

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TTM2 Trial Protocol 27

Adult, unconscious Screening according to Inclusion


OHCA patient inclusion and exclusion Randomisation
with ROSC criteria Baseline characteristics

Maximum 180 minutes


P hase1 ROSC

End of inclusion window


20 minutes

Sustained ROSC - Start of inclusion window

40 hours
Target temperature Æ37.5°C with conservative measures.
Active cooling (with device) if temperature Ø37.8°C

CT, coronary angiography, PCI, other interventions when indicated


P hase2

Mandatory Sedation

Hour 40 to hour 96
Sedation is discontinued or tapered.
Temperature control in normothermic range (36.5-37.7°C) until 72h - unless
awake and extubated
Extubation and discharge allowed from start of phase 3.
Neurological prognostication at 96 hours after randomisation or later
P hase3

32h of fever control (if device used)

Prognostication
Minimal sedation, when necessary for ICU care clinical exam, CT,
EEG, MRI, SSEP

Figure 2: Schematic of control group - Normothermia and early treatment of fever

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TTM2 Trial Protocol 28

A target temperature and device setting of 33°C will be maintained until 28h after randomisation.
Temperature control during the maintenance phase will be managed with an approved feedback
controlled device.

7.1.2 Block B - Rewarming

Block B is the period (12h) allocated to restoration of normothermia. Participants will be


rewarmed at 13 °C/ hour (1°C in three hours) allowing 12 hours for rewarming.

7.1.3 Early termination of the intervention

The intervention may be discontinued if hypothermia is the suspected cause of uncontrolled


bleeding, life threatening arrhythmia or refractory haemodynamic instability, at the discretion
of the treating physician. The target temperature will then be adjusted to Æ37.5°C

7.1.4 After rewarming

After 40 hours, those participants who remain comatose should be kept at a normothermic level
(36.5 - 37.7°C) until 72h after randomisation and active warming should be avoided.

7.2 Normothermia and early treatment of fever

Normothermia, an active comparator will mirror the phases of the hypothermia intervention
to ensure comparability between the allocation arms. However, the temperature management
strategy will be different.
Temperature will be recorded via a bladder thermometer. If the patient is oliguric, or if a bladder
recording is not available the core temperature will be assessed by an oesophageal or intravascular
probe. Participants who have an initial temperature between 30-33°C may be actively rewarmed
to 33°C, at which point active rewarming should be suspended. However, passive rewarming
between 30-33°C may also be used, if preferred by the treating physician. Participants with an
initial body temperature above 33°C will not be actively rewarmed to normothermia. To ensure
that temperature does not reach 37.8°C the following conservative interventions will be allowed,
at the discretion of the treating physician.
• Pharmacological treatment with Acetaminophen/Paracetamol (part of anti-shivering pro-
tocol)
• Complete exposure of the patient
• Lowering of ambient temperature
If conservative measures are insufficient, a device for temperature management will be used. The
definition of insufficient fever control with conservative measures is:
A single recorded measurement of core body temperature Ø37.8°C, regardless whether the tem-
perature is deemed to be of infectious origin or a response to neurological injury
If the criterion for insufficient fever control is fulfilled the same methods that will be used in the
intervention arm will be used to achieve a target temperature of 37.5°C.

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TTM2 Trial Protocol 29

• Approved endovascular cooling devices with closed loop systems


• Approved available surface cooling devices with closed loop systems
• Intravenous cold (4°C) fluids for initial induction of hypothermia, if a device is not in situ.
Normal saline, Hartman’s solution or other similar crystalloids are recommended. The
maximal volume will be 30ml/kg-1 or 2 liters. Fluids should be given whilst the device is
being applied/inserted.
The treating physician may prescribe the application of a device (insert an endovascular catheter
of apply a surface device) either prophylactically in all participants randomised to normothermia
or if a rise in temperature is encountered. However the device will not be switched on until a
core body temperature of Ø37.8°C is measured. Active fever control will be initiated as soon as
a core body temperature reaches 37.8°C during the first 40 hours after randomisation. After 40
hours, those participants who remain comatose should be kept at a normothermic level (36.5 -
37.7°C) until 72h after randomisation and active warming should be avoided.

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TTM2 Trial Protocol 30

8 Data collection
Clinical, laboratory and background data will be collected at the time of enrolment, during the
ICU-stay, at ICU-discharge, at hospital-discharge, and at follow-up. This section provides a
summary of the data that will be collected.
Data will be obtained from hospital records, relatives, and ambulance services and will be entered
into a web-based electronic case record form (eCRF) by site personnel. The site investigator must
sign all eCRFs before trial completion to verify that the recorded data is correct and complete.
The software for the web-based form will be provided by Lytics, Malmö, Sweden. Data from the
web-based forms will be migrated to a trial database, which will be handled by the coordinating
team.
The sponsor supplies a standard description of all units of measurement in the eCRF. If a
trial site uses different units of measurement and this might be a potential source of error,
the site investigator should contact the coordinating team to have the data capture module
modified. Data not obtainable will be registered as missing and measures to obtain data should
not delay intervention or concomitant treatment (i.e. central line not in place at the time of data
collection)

8.1 Baseline data

This data will be obtained from emergency medical services/ambulance personnel or hospital
records.

8.1.1 Pre-randomisation characteristics

• Inclusion and exclusion criteria


• National identification number
• Age
• Sex
• Time and date of ROSC
• Type of temperature management system planned (intravascular or surface cooling)

8.1.2 Pre-hospital data

• Scene of arrest (home, work, public place, nursing facility, other)


• Witnessed arrest (Y/N)
• Bystander CPR (Y/N)
• Bystander defibrillation performed (Y/N)
• First monitored rhythm at arrival of EMS
(asystole, PEA, VF, non-perfusing VT, ROSC after bystander defibrillation, unknown
(shockable or unshockable))

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TTM2 Trial Protocol 31

• Use of active compression-decompression device


(No, Yes(LUCAS, Autopulse, manual))
• Number of defibrillations (if applicable)
• Date and time of cardiac arrest
• Time of emergency call
• Estimated time from arrest to advanced life support
• Pre-hospital airway (no, intubated, supra-glottic airway device)
• Amount of adrenaline (mg)

8.1.3 Background data

• Height
• Weight
• Pre-arrest neurological function
• Previous percutaneous coronary intervention? [Y/N]
• Previous coronary artery bypass grafting? [Y/N]
• Previous implantable cardioverter defibrillator (ICD)? [Y/N]
• Previous atrial fibrillation of flutter? [Y/N]
• Previous hypertension with pharmacologic treatment? [Y/N]
• Charlson comorbidity index
• Measurement of pre-arrest frailty using the Clinical Frailty Score (1-9)

8.2 Data on hospital admission

• First recorded tympanic temperature (bilateral, highest value)


• FOUR-score
• STEMI - New ST-segment elevation Ø1 mm in Ø2 contiguous ECG leads
• ECG suspicious for acute ischaemia (No, ST-segment depressions (Y/N), T-wave inver-
sions(Y/N), Acute LBBB(Y/N)
• ECG rhythm (sinus / atrial fibrillation or flutter / other
• Prophylactic antibiotics prescribed (Y/N/Treatment warranted)
• SOFA score on admission (without neurological sub-score)
• Shock on admission, BP<90mmHg for at least 30 minutes or the need for supportive
measure to maintain a systolic Ø90mmHg and end-organ hypoperfusion (cool extremities,
or urine output of less than 30ml/hr, and a HR >60 beats per minute

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TTM2 Trial Protocol 32

8.3 In the ICU

8.3.1 Data during the intervention

• Hourly temperature (bladder)


• Time (minutes) to core temperature of 34.0°C
• Mean arterial pressure, heart frequency
• Use of invasive haemodynamic monitoring (No, Thermodilution catheter, Pulmonary artery
catheter)
• Cumulative doses of sedatives

8.3.2 Additional temperature measurements

• Between 41 and 48h after randomisation temperature will be recorded hourly


• Between 49 and 72h after randomisation temperature will be recorded every four hours

8.3.3 Daily during the ICU stay:

• FOUR-score, eye response, motor response, brainstem score, respiratory score


• SOFA score (without neurological sub-score)
• Need for mechanical circulatory assistance
• Highest body temperature
• Highest level of shivering (BSAS)
• Adverse events
• If trial intervention has been discontinued, time of discontinuation and specified reason
• If active intensive care is withdrawn, specify reason
• If dead, specify presumed cause of death, cardiac, cerebral, other

8.3.4 Neurology

• Results of the clinical neurological examination


• Results and time of SSEP, MRI, CT, NSE and EEG
• The stated prognosis from the blinded examiner, dichotomised as poor outcome likely (Y/N,
based on the definition in the trial protocol) and which criteria are fulfilled

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TTM2 Trial Protocol 33

8.3.5 At ICU discharge

• Time and results of coronary angiography


• Time of PCI/open-heart surgery, if performed
• Discharge facility (coronary care unit/general ward/other ICU/dead)
• Results of microbial cultures for patients with sepsis

8.4 At hospital discharge

• Discharged to: nursing home/rehabilitation unit/other hospital/home/dead


If dead, presumed cause of death: cardiac/cerebral/multiorgan failure/other
• Probable cause of cardiac arrest
• Organ donation (No/Donation after cardiac death/Donation after confirmed brain death)
• Autopsy performed (No/Yes)

8.5 30 days after randomisation

• If the patient is deceased, date of death, presumed cause of death: cardiac/cerebral/other


• Date of hospital discharge as obtained from hospital notes or registries
• mRS and GOS-E assessment by telephone interview

8.6 180 days after randomisation

• Survival status obtained from hospital or civil registries


• mRS and GOS-E assessment
• Cognitive function tested with MoCA, IQCODE, SDMT, Times-Stand Test, and health-
related quality of life tested with: EQ5D-5L
• Cardiovascular risk factors (Physical activity, HbA1c, cholesterol, blood pressure)

8.7 24 months after randomisation

• Repeat evaluation of mRS, EQ5D-5L, GOS-E, cognitive tests, participation in society and
cardiovascular risk factors, including physical activity

8.8 Planned investigations

Most investigations and interventions are performed at the discretion of the treating physician.
However an EEG at 48-96h after randomisation is included in the protocol, for all patients who
remain unconscious. Reasons for omission will be collected.

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TTM2 Trial Protocol 34

8.9 Laboratory testing

Laboratory testing will be performed as soon as possible after ROSC and continuously during
the ICU-period. All blood gases will be analysed using the alpha-stat method.
• Earliest available blood gas after ROSC: FiO2 , pO2 ,pCO2 , BE, pH, lactate, glucose.
• Blood gas every four hours during the intervention (FiO2 , pO2 , pCO2 , BE, pH, lactate,
glucose and insulin dose)
• On admission to ICU (Lowest Thrombocytes, Lowest PaO2 , highest creatinine, highest
bilirubin, HbA1c)
• Daily in the ICU (highest creatinine)

8.10 Biobank

Additional blood samples will be drawn at admission, 24, 48, and 72 hours after cardiac arrest.
Samples will be processed and aliquoted according to a separate protocol. All samples will be
transported to, and stored in a central biobank. Blood samples may be analysed for routine clin-
ical laboratory measurements and prognostic biomarkers, including markers of neuronal injury,
inflammation and mitochondrial content. No analysis of nuclear DNA will be performed within
the scope of the trial. No measurements will take place before the end of the trial, and no results
from the biobank will be published in the initial manuscript.

8.10.1 Blood samples

• Admission: serum vial 6 ml, plasma vial 6 ml, pax-RNA tube 2.5 ml
• 24h: serum vial 6 ml
• 48h: serum vial 6 ml, plasma vial 6 ml, pax-RNA tube 2.5 ml
• 72h: serum vial 6 ml

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TTM2 Trial Protocol 35

9 Ethics and informed consent


An ethics application (2015/228) is approved by the Regional Ethics Committee at Lund Uni-
versity. Ethics applications will be submitted to all relevant ethics boards in every country
participating. The ethics applications will seek approval for a delayed written consent process,
since temperature management must be regarded as an emergency procedure and must be started
as soon as the participants are admitted to the Emergency Departments. We judge that this
strategy is justifiable according to the Declaration of Helsinki article 30 available from the World
Medical Association. Participants regaining consciousness will be asked for written consent as
soon as they are able to make an informed decision. The consenter will be provided with writ-
ten and oral information on this trial to make an informed decision about participation in the
trial. The consent form must be signed by the participant or legally acceptable surrogate and by
the investigator seeking the consent. Relatives will be approached for written consent for their
participation during follow-up visits.

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TTM2 Trial Protocol 36

10 Data management

10.1 Data handling and record keeping

Individual patient data will be handled as ordinary chart records and will be kept according
to the legislation (e.g. data protection agencies) of each participating country. Data will be
entered into the electronic database (eCRF) produced by Lytics-Health, Malmö, Sweden. The
electronic data capture module fulfils all criteria for handling of patient data according to the
Swedish legislation on management of personal data "Personuppgiftslagen", (PUL) and is FDA
(Food and Drug Administration) and HIPAA (Health Insurance Portability and Accountability
ACT) compliant. All original records (incl. consent forms, CRFs, SAE reports and relevant
correspondence) will be retained at trial sites or the centre for Cardiac Arrest at Lund University
for 15 years to allow inspection by relevant authorities. The trial database will be maintained
for 15 years and anonymised if requested for revision.

10.2 Quality control and quality assurance

The trial will be externally monitored by national monitoring offices coordinated by the clinical
trial manager and Clinical Studies Sweden, Forum South. The frequency of on-site monitoring
will depend on compliance with the protocol, number of enrolled participants and data handling.
At a minimum, there will be a pre-trial meeting, mandatory monitoring after the trial and once
during the trial period. Source data verification will be performed according to a monitoring
plan which will be available only to the trial monitors before the start of the trial.
All trial sites will be provided with sufficient information to participate in the trial. This docu-
ment, CRFs, instructions for registration, checklists for inclusion/exclusion and randomisation,
and a protocol for medical treatment will be distributed to all sites. Sites will also receive train-
ing on how to perform assessments at follow-up visits. The site investigator will be responsible
for that all relevant data are entered into the electronic CRFs. The CRFs will be constructed
in order to assure data quality with predefined values and ranges on all data entries. Data
management activities will be performed and organised by the trial coordinating team.

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TTM2 Trial Protocol 37

11 Adverse events
Detection, documentation and reporting of the following events will be the responsibility of the
local investigator.

11.1 Definitions

An adverse event is:


• Any untoward medical occurrence in a clinical trial subject
Untoward medial occurrences are expected in all patients who are resuscitated from cardiac arrest
and treated in intensive care. This critically ill group of patients will per definition experience, be
monitored and treated for untoward medical occurrences, and this is considered standard care.
Therefore no adverse events will be reported.
A Serious adverse event is defined as any adverse event that:
• Results in death
• Is life threatening
• Requires hospitalisation or prolongation of current hospitalisation
• Results in persistent or significant disability or incapacity
• Results in a congenital anomaly/birth defect
Death is an expected outcome among survivors of cardiac arrest. Approximately 45% of patients
will not survive to six months, therefore death will not be considered a serious adverse event.
Standard care of cardiac arrest patients includes a host of complications that fit the definition
of an SAE. For example, more than 90% of all patients in the TTM1-trial experienced a serious
adverse event. Only a small number of those events could be considered unexpected or caused by
the intervention. Additionally, when TTM at 33°C and 36°C was compared in the TTM1-trial,
only hypokalaemia (which occurred in the majority of patients) differed between temperature
groups.
The complications attributable to hypothermia in prior research primarily include electrolyte
disorders, infection, arrhythmias, bleeding, haemodyanamic instability and skin complications
related to the use of surface devices for temperature control. Despite this, none of the ran-
domised trials on temperature control for cardiac arrest have shown any difference in the inci-
dence of these complications (hypokalaemia in the TTM1-trial being the exception). To strike a
balance between over-reporting, and maximise the probability of finding any true and important
differences only the following will be considered serious adverse events:

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TTM2 Trial Protocol 38

Specific serious adverse events


• Sepsis and septic shock, according to the 3rd international consensus definitions for sepsis
and septic shock
• Moderate or severe bleeding, according to the GUSTO criteria
• Device related skin complications (blistering or skin necrosis)
• Arrhythmias resulting haemodynamic compromise
• Bradycardia necessitating pacing
Other serious adverse events
• Unexpected serious adverse event

11.2 Reporting of serious adverse events

All serious adverse events not previously documented in the subject will be reported daily in the
eCRF during the intensive care unit stay. Events that occur after discharge from the intensive
care unit will not be reported. The specific serious adverse events described above will be reported
whether they are considered related to the intervention or not. As the specific adverse events in
many circumstances may be considered expected, they will not automatically mandate further
follow-up.
At each daily assessment all unexpected serious adverse events either observed by the investiga-
tor or other caregivers must be recorded and evaluated. The event should be reported within 24
hours from awareness of the event using the eCRF. The nature and circumstances of the event
should be described. Expected events is this population of participants include, but or not lim-
ited to haemodynamic instability, cardiac arrhythmias, electrolyte abnormalities, reintubation,
worsening neurological function, cerebral oedema and complications related to the condition that
led to cardiac arrest, and do not mandate reporting. An event which is considered expected in
this population might still be considered unexpected in an individual participant. If this is the
case, the event should be categorised as an unexpected serious adverse event and reported as
such.
In the event that one of the specific adverse events occurs and the circumstances surrounding
the event are unclear or unexpected it should be reported as an unexpected serious adverse
event.
The relatedness between the trial intervention and the unexpected serious adverse event should
be determined by the local investigator. The relatedness will be categorised as:
• Not related: The event is clearly related to other factors, such as the participant’s clinical
state, therapeutic interventions, or concomitant drugs administered to the participant
• Possibly related: There is a possible temporal relationship between the intervention and
the event but it could have been caused by other factors
• Probably related: There is a plausible temporal relationship between the intervention
and the event and the event is not reasonably explained by other factors.
The local investigator is required to follow each participant with an unexpected serious adverse
event until resolution of symptoms. Reports of unexpected serious adverse event will be assessed

38
TTM2 Trial Protocol 39

for safety by a qualified physician in the trial coordinating team (medical monitor). The frequency
of all serious adverse events (dichotomised by Ø1 event vs. no events) by will be reported to the
DSMC.

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TTM2 Trial Protocol 40

12 Statistical plan and data analysis


A statistical analysis plan will be published before the first scheduled interim analysis.

12.1 Sample size

Based on the results of the TTM1-trial and information in the International cardiac arrest
registry, (INTCAR) we estimate a total mortality of approximately 45%. The power calculation
is based on a 50% mortality in the normothermia arm and a 42.5% mortality in the hypothermia
arm, at 180 days.
To demonstrate a relative risk of 0.85 with 90% power at a significance level of 0.05, 927 par-
ticipants are required in each group. The sample size calculation corresponds to a relative risk
reduction (RRR) of 15%, an absolut risk reduction (ARR) of 7.5% and a number needed to treat
(NNT) of 13.3. The estimated relative risk is based on results from earlier trials on hypothermia
for CA. [2, 3] To allow for a possible loss to follow-up we will recruit 1900 participants.
The analyses of the outcomes will be based on the intention-to-treat (ITT) principle, i.e., all
randomised participants will be included in the analysis regardless of how much treatment they
have received. Per-protocol analyses may be considered if important deviations from the protocol
compromise the validity of the ITT analysis.

12.2 Analysis methods

All outcomes will initially be performed with adjustments made for site. Sensitivity analyses
will be performed adjusting for a pre defined list of variables, which will include: site, age, sex,
bystander CPR, initial rhythm, time to ROSC and circulatory status on admission.

12.2.1 Primary outcome

The primary outcome will be analysed as a binary variable (alive vs. dead) at 180 days.

12.2.2 Secondary outcome

Functional outcome will be evaluated by dichotomising the modified Rankin scale (0-3 vs 4-
6). Survival data will be analysed using Cox regression. The secondary outcome HRQoL will
primarily be presented as a the difference in the continuous VAS-scale included in the EQ5D-
5L.

12.3 Missing data

Missing data will be reported in the publication. If further analyses reveals substantial missing-
ness, multiple imputation will be considered.

