Carbon Dioxide Capture Handbook 2015
Carbon Dioxide Capture Handbook 2015
Carbon Dioxide Capture Handbook 2015
CARBON
CAPTURE CAPTURE
PROGRAM HANDBOOK AUGUST 2015
U.S. DEPARTMENT OF ENERGY
Cover image: Goniometer, which measures contact angle and surface tension of liquids used in carbon capture, in
the NETL Office of Research and Development’s Nanoparticle Technology Laboratory, Morgantown, WV.
NETL Contact:
Lynn Brickett
Technology Manager, Carbon Capture
Strategic Center for Coal
DISCLAIMER
This report was prepared as an account of work sponsored by an agency of the United States Government.
Neither the United States Government nor any agency thereof, nor any of their employees, makes any warranty,
express or implied, or assumes any legal liability or responsibility for the accuracy, completeness, or useful-
ness of any information, apparatus, product, or process disclosed, or represents that its use would not infringe
privately owned rights. Reference herein to any specific commercial product, process, or service by trade name,
trademark, manufacturer, or otherwise does not necessarily constitute or imply its endorsement, recommenda-
tion, or favoring by the United States Government or any agency thereof. The views and opinions of authors
expressed herein do not necessarily state or reflect those of the United States Government or any agency thereof.
TABLE OF CONTENTS
6 PREFACE 10
LIST OF FIGURES
Figure 1-1. Chart for Selecting CO2 Removal Technologies Available Commercially..................................................................................................14
8 Figure 1-2. Schematic of CO2 Absorption into a Liquid Solvent with Chemical Reaction...........................................................................................16
Figure 1-3. Schematic of Amine-Based CO2 Capture Process....................................................................................................................................20
Figure 1-4. Progress in Reducing Parasitic Load of CO2 Capture from Projects Funded by CCRP...............................................................................34
Figure 1-5. Progress in Reducing Overall Energy Penalty Due to CO2 Capture...........................................................................................................35
Figure 2-1. Physisorption vs. Chemisorption............................................................................................................................................................39
Figure 2-2. Two-Bed Temperature Swing Adsorption..............................................................................................................................................41
Figure 2-3. Isotherm for Sorbents with Heat of Adsorption of -25kJ/kg and -60 kJ/kg............................................................................................42
Figure 2-4. Sorption (top) and Desorption (bottom) Modes in Hollow Fiber Sorbents.............................................................................................43
Figure 2-5. Pressure Swing or Vacuum Swing Adsorption........................................................................................................................................44
Figure 2-6. Framework Structure of Low-Silica X Zeolite (cations not shown)..........................................................................................................51
Figure 2-7. MOF-5 Framework Designed and Synthesized by Li and Co-Researchers...............................................................................................54
Figure 2-8. 3D Structure of Crystalline MOF-5..........................................................................................................................................................54
Figure 2-9. Basic Structure of HKUST-1.....................................................................................................................................................................55
Figure 2-10. Steam Stability Map for MOFs..............................................................................................................................................................57
Figure 2-11. Layered Double Hydroxide Structure....................................................................................................................................................59
Figure 2-12. NETL Sorbent-Based Capture Projects Progression...............................................................................................................................61
Figure 3-1. Relative Permeabilities of Gases in Polydimethylsiloxane......................................................................................................................64
Figure 3-2. Robeson Plot for H2/CO2 Permselectivity in Polymers.............................................................................................................................73
Figure 3-3. Robeson Limits for H2 Permselective Membranes..................................................................................................................................74
Figure 3-4. Common Membrane Module Designs....................................................................................................................................................75
Figure 3-5. Spiral-Wound Module Flow Patterns.....................................................................................................................................................76
Figure 3-6. Two-Stage Membrane Circuitries: Serial Stripper Concept.....................................................................................................................77
Figure 3-7. Two-Stage Membrane Circuitries: Serial Enricher Concept.....................................................................................................................78
Figure 3-8. Two-Stage Membrane Circuitries: Enricher with Recycle.......................................................................................................................78
Figure 3-9. MTR Proposed Membrane Process to Capture and Sequester CO2 in Flue Gas from a Coal-Fired Power Plant.........................................79
Figure 3-10. MTR Hybrid Post-Combustion CO2 Capture Process Cycles....................................................................................................................80
Figure 3-11. Fuel Cell Energy Combined Electric Power and CO2 Separation System Concept...................................................................................80
Figure 3-12. Water Gas Shift Reactor Concept..........................................................................................................................................................83
Figure 3-13. NETL Post-Combustion Capture Projects Progression...........................................................................................................................88
Figure 4-1. Compressor Coverage Chart...................................................................................................................................................................90
Figure 4-2. Comparison of Isentropic, Isothermal, and Intercooled Polytropic Compression (ηp = 86%) Paths........................................................93
Figure 4-3. Schematic of Two-Stage Compression of CO2 Using Shock Wave Compression.......................................................................................94
Figure 4-4. p-H Diagram for Conventional and High-Pressure Ratio Compression (ηp = 86%)................................................................................95