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TTM2 Trial Protocol 41

12.4 Subgroup analysis

Subgroups will be analysed according to pre-defined variables


• Age
• Sex
• Bystander CPR
• Initial rhythm
• Time to ROSC
• Circulatory status on admission
• Severity classification, Pittsburgh cardiac arrest category [38]

12.5 Data safety monitoring committee

There will be an independent Data Safety Monitoring Committee (DSMC) arranging an inde-
pendent statistician to conduct blinded interim analysis. The DSMC will be able to request
unblinding of data if they find it necessary. The DSMC will be provided with data on survival
and safety parameters continuously during the conduct of the trial, and can initiate analysis
at any time they request. Lan-DeMets group sequential monitoring boundaries will be used if
multiple interim analyses are needed. The DSMC may stop or pause the trial if:
• Group difference in the primary outcome measure is found in the interim analysis according
to pre-defined stopping rules
• Group difference in serious adverse events is found in the interim analysis
• Results from other studies show benefit or harm with one of the allocation arms

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TTM2 Trial Protocol 42

13 Publication of Data
The trial will be analysed by two independent statisticians and the results interpreted by the
steering group. The analysis will be performed 28 weeks after inclusion of the last patient. The
analysis process will be performed with the allocation code unbroken and with the trial arms
only known as A and B. Two abstracts will be prepared before the allocation code is broken, with
the different arms inter-changed (one assuming arm A is hypothermia, and the other assuming
arm B is hypothermia). All authors must approve both versions before the code is broken. The
final manuscript will be submitted to a peer-reviewed international journal. Authorship will be
granted using the Vancouver definitions and depending on personal involvement and fulfilment of
the author’s respective roles. The author list will include the steering group members, national
investigators and additional names. Centres recruiting >30 participants will be entitled to one
name, >60 two names, >100 three names, >150 four names, >220 five names in the author list
(additional names). After the author list there will be added: "and the TTM-trial group" and
a reference to an appendix with all sites, site investigators and number of participants enrolled.
The main publication will report the primary and secondary outcomes. In doing so, survival,
functional outcome and HRQoL will be reported. Exploratory outcomes will, due to complexity
of reporting be submitted to a peer-reviewed journal as a separate manuscript, as will the results
from the 24 month follow-up. A detailed authorship plan will be decided upon after the first
interim analysis.

14 Insurance
When preexisting insurance is not available, indemnity to meet the potential legal liability of
investigators/collaborating hospitals for harm to participants arising from the conduct of the
research will be provided by the TTM2-Trial through the sponsor: Region Skåne - Skånevård
SUND. The insurance negotiated with Allianz insurance company for each country will be spec-
ified in each site agreement before the commencement of patient inclusion at that site.

15 Funding
The trial will be funded by external foundations for medical research. Patient recruitment will
not commence until there is sufficient funding to allow for inclusion and 180-day follow-up of the
proposed sample size.
The trial is funded by:
• The Swedish Research Council(Vetenskapsrådet) - Grant Nr: 2016-00428

• The Swedish Heart-Lung Foundation

• Stig and Ragna Gorthon Foundation

• Knutsson Foundation

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TTM2 Trial Protocol 43

16 Timeline
2016 Trial design, ethics application, site recruitment, application for funding
2017 First patient recruitment, run-in period, site initiations
2017-2019 Patient recruitment and interim analysis
2019/2020 Presentation of results, long-term follow-up performed
2022 Presentation of long-term outcomes

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TTM2 Trial Protocol 44

17 Trial Participants

17.1 Steering Group

Niklas Nielsen MD, PhD Intensive Care, Helsingborg Hospital, Helsingborg, Sweden
(PI, Study Chair)
Jan Bĕlohlávek MD, PhD General University Hospital, Prague,Czech Republic (NI)
Clifton Callaway MD, PhD Emergency medicine, University of Pittsburgh, Pittsburgh, USA
(NI)
Alain Cariou MD, PhD Intensive Care, Descartes University, Paris, France (NI)
Tobias Cronberg MD, PhD Neurology, Lund University Hospital, Lund, Sweden (SI)
Josef Dankiewicz MD, PhD Cardiology, Lund University Hospital, Lund, Sweden (CI)
David Erlinge MD, PhD Cardiology, Lund University Hospital, Lund, Sweden
Hans Friberg MD, PhD Intensive Care, Lund University Hospital, Lund, Sweden (SI)
Jan Hovdenes MD, PhD Intensive Care, Rikshospitalet, Oslo University Hospital, Oslo,
Norway (NI)
Janus Christian Jakobsen Copenhagen Trial Unit, Copenhagen University Hospital,
MD, PhD
Copenhagen, Denmark (Trialist)
Michael Joannidis MD, PhD Intensive Care, Medical University Innsbruck, Austria (NI)
Michael Kuiper MD, PhD Intensive Care, Leeuwarden Hospital,
Leeuwarden, The Netherlands
Helena Levin MSc Centre for Cardiac Arrest, Lund, Sweden (Clinical trial manager)
Gisela Lilja OT, PhD Neurology and rehabilitation medicine, Lund, Sweden
(follow-up coordinator)
Per Nordberg MD, PhD Cardiology, Södersjukhuset, Stockholm, Sweden
Mauro Oddo MD, PhD Intensive Care, Université de Lausanne, Lausanne, Switzerland
(NI)
Paolo Pelosi, MD, FERS Anaesthesia and Intensive Care - IRCCS AOU San Martino IST,
University of Genova, Genova, Italy (NI)
Christian Rylander MD, PhD Sahlgrenska University Hospital, Gothenburg, Sweden (NI)
Manoj Saxena MD, PhD Intensive Care, The George Institute for Global Health,
Sydney, Australia (NI)
Pascal Stammet MD, PhD Centre Hospitalier de Luxembourg, Luxembourg (NI)
Christian Storm MD, PhD Chartité University Hospitals, Berlin, Germany (NI)
Fabio Taccone MD, PhD Hopital Erasme, Brussles, Belgium (NI)
Susann Ullén PhD Clinical trials Sweden - Forum South, Lund, Sweden
(Chief Statistician)
Matthew P. Wise MD, DPhil University Hospital of Wales, Cardiff, UK (NI)
PI - Principal Investigator
SI - Senior Investigator
NI - National Investigator
CI - Coordinating investigator

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TTM2 Trial Protocol 45

17.2 Investigators - TBD

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TTM2 Trial Protocol 46

17.3 Investigator responsibilities

The trial site investigator is responsible for:


• Screening and listing eligible patients
• Performing randomisation
• Achieving temperature control according to allocation group
• Ensuring that achievement of hypothermia is feasible within 2 hours of randomisation
• Maintaining temperature control according to allocation group
• Collection and reporting of data according to the trial protocol and electronic Case Report
Form (eCRF)
• Obtaining written informed consent from patients whom regain consciousness
• Performing and reporting follow-up according to the trial protocol and the eCRF
The national investigator is responsible for:
• Coordination of national sites
• Representing national sites in the steering group
• Reviewing reasons for potential incomplete screening and randomisation at national sites
• Ethical Review Board - application and approval
• Dissemination of protocols and updates to sites
• Proposing suitable candidates for vacant site investigator positions

46
TTM2 Trial Protocol 47

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A The FOUR SCORE


Eye response
Eyelids open and tracking, or blinking on command 4
Eyelids open but not tracking 3
Eyelids closed but open to loud voice 2
Eyelids closed but open to pain 1
Eyelids closed with pain 0

Motor response
Makes sign (thumbs-up, fist, other) 4
Localising to pain 3
Flexion response to pain 2
Extension response to pain 1
No response to pain 0
Generalised myoclonic status 0

Brainstem response
Pupil reflexes present, corneal reflexes present and cough present 4
One pupil wide and fixed, corneal reflexes present and cough present 3
Pupil reflexes absent, corneal reflexes present 2
Pupil reflexes present, corneal reflexes absent 2
Pupil reflexes absent, corneal reflexes absent, cough present 1
Pupil reflexes absent, corneal reflexes absent, cough absent 0

Breathing
Not intubated with regular breathing 4
Not intubated with Cheyne- Stokes type of breathing 3
Not intubated with irregular breathing 2
Not intubated with apnea 0
Intubated with breathing above ventilator rate 1
Intubated with breathing at ventilator rate 0

In contrast to previous trials on cardiac arrest, the TTM2-trial will not use the Glasgow Coma
Score in any reporting. There are several reasons for this:
• The FOUR-score offers a less equivocal inclusion criteria as a "fist" or "thumbs-up" response
is required for a motor score of 4. This also applies to the definition of awakening which is
made clearer by requiring a limb movement rather than only eye movements
• The FOUR-score can be rated in the intubated patient and (as part of the Pittsburgh
cardiac arrest category [38, 39]
Links:
Figure of FOUR-score from Iyer et.al [39]
FOUR-score calculator

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TTM2 Trial Protocol 53

B The modified Rankin scale (mRS)

Score Description

0 No symptoms at all
1 No significant disability despite symptoms; able to
carry out all usual duties and activities
2 Slight disability; unable to carry out all previous ac-
tivities , but able to look after own affairs without
assistance
3 Moderate disability; requiring some help, but able to
walk without assistance

4 Moderate severe disability; unable to walk without


assistance and unable to attend to own bodily needs
without assistance
5 Severe disability; bedridden, incontinent and requir-
ing constant nursing care and attention
6 Death

C The Glasgow outcome scale - extended (GOSE)

Score Description
1 Death
2 Vegetative state
3 Lower severe disability
4 Upper severe disability
5 Lower moderate disability
6 Upper moderate disability
7 Lower good recovery
8 Upper good recovery

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TTM2 Trial Protocol 54

D Charter for the DSMC of the TTM2-trial


Clinical Trial no. NCT02908308

D.1 Introduction

The Charter will define the primary responsibilities of the DSMC, its relationship with other trial
components, its membership, and the purpose and timing of its meetings. The Charter will also
provide the procedures for ensuring confidentiality and proper communication, the statistical
monitoring guidelines to be implemented by the DSMC, and an outline of the content of the
Open and Closed Reports that will be provided to the DSMC.

D.2 Primary responsibilities of the DSMC

The DSMC will be responsible for safeguarding the interests of trial participants, assessing the
safety and efficacy of the interventions during the trial, and for monitoring the overall con-
duct of the clinical trial. The DSMC will provide recommendations about stopping or con-
tinuing the trial to the Steering Group (SG) of the TTM2-trial. To contribute to enhancing
the integrity of the trial, the DSMC may also formulate recommendations relating to the selec-
tion/recruitment/retention of participants, their management, improving adherence to protocol-
specified regimens and retention of participants, and the procedures for data management and
quality control. The DSMC will be advisory to the SG. The SG will be responsible for promptly
reviewing the DSMC recommendations, to decide whether to continue or terminate the trial, and
to determine whether amendments to the protocol or changes in trial conduct are required.
The DSMC is planned by protocol to meet physically in order to evaluate the planned interim
analysis of the TTM2-trial. The interim analyses will be performed by an independent statistician
selected by the member of the DSMC. The DSMC may additionally meet whenever they decide,
contact each other by telephone or e-mail in order to discuss the safety for trial participants. The
Principal investigator has the responsibility to report monthly to the DSMC the overall number
of Serious Adverse Events (SAE). The DSMC can request at any time during the trial the
distribution of events, including outcome measures and SAEs, according to intervention groups.
The recommendations of the DSMC regarding stopping, continuing or changing the design of
the trial should be communicated without delay to the SG of the TTM2-trial. The SG has the
responsibility to inform as fast as possible, and no later than 48 hrs, all investigators of the trial
and the departments including patients in the trial the recommendation of the DSMC and the
SG decision hereof.

D.3 Members of the DSMC

The DSMC is an independent multidisciplinary group consisting of clinicians and a biostatisti-


cian that, collectively, has experience in the management of ICU patients and in the conduct,
monitoring and analysis of randomised clinical trials.

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TTM2 Trial Protocol 55

D.4 Conflicts of interest

DSMC membership has been restricted to individuals free of conflicts of interest. The source
of these conflicts may be financial, scientific, or regulatory in nature. Any DSMC members
who develop significant conflicts of interest during the course of the trial should resign from the
DSMC. DSMC membership is to be for the duration of the clinical trial. If any members leave
the DSMC during the course of the trial, the SG will appoint the replacement(s).

D.5 Formal interim analysis meeting

One ’Formal Interim Analyses’ meetings will be held to review data relating to treatment efficacy,
patient safety, and quality of trial conduct. The three members of the DSMC will meet when
180-day follow-up data of 600 patients have been obtained.

D.6 Proper communication

To enhance the integrity and credibility of the trial, procedures will be implemented to ensure
the DSMC has sole access to evolving information from the clinical trial regarding comparative
results of efficacy and safety data, aggregated by treatment group (0,1). An exception will be
made to permit access to an independent statistician who will be responsible for serving as a
liaison between the database and the DSMC. At the same time, procedures will be implemented
to ensure that proper communication is achieved between the DSMC and the trial investigators.
To provide a forum for exchange of information among various parties who share responsibility
for the successful conduct of the trial, a format for Open Sessions and Closed Sessions will be
implemented. The intent of this format is to enable the DSMC to preserve confidentiality of
the comparative efficacy results while at the same time providing opportunities for interaction
between the DSMC and others who have valuable insights into trial-related issues.

D.7 Closed Sessions

Sessions involving only DSMC members and generate the Closed Reports will be held to allow
discussion of confidential data from the clinical trial, including information about the relative
efficacy and safety of interventions. In order to ensure that the DSMC will be fully informed
in its primary mission of safeguarding the interest of participating patients, the DSMC will be
blinded in its assessment of safety and efficacy data. However, the DSMC can request unblinding
from the SG.

D.8 Open Reports

For each DSMC meeting, Open Reports will be provided available to all who attend the DSMC
meeting. The Reports will include data on recruitment and baseline characteristics, and pooled
data on eligibility violations, completeness of follow-up, and compliance. The primary trial
statistician will prepare these Open Reports. Closed Reports will include analysis of the primary
efficacy outcome measure. In addition, analyses of the secondary outcome measures and serious
adverse events will also be reported. These Closed Reports will be prepared by an independent
biostatistician, with assistance from the trial biostatisticians, in a manner that allow them to

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TTM2 Trial Protocol 56

remain blinded. The Closed Reports should provide information that is accurate, with follow-up
on mortality that is complete to within two months of the date of the DSMC meeting. The
Reports should be provided to DSMC members approximately three days prior to the date of
the meeting.

D.9 Minutes of the DSMC Meetings

The DSMC will prepare minutes of their meetings. The Closed Minutes will describe the pro-
ceedings from all sessions of the DSMC meeting, including the listing of recommendations by
the Committee. Because it is likely that these minutes may contain unblinded information, it is
important that they are not made available to anyone outside the DSMC.

D.10 Recommendations to the Steering Committee

After the interim analysis meeting, the DSMC will make a recommendation to the SC to continue,
hold or terminate the trial. This recommendation will be based primarily on safety and efficacy
considerations and will be guided by statistical monitoring guidelines defined in this Charter and
the trial protocol. The SC is jointly responsible with the DSMC for safeguarding the interests of
participating patients and for the conduct of the trial. Recommendations to amend the protocol
or conduct of the trial made by the DSMC will be considered and accepted or rejected by the
SC. The SC will be responsible for deciding whether to continue, hold or stop the trial based on
the DSMC recommendations. The DSMC will be notified of all changes to the trial protocol or
conduct. The DSMC concurrence will be sought on all substantive recommendations or changes
to the protocol or trial conduct prior to their implementation.

D.11 Statistical monitoring guidelines

The outcome parameters are defined in the TTM2-trial protocol. For the two intervention groups,
the DSMC will evaluate data on:
• The primary outcome measure - all cause mortality at 180 days
• The secondary outcome measures - The composite outcome of all cause mortality and poor
functional outcome (mRS 4 to 6) at 30 days and at 180 days.
• Serious adverse events - SAEs
The DSMC will be provided with these data from the Coordinating Centre as:
• a. Number of patients randomised
• b. Number of patients randomised per intervention group (0,1)
• c. Number of patients stratified per. stratification variable per intervention group (0,1)
• d. Number of events, according to the outcomes, in the two groups
Based on evaluations of these outcomes, the DSMC will decide if they want further data from
the Coordinating Centre and when next to perform analyses of the data. For analyses, the data
will be provided in one file as described below. Based on the analyses of the primary outcome

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TTM2 Trial Protocol 57

measure and SAEs, the DSMC will use P<0.001 as the statistical limit to guide its recommen-
dations regarding early termination of the trial, at the first formal meeting. Based on the 30 day
composite outcome analysis, the DSMC will use P<0.001 Lan-DeMets group sequential monitor-
ing boundaries as the statistical limit to guide its recommendations regarding early termination
of the trial. DSMC should also be informed about all unexpected SAEs occurring in the two
groups of the trial.
The DSMC may also be asked to ensure that procedures are properly implemented to adjust
trial sample size or duration of follow-up to restore power, if protocol specified event rates are
inaccurate. If so, the algorithm for doing this should be clearly specified.

D.12 Conditions for transfer of data from the Coordinating Centre to


the DSMC

The DSMC shall be provided with the data described below in one file The DSMC will be
provided with an Excel database containing the data defined as follows:
• Row 1 contains the names of the variables (to be defined below).
• Row 2 to N (where N-1 is the number of patients who have entered the trial) each contains
the data of one patient.
• Column 1 to p (where p is the number of variables to be defined below) each contains in
row 1 the name of a variable and in the next N rows the values of this variable.
The values of the following variables should be included in the database:
1. PtID: a number that uniquely identifies the patient.
2. Rdcode: The randomisation code (group 0 or 1). The DSMC is not to be informed on
what intervention the groups received.
3. 1.EndInd: Primary outcome measure indicator (1 if patient fulfilled the primary outcome
measure at day 180 and 0 if the patient did not).
4. 180MInd: 180 day-mortality indicator (2 if patient is censored, 1 if patient was dead, and
0 if the patient was alive at day 90).
5. 180MBNlnd: Mortality and poor functional outcome at 180 days (2 if patient is censored,
1 if patient fulfils criteria, and 0 if the patient does not).
6. 30MBNlnd: Mortality and poor functional outcome at hospital discharge (2 if patient is
censored, 1 if patient fulfils criteria, and 0 if the patient does not).
7. SAEInd: Serious Adverse Event indicator (1 if patient has had a SAE during ICU stay
and 0 if the patient did not).

57
Hypothermia or Early Treatment of Fever

Targeted Hypothermia versus Targeted Normothermia after


Out-of-hospital Cardiac Arrest. A Randomised Clinical Trial

Version 1.1
November 21, 2017

Short title:
Targeted Temperature Management after Cardiac Arrest 2
Clinical trials identifier:
NCT02908308
Sponsor:
Region Skåne - Skånevård SUND - Helsingborgs Hospital
S Vallgatan 5, 251 87 Helsingborg, Sweden
Chief Investigator: Niklas Nielsen, MD, PhD, DEAA, EDIC
Department of Anaesthesiology and Intensive Care Helsingborg Hospital
Lund University, Faculty of Medicine
TTM2 Trial Protocol 1

PROTOCOL TITLE:
Targeted Hypothermia versus Targeted Normothermia after Out-of-hospital Cardiac Arrest.
A Randomised Clinical Trial

Chief Investigator and Study Chair:


Niklas Nielsen, MD, PhD
Region Skåne, Lund Unviersity

Protocol Version: 1.1


Version Date: November 21, 2017

I confirm that I have read this protocol and that I understand it. I will conduct the study according
to the protocol and according to the ethical principels that have their origin in the World Medical
Association’s Declaration of Helsinki.