Figure 4-5. p-H Diagram for Semi-Isothermal Compression Cases Compared to Conventional Compression (ηp = 86%).........................................97
Figure 4-6. T-Q Diagrams for the 231 psia (Case A, B) and 2,220 psia CO2 Coolers (Case A) (ηp = 86%, high-pressure ratio compression).............100
Figure 4-7. Process Flow Diagram for Case A..........................................................................................................................................................101
Figure 4-8. Process Flow Diagram for Case B.........................................................................................................................................................101
Figure 4-9. T-Q Diagrams for HP Coolers in Case B.................................................................................................................................................102
Figure 4-10. T-Q Diagrams for LP Coolers in Cases C and D.....................................................................................................................................102
Figure 4-11. T-Q Diagrams for HP CO2 Coolers (Case C and D) (ηp = 86%, high-pressure ratio compression)..........................................................103
Figure 4-12. Gross Steam Turbine Output and Compressor Load for High-Pressure Ratio Cases (A, B, C, D)............................................................104
Figure 4-13. Reduction of CO2 Capture Cost and Cost of Electricity Upon the Integration of Advanced Compression Technologies........................106
Figure 4-14. Schematic of a Compressor and the Control Volume..........................................................................................................................108
Figure 4-15. Workflow for Calculating Compressor Head and Power Requirements Using the Schultz Polytropic Analysis.................................... 114
LIST OF TABLES
Table 1-1. CO2 Capture Plants Built Prior to 1999 Using the Econamine Process.......................................................................................................15
Table 1-2. Examples of Primary, Secondary, Tertiary, and Hindered Amines............................................................................................................17 9
Table 1-3. Key Challenges Addressed by Projects in Carbon Capture R&D Program Portfolio...................................................................................33
Table 2-1. NETL CO2 Capture Projects Portfolio.........................................................................................................................................................46
Table 2-2. Comparison of Sorbents for CO2 Capture..................................................................................................................................................47
Table 3-1. Molecular Parameters for Various Gases..................................................................................................................................................70
Table 3-2. Process Profiles for Commercial Polymer Membrane Technologies.........................................................................................................81
Table 3-3. NETL CO2 Capture Projects Portfolio, Pre-Combustion Membrane Projects.............................................................................................84
Table 3-4. NETL CO2 Capture Projects Portfolio, Post-Combustion Membrane Projects............................................................................................86
Table 4-1. Inlet and Outlet Pressures for CO2 Compression Using Conventional Centrifugal Compression with Intercooling in Between Stages......93
Table 4-2. Stage Outlet Temperature, Head, and Overall Compression Work...........................................................................................................93
Table 4-3. Stage Outlet Temperature, Head, and Overall Compression Load for the Two-Stage Compression of CO2 from 23.5–2,215 psia Using Prode
and Schultz calculations..........................................................................................................................................................................................95
Table 4-4. Specific Work and Overall Compression Load for Compressing CO2 from 23.5 to 2,215 psia Using Intercooler Temperature of 70 °F and 16
Compression Stages.................................................................................................................................................................................................96
Table 4-5. Specific Work and Overall Compression Load for Compressing CO2fFrom 23.5 to 2,215 psia Using Intercooler Temperature of 50 °F and 16
Compression Stages16.............................................................................................................................................................................................97
Table 4-6. Comparison of Results from the Excel Model for Case 12 to those from NETL Baseline............................................................................98
Table 4-7. BFW Exit Temperatures for the Feedwater Heaters for Case 12................................................................................................................99
Table 4-8. Results from Heat Integration Scenarios...............................................................................................................................................101
Table 4-9. Comparison of Net Power and Efficiency for Conventional, High-Pressure Ratio Compression and Semi-Isothermal Compression.......105
Table 4-10. Stage-Wise Exit Temperature and Head From Schultz Procedure for Conventional Compression........................................................ 114
Table 4-11. Stage-Wise Exit Temperature and Head From Schultz Polytropic Analysis for High-Pressure Ratio Compression................................ 115
Table 4-12. Parameters Used to Model Case 12 Steam Cycle.................................................................................................................................. 116
PREFACE
The U.S. Department of Energy’s (DOE) Office of Fossil Energy (FE) has adopted a comprehensive, multi-pronged approach to
10 the research and development (R&D) of advanced carbon dioxide (CO2) capture technologies for coal-based power plants. The
National Energy Technology Laboratory (NETL) is implementing the Carbon Capture R&D program to develop a broad portfolio
of the next generation of advanced CO2 capture technologies.
Preface
Current DOE/NETL R&D efforts cover not only improvements to state-of-the-art, first-generation technologies, but also the devel-
opment of second-generation and transformational advanced CO2 capture technologies. While DOE/NETL activities have histori-
cally focused most heavily on coal power plants, many of the CO2 capture-related R&D activities can also be applied to natural gas
power plants as well as large industrial facilities such as refineries, steel plants, and cement plants. The success of this research will
enable cost-effective implementation of advanced carbon capture and storage (CCS) technologies and ensure the United States will
continue to have access to safe, reliable, and affordable energy from fossil fuels.
This Handbook focuses on advanced solvent, sorbent, and membrane technologies for CO2 capture, as well as advanced CO2 com-
pression technologies. The significant advances that have been made with CO2 capture and compression technologies are summa-
rized with regard to thermodynamic, cost, and process characteristics. In addition, recommendations are provided regarding future
carbon capture and compression R&D.
11
flue gas) necessitated the use of amine-based processes (see Figure 1-1).
Figure 1-1. Chart for Selecting CO2 Removal Technologies Available Commercially
Before the inception of the DOE/NETL Post-Combustion CO2 Capture Program. Source: Kidnay and Parrish.1 Note that the ‘product’ in the figure refers to treated flue gas.
The licensing history of the Econamine FG process provides a good example of past combustion-based applications of CO2 removal
technologies.2 Prior to 1999, 25 facilities were built with CO2 capture capacities ranging from 700 to 365,000 tonnes per year using
this process (Table 1-1). The captured CO2 from these facilities was used for enhanced oil recovery (EOR), urea production, and in
the food and beverage industry. The capture capacities of these facilities reflect the fact that they were built to serve a specific com-
mercial market for CO2. Other amine-based processes (e.g., ABB/Lummus) were implemented at similar capture capacities during
this period. By comparison, a single 550 megawatt (MW) net output coal-fired power plant capturing 90% of the emitted CO2 will
need to separate approximately 5 million tonnes of CO2 per year. Scaling up these existing processes represents a significant techni-
cal challenge.3
1 Kidnay, A. J. and Parrish, W. R. Gas treating in Fundamentals of Natural Gas Processing 91–132 (CRC Press, 2006).
2 Chapel et al. Recovery of CO2 from flue gases: Commercial trends, The Canadian Society of Chemical Engineers Annual Meeting, Saskatoon, Saskatchewan, Canada.
(4–6 October, 1999).
3 U.S. Department of Energy. 2010. Coal-Fired Power Plants in the United States: Examination of the Costs of Retrofitting with CO2 Capture Technology and the Potential
for Improvements in Efficiency, DOE/NETL-402/102309, Revised January 2010. http://www.netl.doe.gov/energy-analyses/pubs/GIS_CCS_retrofit.pdf.
Table 1-1. CO2 Capture Plants Built Prior to 1999 Using the Econamine Process
13
OWNER LOCATION FUEL CAPTURE RATE CO2 USE
(TONS/Y)
4 Tsai, R. E. Mass transfer area of structured packing, Masters Thesis. (2010). http://repositories.lib.utexas.edu/handle/2152/ETD-UT-2010-05-1412.
14
Equation 1-1
Chapter 1: Solvent-Based CO2 Capture
where KG is the overall mass-transfer coefficient, represent CO2 partial pressures in the bulk gas, gas-liquid
interface, and liquid respectively.
Equation 1-2
where E represents the enhancement of the liquid-film mass transfer rate due to the reaction, represents the liquid-film mass-
transfer coefficient (physical diffusion), HCO2 is the Henry’s law constant, and the superscripts refer to similar quantities as above,
except that the concentration is measured in liquid-phase units.
The overall mass-transfer coefficient is depicted graphically in Figure 1-2 and can be expressed in terms of the gas- and liquid-film
mass transfer coefficients as:
Equation 1-3
Figure 1-2. Schematic of CO2 Absorption into a Liquid Solvent with Chemical Reaction
Source: Tsai, 2010.4
The enhancement factor E depends on the rate at which the amine reacts with CO2 at the interface, and also depends on the diffusion
of CO2 from the interface to the bulk liquid. Solvents which can react faster with CO2 are beneficial for CO2 capture because the
mass-transfer coefficient is higher.5 Similarly, solvents where CO2 can diffuse more readily (i.e., less viscous solvents) also lead to
higher E factors and higher mass transfer coefficients. For simple cases of CO2 absorption by highly reactive solvents, the enhance-
ment factor E (and thereby k’g) is directly proportional to the square root of the product of the rate constant and the diffusivity of 15
CO2 in the liquid.6 Therefore, even if the intrinsic reaction kinetics of a particular solvent with CO2 are very fast, if the diffusivity of
CO2 in the solvent is slow (e.g., due to high viscosity), the effect of the enhancement factor is limited.
1.3.1 AMINES
Diethanolamine [DEA]
SECONDARY
Methyldiethanolamine [MDEA]
TERTIARY
2-Amino-2-methyl-1-propanol (AMP)
HINDERED
CO2 can react with amines in two different ways: carbamate formation and bicarbonate formation.7
5 More CO2 can be absorbed from the flue gas flow by a given flow rate of solvent if the mass-transfer coefficient is higher.
6 For example, see Bishnoi, S. and Rochelle, G.T. Absorption of carbon dioxide into aqueous piperazine: reaction kinetics, mass transfer and solubility. Chemical
Engineering Science 55, 5531–5543 (2000).
7 Wagner, R., Judd, B., Fundamentals–Gas sweetening, Presented at the 2006 Laurance Reid Gas Conditioning Conference, February 26–March 1, 2006, Norman,
Oklahoma, USA.
Carbamate Formation
CO2 can react with a primary/secondary amine molecule (R1R2NH) forming a zwitterion which is further deprotonated by a base
16 (amine) to form carbamate (R1R2NCOO-) and a cation (R1R2NH2+). The overall reaction consumes 2 moles of amine per mole of
CO2.