Principal Investigator Name:

Principal Investigator Signature:

Date:

1
TTM2 Trial Protocol 2

Contents
List of terms 5

1 Trial Overview 6

2 Background and Significance 7


2.1 Randomised Trials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
2.2 Hypothermia in other areas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
2.3 Rationale for a new trial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
2.4 Rationale for early treatment of fever . . . . . . . . . . . . . . . . . . . . . . . . . 9

3 Trial hypotheses and outcomes 11


3.1 Primary outcome . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
3.2 Secondary outcomes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
3.3 Explorative outcomes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
3.4 Rationale for chosen outcomes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11

4 Eligibility 13
4.1 Inclusion criteria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
4.2 Exclusion criteria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
4.3 Note on inclusion and exclusion criteria . . . . . . . . . . . . . . . . . . . . . . . 13
4.4 Note on inclusion window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
4.5 Exit from the trial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15

5 Trial design 16
5.1 Screening and randomisation (Phase 1) . . . . . . . . . . . . . . . . . . . . . . . . 16
5.2 Intervention period (Phase 2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
5.3 After the intervention period (Phase 3) . . . . . . . . . . . . . . . . . . . . . . . . 16
5.4 General ICU-care . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
5.4.1 Sedation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
5.4.2 Shivering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
5.4.3 The Bedside Shivering Assessment Scale (BSAS) . . . . . . . . . . . . . . 18
5.5 Prognostication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
5.5.1 Clinical examination - mandatory . . . . . . . . . . . . . . . . . . . . . . 18
5.5.2 EEG - mandatory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
5.5.3 Brain CT - optional . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
5.5.4 Brain MRI - optional . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
5.5.5 Neuron specific enolase- optional . . . . . . . . . . . . . . . . . . . . . . . 19
5.5.6 SSEP - optional . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
5.5.7 The TTM2-trial criteria for a likely poor neurological outcome . . . . . . 20
5.6 Withdrawal of life supporting therapies (WLST) . . . . . . . . . . . . . . . . . . 21
5.6.1 Brain death . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
5.7 Follow up . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
5.8 Blinding . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22

6 Coenrolment 23
6.1 Coenrolment in the TAME trial . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
6.1.1 Stratification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
6.2 Coenrolment in other trials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24

2
TTM2 Trial Protocol 3

7 Intervention period (Phase 2) 25


7.1 Hypothermia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
7.1.1 Block A - cooling phase and maintenance phase . . . . . . . . . . . . . . . 25
7.1.2 Block B - Rewarming . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
7.1.3 Early termination of the intervention . . . . . . . . . . . . . . . . . . . . . 28
7.1.4 After rewarming . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
7.2 Normothermia and early treatment of fever . . . . . . . . . . . . . . . . . . . . . 28

8 Data collection 30
8.1 Baseline data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
8.1.1 Pre-randomisation characteristics . . . . . . . . . . . . . . . . . . . . . . . 30
8.1.2 Pre-hospital data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
8.1.3 Background data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
8.2 Data on hospital admission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
8.3 In the ICU . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
8.3.1 Data during the intervention . . . . . . . . . . . . . . . . . . . . . . . . . 32
8.3.2 Additional temperature measurements . . . . . . . . . . . . . . . . . . . . 32
8.3.3 Daily during the ICU stay: . . . . . . . . . . . . . . . . . . . . . . . . . . 32
8.3.4 Neurology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
8.3.5 At ICU discharge . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
8.4 At hospital discharge . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
8.5 30 days after randomisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
8.6 180 days after randomisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
8.7 24 months after randomisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
8.8 Planned investigations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
8.9 Laboratory testing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
8.10 Biobank . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
8.10.1 Blood samples . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34

9 Ethics and informed consent 35

10 Data management 36
10.1 Data handling and record keeping . . . . . . . . . . . . . . . . . . . . . . . . . . 36
10.2 Quality control and quality assurance . . . . . . . . . . . . . . . . . . . . . . . . 36

11 Adverse events 37
11.1 Definitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
11.2 Reporting of serious adverse events . . . . . . . . . . . . . . . . . . . . . . . . . . 38

12 Statistical plan and data analysis 40


12.1 Sample size . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
12.2 Analysis methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
12.2.1 Primary outcome . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
12.2.2 Secondary outcome . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
12.3 Missing data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
12.4 Subgroup analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
12.5 Data safety monitoring committee . . . . . . . . . . . . . . . . . . . . . . . . . . 41
12.5.1 Members of the DSMC-committee . . . . . . . . . . . . . . . . . . . . . . 41

13 Publication of Data 42

3
TTM2 Trial Protocol 4

14 Insurance 42

15 Funding 42

16 Timeline 43

17 Trial Participants 44
17.1 Steering Group . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
17.2 Investigators - TBD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45
17.3 Investigator responsibilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46

Appendix A The FOUR SCORE 52

Appendix B The modified Rankin scale (mRS) 53

Appendix C The Glasgow outcome scale - extended (GOSE) 53

Appendix D Charter for the DSMC of the TTM2-trial 54


D.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54
D.2 Primary responsibilities of the DSMC . . . . . . . . . . . . . . . . . . . . . . . . 54
D.3 Members of the DSMC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54
D.3.1 Members of the DSMC-committee . . . . . . . . . . . . . . . . . . . . . . 55
D.4 Conflicts of interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
D.5 Formal interim analysis meeting . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
D.6 Proper communication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
D.7 Closed Sessions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
D.8 Open Reports . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
D.9 Minutes of the DSMC Meetings . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
D.10 Recommendations to the Steering Committee . . . . . . . . . . . . . . . . . . . . 56
D.11 Statistical monitoring guidelines . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
D.12 Conditions for transfer of data from the Coordinating Centre to the DSMC . . . 57

Appendix E Version History 58

4
TTM2 Trial Protocol 5

Acronyms
AE Adverse Event
AHA American Heart Association
BSAS Bedside shivering assessment scale
CA Cardiac arrest
CPC Cerebral Performance Category
DNR Do Not Resuscitate
DSMC Data Safety Monitoring Committee
eCRF electronic Case Report Form
EQ5D-5L Euroqol health Survey 5 Dimensions 5 Level version
ERC European Resuscitation Council
GOS Glasgow Outcome Scale
GOS-E Glasgow Outcome Scale-Extended
HRQoL Health-Related Quality of Life
IHCA In-hospital cardiac arrest
ILCOR International Liaison Committee on Resuscitation
IQCODE Informant Questionnaire on Cognitive Decline in the Elderly
MoCA Montreal Cognitive Assessment
mRS modified Rankin Scale
NSE Neuronspecific enolase
OHCA out-of-hospital cardiac arrest
RASS Richmond Agitation-Sedation Scale
ROSC return of spontaneous circulation
SAE Serious Adverse Event
SBU Statens beredning för medicinsk och social utvärdering - Swedish agency for
health technology assessment and assessment of social services
SDMT Symbol Digit Modalities Test
TSQ Two Simple Questions
WLST Withdrawal of Life Supporting Therapies

5
TTM2 Trial Protocol 6

1 Trial Overview
The TTM2 trial is a continuation of the collaboration that resulted in the previous Target
Temperature Management after out-of-hospital cardiac arrest trial (hereafter: TTM1). With its
planned size TTM2 will supersede the TTM1 trial as the largest trial on temperature management
as a post-cardiac arrest intervention.
The TTM1 trial (NCT01020916) [1] was a multicentre, multinational, outcome assessor-blinded,
parallel group, randomised clinical trial comparing two strict target temperature regimens of
33°C and 36°C in adult patients, who had sustained return of spontaneous circulation and were
unconscious after out-of-hospital cardiac arrest, when admitted to hospital. The trial did not
demonstrate any difference in survival until end of trial (Hazard Ratio with a point estimate
in favour of 36°C of 1.06 (95% confidence interval 0.89-1.28; P=0.51)) or neurologic function at
six months after the arrest, measured with the Cerebral Performance Category (CPC) and the
modified Rankin Scale (mRS).
The TTM2 trial is an international, multicentre, parallel group, non-commercial, randomised,
superiority trial in which a target temperature of 33°C after cardiac arrest will be compared with
normothermia and early treatment of fever (Ø37.8°C)
Patients eligible for inclusion will be unconscious adult patients with out-of-hospital cardiac
arrest of a presumed cardiac cause with stable return of spontaneous circulation. Randomisation
will be performed by a healthcare professional in the emergency department, in the angiography
suite or in the intensive care unit via web-based application using permuted blocks with varying
sizes, stratified by site. Due to the nature of the intervention, health care staff will not be blinded
to the intervention. However, outcome assessors, prognosticators, statisticians and conclusion
drawers will be blinded to group allocation.
The intervention period will commence at the time of randomisation. Rapid cooling in the hy-
pothermia group will be achieved by means of cold fluids and state-of-the-art cooling devices
(intravascular/body-surface/nasal/oesophageal). A closed loop system will be used to maintain
the target temperature. In the normothermia arm the aim will be early treatment of fever
(Ø37.8°C) using pharmacological measures and physical cooling when needed. For participants
who develop a temperature of 37.8°C (trigger), a device will be used and set at 37.5°C. All par-
ticipants will be sedated, mechanically ventilated and haemodynamically supported throughout
the intervention period of 40 hours. At 28 hours after randomisation the participants in the
hypothermia group will be rewarmed during 12 hours.
Participants who remain unconscious will be assessed according to a conservative protocol based
on the European Resuscitation Council (ERC)’s recommendations for neurological prognostica-
tion after cardiac arrest.
Follow-up will be performed at 30 days, 6 and 24 months after cardiac arrest. The main results of
the trial will be published following the 6-month follow-up, results from the long-term follow-up
will be presented separately.

6
TTM2 Trial Protocol 7

2 Background and Significance


In Europe approximately 300 000 inhabitants suffer an out-of-hospital cardiac arrest each year.
Of those admitted to hospital with return of spontaneous circulation, the majority are uncon-
scious and will need intensive care treatment and only 30-55% will be discharged alive. In
survivors discharged from hospital the frequency of cognitive disability varies between reports.
Using crude, but recommended, outcome scales such as the CPC-scale, Glasgow Outcome Scale
(GOS), or the mRS, the general neurological function is good in the majority of patients, with
only 10% having a severe neurological disability. In studies using more detailed instruments,
cognitive impairment is reported to be present in 50% of survivors, and associated with lower
quality of life and increased caregiver strain.
Many interventions have been tested in order to lower mortality and improve neurologic function
in patients resuscitated after out-of-hospital cardiac arrest. Despite promising results in exper-
imental models, all but one have failed in clinical trials. To date, induced hypothermia is the
only intervention that has shown promising results in preliminary clinical trials.

2.1 Randomised Trials

In 2002 two small trials (n=77 and 275) reported a substantial improvement in survival and
neurological function when unconscious patients with bystander witnessed out-of-hospital cardiac
arrest (presumed cardiac origin and with initial shockable rhythms), were cooled to 32 to 34°C for
12 to 24 hours after return of spontaneous circulation. [2, 3] These two trials received worldwide
attention and international societies such as the American Heart Association (AHA), ERC, and
the International Liaison Committee on Resuscitation (ILCOR) recommended the intervention
in this patient group (strong recommendation, high level of evidence) and also for cardiac arrests
of other origins, and with other initial rhythms. Cochrane reviews from 2009 and 2012 drew the
same conclusion, strongly advocating hypothermia after cardiac arrest.
We performed a systematic review of the available evidence using meta-analysis, trial sequential
analysis and the GRADE methodology and could report that earlier trials on hypothermia were
at high risk of systematic error (bias), random errors (play of chance) and also hampered by
obvious design errors [4] (for instance very selective inclusion criteria excluding more than 90
percent of potential patients). Our conclusion was that the overall quality of evidence was low,
implying equipoise for additional research on hypothermia. In addition, it was clear that the
optimal target temperature range was not defined and unclear whether the suggested benefit in
earlier trials was attributable to hypothermia, or merely to avoiding the fever response, that is
the natural trajectory for most unconscious cardiac arrest patients. We are currently writing a
protocol for an updated version of our previous systematic review and review process will begin
shortly.
With these findings in mind we designed and conducted the Targeted Temperature Management
at 33°C versus 36°C after Cardiac Arrest trial during 26 months between 2010 and 2013. This
trial included 950 participants in 36 hospitals in ten countries and randomised participants to
36 hours of temperature management at either 33°C or 36°C. The trial was more inclusive than
earlier trials including 4 out of 5 unconscious patients with out-of-hospital cardiac arrest of a
cardiac origin admitted to the emergency departments of the participating sites. The number of
included participants was twice that of all previously randomised patients combined. The TTM1-
trial did not demonstrate any difference in survival until end of trial (hazard ratio with a point

7
TTM2 Trial Protocol 8

estimate in favour of 36°C of 1.06 (95% confidence interval 0.89-1.28; P=0.51)) or neurologic
function at six months after the arrest, measured with CPC and mRS. Health-related quality-
of-life did not differ significantly between the two groups. [5] Detailed cognitive testing in a
large subset of patients detected cognitive impairment in approximately half of the surviving
participants, with no difference between temperature groups. [6]
Critique of the trial has included that the hypothermia induction was not sufficiently rapid
(although similar to previous trials), that the confidence limits were wide enough to include both
clinically meaningful benefit and harm of the intervention, that subgroups within the general trial
population could benefit from either intervention strategy, and that follow-up with neurocognitive
testing should have been delayed further beyond the 6-month visit used in the trial. International
guideline groups raised the following questions as a result of the TTM1-trial:
• Is fever control a sufficient measure to attenuate brain damage after cardiac arrest?
• Are there subgroups that would benefit from temperature management at a higher or lower
level (for instance patients with longer arrests and more severe brain damage, or patients
in circulatory shock)?
• Could faster and earlier induction of hypothermia improve outcomes in the 33°C-group?
• Were the results of the TTM1-trial not precise enough? Which would imply the need for
larger sample sizes or meta-analytical approaches to better estimate effects.
• Could a longer follow-up perspective help in guiding which intervention is superior?

2.2 Hypothermia in other areas

In systematic reviews of multiple trials, hypothermia to 33°C was found effective in improving
functional outcome in neonates with hypoxic ischaemic encephalopathy, a disease with many
similarities with adult cardiac arrest. [7,8] In paediatric patients, one trial on in-hospital cardiac
arrest was terminated early due to futility while a trial on out-of-hospital cardiac arrest showed
no statistically significant difference between temperature groups. [9, 10] In contrast to this, a
trial of hypothermia for adult traumatic brain injury showed consistently worse outcomes in the
cooled group, and the trial was stopped early due to harm. [11]

2.3 Rationale for a new trial

The evidence for hypothermia in a broad context is conflicting. Clinical trials in various areas
of brain damage indicate both benefit and harm. Theoretical rationale exists and currently hy-
pothermia is the only neuroprotective strategy for cardiac arrest victims in clinical use. Specif-
ically, in adults with cardiac arrest low quality evidence indicate benefit of 33°C and moder-
ate quality evidence indicate no difference between 33°C and 36°C. The recent TTM1-trial has
had a significant influence on the new ILCOR, AHA and ERC statements and guidelines for
2015, [12, 13] which have adopted the view that both lower and milder forms of temperature
management provide similar clinical results. The recommended temperature range has been
changed to include 36°C. Most importantly however, is that the overall evidence level for tem-
perature management after out-of-hospital cardiac arrest has been changed to low, in line with
our conclusion from the meta-analyses performed in 2010. In an international perspective, many
hospitals and regions have already changed strategy in favour of the 36°C-arm, reasoning that

8
TTM2 Trial Protocol 9

a less invasive and easier administrated temperature strategy yielding the same clinical results
is preferable. Some hospitals however remain at 33°C based on earlier evidence while others,
motivated by a lack of robust evidence, do not use temperature management at all.
Based on the above and the knowledge gaps indicated in international guidelines and reported by
the Statens beredning för medicinsk och social utvärdering - Swedish agency for health technology
assessment and assessment of social services (SBU), it is reasonable to assess whether rapidly
administered hypothermia to a low target level is beneficial, and specifically to a priori define
subgroups where the intervention effect could be studied. At the same time, it is important to
clarify if early treatment of fever (easier, less costly and less invasive than the 36°C-arm in the
TTM1-trial) is sufficient to achieve a good functional outcome. It is also important to, for the
first time, investigate the evolution of neurological recovery over an extended period of time. We
therefore propose the TTM2-trial.

2.4 Rationale for early treatment of fever

Fever is a risk factor for death after Cardiac arrest (CA) although it still remains an open question
if it is a causative and modifiable risk factor. Zeiner and colleagues showed an increase in the
odds of a poor neurological outcome for each degree higher than 37°C. [14] However, a body
temperature above 37°C can occur due to individual or diurnal variation. When temperature
is measured in a large population it appears that 37°C has no special significance to human
thermometry. [15, 16] It therefore seems reasonable to apply a less strict definition of fever than
>37.0°C. At the other end of the spectrum, it could be argued that it would be problematic to
allow temperatures up to 38.3°C (A level usually employed in the definition of fever of unknown
origin). [17]
This trial will employ normothermia-targeted temperature management in the control arm, with
37.8°C as a trigger for active temperature management with a feedback device. Although any
temperature cut-off is to some extent arbitrary, the choice of these values is motivated by the
following.
• Diagrammatic data from the HACA-trial [3] suggests a median temperature between 37.5°C
and 37.8°C among patients in the control arm of the trial. If a similar distribution is
assumed in the current trial a substantial number of patients will not require a device, thus
making temperature management considerably less labour and resource intense.
• 37.7°C has been proposed as the upper limit of normal body temperature in healthy adults.
[15] Employing active fever control for any patient who exceeds this temperature therefore
constitutes an aggressive approach to fever control.
• Temperature fluctuations are unavoidable. In the TTM1-trial, the measured temperature
among patients allocated to TTM at 36°C had a standard deviation of approximately 0.5°C.
Assuming a similar variation around 37.5°C (for patients in whom active temperature
management is used), few patients would become unequivocally febrile with temperatures
above 38.3°C.
The functional definition of fever in this trial will therefore be temperatures greater
than, or equal to 37.8°C. Normothermia will be defined as 36.5-37.7°C

9
TTM2 Trial Protocol 10

We acknowledge that it is a limitation that the exact effects of fever control are unknown based
on current evidence. We are currently writing two protocols with the titles:
A. Pharmacological fever control interventions for all conditions. A systematic review with
meta-analysis and Trial Sequential Analysis
B. Non-pharmacological fever control interventions for all conditions. A systematic review
with meta-analysis and Trial Sequential Analysis
The two reviews will contribute to a better understanding of the final results as the effects of
the control-intervention will be better characterised.

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TTM2 Trial Protocol 11

3 Trial hypotheses and outcomes


Our objective will be to assess the beneficial and harmful effects of post-ischaemic hypothermia,
when compared with normothermia and early treatment of fever in unconscious adults after
out-of-hospital cardiac arrest.

3.1 Primary outcome

All-cause mortality assessed 180 days after randomisation

3.2 Secondary outcomes

• Proportion of patients with a poor functional outcome measured using the mRS-scale (mRS
0-3 vs 4-6) at 180 days after randomisation.
• Number of days alive and outside hospital within 180 days after randomisation (count data,
days alive after first discharge from hospital within 180 days).
• Health-Related Quality of Life (HRQoL) using EQ5D-5L at 180 days after randomisation.
• Time-to-event (survival). All participants will be followed until the last included participant
has been followed-up at 180 days. If death has not occurred, participants will be censored
at this point.

3.3 Explorative outcomes

• Functional outcome measured using the mRS and Glasgow Outcome Scale-Extended (GOS-
E) and mRS scales at 180 days after randomisation (ordinal data).
• Proportion of patients with a poor functional outcome measured using the GOS-E and
mRS scales at 30 days after cardiac arrest.
• Neuro-cognitive function measured using the Montreal Cognitive Assessment (MoCA) and
the Symbol Digit Modalities Test (SDMT). Neuro-cognitive function will be assessed at
180 days and at 24 months after randomisation.
• Self- and observer reported cognitive disability measured using Two Simple Questions
(TSQ) and the Informant Questionnaire on Cognitive Decline in the Elderly (IQCODE).
These tests will be performed at 180 days and at 24 months after randomisation.
• A repeat analysis of the primary outcome and all secondary outcomes at 24 months.

3.4 Rationale for chosen outcomes

To minimise biased assessment and to avoid competing risks, survival was chosen as the primary
outcome. Although the intervention is primarily thought to affect the development of brain
injury, survival is a global assessment of the intervention’s effect on all organ systems. The
estimated 45% mortality of the target population yields a high power to detect differences in a
reasonably sized trial.

11
TTM2 Trial Protocol 12

We recognise the risk that clinically relevant effects on the development of brain injury may be
missed using survival as the only outcome, as neurological outcome for out-of-hospital cardiac
arrest-survivors range from a vegetative state to complete recovery.
To complement and support the primary outcome we will therefore use the mRS-scale to evaluate
functional outcome. [18–20] The mRS-scale is increasingly used in cardiac arrest, and is currently
recommended in a ILCOR consensus statement as part of the Utstein template. [21] The scale
will also likely be part of the core outcome set (COSCA) for cardiac arrest trials, which is being
developed by an ILCOR consensus group including patient and partner representatives. To
facilitate clinical interpretation of the trial results, and to provide an understandable effect size
the primary analysis will be performed as a binary analysis, with the mRS-scale dichotomised
(0-3 vs. 4-6).
To include patient reported outcome measures, HRQoL is recommended by guidelines for out-
come reporting after cardiac arrest [22] and will likely be part of COSCA’s recommendations.
The EQ5D-5L was chosen as the TTM2-trial HRQoL-instrument since it is easy to use, val-
idated, performs well when obtained by proxy and may be used to calculate quality-adjusted
life-years. [23]
The GOS-E scale measures overall recovery and will be an explorative outcome in the TTM2-
trial. GOS-E is an 8-point ordinal scale that has been validated for brain injury and reports
effects on major life areas, ranging from levels of basic abilities (consciousness and dependence in
everyday activities) to upper levels of a good recovery (return to a normal life, including work,
and leisure activities). A standardised questionnaire and good psychometric properties secure
reliable and valid outcome reports between multiple assessors and sites. [24] The commonly used
CPC-scale can be extracted from the GOS-E to facilitate comparisons with other trials and and
meta-analyses.
In the exploratory analyses we will use two tests to address the survivors’ neuro-cognitive func-
tion in the domains mostly affected after CA: memory, executive functions and attention/mental
processing speed. [22] The MoCA is a global cognitive screening test administered in approxi-
mately 10 minutes, which assesses multiple aspects of executive functions, short-term memory
and delayed recall. [25] The SDMT is one of the most sensitive cognitive assessments to indicate
brain injury and specifically assess attention/mental processing speed. [26] In a sub-study of the
TTM1 trial the SDMT was the best discriminator of cognitive function between out-of-hospital
cardiac arrest-patients and controls. [6] As in the TTM1-trial, we will use the 26-item IQCODE
to obtain a relatives’ perspective on changes in the participant’s cognitive performance in ev-
eryday life [27] and the TSQ to obtain the patient reported cognitive outcome. [28] We have
modified the IQCODE to the CA-situation. [29] The preliminary result of our validation study is
that the psychometric properties are retained from the original test. In an attempt to measure
a composite outcome of lower limb strength, proprioception and balance, the Times-Stand Test
will also be performed. [30]

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TTM2 Trial Protocol 13

4 Eligibility
The trial population will be adults (18 years of age or older) who experience a non-traumatic car-
diac arrest of a cardiac or unknown cause with return of spontaneous circulation (ROSC).
Patients will be eligible for enrolment if they meet all the following inclusion criteria and none
of the exclusion criteria.

4.1 Inclusion criteria

A. Out-of-hospital cardiac arrest of a presumed cardiac or unknown cause


B. Sustained ROSC - defined as 20 minutes with signs of circulation without the need for
chest compressions [31]
C. Unconsciousness defined as not being able to obey verbal commands (FOUR-score motor
response of <4) and no verbal response to pain after sustained ROSC.
D. Eligible for intensive care without restrictions or limitations
E. Inclusion within 180 minutes of ROSC

4.2 Exclusion criteria

A. Unwitnessed cardiac arrest with an initial rhythm of asystole


B. Temperature on admission <30°C.
C. On ECMO prior to ROSC
D. Obvious or suspected pregnancy
E. Intracranial bleeding
F. Severe chronic obstructive pulmonary disorder (COPD) with long-term home oxygen ther-
apy

4.3 Note on inclusion and exclusion criteria

In prior trials on hypothermia for cardiac arrest, inclusion criteria have usually included a car-
diac or unknown cause of arrest. Since the update of the Utstein criteria [31] the term "medical
cause of arrest" has been introduced. It is backward compatible with the earlier definition (pre-
sumed cardiac or unknown, other medical aetiologies). A medical cause of arrest can include
asthma/COPD, anaphylaxis or GI-bleeding. We hypothesise that broadening the inclusion crite-
ria would decrease the statistical power to detect a significant effect of the intervention because
of an increased mortality due to other reasons than neurological damage in both temperature
groups. The inclusion criteria of this trial have therefore not been edited to reflect this change
in terminology.
There are three main reasons for including both participants with shockable and non-shockable
rhythms. The first is that any neuroprotective effect of a lower target temperature reasonably
would apply to both patient groups as the mechanism of cerebral injury is the same. Second,

13
TTM2 Trial Protocol 14

it is reasonable to presume that any evidence for or against an intervention for patients with
shockable rhythms will also be used for patients with non-shockable rhythm, as evidenced by
the widespread use of hypothermia in both groups during the last decade. Third, including
participants with non-shockable rhythms might increase the proportion of patients with a poor
outcome, leading to an increased power.
Patients with refractory shock (systolic blood pressure <80mmHg despite receiving volume, in-
otropic/vasopressor support and/or an intra-aortic ballon pump (IABP)) will not be excluded
from the trial. Results from the TTM1-trial showed that only 2% of patients assessed for eli-
gibility in the trial were excluded due to refractory shock. The inclusion of these patients are
therefore unlikely to effect the baseline risk of death in a significant way. Additionally, should
the trial show positive results for hypothermia, the intervention will likely be used on patients
in shock. We therefore deem the inclusion of these participants as a pragmatic approach.
Patients who are dependent on others for activities of daily living will not be excluded from the
trial. Our experience from the TTM1-trial has been that a rapid ascertainment of the patient’s
pre-morbid functional status is difficult. To avoid any potential bias in recruitment, these patients
will not be excluded. As the primary outcome will be death this will not impact the main results.
Participants who are later identified to have had a pre-morbid status corresponding to mRS4-5
may be excluded from any analysis where participants are dichotomised into good and poor
neurological outcomes.
Rather than gauging the patients’ pre-morbid status before randomisation we think it more
important to use factors that are known, and easier to establish from medical records at the
moment of randomisation (limitations in care). The potential inclusion of a patient with a Do
Not Resuscitate (DNR) order is likely to have a larger effect on the results than the inclusion of
a patient with a pre-morbid mRS of 4.

4.4 Note on inclusion window

The inclusion window is from ROSC until 180 minutes after ROSC, however a patient is not
eligible until stable ROSC (20 minutes without the need for CPR) has occurred. In practical
terms, this means that the inclusion window is from 20 minutes after ROSC, until 180 minutes
after ROSC.
In the event that a potential participant experiences sequential cardiac arrests, which is not
uncommon, the inclusion window should be based on the state of consciousness and the presence
of stable ROSC. The following scenarios might occur:
• A potential participant is resuscitated from an out-of-hospital cardiac arrest and is uncon-
scious on admission to hospital. Before 20 minutes have passed, a second cardiac arrest
occurs, after which the patient has stable ROSC. - This patient is eligible for inclusion
as the second cardiac arrest is considered a continued event. Time to ROSC should be
recorded as the time to stable ROSC (the second arrest) and the inclusion window starts
at this time point.
• A potential participant is resuscitated from an out-of-hospital cardiac arrest and is uncon-
scious on admission to hospital. After 20 minutes have passed, a second cardiac arrest
occurs, after which the patient has stable ROSC. - This patient is eligible for inclusion.
Time to ROSC should be recorded as the time to stable ROSC (the first arrest) and the
inclusion window starts at this time point.

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TTM2 Trial Protocol 15

• A potential participant has an out-of-hospital cardiac arrest, is transported to hospital


with ongoing CPR and ROSC occurs in the emergency room or angiography suite. - This
patient is eligible for inclusion, as the initial event occurred outside the hospital walls.
• A potential participant has an out-of-hospital cardiac arrest and is conscious on admission
to hospital. This is followed by a second cardiac arrest, stable ROSC, and unconsciousness.
- This patient is ineligible as the event is considered an in-hospital arrest

4.5 Exit from the trial

A participant is free to withdraw his/her informed consent from the trial at any time after
regaining consciousness. A participant will exit the trial if this participant withdraws consent.
The reason for the exit will be collected and reported. The participant will be asked to specify
which aspects of the trial he/she is withdrawing consent and participation from: attending the
follow-up visits, diagnostic testing, inclusion of their data (including survival data) in a database,
or publication. The participant making the withdrawal will be asked for permission to use data
obtained prior to withdrawal and to obtain data for the primary outcome measure. If permission
is obtained, the participant will be included in the final analyses. If the patient declines, all data
from that patient will be destroyed.
If the trial intervention is discontinued by the treating physician because of adverse events, or
any other reason, this does not constitute subject withdrawal from the trial and the patient will
not exit the trial. All cases randomised in this trial will be analysed on an intention-to-treat
basis.

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TTM2 Trial Protocol 16

5 Trial design
The TTM2-trial is a multicentre, international, randomised trial with a 1:1 concealed alloca-
tion. Participants with out-of-hospital cardiac arrest will be randomised to targeted temperature
management with hypothermia at 33°C or normothermia and early treatment of fever equal to,
or greater than 37.8°C. The trial will be investigator-initiated and non-commercial. Outcome
assessors, prognosticators, statisticians, and conclusion drawers will be blinded to treatment
allocation.

5.1 Screening and randomisation (Phase 1)

Screening can be performed either in the emergency room, angiography suite, or in the intensive
care unit. Clinical investigators at each participating site will be responsible for screening of
all patients who are resuscitated from an out-of-hospital cardiac arrest. A screening log will
be compiled and include all out-of-hospital cardiac arrest-patients, whether they are eligible for
inclusion, or not. Informed consent will be obtained according to national ethical approval.
Trial sites will have access to an internet based randomisation application to allow for immediate
allocation and to ensure adequate allocation concealment and adequate generation of allocation
sequence. Each patient will be assigned a unique trial and randomisation number. Randomisation
will be performed with permuted blocks, stratified for trial site. Phase 1 will be identical for
both the intervention and control group.

5.2 Intervention period (Phase 2)

The intervention period will commence immediately after randomisation. Participants allocated
to targeted temperature management at 33°C, will be rapidly cooled with a device. Upon
reaching this temperature goal a maintenance phase will commence, which will end 28 hours
after randomisation. During the maintenance phase the target temperature will be 33°C. This
will be followed by rewarming at 13 °C/ hour. In the normothermia group the aim will be a
temperature below 37.5°C. If conservative and pharmacological measures are insufficient and the
temperature reaches 37.8°C, cooling with a device will be initiated with a target temperature of
37.5°C. All participants will be sedated and mechanically ventilated.

5.3 After the intervention period (Phase 3)

Extubation should be attempted at the earliest possible time, based on standard procedures
for discontinuation of mechanical ventilation. For participants who remain in the ICU and are
comatose or sedated at 40 hours after randomisation (end of the intervention) both allocation
groups will have temperature maintained in the normal range with the aim to avoid fever until
72 hours after randomisation. Any use of a temperature management device in this phase will
be at the discretion of the treating physician. Neurological evaluation will be performed by a
blinded physician after a minimum of 96h have passed since randomisation.

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TTM2 Trial Protocol 17

5.4 General ICU-care

The general ICU-care is planned to be delivered similarly in both allocation groups according to
local standardised care plans at the discretion of the treating physicians. Fluid therapy should
be guided by standard procedures for haemodynamic support (fluid responsiveness, urinary out-
put, haemodynamic and laboratory values, echocardiography etc). There will be treatment
recommendations for sedation and management of shivering (outlined below). Management of
haemodynamics, respiration, metabolic disturbances and seizures should be according to local
protocols, at the discretion of the treating physician. Cardiac interventions will also be guided
by local protocols, however participating centres will need to have access to around-the-clock
invasive management, either on-site or at a nearby hospital also part of the trial. Cardiac
catheterisation should not be delayed by the intervention, but efforts should be made to ensure
temperature management during the procedure.

5.4.1 Sedation

Sedation will be mandatory for 40 hours after randomisation. There will not be a defined protocol
for sedation and analgesia but short-acting drugs or volatile anaesthesia will be recommended.
The sedative should be titrated to achieve deep sedation, a Richmond Agitation-Sedation Scale
(RASS) of minus 4 should be targeted (No response to voice, but any movement to physical
stimulation). [32]
Beyond adequate sedation during targeted temperature management, prolonged sedation is not
recommended in international guidelines. Requiring 40 hours of sedation in both allocation arms
therefore constitutes a departure from what is normally considered standard care. However, since
participants included in the TTM2-trial would have received targeted temperature management
and sedation, whether they were included in the trial or not, there is no difference in their
treatment in regards to sedation. This approach is to facilitate a true comparison of two targeted
temperatures, hypothermia and normothermia. Without sedation requirements there would
be a substantial difference in the total dose of sedative agents between the hypothermia and
normothermia treatment arms. Though the amount of sedatives administered in the hypothermia
arm may still exceed the dose in the normothermia arm, a required sedation time is likely to
lessen the difference.

5.4.2 Shivering

Shivering will be assessed according to the Bedside shivering assessment scale (BSAS). [33] The
treatment goal for shivering will be to maintain a BSAS score of 0 or 1. To ensure adequate
control of shivering the following protocol will be recommended. The recommended measures to
reduce shivering should be continued through the entire intervention period in both allocation
groups.
• Baseline care for all patients: Acetaminophen/Paracetamol administered either intravenously,
parenterally or rectally, according to standard dosing guidelines. Acetaminophen/Paracetamol
may be withheld at the discretion of the treating physician if liver dysfunction contraindi-
cates the use. Buspirone, magnesium, clonidine, meperidine and skin counterwarming will
be included in baseline care if these interventions are part of the local protocol for man-
agement of shivering. They will not be required for baseline care.

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TTM2 Trial Protocol 18

• Step 1: Increased sedation with propofol/dexmedetomidine and/or opiate. If the partici-


pant is haemodynamically unstable, midazolam may be substituted for propofol.
• Step 2: Administration of a neuromuscular blocking agent

5.4.3 The Bedside Shivering Assessment Scale (BSAS)

0 None No shivering
1 Mild Shivering localized to neck/thorax, may be seen only as artifact on ECG
or felt by palpation
2 Moderate Intermittent involvement of the upper extremities ±thorax
3 Severe Generalized shivering or sustained upper/lower extremity shivering

5.5 Prognostication

Evaluating an intervention that cannot be blinded to the treating clinicians, the TTM2-trial will
employ a conservative and strict protocol for neurological prognostication and related decisions
regarding limitations in level-of-care - to mitigate potential bias.
Prognostication will be performed on all participants still in the ICU at 96 hours after randomi-
sation. The prognostication will be based on the ERC and European Society for Intensive Care
Medicine recommendations [12,34] and performed at approximately 96h after randomisation, but
may be delayed due to practical reasons (such as weekend or national holiday). The physician
performing the prognostication will be a neurologist, intensivist or other specialist experienced
in neuroprognostication after cardiac arrest and who has not been involved in patient care. The
prognosticator will be blinded for group allocation, but not for relevant clinical data. Prognos-
tication and the potential decision to withdraw active intensive care are closely related but will
be considered separate entities.
The result of the prognostication will be categorised as “YES” or “NO”, based on the answer
to the question “Does this patient fulfil the TTM2-trial criteria for a likely poor neurological
outcome?”. This assessment will be recorded in the case report form and will be communicated
to the treating clinician.
Any decision to withdraw active life support will be made by the treating physicians, together
with the patient’s relatives or legal surrogates, as required by local legislation. In making this
decision the treating physician may use the information from the prognostication. The blinded
external physician will not make any recommendation on WLST. Efforts will be made to suffi-
ciently delay prognostication to ensure that any lingering effects of sedative agents will not affect
the assessment.
Prognostication will be based on two mandatory, and four optional modalities.

5.5.1 Clinical examination - mandatory

A clinical examination including assessment of brainstem reflexes and described using the FOUR-
score will be performed daily on all patients. An exception to the FOUR-score is that myoclonus
will be considered separately in this trial. Absent or extensor motor response to pain (FOUR-
score motor response 0-1) at 96h or later in a patient who is considered unaffected by sedative

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TTM2 Trial Protocol 19

agents, is a prerequisite to consider the neurologic prognosis poor. The bilateral absence of
pupillary and corneal reflexes at 96h after CA or later, is a finding indicative of a poor progno-
sis.
The daily clinical examination by the ICU-staff should also include an assessment of status
myoclonus (continuous and generalised myoclonus persisting for at least 30 min). A prospectively
documented early status myoclonus (within 48 hours) is indicative of a poor prognosis.
Information from daily examinations including evaluation of status myoclonus should be available
to the blinded physician performing the evaluation.

5.5.2 EEG - mandatory

An EEG performed between 48h and 96h after randomisation will be performed on all partici-
pants who survive, and remain unconscious to this point, in line with standard clinical practice.
If it is not possible to perform an EEG study in the specified time frame due to practical reasons
(such as weekend or national holiday), the EEG should be performed as soon as possible after
96h.
An EEG with a highly malignant pattern, and without reactivity to sound and pain is indicative
of a poor prognosis.

5.5.3 Brain CT - optional

If a brain-CT shows signs of global ischaemic injury, such as: generalised oedema with reduced
grey/white matter differentiation and sulcal effacement, this is indicative of a poor prognosis. A
CT should be considered in patients who remain unconscious to exclude other pathologies such
as intracranial haemorrhage or infarction.

5.5.4 Brain MRI - optional

A brain MRI at 3-5 days may be incorporated into prognostication if it has been performed. Signs
of global, diffuse, or bilateral multifocal ischaemic lesions is indicative of a poor prognosis.

5.5.5 Neuron specific enolase- optional

High levels of Neuronspecific enolase (NSE) are indicative of a poor prognosis. NSE-sampling
will not be mandatory, but may be used by sites with experience. If serial samples are avail-
able, and these are consistently higher than locally established levels associated with a poor
outcome, this may be seen as indicative of a poor outcome. Samples with haemolysis should be
disregarded.

5.5.6 SSEP - optional

Absent SSEP N20-responses bilaterally may be seen as indicative of a poor prognosis, if SSEP
is performed more than 48h after randomisation.

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TTM2 Trial Protocol 20

5.5.7 The TTM2-trial criteria for a likely poor neurological outcome

In the TTM2 trial the prognosis is considered likely poor if criteria A, B and C are all ful-
filled.
A Confounding factors such as severe metabolic derangement and lingering sedation has been
ruled out.
B The patient has no response or a stereotypic extensor response to bilateral central and
peripheral painful stimulation at Ø96 hours after randomisation.
C At least two of the below mentioned signs of a poor prognosis are present:
C1 Bilateral absence of pupillary and corneal reflexes at 96h after randomisation or later
C2 A prospectively documented early status myoclonus (within 48h of randomisation)
C3 A highly malignant EEG-pattern according to the TTM2 definition without reactivity
to sound and painful stimulation. Patterns that are considered highly malignant
are: [35, 36]
i. Suppressed background (amplitude <10mV, 100% of the recording) without dis-
charges.
ii. Suppressed background with superimposed continuous periodic discharges.
iii. Burst-suppression (periods of suppression with amplitude <10mV constituting
50% of the recording) without discharges.
iv. Burst-suppression with superimposed discharges.
C4 CT brain with signs of global ischaemic injury, such as: generalised oedema with
reduced grey/white matter differentiation and sulcal effacement or MRI-brain with
signs of global, diffuse, or bilateral multifocal ischaemic lesions
C5 Serial serum-NSE samples consistently higher than locally established levels associated
with a poor outcome
C6 Bilaterally Absent SSEP N20-responses more than 48 hours after randomisation

Note: Participants with suspected ongoing status myoclonus at the time of assessment should still
be assessed for a response to pain. An increase in the frequency or amplitude of myoclonic jerks
when a painful stimuli is applied should not be considered as a motor response. If the participant
localises to pain, the prognosis should not be stated as "likely poor neurological outcome", as this
state may be compatible with a diagnosis of Lance-Adams syndrome.

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TTM2 Trial Protocol 21

5.6 Withdrawal of life supporting therapies (WLST)

All participants in the trial will be actively treated until 96 hours after randomisation. There
will be two exemptions from this rule.
• Participants in whom further treatment is considered unethical due to irreversible organ
failure, a documented medical comorbidity, or other reasons
• Participants in whom brain death is established, however this will be defined as death and
not WLST
The assumption of a poor neurological prognosis alone will not be considered sufficient to employ
withdrawal of active intensive care prior to 96 hours after randomisation. After prognostication
has been performed, WLST due to a presumed poor prognosis will be allowed if the TTM2-
trial criteria for a likely poor neurological outcome are fulfilled and all effects of sedation on
consciousness are ruled out.
Participants who have an unclear prognosis at 96h after randomisation should be reexamined
daily and WLST may be considered if neurological function does not improve and, metabolic
and pharmacological reasons for prolonged coma are ruled out. If a decision of WLST is made,
the time point and the main reasons for withdrawing life-supporting therapies will be recorded.
However supporting therapy may also be continued regardless of the neurological assessment of
prognosis, at the discretion of the treating physician.

5.6.1 Brain death

Participants in whom brain death due to cerebral herniation is established will be registered as
dead when a conclusive assessment has been made. If death is due to brain death this will be
registered.

5.7 Follow up

A first formal follow-up will take place at 30 days after cardiac arrest. For some participants this
follow-up will take place face-to-face in hospital. For those participants who are assessed after
discharge, follow-up will be performed by telephone. Participants will be assessed according to
the mRS-scale.
At six and twenty-four months, participants will be invited to a clinic visit, if possible with a
relative or close friend. At these visits specially trained, blinded assessors will perform structured
interviews and administer tests according to the secondary and exploratory outcomes. The
assessment will focus on cognitive function, quality-of-life, return to work, participation in society
cardiovascular risk factors including physical activity. At the twenty-four month visit participants
will be approached for consent regarding a potential follow-up at 60 months.
The outcome-assessor may be an occupational therapist, physician, research nurse, psychologist
or similar, who is proficient in the English language. Outcome-assessors will be provided with a
written trial manual with detailed guidelines for performing the questionnaires and assessments.
Training sessions will be provided by the trial coordinating team. At the end of each training
session participants will perform mRS scoring on a number of practice cases. Outcome-assessors
will also be encouraged to perform all follow-up procedures on a number of pilot persons.

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TTM2 Trial Protocol 22

5.8 Blinding

The clinical team responsible for the participant (physicians, nurses and others) and involved
with direct patient care will not be blinded to allocation group due to the inherent difficulty in
blinding the intervention and as temperature is a vital sign required for clinical care. Measures
will be taken to ensure that the information about allocation will not disseminate beyond the
immediate group of caregivers responsible for patient care. A blinded physician will evaluate
the patient at 96 hours after randomisation and make a statement on neurological prognosis.
The intensive care physician will not be allowed to share any information regarding temperature
allocation group. Participants, their legal representatives, and family will only be informed that
the patient has received targeted temperature management. Health personnel responsible for
outcome assessment at follow-up will be blinded to the allocation of the intervention.
The steering group, author group, trial statistician, outcome assessors, prognosticators, statisti-
cians and the trial coordinating team will be blinded to group allocation. The two intervention
groups will be coded as "A" and "B". Two conclusions from all outcomes in the main manuscript
will be drawn: one assuming "A" is the experimental group and "B" is the control group - and
one assuming the opposite. All conclusion must be approved by the author group before the
code is broken.