Chapter 1: Solvent-Based CO2 Capture
Equation 1-4
Carbamate Formation
For polyamines that have multiple amine groups, the proton may be donated to the second amine group within the same molecule,
resulting in higher molar-CO2 capacity (e.g., piperazine [PZ]):
Equation 1-5
Bicarbonate Formation
CO2 can be slowly hydrated, forming carbonic acid, which forms a bicarbonate ion and an alkylammonium cation by reacting with
an amine:
Equation 1-6
Bicarbonate Formation from Tertiary Amines
The formation of bicarbonate may occur with any amine (primary, secondary, tertiary) but is slow because the dissociation of car-
bonic acid to bicarbonate is slow.
The formation of carbamate requires the amine to have labile hydrogen atom(s), and thus is limited to primary and secondary
amines. The rate of carbamate formation is considerably faster than the rate of bicarbonate formation. Carbamate formation with
primary and secondary amines has a stoichiometry of 1:2 (the capture of 1 mole of CO2 requires 2 moles of amine). In some cases,
however, the carbamate formed can also be partially hydrolyzed to form bicarbonate, regenerating the amine, and increasing the
CO2 loading to values above 0.5.
Equation 1-7 17
A sterically-hindered amine is defined as a primary amine where the amino group is attached to a tertiary carbon atom (e.g., 2-ami-
Equation 1-8
In addition to these desirable characteristics, other favorable features for solvents include low CO2 equilibrium backpressures at ab-
sorption conditions, easily reversible reactions at regeneration temperatures, low volatility, and resistance to oxidative and thermal
degradation.
Primary and secondary amines typically have higher rates of reaction with CO2 compared to tertiary amines. Among various prima-
ry amines, MEA has the highest reaction rate, and blends of MEA and other tertiary or hindered amines are typically used to exploit
this feature while maintaining relatively-low reboiler loads. Primary/secondary (mono)amines with a 1:2 stoichiometry have lower
CO2 carrying capacity compared to tertiary amines which bind 1:1 with CO2. Further, polyamines such as piperazine have a higher
carrying capacity because they have two amine groups per molecule. Tertiary amines have higher CO2 capacities but the reaction
kinetics with CO2 are significantly slower than primary and secondary amines. Because the CO2 carrying capacity is expressed in
wt% CO2 in the solvent, or the quantity of solvent circulated to capture a unit quantity of CO2, the molecular weight and density of
the solvent also play a role in determining its volumetric or weight-based CO2 carrying capacity.
From a health and environmental safety perspective, MEA is highly biodegradable, and has no direct adverse effects on human
8 Kohl, A. L. and Nielsen, R., Alkanolamines for hydrogen sulfide and carbon dioxide removal, in Gas Purification (Gulf Professional Publishing, 1997).
9 Sartori, G. and Savage, D. W. Sterically hindered amines for carbon dioxide removal from gases. Ind. Eng. Chem. Fund. 22, 239–249 (1983).
health, animals, and vegetation. Other amine solvents such as AMP, MDEA and PZ are toxic and are not easily biodegraded com-
pared with MEA.10 The reaction of amines with NOx in the flue gas leads to the formation of nitrosamines, which are carcinogenic.
The reactivity with NOx varies with the amine structure.
18
1.3.1.3 MEA
Chapter 1: Solvent-Based CO2 Capture
MEA scrubbing is the oldest of the amine-based CO2 capture technologies. A schematic representation of the process is presented
in Figure 1-3.
After conventional air pollutant cleanup (SOx, NOx, PM), the combustion flue gas enters an absorber reactor and flows counter-
currently to a CO2-lean solvent where CO2 is absorbed into, and reacts with, the MEA to form water-soluble compounds. The treated
flue gas (mostly N2) is discharged to the atmosphere and the CO2-rich solution is pumped to a stripper reactor for regeneration. In the
stripper, the CO2-rich solution is heated in order to break down the salt and regenerate the MEA solvent. A reboiler, supplied with
steam extracted from the turbine cycle, provides the heat for regeneration of the MEA solvent in the stripper. Consequently, CO2 is
released, producing a concentrated stream which exits the stripper and is then cooled and dehumidified in preparation for compres-
sion, transport, and storage. From the stripper, the CO2-lean solution is cooled and returned to the absorber for reuse.
Usable MEA solution concentrations are typically limited by viscosity and corrosion. Therefore, current systems use only between
20% and 30% MEA, with the remaining being water. Although the water present in the solution helps control the solvent tempera-
ture during absorption, which is an exothermic reaction, the water also requires significant amounts of sensible heating and stripping
energy upon CO2 regeneration. Not every MEA system is the same and various vendors offer different designs. In general, depend-
ing on the amount of heat integration, anywhere from 1,550 to more than 3,000 British thermal units (Btu) per pound of CO2 (3.6–7
GJ/T CO2) in the form of low-pressure steam (approximately 45 psia [3.1 bar]) is required to regenerate the solvent to produce a
concentrated CO2 stream at a pressure of approximately 25 psia (1.7 bar).