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TTM2 Trial Protocol 23

6 Coenrolment
In certain circumstances, coenrolment in multiple trials might be highly advantageous as research
questions can be answered more quickly and data collection can be more efficient by collecting
similar data. In other circumstances, coenrolment might be impossible due to logistical issues,
or an interaction between the interventions.
It has been argued that coenrolment in RCTs should be assessed on a case-by-case basis in critical
care as there are a wealth of methodological, legal and logistical issues that can arise when a
patient is enrolled in more than one trial. [37] When assessing the possibility of coenrolment from
a scientific standpoint, guidelines from the Canadian Critical Care group (CCCG) suggest that
coenrolment of 1 ICU-patient into two RCTs only if:
• Interventions being tested in the 2 RCTs are commonly available interventions (e.g., rec-
ommendation against co-enrolment for new biologicals or devices for which mechanisms
and outcomes are very uncertain)
• The intervention arms are unrelated and there is unlikely to be biologic interaction in the
interventions tested in the 2 RCTs
• Both of the RCT Steering Committees are in agreement

6.1 Coenrolment in the TAME trial

The Targeted Therapeutic Mild Hypercapnia After Resuscitated Cardiac Arrest: A Phase III
Multi-Centre Randomised Controlled Trial (TAME trial) (ACTRN12617000036314p) aims to
determine whether targeted therapeutic mild hypercapnia improves neurological outcome at 6
months compared to standard care and targeted normocapnia. Coenrolment in this trial will
be allowed, and encouraged for sites participating in the TTM2-trial. However, the option to
participate in only the TTM2-trial will be retained for sites that are not willing, or able to
coenroll. We consider coenrolment in TTM2 and TAME as an effective utilisation of research
resources. We further consider that the methodological prerequisites suggested by the CCCG
are fulfilled.
• Both interventions (temperature management and ability to apply TTMH) are readily
available in all study ICUs.
• An interaction between TTM and TTMH is not likely. Though both interventions aim
to reduce cerebral injury, the proposed mechanisms differ. While TTMH is proposed to
improve cerebral blood flow, TTM is believed to have multiple neuroprotective effects
including reductions in metabolic rate and pathologic cell signalling. We have studied
the interaction between pCO2 and temperature in the TTM-trial (unpublished data) and
found no significant interaction. In an analysis which was adjusted for common predictors
of outcome, participants with an average pCO2 above 6kPa were not more likely to die
(OR 1.03 (95%CI 0.45-2.37 , p=0.95). The interaction term between TTM at 36°C and an
average pCO2 of Ø6kPa was not significant (OR 0.49 (95%CI 0.13-1.77, p=0.27).
• The steering groups of the TTM2-Trial and the TAME-trial are in agreement regarding
coenrolment. Inclusion criteria, data collection and protocols have been harmonised to
facilitate coenrolment

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TTM2 Trial Protocol 24

There will be an appendix to this protocol outlining specific issues pertaining to co-enrolment
between TTM2 and TAME. A letter of understanding between the two steering groups will also
be appended.

6.1.1 Stratification

To avoid baseline imbalances in intervention arms, patients that are randomised in both TTM2
and TAME will be stratified according to allocation in the TAME trial (see separate statistical
analysis plan).

6.2 Coenrolment in other trials

Study participants may be included in any observational trial which does not affect protocol
adherence in the TTM2-trial. Pursuant to approval by the TTM2-steering committee, coenrol-
ment in other randomised or intervention trials may be possible. Approval will be granted by
the steering committee on a case-by-case basis.

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TTM2 Trial Protocol 25

7 Intervention period (Phase 2)

7.1 Hypothermia

Phase 2 of the trial starts immediately at randomisation. Temperature will be recorded hourly
via a bladder thermometer. If the patient is oliguric, or if a bladder recording is not available
the core temperature will be assessed by an oesophageal or intravascular probe. The total length
of phase 2 will be 40 hours and will be divided into two blocks.

7.1.1 Block A - cooling phase and maintenance phase

Cooling can be induced by the following means:


• Intravenous cold (4°C) fluids. Normal saline, Hartman’s solution or other similar crystal-
loids are recommended. The maximal volume for the initial cooling will be 30ml/kg-1 .
• Approved endovascular cooling devices with closed loop systems
• Approved available surface cooling devices with closed loop systems
• Approved devices for intranasal or oesophageal cooling
• Ice-packs or cooling pads
• Pharmacological treatment with Acetaminophen/Paracetamol (part of anti-shivering pro-
tocol)
• Complete exposure of the patient
• Lowering of ambient temperature
• Any combination of the above that includes a device
After randomisation participants will be cooled as quickly as possible, with an initial target
temperature of 33°C. The device used to induce hypothermia may be set at 32°C, to increase the
speed of cooling. In the event that a device is used which does not allow a target temperature
below 33°C, the device should be set at 33°C. If a patient has a temperature between 30°C
and 33°C, the patient may be actively rewarmed to 33°C. However, passive rewarming between
30-33°C may also be used, if preferred by the treating physician.
The recommended method of cooling will by an approved and commercially available feedback
controlled device (closed-loop device). To allow for a pragmatic trial, that does not limit the
induction of hypothermia to any type of device and at the same time allow rapid cooling, initial
cooling with cold fluids will be allowed. Use of neuromuscular blocking agents will be recom-
mended to facilitate induction of hypothermia. Feasibility studies of novel cooling devices will
not be allowed in the TTM2-trial.
The target temperature should be achieved as soon as possible. Local protocols should be
developed to ensure that it is feasible to reach the targeted temperature within 90 minutes or
shorter in the majority of participants.
When participants in the hypothermia arm reach Æ33°C the device setting should be immediately
adjusted to 33°C.

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TTM2 Trial Protocol 26

Adult, unconscious Screening according to Inclusion


OHCA patient inclusion and exclusion Randomisation
with ROSC criteria Baseline characteristics

Maximum 180 minutes


P hase1 ROSC

End of inclusion window


20 minutes

Sustained ROSC - Start of inclusion window

Block A: 28h Block B: 12 h


Rapid achievement of target temperature, followed by rewarming to
maintenance at 33°C normothermia

CT, coronary angiography, PCI, other interventions when indicated


P hase2

Mandatory use of device. Mandatory sedation.

Start of the intervention as soon as


possible after randomisation

Hour 40 to hour 96
Sedation is discontinued or tapered.
Temperature control in normothermic range (36.5-37.7°C) until 72h - unless
awake and extubated
Extubation and discharge allowed from start of phase 3.
Neurological prognostication at 96 hours after randomisation or later
P hase3

32 hours of continued fever control. Device used if needed.

Prognostication
Minimal sedation, when necessary for ICU care clinical exam, CT,
EEG, MRI, SSEP

Figure 1: Schematic of trial intervention - Hypothermia

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TTM2 Trial Protocol 27

Adult, unconscious Screening according to Inclusion


OHCA patient inclusion and exclusion Randomisation
with ROSC criteria Baseline characteristics

Maximum 180 minutes


P hase1 ROSC

End of inclusion window


20 minutes

Sustained ROSC - Start of inclusion window

40 hours
Target temperature Æ37.5°C with conservative measures.
Active cooling (with device) if temperature Ø37.8°C

CT, coronary angiography, PCI, other interventions when indicated


P hase2

Mandatory Sedation

Hour 40 to hour 96
Sedation is discontinued or tapered.
Temperature control in normothermic range (36.5-37.7°C) until 72h - unless
awake and extubated
Extubation and discharge allowed from start of phase 3.
Neurological prognostication at 96 hours after randomisation or later
P hase3

32h of fever control (if device used)

Prognostication
Minimal sedation, when necessary for ICU care clinical exam, CT,
EEG, MRI, SSEP

Figure 2: Schematic of control group - Normothermia and early treatment of fever

27
TTM2 Trial Protocol 28

A target temperature and device setting of 33°C will be maintained until 28h after randomisation.
Temperature control during the maintenance phase will be managed with an approved feedback
controlled device.

7.1.2 Block B - Rewarming

Block B is the period (12h) allocated to restoration of normothermia. Participants will be


rewarmed at 13 °C/ hour (1°C in three hours) allowing 12 hours for rewarming.

7.1.3 Early termination of the intervention

The intervention may be discontinued if hypothermia is the suspected cause of uncontrolled


bleeding, life threatening arrhythmia or refractory haemodynamic instability, at the discretion
of the treating physician. The target temperature will then be adjusted to Æ37.5°C

7.1.4 After rewarming

After 40 hours, those participants who remain comatose should be kept at a normothermic level
(36.5 - 37.7°C) until 72h after randomisation and active warming should be avoided.

7.2 Normothermia and early treatment of fever

Normothermia, an active comparator will mirror the phases of the hypothermia intervention
to ensure comparability between the allocation arms. However, the temperature management
strategy will be different.
Temperature will be recorded via a bladder thermometer. If the patient is oliguric, or if a bladder
recording is not available the core temperature will be assessed by an oesophageal or intravascular
probe. Participants who have an initial temperature between 30-33°C may be actively rewarmed
to 33°C, at which point active rewarming should be suspended. However, passive rewarming
between 30-33°C may also be used, if preferred by the treating physician. Participants with an
initial body temperature above 33°C will not be actively rewarmed to normothermia. To ensure
that temperature does not reach 37.8°C the following conservative interventions will be allowed,
at the discretion of the treating physician.
• Pharmacological treatment with Acetaminophen/Paracetamol (part of anti-shivering pro-
tocol)
• Complete exposure of the patient
• Lowering of ambient temperature
If conservative measures are insufficient, a device for temperature management will be used. The
definition of insufficient fever control with conservative measures is:
A single recorded measurement of core body temperature Ø37.8°C, regardless whether the tem-
perature is deemed to be of infectious origin or a response to neurological injury
If the criterion for insufficient fever control is fulfilled the same methods that will be used in the
intervention arm will be used to achieve a target temperature of 37.5°C.

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TTM2 Trial Protocol 29

• Approved endovascular cooling devices with closed loop systems


• Approved available surface cooling devices with closed loop systems
• Intravenous cold (4°C) fluids for initial induction of hypothermia, if a device is not in situ.
Normal saline, Hartman’s solution or other similar crystalloids are recommended. The
maximal volume will be 30ml/kg-1 or 2 liters. Fluids should be given whilst the device is
being applied/inserted.
The treating physician may prescribe the application of a device (insert an endovascular catheter
of apply a surface device) either prophylactically in all participants randomised to normothermia
or if a rise in temperature is encountered. However the device will not be switched on until a
core body temperature of Ø37.8°C is measured. Active fever control will be initiated as soon as
a core body temperature reaches 37.8°C during the first 40 hours after randomisation. After 40
hours, those participants who remain comatose should be kept at a normothermic level (36.5 -
37.7°C) until 72h after randomisation and active warming should be avoided.

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TTM2 Trial Protocol 30

8 Data collection
Clinical, laboratory and background data will be collected at the time of enrolment, during the
ICU-stay, at ICU-discharge, at hospital-discharge, and at follow-up. This section provides a
summary of the data that will be collected.
Data will be obtained from hospital records, relatives, and ambulance services and will be entered
into a web-based electronic case record form (eCRF) by site personnel. The site investigator must
sign all eCRFs before trial completion to verify that the recorded data is correct and complete.
The software for the web-based form will be provided by Spiral Web Solution Limited, New
Zealand. Data from the web-based forms will be migrated to a trial database, which will be
handled by the coordinating team.
The sponsor supplies a standard description of all units of measurement in the eCRF. If a
trial site uses different units of measurement and this might be a potential source of error,
the site investigator should contact the coordinating team to have the data capture module
modified. Data not obtainable will be registered as missing and measures to obtain data should
not delay intervention or concomitant treatment (i.e. central line not in place at the time of data
collection)

8.1 Baseline data

This data will be obtained from emergency medical services/ambulance personnel or hospital
records.

8.1.1 Pre-randomisation characteristics

• Inclusion and exclusion criteria


• Age
• Sex
• Time and date of ROSC
• Type of temperature management system planned (intravascular or surface cooling)

8.1.2 Pre-hospital data

• Scene of arrest (home, work, public place, nursing facility, other)


• Witnessed arrest (Y/N)
• Bystander CPR (Y/N)
• Bystander defibrillation performed (Y/N)
• First monitored rhythm at arrival of EMS
(asystole, PEA, VF, non-perfusing VT, ROSC after bystander defibrillation, unknown
(shockable or unshockable))

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TTM2 Trial Protocol 31

• Use of active compression-decompression device


(No, Yes(LUCAS, Autopulse, manual))
• Number of defibrillations (if applicable)
• Date and time of cardiac arrest
• Time of emergency call
• Estimated time from arrest to advanced life support
• Pre-hospital airway (no, intubated, supra-glottic airway device)
• Amount of adrenaline (mg)

8.1.3 Background data

• Height
• Weight
• Pre-arrest neurological function
• Previous percutaneous coronary intervention? [Y/N]
• Previous coronary artery bypass grafting? [Y/N]
• Previous known cardiomyopathy? [Y/N]
• Previous implantable cardioverter defibrillator (ICD)? [Y/N]
• Previous atrial fibrillation of flutter? [Y/N]
• Previous hypertension with pharmacologic treatment? [Y/N]
• Charlson comorbidity index
• Measurement of pre-arrest frailty using the Clinical Frailty Score (1-9)

8.2 Data on hospital admission

• First recorded tympanic temperature (bilateral, highest value)


• FOUR-score
• STEMI - New ST-segment elevation Ø1 mm in Ø2 contiguous ECG leads
• ECG suspicious for acute ischaemia (No, ST-segment depressions (Y/N), T-wave inver-
sions(Y/N), Acute LBBB(Y/N)
• ECG rhythm (sinus / atrial fibrillation or flutter / other)
• Prophylactic antibiotics prescribed (Y/N/Treatment warranted)
• SOFA score on admission (without neurological sub-score)
• Shock on admission, BP<90mmHg for at least 30 minutes or the need for supportive
measure to maintain a systolic Ø90mmHg and end-organ hypoperfusion (cool extremities,
or urine output of less than 30ml/hr, and a HR >60 beats per minute)

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TTM2 Trial Protocol 32

8.3 In the ICU

8.3.1 Data during the intervention

• Hourly temperature (bladder)


• Time (minutes) to core temperature of 34.0°C
• Mean arterial pressure, heart frequency
• Use of invasive haemodynamic monitoring (No, Thermodilution catheter, Pulmonary artery
catheter)
• Cumulative doses of sedatives

8.3.2 Additional temperature measurements

• Between 41 and 48h after randomisation temperature will be recorded hourly


• Between 49 and 72h after randomisation temperature will be recorded every four hours

8.3.3 Daily during the ICU stay:

• FOUR-score, eye response, motor response, brainstem score, respiratory score


• SOFA score (without neurological sub-score)
• Need for mechanical circulatory assistance
• Highest body temperature
• Highest level of shivering (BSAS)
• Adverse events
• If trial intervention has been discontinued, time of discontinuation and specified reason
• If active intensive care is withdrawn, specify reason
• If dead, specify presumed cause of death, cardiac, cerebral, other

8.3.4 Neurology

• Results of the clinical neurological examination


• Results and time of SSEP, MRI, CT, NSE and EEG
• The stated prognosis from the blinded examiner, dichotomised as poor outcome likely (Y/N,
based on the definition in the trial protocol) and which criteria are fulfilled

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TTM2 Trial Protocol 33

8.3.5 At ICU discharge

• Time and results of coronary angiography


• Time of PCI/open-heart surgery, if performed
• Discharge facility (coronary care unit/general ward/other ICU/dead)
• Results of microbial cultures for patients with sepsis

8.4 At hospital discharge

• Discharged to: nursing home/rehabilitation unit/other hospital/home/dead


If dead, presumed cause of death: cardiac/cerebral/multiorgan failure/other
• Probable cause of cardiac arrest
• Organ donation (No/Donation after cardiac death/Donation after confirmed brain death)
• Autopsy performed (No/Yes)

8.5 30 days after randomisation

• If the patient is deceased, date of death, presumed cause of death: cardiac/cerebral/other


• Date of hospital discharge as obtained from hospital notes or registries
• mRS and GOS-E assessment by telephone interview

8.6 180 days after randomisation

• Survival status obtained from hospital or civil registries


• mRS and GOS-E assessment
• Cognitive function tested with MoCA, IQCODE, SDMT, Times-Stand Test, and health-
related quality of life tested with: EQ5D-5L
• Cardiovascular risk factors (Physical activity, HbA1c, cholesterol, blood pressure)

8.7 24 months after randomisation

• Repeat evaluation of mRS, EQ5D-5L, GOS-E, cognitive tests, participation in society and
cardiovascular risk factors, including physical activity

8.8 Planned investigations

Most investigations and interventions are performed at the discretion of the treating physician.
However an EEG at 48-96h after randomisation is included in the protocol, for all patients who
remain unconscious. Reasons for omission will be collected.

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TTM2 Trial Protocol 34

8.9 Laboratory testing

Laboratory testing will be performed as soon as possible after ROSC and continuously during
the ICU-period. All blood gases will be analysed using the alpha-stat method.
• Earliest available blood gas after ROSC: FiO2 , pO2 ,pCO2 , BE, pH, lactate, glucose.
• Blood gas every four hours during the intervention (FiO2 , pO2 , pCO2 , BE, pH, lactate,
glucose and insulin dose)
• On admission to ICU (Lowest Thrombocytes, Lowest PaO2 , highest creatinine, highest
bilirubin, HbA1c)
• Daily in the ICU (highest creatinine)

8.10 Biobank

Additional blood samples will be drawn at 0, 24, 48, and 72 hours after randomisation. Samples
will be processed and aliquoted according to a separate protocol. All samples will be transported
to, and stored in a central biobank. Blood samples may be analysed for routine clinical laboratory
measurements and prognostic biomarkers, including markers of neuronal injury, inflammation
and mitochondrial content. No analysis of nuclear DNA will be performed within the scope of
the trial. No measurements will take place before the end of the trial, and no results from the
biobank will be published in the initial manuscript.

8.10.1 Blood samples

• 0h: serum vial 6 ml, plasma vial 6 ml, pax-RNA tube 2.5 ml
• 24h: serum vial 6 ml
• 48h: serum vial 6 ml, plasma vial 6 ml, pax-RNA tube 2.5 ml
• 72h: serum vial 6 ml

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TTM2 Trial Protocol 35

9 Ethics and informed consent


An ethics application (2015/228) is approved by the Regional Ethics Committee at Lund Uni-
versity. Ethics applications will be submitted to all relevant ethics boards in every country
participating. The ethics applications will seek approval for a delayed written consent process,
since temperature management must be regarded as an emergency procedure and must be started
as soon as the participants are admitted to the Emergency Departments. We judge that this
strategy is justifiable according to the Declaration of Helsinki article 30 available from the World
Medical Association. Participants regaining consciousness will be asked for written consent as
soon as they are able to make an informed decision. The consenter will be provided with writ-
ten and oral information on this trial to make an informed decision about participation in the
trial. The consent form must be signed by the participant or legally acceptable surrogate and by
the investigator seeking the consent. Relatives will be approached for written consent for their
participation during follow-up visits.

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TTM2 Trial Protocol 36

10 Data management

10.1 Data handling and record keeping

Individual patient data will be handled as ordinary chart records and will be kept according to
the legislation (e.g. data protection agencies) of each participating country. Data will be entered
into the electronic database (eCRF) produced by Spiral Web Solution Limited, New Zealand.
The electronic data capture module fulfils all criteria for handling of patient data according to
the Swedish legislation on management of personal data "Personuppgiftslagen", (PUL) and is
compliant with the Federal Drug Administration’s guidelines for electronic signatures (FDA 21
CFR Part 11 Guidelines for Electronic Signatures). All original records (incl. consent forms,
CRFs, SAE reports and relevant correspondence) will be retained at trial sites or the centre for
Cardiac Arrest at Lund University for 15 years to allow inspection by relevant authorities. The
trial database will be maintained for 15 years and anonymised if requested for revision.

10.2 Quality control and quality assurance

The trial will be externally monitored by national monitoring offices coordinated by the clinical
trial manager and Clinical Studies Sweden, Forum South. The frequency of on-site monitoring
will depend on compliance with the protocol, number of enrolled participants and data handling.
At a minimum, there will be a pre-trial meeting, mandatory monitoring after the trial and once
during the trial period. Source data verification will be performed according to a monitoring
plan which will be available only to the trial monitors before the start of the trial.
All trial sites will be provided with sufficient information to participate in the trial. This docu-
ment, CRFs, instructions for registration, checklists for inclusion/exclusion and randomisation,
and a protocol for medical treatment will be distributed to all sites. Sites will also receive train-
ing on how to perform assessments at follow-up visits. The site investigator will be responsible
for that all relevant data are entered into the electronic CRFs. The CRFs will be constructed
in order to assure data quality with predefined values and ranges on all data entries. Data
management activities will be performed and organised by the trial coordinating team.

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TTM2 Trial Protocol 37

11 Adverse events
Detection, documentation and reporting of the following events will be the responsibility of the
local investigator.

11.1 Definitions

An adverse event is:


• Any untoward medical occurrence in a clinical trial subject
Untoward medial occurrences are expected in all patients who are resuscitated from cardiac arrest
and treated in intensive care. This critically ill group of patients will per definition experience, be
monitored and treated for untoward medical occurrences, and this is considered standard care.
Therefore no adverse events will be reported.
A Serious adverse event is defined as any adverse event that:
• Results in death
• Is life threatening
• Requires hospitalisation or prolongation of current hospitalisation
• Results in persistent or significant disability or incapacity
• Results in a congenital anomaly/birth defect
Death is an expected outcome among survivors of cardiac arrest. Approximately 45% of patients
will not survive to six months, therefore death will not be considered a serious adverse event.
Standard care of cardiac arrest patients includes a host of complications that fit the definition
of an SAE. For example, more than 90% of all patients in the TTM1-trial experienced a serious
adverse event. Only a small number of those events could be considered unexpected or caused by
the intervention. Additionally, when TTM at 33°C and 36°C was compared in the TTM1-trial,
only hypokalaemia (which occurred in the majority of patients) differed between temperature
groups.
The complications attributable to hypothermia in prior research primarily include electrolyte
disorders, infection, arrhythmias, bleeding, haemodyanamic instability and skin complications
related to the use of surface devices for temperature control. Despite this, none of the ran-
domised trials on temperature control for cardiac arrest have shown any difference in the inci-
dence of these complications (hypokalaemia in the TTM1-trial being the exception). To strike a
balance between over-reporting, and maximise the probability of finding any true and important
differences only the following will be considered serious adverse events:

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TTM2 Trial Protocol 38

Specific serious adverse events


• Pneumonia, defined as purulent tracheal secretions, a radiographic infiltrate and a de-
creased P/F ratio (PaO2 /FiO2 <32 kPa or < 240 mmHg), a pragmatic adaption of the
Clinical Pulmonary Infection Score (CPIS) [38]
• Sepsis and septic shock, according to the 3rd international consensus definitions for sepsis
and septic shock [39]
• Moderate or severe bleeding, according to the GUSTO [40] criteria
• Device related skin complications (blistering or skin necrosis)
• Arrhythmias resulting haemodynamic compromise
• Bradycardia necessitating pacing
Other serious adverse events
• Unexpected serious adverse event

11.2 Reporting of serious adverse events

All serious adverse events not previously documented in the subject will be reported daily in the
eCRF during the intensive care unit stay. Events that occur after discharge from the intensive
care unit will not be reported. The specific serious adverse events described above will be reported
whether they are considered related to the intervention or not. As the specific adverse events in
many circumstances may be considered expected, they will not automatically mandate further
follow-up.
At each daily assessment all unexpected serious adverse events either observed by the investiga-
tor or other caregivers must be recorded and evaluated. The event should be reported within 24
hours from awareness of the event using the eCRF. The nature and circumstances of the event
should be described. Expected events is this population of participants include, but or not lim-
ited to haemodynamic instability, cardiac arrhythmias, electrolyte abnormalities, reintubation,
worsening neurological function, cerebral oedema and complications related to the condition that
led to cardiac arrest, and do not mandate reporting. An event which is considered expected in
this population might still be considered unexpected in an individual participant. If this is the
case, the event should be categorised as an unexpected serious adverse event and reported as
such.
In the event that one of the specific adverse events occurs and the circumstances surrounding
the event are unclear or unexpected it should be reported as an unexpected serious adverse
event.
The relatedness between the trial intervention and the unexpected serious adverse event should
be determined by the local investigator. The relatedness will be categorised as:
• Not related: The event is clearly related to other factors, such as the participant’s clinical
state, therapeutic interventions, or concomitant drugs administered to the participant
• Possibly related: There is a possible temporal relationship between the intervention and
the event but it could have been caused by other factors

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TTM2 Trial Protocol 39

• Probably related: There is a plausible temporal relationship between the intervention


and the event and the event is not reasonably explained by other factors.
The local investigator is required to follow each participant with an unexpected serious adverse
event until resolution of symptoms. Reports of unexpected serious adverse event will be assessed
for safety by a qualified physician in the trial coordinating team (medical monitor). The frequency
of all serious adverse events (dichotomised by Ø1 event vs. no events) by will be reported to the
DSMC.

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TTM2 Trial Protocol 40

12 Statistical plan and data analysis


A statistical analysis plan will be published before the first scheduled interim analysis.

12.1 Sample size

Based on the results of the TTM1-trial and information in the International cardiac arrest reg-
istry, (INTCAR) we estimate a total mortality of approximately 51.25%. The power calculation
is based on a 55% mortality in the normothermia arm and a 47.5% mortality in the hypothermia
arm, at 180 days.
To demonstrate a relative risk of 0.86 with 90% power at a significance level of 0.05, 931 par-
ticipants are required in each group. The sample size calculation corresponds to a relative risk
reduction (RRR) of 15%, an absolut risk reduction (ARR) of 7.5% and a number needed to treat
(NNT) of 13.3. The estimated relative risk is based on results from earlier trials on hypothermia
for CA. [2, 3] To allow for a possible loss to follow-up we will recruit 1900 participants.
The analyses of the outcomes will be based on the intention-to-treat (ITT) principle, i.e., all
randomised participants will be included in the analysis regardless of how much treatment they
have received. Per-protocol analyses may be considered if important deviations from the protocol
compromise the validity of the ITT analysis.

12.2 Analysis methods

All outcomes will initially be performed with adjustments made for site. Sensitivity analyses
will be performed adjusting for a pre defined list of variables, which will include: site, age, sex,
bystander CPR, initial rhythm, time to ROSC and circulatory status on admission.

12.2.1 Primary outcome

The primary outcome will be analysed as a binary variable (alive vs. dead) at 180 days.

12.2.2 Secondary outcome

Functional outcome will be evaluated by dichotomising the modified Rankin scale (0-3 vs 4-
6). Survival data will be analysed using Cox regression. The secondary outcome HRQoL will
primarily be presented as a the difference in the continuous VAS-scale included in the EQ5D-
5L.

12.3 Missing data

Missing data will be reported in the publication. If further analyses reveals substantial missing-
ness, multiple imputation will be considered.

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TTM2 Trial Protocol 41

12.4 Subgroup analysis

Subgroups will be analysed according to pre-defined variables


• Age
• Sex
• Bystander CPR
• Initial rhythm
• Time to ROSC
• Circulatory status on admission
• Severity classification, Pittsburgh cardiac arrest category [41]

12.5 Data safety monitoring committee

There will be an independent Data Safety Monitoring Committee (DSMC) arranging an inde-
pendent statistician to conduct blinded interim analysis. The DSMC will be able to request
unblinding of data if they find it necessary. The DSMC will be provided with data on survival
and safety parameters continuously during the conduct of the trial, and can initiate analysis
at any time they request. Lan-DeMets group sequential monitoring boundaries will be used if
multiple interim analyses are needed. The DSMC may stop or pause the trial if:
• Group difference in the primary outcome measure is found in the interim analysis according
to pre-defined stopping rules
• Group difference in serious adverse events is found in the interim analysis
• Results from other studies show benefit or harm with one of the allocation arms

12.5.1 Members of the DSMC-committee

Kathy Rowan Intensive Care National Audit & Research Centre, UK (Chair)
David Harrison Intensive Care National Audit & Research Centre, UK
Paul Mouncey Intensive Care National Audit & Research Centre, UK
Duncan Young Nuffield Department of Clinical Neurosciences, University of Oxford, UK
Manu Shankar-Hari Guy’s and St Thomas’s NHS Foundation Trust, London, UK

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TTM2 Trial Protocol 42

13 Publication of Data
The trial will be analysed by two independent statisticians and the results interpreted by the
steering group. The analysis will be performed 28 weeks after inclusion of the last patient. The
analysis process will be performed with the allocation code unbroken and with the trial arms
only known as A and B. Two abstracts will be prepared before the allocation code is broken, with
the different arms inter-changed (one assuming arm A is hypothermia, and the other assuming
arm B is hypothermia). All authors must approve both versions before the code is broken. The
final manuscript will be submitted to a peer-reviewed international journal. Authorship will be
granted using the Vancouver definitions and depending on personal involvement and fulfilment of
the author’s respective roles. The author list will include the steering group members, national
investigators and additional names. Centres recruiting >30 participants will be entitled to one
name, >60 two names, >100 three names, >150 four names, >220 five names in the author list
(additional names). After the author list there will be added: "and the TTM-trial group" and
a reference to an appendix with all sites, site investigators and number of participants enrolled.
The main publication will report the primary and secondary outcomes. In doing so, survival,
functional outcome and HRQoL will be reported. Exploratory outcomes will, due to complexity
of reporting be submitted to a peer-reviewed journal as a separate manuscript, as will the results
from the 24 month follow-up. A detailed authorship plan will be decided upon after the first
interim analysis.

14 Insurance
When preexisting insurance is not available, indemnity to meet the potential legal liability of
investigators/collaborating hospitals for harm to participants arising from the conduct of the
research will be provided by the TTM2-Trial through the sponsor: Region Skåne - Skånevård
SUND. The insurance negotiated with Allianz insurance company for each country will be spec-
ified in each site agreement before the commencement of patient inclusion at that site.

15 Funding
The trial will be funded by external foundations for medical research. Patient recruitment will
not commence until there is sufficient funding to allow for inclusion and 180-day follow-up of the
proposed sample size.
The trial is funded by:
• The Swedish Research Council(Vetenskapsrådet) - Grant Nr: 2016-00428

• The Swedish Heart-Lung Foundation

• Stig and Ragna Gorthon Foundation

• Knutsson Foundation

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TTM2 Trial Protocol 43

16 Timeline
2016 Trial design, ethics application, site recruitment, application for funding
2017 First patient recruitment, run-in period, site initiations
2017-2019 Patient recruitment and interim analysis
2019/2020 Presentation of results, long-term follow-up performed
2022 Presentation of long-term outcomes

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TTM2 Trial Protocol 44

17 Trial Participants

17.1 Steering Group

Niklas Nielsen MD, PhD Intensive Care, Helsingborg Hospital, Helsingborg, Sweden
(CI, Study Chair)
Jan Bĕlohlávek MD, PhD General University Hospital, Prague,Czech Republic (NI)
Clifton Callaway MD, PhD Emergency medicine, University of Pittsburgh, Pittsburgh, USA
(NI)
Alain Cariou MD, PhD Intensive Care, Descartes University, Paris, France (NI)
Tobias Cronberg MD, PhD Neurology, Skåne University Hospital, Lund, Sweden (SI)
Josef Dankiewicz MD, PhD Cardiology, Skåne University Hospital, Lund, Sweden (CoI)
David Erlinge MD, PhD Cardiology, Skåne University Hospital, Lund, Sweden
Hans Friberg MD, PhD Intensive Care, Skåne University Hospital, Malmö, Sweden (SI)
Jan Hovdenes MD, PhD Intensive Care, Rikshospitalet, Oslo University Hospital, Oslo,
Norway (NI)
Janus Christian Jakobsen Copenhagen Trial Unit, Copenhagen University Hospital,
MD, PhD
Copenhagen, Denmark (Trialist)
Michael Joannidis MD, PhD Intensive Care, Medical University Innsbruck, Austria (NI)
Michael Kuiper MD, PhD Intensive Care, Leeuwarden Hospital,
Leeuwarden, The Netherlands
Helena Levin MSc Centre for Cardiac Arrest, Lund, Sweden (Clinical trial manager)
Gisela Lilja OT, PhD Neurology and rehabilitation medicine, Lund, Sweden
(follow-up coordinator)
Per Nordberg MD, PhD Cardiology, Södersjukhuset, Stockholm, Sweden
Mauro Oddo MD, PhD Intensive Care, Université de Lausanne, Lausanne, Switzerland
(NI)
Paolo Pelosi, MD, FERS Anaesthesia and Intensive Care - IRCCS AOU San Martino IST,
University of Genova, Genova, Italy (NI)
Christian Rylander MD, PhD Sahlgrenska University Hospital, Gothenburg, Sweden (NI)
Manoj Saxena MD, PhD Intensive Care, The George Institute for Global Health,
Sydney, Australia (NI)
Pascal Stammet MD, PhD Centre Hospitalier de Luxembourg, Luxembourg (NI)
Christian Storm MD, PhD Chartité University Hospitals, Berlin, Germany (NI)
Fabio Taccone MD, PhD Hopital Erasme, Brussles, Belgium (NI)
Susann Ullén PhD Clinical trials Sweden - Forum South, Lund, Sweden
(Chief Statistician)
Matthew P. Wise MD, DPhil University Hospital of Wales, Cardiff, UK (NI)
CI - Chief Investigator
SI - Senior Investigator
NI - National Investigator
CoI - Coordinating investigator

44
TTM2 Trial Protocol 45

17.2 Investigators - TBD

45
TTM2 Trial Protocol 46

17.3 Investigator responsibilities

The trial site investigator is responsible for:


• Screening and listing eligible patients
• Performing randomisation
• Achieving temperature control according to allocation group
• Ensuring that achievement of hypothermia is feasible within 2 hours of randomisation
• Maintaining temperature control according to allocation group
• Collection and reporting of data according to the trial protocol and electronic Case Report
Form (eCRF)
• Obtaining written informed consent from patients whom regain consciousness
• Performing and reporting follow-up according to the trial protocol and the eCRF
The national investigator is responsible for:
• Coordination of national sites
• Representing national sites in the steering group
• Reviewing reasons for potential incomplete screening and randomisation at national sites
• Ethical Review Board - application and approval
• Dissemination of protocols and updates to sites
• Proposing suitable candidates for vacant site investigator positions

46
TTM2 Trial Protocol 47

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A The FOUR SCORE


Eye response
Eyelids open and tracking, or blinking on command 4
Eyelids open but not tracking 3
Eyelids closed but open to loud voice 2
Eyelids closed but open to pain 1
Eyelids closed with pain 0

Motor response
Makes sign (thumbs-up, fist, other) 4
Localising to pain 3
Flexion response to pain 2
Extension response to pain 1
No response to pain 0
Generalised myoclonic status 0

Brainstem response
Pupil reflexes present, corneal reflexes present and cough present 4
One pupil wide and fixed, corneal reflexes present and cough present 3
Pupil reflexes absent, corneal reflexes present 2
Pupil reflexes present, corneal reflexes absent 2
Pupil reflexes absent, corneal reflexes absent, cough present 1
Pupil reflexes absent, corneal reflexes absent, cough absent 0

Breathing
Not intubated with regular breathing 4
Not intubated with Cheyne- Stokes type of breathing 3
Not intubated with irregular breathing 2
Not intubated with apnea 0
Intubated with breathing above ventilator rate 1
Intubated with breathing at ventilator rate 0

In contrast to previous trials on cardiac arrest, the TTM2-trial will not use the Glasgow Coma
Score in any reporting. There are several reasons for this:
• The FOUR-score offers a less equivocal inclusion criteria as a "fist" or "thumbs-up" response
is required for a motor score of 4. This also applies to the definition of awakening which is
made clearer by requiring a limb movement rather than only eye movements
• The FOUR-score can be rated in the intubated patient and (as part of the Pittsburgh
cardiac arrest category [41, 42]
Links:
Figure of FOUR-score from Iyer et.al [42]
FOUR-score calculator

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TTM2 Trial Protocol 53

B The modified Rankin scale (mRS)

Score Description

0 No symptoms at all
1 No significant disability despite symptoms; able to
carry out all usual duties and activities
2 Slight disability; unable to carry out all previous ac-
tivities , but able to look after own affairs without
assistance
3 Moderate disability; requiring some help, but able to
walk without assistance

4 Moderate severe disability; unable to walk without


assistance and unable to attend to own bodily needs
without assistance
5 Severe disability; bedridden, incontinent and requir-
ing constant nursing care and attention
6 Death

C The Glasgow outcome scale - extended (GOSE)

Score Description
1 Death
2 Vegetative state
3 Lower severe disability
4 Upper severe disability
5 Lower moderate disability
6 Upper moderate disability
7 Lower good recovery
8 Upper good recovery

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TTM2 Trial Protocol 54

D Charter for the DSMC of the TTM2-trial


Clinical Trial no. NCT02908308

D.1 Introduction

The Charter will define the primary responsibilities of the DSMC, its relationship with other trial
components, its membership, and the purpose and timing of its meetings. The Charter will also
provide the procedures for ensuring confidentiality and proper communication, the statistical
monitoring guidelines to be implemented by the DSMC, and an outline of the content of the
Open and Closed Reports that will be provided to the DSMC.

D.2 Primary responsibilities of the DSMC

The DSMC will be responsible for safeguarding the interests of trial participants, assessing the
safety and efficacy of the interventions during the trial, and for monitoring the overall con-
duct of the clinical trial. The DSMC will provide recommendations about stopping or con-
tinuing the trial to the Steering Group (SG) of the TTM2-trial. To contribute to enhancing
the integrity of the trial, the DSMC may also formulate recommendations relating to the selec-
tion/recruitment/retention of participants, their management, improving adherence to protocol-
specified regimens and retention of participants, and the procedures for data management and
quality control. The DSMC will be advisory to the SG. The SG will be responsible for promptly
reviewing the DSMC recommendations, to decide whether to continue or terminate the trial, and
to determine whether amendments to the protocol or changes in trial conduct are required.
The DSMC is planned by protocol to meet physically in order to evaluate the planned interim
analysis of the TTM2-trial. The interim analyses will be performed by an independent statistician
selected by the member of the DSMC. The DSMC may additionally meet whenever they decide,
contact each other by telephone or e-mail in order to discuss the safety for trial participants. The
Principal investigator has the responsibility to report monthly to the DSMC the overall number
of Serious Adverse Events (SAE). The DSMC can request at any time during the trial the
distribution of events, including outcome measures and SAEs, according to intervention groups.
The recommendations of the DSMC regarding stopping, continuing or changing the design of
the trial should be communicated without delay to the SG of the TTM2-trial. The SG has the
responsibility to inform as fast as possible, and no later than 48 hrs, all investigators of the trial
and the departments including patients in the trial the recommendation of the DSMC and the
SG decision hereof.

D.3 Members of the DSMC

The DSMC is an independent multidisciplinary group consisting of clinicians and a biostatisti-


cian that, collectively, has experience in the management of ICU patients and in the conduct,
monitoring and analysis of randomised clinical trials.

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TTM2 Trial Protocol 55

D.3.1 Members of the DSMC-committee

Kathy Rowan Intensive Care National Audit & Research Centre, UK (Chair)
David Harrison Intensive Care National Audit & Research Centre, UK
Paul Mouncey Intensive Care National Audit & Research Centre, UK
Duncan Young Nuffield Department of Clinical Neurosciences, University of Oxford, UK
Manu Shankar-Hari Guy’s and St Thomas’s NHS Foundation Trust, London, UK

D.4 Conflicts of interest

DSMC membership has been restricted to individuals free of conflicts of interest. The source
of these conflicts may be financial, scientific, or regulatory in nature. Any DSMC members
who develop significant conflicts of interest during the course of the trial should resign from the
DSMC. DSMC membership is to be for the duration of the clinical trial. If any members leave
the DSMC during the course of the trial, the SG will appoint the replacement(s).

D.5 Formal interim analysis meeting

One ’Formal Interim Analyses’ meetings will be held to review data relating to treatment efficacy,
patient safety, and quality of trial conduct. The three members of the DSMC will meet when
180-day follow-up data of 600 patients have been obtained.

D.6 Proper communication

To enhance the integrity and credibility of the trial, procedures will be implemented to ensure
the DSMC has sole access to evolving information from the clinical trial regarding comparative
results of efficacy and safety data, aggregated by treatment group (0,1). An exception will be
made to permit access to an independent statistician who will be responsible for serving as a
liaison between the database and the DSMC. At the same time, procedures will be implemented
to ensure that proper communication is achieved between the DSMC and the trial investigators.
To provide a forum for exchange of information among various parties who share responsibility
for the successful conduct of the trial, a format for Open Sessions and Closed Sessions will be
implemented. The intent of this format is to enable the DSMC to preserve confidentiality of
the comparative efficacy results while at the same time providing opportunities for interaction
between the DSMC and others who have valuable insights into trial-related issues.

D.7 Closed Sessions

Sessions involving only DSMC members and generate the Closed Reports will be held to allow
discussion of confidential data from the clinical trial, including information about the relative
efficacy and safety of interventions. In order to ensure that the DSMC will be fully informed
in its primary mission of safeguarding the interest of participating patients, the DSMC will be
blinded in its assessment of safety and efficacy data. However, the DSMC can request unblinding
from the SG.

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TTM2 Trial Protocol 56

D.8 Open Reports

For each DSMC meeting, Open Reports will be provided available to all who attend the DSMC
meeting. The Reports will include data on recruitment and baseline characteristics, and pooled
data on eligibility violations, completeness of follow-up, and compliance. The primary trial
statistician will prepare these Open Reports. Closed Reports will include analysis of the primary
efficacy outcome measure. In addition, analyses of the secondary outcome measures and serious
adverse events will also be reported. These Closed Reports will be prepared by an independent
biostatistician, with assistance from the trial biostatisticians, in a manner that allow them to
remain blinded. The Closed Reports should provide information that is accurate, with follow-up
on mortality that is complete to within two months of the date of the DSMC meeting. The
Reports should be provided to DSMC members approximately three days prior to the date of
the meeting.