Because of its roots in refinery-gas processing and natural gas processing, many proprietary solvents have been developed to treat
acid gases containing H2S and CO2, mostly focused on removing acid gases to very low levels meeting natural gas pipeline speci-
fications. Historically, these solvent formulations have not been optimized exclusively for CO2 capture alone, and further progress
is feasible. Proprietary-amine blends might be comprised of sterically-hindered amines and patented amine blends. Activators (rate 19
enhancers), and chemicals which retard oxidative/thermal degradation of amines are also considered proprietary additives. The
reactions involved in the promotion or activation of an amine are complex. Astarita et al. note that several promoters are Lewis
11 Astarita, G., Savage, D. W. and Longo, J. M. Promotion of CO2 mass transfer in carbonate solutions. Chemical Engineering Science 36, 581–588 (1981).
12 The shuttle mechanism involves the fast reaction of the promoter with CO2, diffusion of the CO2-amine intermediate product to the bulk liquid, and reaction of the
intermediate with a base to form the carbonate.
13 Puxty, G. and Rowland, R. Modeling CO2 mass transfer in amine mixtures: PZ-AMP and PZ-MDEA. Environmental Science and Technology 45, 2398–2405 (2011).
14 Polasek, J., Bullin, J.A., Process considerations in selecting amine, Proceedings GPA Regional Meeting, Sept. 1994, Tulsa, OK. http://www.bre.com/portals/0/tech-
nicalarticles/Selecting%20Amines%20for%20Sweetening%20Units.pdf.
15 Appl, M. et al. United States Patent: 4336233—Removal of CO2 and/or H2S and/or COS from gases containing these constituents. (1982).
16 Piperazine—Why it’s used and how it works, The Contactor. 2(4), (2008). http://www.ogtrt.com.
17 Asprion, N., Clausen, I. and Lichtfers, U. United States Patent: 7887620—Removal of carbon dioxide from flue gases. (2011).
18 Asprion, N., Clausen, I., Lichtfers, U. and Wagner, R. United States Patent: 8034166—Carbon dioxide absorbent requiring less regeneration energy. (2011).
19 Aminocarboxylic acids exist in the zwitterionic form from pH ≈2.2–9.4, but can exist as anions at high-pH values and cations at low-pH values, accelerating CO2
absorption and desorption respectively.
20 Asprion, N., Sieder, G., Lichtfers, U. and Andarcia, H. R. G. United States Patent: 8388738—Method for removing carbon dioxide from fluid flows, in particular
combustion exhaust gases. (2013).
KS-1™
Kansai Electric Power Company (KEPCO) and Mitsubishi Heavy Industries, Ltd. (MHI) has developed the KM-CDR® process
20 which uses the KS-1™ solvent.
The composition of KS-1™ is proprietary, and may consist of activated hindered amines21, 22, 23 (e.g., hindered amine compound
selected from the group consisting of 2-amino-2-methyl-1,3-propanediol, 2-amino-2-methyl-1-propanol, 2-(ethylamino)-ethanol,
Chapter 1: Solvent-Based CO2 Capture
Ten CO2 capture plants using the KM-CDR process, with a maximum capacity of 450 T/d have been built to date. In the majority of
these plants, CO2 is recovered from natural gas-fired reformer flue gas and used for urea synthesis.24 A 500 T/d CO2 plant capturing
CO2 from coal-fired flue gas started operating at Southern Company’s (Alabama Power) Plant Barry in June 2011.25 The capture
CO2 is injected into a saline formation for storage. The plant capacity is equivalent to a 25 MWe power plant with a design flue gas
flow rate of 1,16,840 Nm3/h (90% capture with a design CO2 concentration of 10.1 mol% [wet basis]).24 The KM-CDR® process
consists of a direct-contact flue gas cooler cooling the flue gas to 95–113 °F, a packed tower absorber for countercurrent flow of gas
and solvent, a water-wash section for removing volatiles in treated flue gas, and a stripper/reboiler section. Saturated steam at 3 bar
gauge fed to the reboiler, and the temperature at the bottom of the stripper is ≈250 °F.24 In operation, the capture plant removed CO2
at the design rate of 90%, and also exceeded the specific steam consumption measure of 0.98 kg steam/kg CO2 (3 bar g saturated).
Further reduction in energy consumption and the cost of electricity can be achieved through heat integration, e.g., using the heat
content of the stripper overhead gas and flue gas to heat the boiler condensate, replacing the preheaters.26
The KS-1™ solvent was also tested for three months from January to March 2012 at the Brindisi power station in Italy capturing 60
T/d CO2 (approximately equivalent to ≈2.9 MWenet) from one boiler (flue gas flow rate 12,000 Nm3/h at ≈13% CO2).27 The results
indicate that KS-1™ could achieve a lower thermal regeneration energy (1.2 kg-steam/kg CO2) vs. 30 w/w% MEA (1.5 kg-steam/
kg CO2), with a lean-solvent flow rate 25% lower than that of MEA. Further, ammonia emissions in the treated flue gas were also
significantly lower than that with MEA.
The metal carboxylate (-COO-M+) group lowers the solvent vapor pressure and increases water solubility, while the amine group
is active for CO2 absorption. AASs exhibit low volatility, high cyclic-molar-CO2 loadings, and high resistance to oxidative degra-
dation. They are typically used in their metal salt form because of the increased solubility in aqueous solutions. The amine group
reacts with CO2 similar to primary/secondary amine, forming carbamates with a stoichiometry of 1:2. Amino-acid carbamates can
further react to form bicarbonate and carbonate ions (especially if the amine group contains a hindered amine or a tertiary amine).