D.9 Minutes of the DSMC Meetings

The DSMC will prepare minutes of their meetings. The Closed Minutes will describe the pro-
ceedings from all sessions of the DSMC meeting, including the listing of recommendations by
the Committee. Because it is likely that these minutes may contain unblinded information, it is
important that they are not made available to anyone outside the DSMC.

D.10 Recommendations to the Steering Committee

After the interim analysis meeting, the DSMC will make a recommendation to the SC to continue,
hold or terminate the trial. This recommendation will be based primarily on safety and efficacy
considerations and will be guided by statistical monitoring guidelines defined in this Charter and
the trial protocol. The SC is jointly responsible with the DSMC for safeguarding the interests of
participating patients and for the conduct of the trial. Recommendations to amend the protocol
or conduct of the trial made by the DSMC will be considered and accepted or rejected by the
SC. The SC will be responsible for deciding whether to continue, hold or stop the trial based on
the DSMC recommendations. The DSMC will be notified of all changes to the trial protocol or
conduct. The DSMC concurrence will be sought on all substantive recommendations or changes
to the protocol or trial conduct prior to their implementation.

D.11 Statistical monitoring guidelines

The outcome parameters are defined in the TTM2-trial protocol. For the two intervention groups,
the DSMC will evaluate data on:
• The primary outcome measure - all cause mortality at 180 days
• The secondary outcome measures - The composite outcome of all cause mortality and poor
functional outcome (mRS 4 to 6) at 30 days and at 180 days.
• Serious adverse events - SAEs
The DSMC will be provided with these data from the Coordinating Centre as:
• a. Number of patients randomised

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TTM2 Trial Protocol 57

• b. Number of patients randomised per intervention group (0,1)


• c. Number of patients stratified per. stratification variable per intervention group (0,1)
• d. Number of events, according to the outcomes, in the two groups
Based on evaluations of these outcomes, the DSMC will decide if they want further data from
the Coordinating Centre and when next to perform analyses of the data. For analyses, the data
will be provided in one file as described below. Based on the analyses of the primary outcome
measure and SAEs, the DSMC will use P<0.001 as the statistical limit to guide its recommen-
dations regarding early termination of the trial, at the first formal meeting. Based on the 30 day
composite outcome analysis, the DSMC will use P<0.001 Lan-DeMets group sequential monitor-
ing boundaries as the statistical limit to guide its recommendations regarding early termination
of the trial. DSMC should also be informed about all unexpected SAEs occurring in the two
groups of the trial.
The DSMC may also be asked to ensure that procedures are properly implemented to adjust
trial sample size or duration of follow-up to restore power, if protocol specified event rates are
inaccurate. If so, the algorithm for doing this should be clearly specified.

D.12 Conditions for transfer of data from the Coordinating Centre to


the DSMC

The DSMC shall be provided with the data described below in one file The DSMC will be
provided with an Excel database containing the data defined as follows:
• Row 1 contains the names of the variables (to be defined below).
• Row 2 to N (where N-1 is the number of patients who have entered the trial) each contains
the data of one patient.
• Column 1 to p (where p is the number of variables to be defined below) each contains in
row 1 the name of a variable and in the next N rows the values of this variable.
The values of the following variables should be included in the database:
A. PtID: a number that uniquely identifies the patient.
B. Rdcode: The randomisation code (group 0 or 1). The DSMC is not to be informed on
what intervention the groups received.
C. 1.EndInd: Primary outcome measure indicator (1 if patient fulfilled the primary outcome
measure at day 180 and 0 if the patient did not).
D. 180MInd: 180 day-mortality indicator (2 if patient is censored, 1 if patient was dead, and
0 if the patient was alive at day 90).
E. 180MBNlnd: Mortality and poor functional outcome at 180 days (2 if patient is censored,
1 if patient fulfils criteria, and 0 if the patient does not).
F. 30MBNlnd: Mortality and poor functional outcome at hospital discharge (2 if patient is
censored, 1 if patient fulfils criteria, and 0 if the patient does not).
G. SAEInd: Serious Adverse Event indicator (1 if patient has had a SAE during ICU stay
and 0 if the patient did not).

57
TTM2 Trial Protocol 58

E Version History
Version 1.0 - published online and signed May 17, 2017

Version 1.1 - published online and signed November, 2017

• General. Typing errors corrected


• Title page, Changed title of Dr. Niklas Nielsen to Chief Investigator.
• 2.3. Removed section included in parentheses of "to a low target level (32-33°C)" to clarify
that 33°C is the correct target temperature.
• 3.2 Clarification of outcome "Days alive outside hospital". Description now states "days
alive after first hospital discharge within 180 days".
• 4.1 Clarification of initial unconsciousness by adding "no verbal response to pain".
• 5.2 removed "cooled with a device to <33°C". Clarification that target temperature is 33°C
as lower temperatures might not be possible.
• 5.5.7 Layout of criteria changed.
• 7.7 First paragraph rephrased. Clarification that initial temperature target is 33°, but
that an initial device setting of 32°is allowed. Second paragraph added description of
recommended device (commercially available and closed-loop).
• 8 and 10 eCRF provider changed from Lytics to Spiral.
• 8.1.1 Removed "national identification number" from data collection.
• 8.1.3 Added "Previous known cardiomyopathy" to data collection
• 8.10. Changed reference point of blood samples from time after arrest, to time after
randomisation for consistency. Changed name of "admission-samples" to "0h-samples".
• 11.1. Added references for GUSTO-trial and Sepsis 3.
• 11.1 Data added: Pneumonia (modified CPIS)
• 12.1 Change of power calculation after reexamination of registry data - higher mortality
expected, from 45% to 51.25%. Same absolute risk reduction of 7.5%.
• 12.5.1 Added names of members’ in the DSMC

58
Targeted Hypothermia versus Targeted Normothermia after out-of-hospital Cardiac Arrest:

a Statistical Analysis Plan, August 3rd 2020

Janus Christian Jakobsen, Josef Dankiewicz, Theis Lange, Tobias Cronberg, Gisela Lilja, Helena Levin, Jan Bělohlávek,

Clifton Callaway, Alain Cariou, David Erlinge, Jan Hovdenes, Michael Joannidis, Per Nordberg, Mauro Oddo, Paolo Pelosi,

Hans Kirkegaard, Glenn Eastwood, Christian Rylander, Manoj Saxena, Christian Storm, Fabio Silvio Taccone, Matthew P.

Wise, Matt P.G. Morgan, Paul Young, Hans Friberg, Susann Ullén, Niklas Nielsen

Affiliations

Janus Christian Jakobsen: Copenhagen Trial Unit, Centre for Clinical Intervention Research, Department 7812,

Rigshospitalet, Copenhagen University Hospital, Copenhagen, Denmark; Department of Cardiology, Holbæk Hospital,

Holbæk, Denmark; Department of Regional Health Research, The Faculty of Heath Sciences, University of Southern

Denmark

Josef Dankiewicz, David Erlinge: Lund University, Skåne University Hospital, Department of Clinical Sciences,

Cardiology, Lund, Sweden

Theis Lange: Section of Biostatistics, Faculty of Health and Medical Sciences, University of Copenhagen, Copenhagen,

Denmark

Tobias Cronberg, Gisela Lilja: Lund University, Skåne University Hospital, Department of Clinical Sciences, Neurology,

Lund, Sweden

Jan Bělohlávek: 2nd Department of Medicine, First Faculty of Medicine, Charles University in Prague and General

University Hospital, Prague, Czech Republic

Clifton Callaway: Department of Emergency Medicine, University of Pittsburgh, Pittsburgh, PA, USA.

Alain Cariou: Medical Intensive Care Unit, Cochin University Hospital (APHP) and Paris Descartes University, Paris,

France

Jan Hovdenes: Department of Anesthesia and Intensive Care, Oslo University Hospital, Rikshospitalet, Oslo, Norway.

1
Glenn Eastwood: Department of Intensive Care, Austin Hospital, Heidelberg, Australia

Michael Joannidis: Division of Intensive Care and Emergency Medicine, Department of Internal Medicine, Medical

University Innsbruck, Austria

Hans Kirkegaard: Research Center for Emergency Medicine, Department of Clinical Medicine, Aarhus University Hospital

and Aarhus University, Aarhus N, Denmark

Helena Levin: Lund University, Skåne University Hospital, Department of Clinical Sciences, Research and Education,

Lund, Sweden

Matthew P. Wise: Adult Critical Care, University Hospital of Wales, Cardiff, UK

Matt P.G. Morgan: Adult Critical Care, University Hospital of Wales, Cardiff, United Kingdom

Alistair D Nichol: University College Dublin- Clinical Research Centre, St Vincent’s University Hospital Dublin, Ireland;

Australian and New Zealand Intensive Care-Research Centre, Monash University, Melbourne. Australia and Dept of

Critical Care, Alfred Hospital, Melbourne. Australia

Per Nordberg: Department of Medicine, Center for Resuscitation Science, Karolinska Institute, Solna, Sweden

Mauro Oddo: Department of Intensive Care Medicine, Centre Hospitalier Universitaire Vaudois (CHUV)- University

Hospital, University of Lausanne, Faculty of Biology and Medicine, Switzerland.

Paolo Pelosi: 1) Department of Surgical Sciences and Integrated Diagnostics (DISC), University of Genoa, Genoa, Italy; 2)

San Martino Policlinico Hospital, IRCCS for Oncology and Neurosciences, University of Genoa, Genoa, Italy.

Christian Rylander: Department of Anesthesiology and Intensive Care Medicine, Institute of Clinical Sciences, Sahlgrenska

Academy, University of Gothenburg, Gothenburg, Sweden.

Manoj Saxena: Bankstown Hospital Clinical School and The George Institute for Global Health, University of New South

Wales, Australia.

Christian Storm: Department of Nephrology and Medical Intensive Care, Charité - Universitätsmedizin Berlin, Germany

and Division of Neuroscience Critical Care, Department of Anesthesiology and Critical Care Medicin, Johns Hopkins

University School of Medicine, Baltimore, MD, USA.

Fabio Silvio Taccone: Department of Intensive Care, Erasme University Hospital, Université Libre de Bruxelles (ULB),

Brussels, Belgium

2
Paul Young: Medical Research Institute of New Zealand, Wellington, New Zealand

Hans Friberg: Lund University, Skåne University Hospital, Department of Clinical Sciences, Anesthesia & Intensive care,

Lund, Sweden

Susann Ullén: Clinical Studies Sweden, Skåne University Hospital, Lund, Sweden.

Niklas Nielsen: Lund University, Helsingborg Hospital, Department of Clinical Sciences Lund, Anesthesia & Intensive

care, Lund, Sweden

3
Abstract

Background

To date, targeted temperature management (TTM) is the only neuroprotective intervention after

resuscitation from cardiac arrest that is recommended by guidelines. The evidence on the effects of

TTM is unclear.

Methods/ design

The Targeted Hypothermia Versus Targeted Normothermia After Out-of-hospital Cardiac Arrest

(TTM2) trial is an international, multicentre, parallel group, investigator-initiated, randomised,

superiority trial in which TTM with a target temperature of 33°C after cardiac arrest will be compared

with a strategy to maintain normothermia and active treatment of fever (³37.8°C). Prognosticators,

outcome-assessors, the steering group, the trial coordinating team, and trial statisticians will be blinded

to treatment allocation. The primary outcome will be all-cause mortality at 180 days after

randomisation. We estimate a 55% mortality in the targeted normothermia group. To detect an absolute

risk reduction of 7.5% with an alpha of 0.05 and 90% power, 1900 participants will be enrolled. The

secondary neurological outcome will be poor functional outcome (modified Rankin Scale 4-6) at 180

days after cardiac arrest. In this paper, a detailed statistical analysis plan is presented, including a

comprehensive description of the statistical analyses, handling of missing data, and assessments of

underlying statistical assumptions. Final analyses will be conducted independently by two qualified

statisticians following the present plan.

4
Discussion

This SAP, which was prepared before completion of enrolment, should increase the validity of the

TTM trial by mitigation of analysis-bias.

5
Background

The Targeted Hypothermia Versus Targeted Normothermia After Out-of-hospital Cardiac Arrest

(TTM2 trial) is a continuation of the collaboration that resulted in the Target Temperature Management

after out-of-hospital cardiac arrest trial (TTM trial) [1].

The TTM trial (NCT01020916) [1] was a multicentre, multinational, outcome assessor-blinded, parallel

group, randomised clinical trial comparing two target temperature regimens of 33°C and 36°C in

unconscious patients who had sustained return of spontaneous circulation after out-of-hospital cardiac

arrest [1]. The trial did not demonstrate any significant difference in mortality rates or intact

neurological survival between the two groups. Recently, the the Therapeutic Hypothermia after Cardiac

Arrest in Nonshockable Rhythm (HYPERION) trial was published [2]. This trial showed that among

patients with coma who had been resuscitated from cardiac arrest with nonshockable rhythm, moderate

therapeutic hypothermia at 33°C for 24 hours compared with targeted normothermia, led to a higher

percentage of patients who survived with a favorable neurologic outcome at day 90 (P= 0.04) [2].

The TTM2 trial is an international, multicentre, parallel group, investigator-initiated, randomised,

superiority trial in which TTM with a target temperature of 33°C after out-of-hospital cardiac arrest of

a presumed cardiac or unknown cause will be compared with early treatment of fever (≥37.8°C).

This publication will describe the statistical analyses of the primary and secondary outcomes in the

TTM2 trial.

6
Methods

The design of the TTM2 trial has been described in detail previously [3]. In short, the trial population

will be adults (18 years of age or older) who experience a non-traumatic out-of-hospital cardiac arrest

of a presumed cardiac or unknown cause with return of spontaneous circulation (ROSC). Patients will

be eligible for enrolment if they meet all of the following inclusion criteria and none of the exclusion

criteria.

Inclusion criteria

1. Out-of-hospital cardiac arrest of a presumed cardiac or unknown cause 


2. Sustained ROSC - defined as 20 minutes with signs of circulation without the need for chest

compressions 


3. Unconsciousness after sustained ROSC defined as FOUR score motor response <4 and not able

to obey verbal commands 


4. Eligible for intensive care without restrictions or limitations 


5. Screening for inclusion in the trial must be commenced no later than 180 minutes after ROSC 


Exclusion criteria

1. Unwitnessed cardiac arrest with an initial rhythm of asystole 


7
2. Temperature on admission <30°C 


3. On extracorporeal membrane oxygenation (ECMO) prior to ROSC 


4. Suspected pregnancy 


5. Intracranial bleeding 


6. Severe chronic obstructive pulmonary disorder with long-term home oxygen therapy 


Co-enrolment with the TAME trial

The Targeted Therapeutic Mild Hypercapnia After Resuscitated Cardiac Arrest: A Phase III Multi-

Centre Randomised Controlled Trial (TAME trial) (ACTRN12617000036314p) aims to determine

whether targeted therapeutic mild hypercapnia improves neurological outcome at six months compared

with standard care and targeted normocapnia. At certain sites all TTM2 participants will also be

enrolled in the TAME trial. We consider co-enrolment in TTM2 and TAME as an effective use of

research resources. Adequate randomisation and a sample size as large as ours, should lead to similar

proportions of participants treated with targeted therapeutic mild hypercapnia in each of the TTM2

intervention groups. If there are no interactions between the TTM2 trial interventions and the TAME

trial interventions, any beneficial or harmful effects of the TAME trial interventions will balance out.

An interaction between the TTM trial interventions and the TAME trial interventions is not likely.

Theoretically, the TTM2 trial interventions are believed to have neuroprotective effects including

reductions in metabolic rate and pathologic cell signalling, while the TAME trial interventions are

believed to affect cerebral blood flow. Furthermore, we have studied the interaction between PaCO2

8
and temperature in the TTM-trial and there was no statistically significant interaction (Pinteraction = 0.95)

[4]. 
If we show significant interactions this will be handled as described under ‘Assessments of

underlying statistical assumptions’.

Randomisation and blinding

Randomisation will be performed by an investigator in the emergency department, in the angiography

unit, or in the intensive care unit via web-based application using permuted blocks with varying block

sizes, stratified by site and co-enrolment in the TAME trial (no co-enrolment, TAME intervention arm

1, TAME intervention arm 2). Due to the nature of the intervention, the treating providers will not be

blinded to the intervention. However, the outcome assessors, the prognosticators, the statisticians, the

data managers, and the authors of the first version of the manuscript will be blinded to treatment

allocation.

Trial interventions

The intervention period for both intervention groups will be 40 hours and commence at the time of

randomisation. Rapid cooling in the hypothermia group will be achieved by means of cold fluids and

state-of-the-art cooling devices, i.e. intravascular/body-surface/nasal/oesophageal cooling (physical

cooling). A feedback-controlled system will be used to maintain the target temperature. In the

normothermia arm, the aim will be early treatment of fever (≥37.8°C) using pharmacological measures

and physical cooling when needed (up to 72 hours). For participants who develop a temperature of

9
37.8°C (trigger), a device will be used and set at 37.5°C. All participants will be sedated, mechanically

ventilated and haemodynamically supported throughout the intervention period. Participants who are

managed at 33°C will begin rewarming 28 hours after randomisation.

Participants who remain unconscious will be assessed according to a conservative protocol based on

the European Resuscitation Council (ERC)’s recommendations for neurological prognostication after

cardiac arrest [3].

The main results of the trial will be published following the 6-month follow-up, results from the long-

term follow-up and the outcome assessment of neurocognitive function will be presented separately [5].

Outcomes

The outcomes were defined as primary and secondary [3]. The sample size was based on the primary

outcome and our primary conclusions will be based on the results of the primary outcome. We ranked

the outcomes in our outcome hierarchy according to clinical relevance and estimated the power of each

outcome to ensure that we had sufficient power to confirm or reject the anticipated intervention effects

[6].

Primary outcome

• All-cause mortality (dichotomous outcome)

10
Secondary outcomes

• Proportion of participants with a poor functional outcome (modified Rankin scale 4-6)

(dichotomous outcome) [7], we will in a secondary analysis analyse the ordinal modified

Rankin scale data (ordinal data)

• Number of days alive after hospital discharge within 6 months after randomisation (count data)

• Health-related quality of life using EQ5D-5L (VAS) [8] (continous outcome)

• Time-to-death (survival data) for each participant from randomisation until six months after the

last participant is randomised. If death has not occurred, participants will be censored at this

point

Dichotomous and continous outcomes will be assessed at 30 days, 6 months, and 24 months after

randomisation. For primary and secondary analyses only the 6 months time-point will be used.

Sample size and power estimations

Based on the results of the previous TTM-trial [1] and information in the International cardiac arrest

registry, (INTCAR) we anticipate a mortality of 55% in the normothermia group [9]. Using an absolute

risk reduction of 7.5% as anticipated intervention effect, an acceptable risk of type I error of 5%, and

an acceptable risk of type II error of 10%, a total of 1862 (931 participants in each group) participants

11
are required. This anticipated intervention effect corresponds to a relative risk reduction (RRR) of

13.6% and a number needed to treat (NNT) of 14 [10, 11]. Only 4/939 patients withdrew consent in

TTM Trial and there were no missing data on mortality [1]. To allow for a possible loss to follow-up

we will recruit a total of 1900 participants.

We also estimated the statistical power of all secondary outcomes [6]. With an estimated sample size of

931 participants per group, the functional outcome measure (dichotomised mRS) has a power of 90%

to detect a relative risk of 0.86 for a poor outcome (mRS 4-6) in 55% of cases in the control group. For

the secondary outcome time-to-death, we estimate a power of >90% based on the survival estimates

mentioned above. We estimate a power of approximately 90% to detect a difference in 5 points on the

EQ5D-5L VAS-scale, based on a mean value of 70 in the control group and a standard deviation of 25

points [1, 3]. For the secondary outcome ‘Days alive outside hospital’, we estimate a power of

approximately 83%, based on simulations [3].

General analysis principles

All analyses will be conducted according to the intention-to-treat principle (ITT), i.e., all randomised

participants will be included in the analysis. A per protocol analysis will be performed if the number of

participants in whom temperature management is withheld due to palliative care, early death or other

reasons during the first six hours after randomisation exceeds 5% of the total trial population.

We will both assess if the thresholds for statistical significance and clinical significance are crossed

(Bayes factor calculations will be reported in supplementary material) [12]. Assessment of clinical

12
significance will be based on the anticipated intervention effects used in the sample size/ power

estimations [12]. Our primary conclusion will be based on the primary outcome, so all tests of

statistical significance (including subgroup analyses) will be two-sided with a type I error risk of 5%

[12].

It is generally acknowledged that regression analyses ought to be adjusted for the stratification

variables used in the randomisation [13-15]. The TTM2 trial uses two stratification variables in the

randomisation, i.e., ‘site’ and ‘co-enrolment in the TAME trial’ (no co-enrolment, TAME intervention

arm 1, TAME intervention arm 2). We will primarily adjust all regression analyses for ‘site’ and ‘co-

enrolment in the TAME trial’ to balance prognostic baseline characteristics across TTM2 trial

intervention groups. We will also assess whether there are significant interactions between TTM2 trial

interventions and the stratification variables (see ‘Assessments of underlying statistical

assumptions’).