The Alkazid process formerly licensed by BASF used sodium or potassium salts of amino acids (alanine, or diethyl- or dimethyl
21 Iijima, M. et al. United States Patent: 6036931—Method for removing carbon dioxide from combustion exhaust gas. (2000).
22 Yoshida, K. et al. United States Patent: 6689332—Process for removing carbon dioxide from combustion gases. (2004).
23 Yoshida, K. et al. United States Patent: 6500397—Method for removing carbon dioxide from combustion exhaust gas. (2002).
24 At a plant currently under construction in Qatar, 500 T/d CO2 would be captured using the KM-CDR™ process from steam methane reformer flue gas to increase
methanol production from an existing facility.
25 Ivie II, M. A. et al. Project Status and Research Plans of 500 TPD CO2 capture and sequestration demonstration at Alabama Power’s Plant Barry. Energy Procedia 37,
6335–6347 (2013).
26 Wall, T. Development and demonstration of waste heat integration with solvent process for more efficient CO2 removal from coal-fired flue gas. Presented at the
2013 CO2 Capture Technology Meeting, Pittsburgh, PA. (2013).
27 Kamijo, T. et al. Result of the 60 tpd CO2 capture pilot plant in European coal power plant with KS-1™ solvent. Energy Procedia 37, 813–816 (2013).
glycine [KDiMGly]) to absorb CO2 and H2S from gas streams.28, 29 The sodium alanine solution (marketed as Alkazid solution “M”)
was used to separate either H2S, or CO2 when present alone, or for absorbing both gases simultaneously. Alkazid solution “di-K”
contained potassium diethyl- or dimethyl glycine (KDiMGly) and was used for the selective removal of H2S from gases containing
CO2 and also from gases containing trace quantities of CS2 and HCN.27 Weiland and Hatcher estimate that piperazine-promoted 21
KDiMGly would have 20% lower regeneration energy and 20% lower solvent circulation rates compared to 30 w/w% MEA.30, 31
Wetted-wall column tests show that potassium taurate AAS solutions exhibit faster mass-transfer kinetics (at 323 K to 353 K) com-
One potentially beneficial property of AASs is that they can form solids (bicarbonates, or the neutral form of the amino acid) as the
CO2 loading is increased. This results in a higher driving force at the higher CO2 loading, resulting in faster mass-transfer kinetics.33
The proprietary DECAB process is based on forming slurries in the CO2 absorber using amino-acid salts and thermally regenerating
the amino-acid salt.34 The limitations of such processes include reduced interfacial contact area, and complications arising out of
handling slurries. This may be offset by increasing solvent (molar) CO2 loading,35 and lower solvent circulation rates, and the higher
driving force for absorption. Brouwer et al. note that a heat-integrated stripper is required to fully leverage the advantages of slurry
formation.32 Such processes may also use a two-stage absorber containing packed column-stage and a spray absorber stage to handle
the solids formed at high-CO2 loadings.36
An AAS-based solvent is the basis for the Siemens POSTCAP™ CO2 capture technology which was tested at the 0.1 MWe-scale at
the Staudinger coal-fired power plant in Germany starting in 2009.37 Results indicate that compared to amine-based technologies,
the AAS-based POSTCAP™ process did not require water wash, had ≈25% lower thermal regeneration energy (2.7 GJ/T CO2 vs.
3.6 GJ/T CO2 for 30 w/w% MEA), low solvent makeup requirements, and very low solvent emissions.36 CO2 carbonate or carba-
mates do not precipitate under the operating conditions of the process.38
Cansolv
Cansolv absorbents have relatively fast kinetics, very low degradation rates, high resistance against oxidation, and low thermal re-
generation energy. In brief, the Cansolv process is similar to a typical amine process with the difference that it can separate both CO2
and SO2 from gas streams. Cansolv solvents are stable in SO2, whereas MEA forms heat-stable salts with SO2. The need for kinetic
separation between CO2 and SO2 indicates that tertiary amines may be relevant solvent candidates for this process. For example,
DC-103® solvent is reported to consist of a tertiary amine.39 Activators and free-radical scavengers are also added for improving
kinetics and for reducing solvent degradation.40, 41 It is reported that DC-103® solvent requires lower regeneration energy but higher
absorber surface area compared to the faster-acting DC-103B® solvent.42
28 Kohl, A. L. and Nielsen, R. Alkaline salt solutions for acid gas removal, in Gas Purification, 330–410 (Gulf Professional Publishing, 1997).
29 BASF currently licenses the amine-based OASE®-family of solvents of gas processing applications instead of the amino-acid salt-based Alkazid solvents.
30 The selectivity of the unpromoted Alkazid “dik” or KDiMGly solution toward H2S over CO2 is the result of its slow CO2 mass-transfer kinetics. The addition of pipera-
zine as a promoter increases the rate of CO2 absorption but also increases the thermal regeneration energy.
31 Weiland, R., H. and Hatcher, N., A. Post-combustion CO2 capture with amino-acid salts. Digital Refining (2011).
32 Wei, S. C.-C., Puxty, G. and Feron, P. Amino acid salts for CO2 capture at flue gas temperatures. Energy Procedia 37, 485–493 (2013).