We will also perform the following subgroup analyses: sex (male compared to female), first presenting

cardiac rhythm (shockable compared to non-shockable), presence of shock on admission (no shock on

admission compared to shock on admission), age (at or above the median compared to below the

median), and duration of cardiac arrest (at or above the median compared to below the median). We

will present the results in forest plots.

Statistical analyses

Analysis of dichotomous data

13
Dichotomised outcomes will be presented as proportions of participants in each group with the event,

as well as risk ratios with 95% confidence intervals. Dichotomous outcomes will be analysed using

mixed effects generalised linear models using a log link function with ‘site’ as a random intercept using

an exchangeable covariance matrix, and co-enrolment will be included as a fixed effect.

Analysis of continuous data

Continuous outcomes will be presented as means and standard deviations for each group along with

95% confidence interval for the means of the groups and the mean differences between the groups.

Continuous outcomes will be analysed using mixed effects linear regression with ‘site’ as a random

intercept using an exchangeable covariance matrix, and co-enrolment will be included as fixed effect.

We expect that a large proportion of the participants will die before assessment of quality of life. When

assessing health-related quality of life, we will therefore in the primary analysis impute a ‘0’ for all

participants who died or who are incapacitated and did not participate in the quality of life assessment.

In a secondary analysis of quality of life, we will only include survivors at 6 months.

Analysis of count data

Count data will be presented as means, mean differences, and 95% confidence intervals or medians,

interquartile ranges, and 95% confidence intervals (bootstrapping) depending on the observed

distribution. Count data will be analysed by the van Elteren test stratified by ‘site’ [16].

14
Analysis of survival data

Survival data will be presented as median survival time, frequencies, and percentages per group as well

as hazard ratios with 95% CIs. Survival data will be analysed using Cox regression adjusted for site and

co-enrolment. We plan to present Kaplan Maier curves.

Handling of missing data

All randomised participants will be included in the primary analysis of all outcomes except in the

primary analysis of health-related quality of life (please see ‘Analysis of continuous data’). We

anticipate that the proportion of missing values on primary and secondary outcomes will be less than

5%. However, we will in a secondary analysis consider using multiple imputation and present best-

worst and worst best case scenarios if it is not valid to ignore missing data [17]. Best-worst and worst-

best case scenarios assess the potential range of impact of the missing data for the trial results [17]. In

the ‘best-worst’ case scenario, it is assumed that all patients lost to follow-up in the hypothermia group

have had a beneficial outcome (have survived, had no poor functional outcome, and so forth), and all

those with missing outcomes in the control group have had a harmful outcome (have not survived, have

had poor functional outcome, and so forth) [17]. Conversely, in the ‘worst- best’ case scenario, it is

assumed that all patients who were lost to follow-up in the experimental group have had a harmful

outcome, and that all those lost to follow- up in the control group have had a beneficial outcome [17].

When continuous outcomes are used, a ‘beneficial outcome’ will be defined as the group mean plus

two SDs of the group mean (fixed imputation), and a ‘harmful outcome’ will be defined as the group

mean minus two SDs of the group mean (fixed imputation) [17].

15
Assessments of underlying statistical assumptions

We will systematically assess underlying statistical assumptions for all statistical analyses [18, 19]. For

all regression analyses, both primary and secondary, we will test for major interactions between each

covariate and the intervention variable. When assessing for major interactions, we will, in turn, include

each possible first order interaction between included covariates and the intervention variable. For each

combination, we will test if the interaction term is significant and assess the effect size. We will only

consider that there is evidence of an interaction if the interaction is statistically significant after

Bonferroni adjusted thresholds (0.05 divided by number of possible interactions (treatment variable

interaction with ‘site’ and treatment variable interaction with ‘co-enrolment in the TAME trial’ =

0.025) and if the interaction shows a clinically important effect. If it is concluded that the interaction is

significant, we will consider both presenting an analysis separately for each (e.g. for each site if there is

significant interaction between the trial intervention and ‘site’) and an overall analysis including the

interaction term in the model [18, 19].

Assessments of underlying statistical assumptions for dichotomous outcomes

We will assess if the deviance divided by the degrees of freedom is significantly larger than 1 to assess

for relevant overdispersion. Overdispersion is the presence of greater variability (statistical dispersion)

in a data set than would be expected based on a given statistical model, and in this case consider using

a maximum likelihood estimate of the dispersion parameter. To avoid analytical problems with either

16
zero events or problems with all participants dying at a given site, we have only included sites planning

to randomise a sufficient number of participants. However, we cannot exclude the risk that some sites

might have problems with recruitment. We will, by checking if the number of participants is larger than

10 (rule of thumb) per site, consider pooling the data from small sites if the number of participants is

too low [19].

Assessments of underlying statistical assumptions for linear regression

We will visually inspect quantile-quantile plots of the residuals [20, 21] to assess if the residuals are

normally distributed and use residuals plotted against covariates and fitted values [20, 21] to assess for

homogeneity of variances. If the plots show deviations from the model assumptions, we will consider

transforming the outcome e.g. using log transformation or square root and/or use robust standard errors

[19-21].

Assessments of underlying statistical assumptions for Cox regression

We will visually inspect log-log plots stratified by treatment and adjusted for the effects of all

covariates (continuous and categorical) [20, 22] to asses if the assumption of proportional hazards

between the compared intervention groups is fulfilled. If the assumption of proportional hazards seems

violated, we will consider using a non-parametric test (e.g., log rank test) or split the observation period

into two (or more) separate observation periods[19].

17
Statistical reports

Blinded data on all outcomes will be analysed by two independent statisticians [19]. Two independent

statistical reports will be sent to the chief principal investigator and will be shared with the steering

group and author group, and if there are discrepancies between the two primary statistical reports, then

possible reasons for that will be identified and the steering group will decide which is the most correct

result. A final statistical report will be prepared, and all three statistical reports will be published as

supplementary material [19].

Mock tables are presented in (Mock Tables TTM2).

18
Discussion

The primary aim of this present publication is to minimise the risks of outcome reporting bias and

erroneous data-driven results. We therefore present a pre-defined description of the statistical analysis

plan for the TTM2 trial.

Strengths

Our methodology has several strengths as it is pre-defined and we have limited problems with

multiplicity because we only assess one primary outcome and our conclusions will primarily be based

on the results of the primary outcome [12]. Our chosen outcomes are all patient-centred. Our primary

outcome, all-cause mortality, remains perhaps the most reliable and patient-centred outcome and we

assess all-cause mortality as a dichotomous outcome at one time point, which simplifies both the

statistical methodology and the clinical interpretability, i.e. it is intuitively easy to assess whether a

shown difference (effect size) is clinically important when comparing two proportions at one time

point. We will analyse data in accordance to the intention-to-treat principle and, if necessary, use

multiple imputation and best-worst/worst-best case scenarios to assess the potential impact of the

missing data on the results [17]. Furthermore, we plan to systematically assess whether underlying

statistical assumptions are fulfilled for all statistical analyses.

Limitations

19
A potential limitation of the TTM2 trial are the potential heterogeneous intervention effects depending

on the mode of cooling at different clinical sites, and the potential biased impact on the trial results if a

large proportion of the randomised participants withdraw consent after regaining capacity. Another

potential limitation is the planned co-enrolment with the TAME Trial; our results will be difficult to

interpret if there are significant interactions between the TTM2 and TAME trial interventions. As

mentioned (see ‘Co-enrolment with the TAME Trial’), we have studied the interaction between

PaCO2 and temperature in the TTM-trial and found no statistically significant interaction

(Pinteraction = 0.95) [4], and if we show significant interactions this will be handled (see ‘Assessments of

underlying statistical assumptions’). Co-enrolment with the TAME trial also made it possible to

increase the planned sample size from 1200 to 1900 participants.

We only assess one primary outcome and our primary conclusions will be based on the result of the

primary outcome, but we assess several secondary outcomes, exploratory outcomes, and subgroup

analyses which increase the risks of type I errors. It is a limitation that we do not adjust our thresholds

for significance according to the number of outcome comparisons. Furthermore, our anticipated

intervention effects used in the sample size estimation and the power estimations for the secondary

outcomes, are not based on previous valid studies because we have not identified such studies. We have

pragmatically chosen these anticipated intervention effects based on clinical judgement and previous

trial results [1][2]. This increased risk of type I errors and the uncertainty regarding the anticipated

intervention effects need to be considered when interpreting our trial results.

Conclusion

We present a pre-defined description of the statistical analysis for the TTM2 trial. The risks of outcome

20
reporting bias and erroneous data-driven results will be minimised if this statistical analysis plan is

followed.

21
Ethics approval and consent to participate: Ethical approval has been confirmed from the Regional

Ethics Committe at Lund University (2015/228), and the study has been approved by all relevant ethics

boards in all participating countries. Written informed consent is waived, delayed, or obtained from a

legal surrogate, depending on the circumstances, and is obtained from participants who regain mental

capacity. The trial is conducted in accordance with The Declaration of Helsinki. Registered within

ClinicalTrials.gov (NCT02908308).

22
References
1. Nielsen N, Wetterslev J, Cronberg T, Erlinge D, Gasche Y, Hassager C, Horn J, Hovdenes J,
Kjaergaard J, Kuiper M et al: Targeted temperature management at 33°C versus 36°C after
cardiac arrest. N Engl J Med 2013, 369.
2. Lascarrou JB, Merdji H, Le Gouge A, Colin G, Grillet G, Girardie P, Coupez E, Dequin PF,
Cariou A, Boulain T et al: Targeted Temperature Management for Cardiac Arrest with
Nonshockable Rhythm. N Engl J Med 2019.
3. Dankiewicz J, Cronberg T, Gisela Lilja G, Jakobsen J, Bělohlávek J, Callaway C, Cariou A,
Eastwood G, Erlinge D, Hovdenes J et al: Targeted Hypothermia versus Targeted
Normothermia after Out-of-Hospital Cardiac Arrest (TTM2). A Randomised Clinical
Trial – rationale and design. American Heart Journal, Under review.
4. Ebner F, Harmon MBA, Aneman A, Cronberg T, Friberg H, Hassager C, Juffermans N,
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24
Mock tables TTM2
Tables and figures planned for publication in main article/appendix of the trial, before results and
review process.

Figure 1

Body-temperature curves in the hypothermia and normothermia groups for the patients in whom
temperature was recorded. The temperature curves display the means, and the I bars indicate ±2 SD
(95% of the observations are within the error bars).
*Figure data from the TTM-trial: Nielsen, N., J. Wetterslev, T. Cronberg, D. Erlinge, Y. Gasche, C. Hassager, J. Horn, J.
Hovdenes, J. Kjaergaard, M. Kuiper, T. Pellis, P. Stammet, M. Wanscher, M. P. Wise, A. Åneman, N. Al-Subaie, S.
Boesgaard, J. Bro-Jeppesen, I. Brunetti, J. F. Bugge, C. D. Hingston, N. P. Juffermans, M. Koopmans, L. Køber, J.
Langørgen, G. Lilja, J. E. Møller, M. Rundgren, C. Rylander, O. Smid, C. Werer, P. Winkel and H. Friberg (2013).
"Targeted temperature management at 33°C versus 36°C after cardiac arrest." N Engl J Med 369.

Abbreviations: SD = standard deviation

25
Figure 2

Kaplan–Meier estimates of the probability of survival for patients assigned to hypothermia or


normothermia and the number of patients at risk at each time point. P-value 0.51. The p-value is
derived by stratified Cox-regression.

*Figure data from the TTM-trial: Nielsen, N., J. Wetterslev, T. Cronberg, D. Erlinge, Y. Gasche, C. Hassager, J. Horn, J.
Hovdenes, J. Kjaergaard, M. Kuiper, T. Pellis, P. Stammet, M. Wanscher, M. P. Wise, A. Åneman, N. Al-Subaie, S.
Boesgaard, J. Bro-Jeppesen, I. Brunetti, J. F. Bugge, C. D. Hingston, N. P. Juffermans, M. Koopmans, L. Køber, J.
Langørgen, G. Lilja, J. E. Møller, M. Rundgren, C. Rylander, O. Smid, C. Werer, P. Winkel and H. Friberg (2013).
"Targeted temperature management at 33°C versus 36°C after cardiac arrest." N Engl J Med 369.

26
Figure 3

The distribution of Modified Rankin Scores (mRS) at 6 months after randomization. Scores on the
modified Rankin scale range from 0 to 6, with 0 representing no symptoms, 1 no clinically significant
disability, 2 slight disability, 3 moderate disability, 4 moderately severe disability, 5 severe disability,
and 6 death. Patients who were lost to follow-up are not included.
* mRS-scores

*Figure data from the TTM-trial: Nielsen, N., J. Wetterslev, T. Cronberg, D. Erlinge, Y. Gasche, C. Hassager, J. Horn, J.
Hovdenes, J. Kjaergaard, M. Kuiper, T. Pellis, P. Stammet, M. Wanscher, M. P. Wise, A. Åneman, N. Al-Subaie, S.
Boesgaard, J. Bro-Jeppesen, I. Brunetti, J. F. Bugge, C. D. Hingston, N. P. Juffermans, M. Koopmans, L. Køber, J.
Langørgen, G. Lilja, J. E. Møller, M. Rundgren, C. Rylander, O. Smid, C. Werer, P. Winkel and H. Friberg (2013).
"Targeted temperature management at 33°C versus 36°C after cardiac arrest." N Engl J Med 369.

27
Figure 5

Risk ratio for death at 180 days, according to subgroup. Risk ratios are derived from a stratified
generalised linear model with site as a random intercept. The forest plot shows the risk ratios for six
predefined subgroups. The horizontal bars represent 95% confidence intervals. The events are the total
events six months after randomization. P values are for the tests of subgroup heterogeneity (tests of
interactions). ROSC denotes return of spontaneous circulation. For unwitnessed cardiac arrests the time
to ROSC was calculated form time of emergency call. Shock at admission was defined as a systolic
blood pressure <90mmHg for >30min or end-organ hypoperfusion (cool extremities, urine output
<30mm/hour, heart rate <60 beats/minute)

* Risk ratios

*Figure data from the TTM-trial: Nielsen, N., J. Wetterslev, T. Cronberg, D. Erlinge, Y. Gasche, C. Hassager, J. Horn, J.
Hovdenes, J. Kjaergaard, M. Kuiper, T. Pellis, P. Stammet, M. Wanscher, M. P. Wise, A. Åneman, N. Al-Subaie, S.
Boesgaard, J. Bro-Jeppesen, I. Brunetti, J. F. Bugge, C. D. Hingston, N. P. Juffermans, M. Koopmans, L. Køber, J.
Langørgen, G. Lilja, J. E. Møller, M. Rundgren, C. Rylander, O. Smid, C. Werer, P. Winkel and H. Friberg (2013).
"Targeted temperature management at 33°C versus 36°C after cardiac arrest." N Engl J Med 369.

28
Figure 4

Consort flow chart.

Screened for eligibility (n= )

Excluded (n= )

¨ Not meeting inclusion criteria (n= )

¨ Other reasons (n= )

Randomized (n= ) Specify and group reasons

Allocation
Allocated to intervention (n= ) Allocated to intervention (n= )

¨ Received allocated intervention (n= ) ¨ Received allocated intervention (n= )

¨ Did not receive allocated intervention (give ¨ Did not receive allocated intervention (give
reasons) (n= ) reasons) (n= )

Follow-Up

Lost to follow-up (give reasons) (n= ) Lost to follow-up (give reasons) (n= )

Discontinued intervention (give reasons) (n= ) Discontinued intervention (give reasons) (n= )
Included in analysis of mortality ( n= )
Included in analysis of mortality ( n= )
Included in analysis of neurological function ( n= )
Included in analysis of neurological function ( n= )
Included in per-protocol analysis if applicable (n=)
Included in per-protocol analysis if applicable (n=)

29
Table 1

Characteristics of the trial population

Characteristic Hypothermia Normothermia


(n=950)
(n=950)

Age – years (SD) 65 (12) 65 (12)

Male sex – no. (%) 760 (80) 760 (80)

Medical History

Previous hypertension - no. (%) 760 (80) 760 (80)

Previous diabetes - no. (%) 760 (80) 760 (80)

Previous myocardial Infarction - no. (%) 760 (80) 760 (80)

Previous PCI – no. (%) 760 (80) 760 (80)

Previous coronary artery bypass grafting – no. (%) 760 (80) 760 (80)

Previous heart failure - no.(%) 760 (80) 760 (80)

NYHA III or IV – no. (%) 760 (80) 760 (80)

Charlson Comorbidity index – median (IQR) 40 (30-30) 40 (30-30)

Characteristics of the cardiac arrest

Location of arrest

- Home – no. (%) 760 (80) 760 (80)

- Public place – no. (%) 76 (10) 76 (10)

- Other – no. (%) 76 (10) 76 (10)

Bystander witnessed arrest – no. (%) 760 (80) 760 (80)

Bystander CPR performed – no. (%) 760 (80) 760 (80)

First monitored rhythm

Shockable rhythm – no. (%) 760 (80) 760 (80)

- Ventricular fibrillation no. (%) 760 (80) 760 (80)

30
- Non-perfusing ventricular tachycardia no. (%) 760 (80) 760 (80)

- ROSC after bystander defibrillation no. (%) 760 (80) 760 (80)

- Unknown rhythm – shock administered no. (%)

Non-shockable rhythm 760 (80) 760 (80)

- Pulseless electrical activity - no. (%) 760 (80) 760 (80)

- Asystole no. - (%) 760 (80) 760 (80)

- Unknown – no shock administered - no. (%) 760 (80) 760 (80)

Time from cardiac arrest to sustained return of spontaneous 20 (18-40) 20 (18-40)


circulation – minutes (IQR)

Time from arrest to randomization – minutes (IQR) 20 (18-40) 20 (18-40)

Clinical characteristics on admission

First measured body temperature - °C (SD) 35.0°C (0.5) 35.0°C (0.5)

FOUR motor score – median (IQR) 40 (30-30) 40 (30-30)

Corneal reflexes bilaterally present - no. (%) 760 (80) 760 (80)

Pupillary reflexes bilaterally present - no. (%) 760 (80) 760 (80)

Serum pH – pH (SD) 6.7 (0.4) 6.7 (0.4)

Serum lactate - mmol/L (SD) 6.7 (4.5) 6.7 (4.5)

Shock on admission - no. (%) 760 (80) 760 (80)

ST-elevation myocardial infarction - no. (%) 760 (80) 760 (80)

PCI: Percutaneous coronary intervention, CPR: Cardiopulmonary resuscitation, NYHA: New York
Heart Association class for heart failure, ROSC: Return of spontaneous circulation, FOUR: Full
Outline of UnResponsiveness score for com.

*Table data are fictious

Abbreviations: SD= standard deviation, No. = number, PCI = percutaneous coronary intervention, NYHA= New York
Heart Association, IQR=interquartile range, CPR = Cardiopulmonary resuscitation, ROSC = Return of spontaneous
circulation

31
Table 2

Table XX Primary and secondary outcome results


Targeted hypothermia Targeted Estimate (95% CI)
group (n= XX) normothermia group
(n= XX)

Primary outcome

All-cause mortality XX/ YY (ZZ %) XX/ YY (ZZ %) Relative risk XX (YY


(proportion (%)) to ZZ); P value ZZ

Secondary outcomes

Poor functional XX/ YY (ZZ %) XX/ YY (ZZ %) Relative risk XX (YY


outcome (modified to ZZ)
Rankin scale 4-6)
(proportion (%))

Number of days alive XX XX Mean difference XX


after hospital (YY to ZZ)
discharge within 6
months (mean)

Health-related quality XX XX Mean difference XX


of life using EQ5D-5L (YY to ZZ)
(VAS) (mean)

Time-to-death XX XX Hazard ratio XX (YY


(median survial time) to ZZ)

A P value will be presented for the principal analysis of the primary outcome only

All analyses, except number of days alive after hospital discharge, were adjusted for ‘site’ and ‘co-enrolment in the TAME.
Number of days alive after hospital discharge was only adjusted for ‘site’

Abbreviations: CI = confidence interval

32
Table 3

In-hospital characteristics

Characteristic Hypothermia Normothermia


(n=950)
(n=950)

Cardiac Interventions 760 (80) 760 (80)

- Coronary angiogram performed 760 (80) 760 (80)

- Percutaneous coronary intervention 760 (80) 760 (80)

- Coronary artery bypass grafting performed 76 (10) 76 (10)

- Implantable cardiac defibrillator 76 (10) 76 (10)

Serious Adverse Event – no. (%) 760 (80) 760 (80)

Pneumonia 760 (80) 760 (80)

Bleeding 760 (80) 760 (80)

Arrhythmia resulting in hemodynamic compromise 760 (80) 760 (80)

- Bradycardia requiring pacing 760 (80) 760 (80)

Device-related skin complication 760 (80) 760 (80)

Sepsis 760 (80) 760 (80)

- Septic shock 760 (80) 760 (80)

Unexpected serious adverse event# 760 (80) 760 (80)

#After independent adjudication


*Table data are fictious

33

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