33 Brouwer, J., Feron, P., Ten Asbroek, N. Amino-acid salts for CO2 capture from flue gases, in Proceedings of the 4th Annual Conference on Carbon Capture and Seques-
tration, Pittsburgh, PA (2009).
34 Versteeg, G., et al. International Patent Number WO 03/095071 Al: Method for absorption of acid gases. (2003).
35 Lower molar CO2 loading (i.e., mol CO2/mol amine or mol AAS) does not translate to lower weight-based or volumetric CO2 loading. The molecular weight and
density of the amine/AAS/ionic liquid are important parameters affecting these measures.
36 Goetheer, E. L. V., Fernandez, E. S. and Roelands, C. P. M. United States Patent Application: US20120282158 A1: Method for absorption of acid gases using amino
acids. (2012).
37 Schneider, R., Schramm, H. Environmentally friendly and economic carbon capture from power plant flue gases: The Siemens POSTCAP™ technology. Presented
at the 1st Post-Combustion Capture Conference, Abu Dhabi, Dubai. (2011). http://www.ieaghg.org/docs/General_Docs/PCCC1/Presentations/1_11%2005%20
18_%20Siemens%20PostcapTM_PCCC1_ext_2.pdf.
38 Winkler, J.L. Slipstream development and testing of post-combustion CO2 capture and separation technology for existing coal-fired plants. Presented at the 2011
CO2 Capture Technology Meeting, Pittsburgh, PA. (2011).
39 Figueroa, J. D., Fout, T., Plasynski, S., McIlvried, H. and Srivastava, R. D. Advances in CO2 capture technology—The U.S. Department of Energy’s Carbon Sequestra-
tion Program. International Journal of Greenhouse Gas Control 2, 9–20 (2008).
40 IEA Greenhouse Gas R&D Programme (IEAGHG). Evaluation of novel post-combustion CO2 capture solvent concepts. 2009/14. (2009). http://www.globalccsinsti-
tute.com/publications/evaluation-novel-post-combustion-co2-capture-solvent-concepts/online/109251.
41 Hakka, L. E. and Ouimet, M. A. United States Patent: 7056482—Method for recovery of CO2 from gas streams. (2006).
42 Rameshni, M. Carbon capture overview. (2010).
The unique features of the Cansolv integrated CO2/SO2 capture process are the possibilities for process integration between the
CO2 and SO2 capture steps. For example, the SO2 stripper overhead stream contains considerable water vapor, whose latent energy
can be recovered using mechanical vapor recompressors (MVRs) to reduce the primary steam requirement in the CO2 stripper by
22 about 15%.43 The exothermic heat of reaction in sulfuric acid synthesis from SO2 can be used to raise steam for the CO2 capture
process, and the latent heat of the lean amine exiting the CO2 stripper may also be recovered. Further, a rectangular integrated CO2/
SO2 absorber tower with a built-in prescrubber section is constructed with concrete and lined with ceramic/carbon tiles, reducing
Chapter 1: Solvent-Based CO2 Capture
DOE/NETL-funded tests at EERC indicate that the Cansolv next generation solvents have ≈38% lower solvent circulation rates (at
90% CO2 capture) and 21% lower regeneration energy compared to 30 w/w% MEA.44 In 0.5 MWe slipstream tests at the National
Carbon Capture Center (NCCC), the Shell Cansolv DC-201® solvent had 50% lower solvent circulation rate compared to MEA and
a thermal regeneration energy of 2.1 GJ/T CO2 (35% lower than that of MEA).45 It was found that the optimum solvent concentration
for minimizing the thermal regeneration energy was 45 w/w% to 55 w/w%.46
Cansolv solvents will be used to capture CO2 and SO2 from SaskPower’s 150 MWe lignite-fired Boundary Dam (Unit 3) power plant
where the flue gas contains ≈12% CO2 and ≈1,000 ppm SO2.44 Approximately 1.2 million T/y CO2 would be captured and sold for
enhanced-oil recovery, while the captured SO2 would be converted to H2SO4 (60 T/d) and sold to the fertilizer market. Two different
solvents, Cansolv DS® and Cansolv DC-103® would be used to capture SO2 and CO2 at the Boundary Dam project.47, 48 The project
construction came online late 2014.49
Hitachi H3 -1
Babcock Hitachi developed an amine-based solvent (H3-1) containing additives for reducing the regeneration energy and solvent
degradation rates. It is also claimed that the H3-1 solvent has low degradation, low amine loss and low corrosivity. H3-1 was tested
for 1,300 hours at NCCC, is being used at LG&E and KU Energy Service Company (LG&E-KU)’s EW Brown Generating Station
as part of a DOE-funded University of Kentucky 0.7 MWe pilot-scale heat integrated absorption capture system test and is going to
be used at the 20 MWth-scale at SaskPower’s coal-fired Shand Power Station in Canada, starting in 2014.50 Tests at EERC indicate
that 2.88 GJ of thermal energy (21.3% lower than that of MEA) is required to regenerate a tonne of CO2 using the H3-1 solvent.51 The
solvent flow rate needed for 90% CO2 capture is ≈46% lower than that required for 30 w/w% MEA. Results from tests at the NCCC
show that the thermal regeneration energy was reduced by 33% compared to MEA (2.4 GJ/T CO2 vs. 3.6 GJ/T CO2) while capturing
a higher fraction of the incoming CO2 (96% capture vs. 92% capture with MEA), with 38% lower liquid flow rates.52 Wetted-wall
column testing at University of Kentucky showed that H3-1 has a lower overall mass-transfer coefficient compared to MEA at lean
CO2 loadings but higher overall mass-transfer coefficient at rich CO2 loading conditions.
KoSol Solvents
A 10-MW post-combustion CO2 capture plant operating on a proprietary solvent KoSol-4 began operating in May 2013.53 The pro-
cess captures ≈70,000 T/y CO2 from 14% CO2 coal-fired flue gas, some of which would be used for precision welding products and
43 Shaw, D. Cansolv CO2 capture: The value of integration. Energy Procedia 1, 237–246 (2009).
44 Holmes, M.J. Fossil generation and the Clean Air Act. Presented at the 125th Annual Meeting of NARUC, Bonnet Creek, FL (2013). http://www.narucmeetings.org/
Presentations/MJHolmes-NARUC%20Nov2013.pdf.
45 Just, P.-E. Shell Cansolv deploying CCS worldwide. Presented at the 2nd Post-Combustion Capture Conference, Bergen, Norway. (2013).
46 Southern Company Services Inc. 2012. The National Carbon Capture Center at the Power Systems Development Facility. Topical Report: Budget Period 4. http://
www.nationalcarboncapturecenter.com/pdf/PSDF_NCCC%20%20Budget%20Period%20Four%20Topical%20Report.pdf.
47 Sarlis, J. Providing the capture process. Presented at the SaskPower CCS Information and Planning Symposium, Regina, Canada. (May 21–23, 2013). http://www.
saskpowerccsconsortium.com/symposium/presentations/SK%20CCS%20Symposeum%20John%20Sarlis%20CX%20Cansolv%20(REVISED).pdf.
48 Global CCS Institute. CO2 capture technologies. Post-combustion capture (PCC). http://cdn.globalccsinstitute.com/sites/default/files/publications/29721/co2-
capture-technologies-pcc.pdf.
49 http://saskpowerccs.com/ccs-projects/boundary-dam-carbon-capture-project/
50 Honoki, M. et al. Hitachi’s Carbon dioxide scrubbing technology with H3-1 absorbent for coal-fired power plants. Energy Procedia 37, 2188–2195 (2013).
51 Pavlish, B. Partnership for CO2 capture: Results of the pilot-scale solvent evaluations. Presented at the 2010 NETL CO2 Capture Technology Meeting, Pittsburgh, PA.
(September 13–17, 2010).
52 Eswaran, S. et al. Recent developments of Hitachi’s advanced solvent technology for post-combustion CO2 capture. http://www.hitachipowersystems.us/sup-
portingdocs/forbus/hpsa/technical_papers/Recent%20Developments%20of%20Hitachi’s%20Advanced%20Solvent%20Technology%20for%20Post-Combus-
tion%20CO2%20Capture.pdf.
53 http://www.ieaghg.org/docs/General_Docs/Newsletter/March%202014%20LR.pdf
agricultural products. The Korea Electric Power Company (KEPCO) developed the KoSol family of solvents. Thermal energy
to regenerate the KoSol-4 solvent is estimated to be 30% lower than that of MEA (≈2.5 to 3 GJ/T CO2).54
In summary, many of the proprietary amine blends discussed in this section have significantly better resistance against oxidative and 23
thermal degradation, tolerance to other acid gases, lower vapor pressures, higher carrying capacities and lower energy consumption
(30–40% lower) compared to 30 w/w% MEA. Higher carrying capacity also results in lower operating (fuel) costs and also lower
54 http://www.globalccsinstitute.com/insights/authors/dennisvanpuyvelde/2013/07/23/capture-demonstration-koreas-boryeong-thermal-power
55 Kail, M., et al. Non-aqueous solvents for post-combustion CO2 capture. Presented at the 2012 NETL CO2 Capture Technology Meeting, Pittsburgh, PA. http://www.
netl.doe.gov/publications/proceedings/12/co2capture/presentations/3-Wednesday/L%20Coleman-RTI-ARPA-e-Non-aqueous%20Solvents.pdf.
24
Chapter 1: Solvent-Based CO2 Capture
Equation 1-9
Similar to aqueous amines, CO2BOLs are basic, but the base (e.g., guanidine, amidine) does not directly react with CO2. Instead,
the alcohol component, reacts with CO2 forming alkyl carbonic acid, and subsequently transfers a proton to the base, forming liquid
alkylcarbonate.
The current generation of CO2BOLs in DOE/NETL funded research at the Pacific Northwest National Laboratory (PNNL) combine
the base and the alcohol moieties in a single molecule, lowering volatility (e.g., Equation 1-9). The addition of non-polar solvent
(anti-solvent) to CO2BOLs and other switchable solvents during the solvent regeneration destabilizes bound CO2, thus potentially
lowering the temperature at which the stripper can be operated (polarity-swing-assisted regeneration [PSAR]). Preliminary results
indicate that PSAR could reduce the regeneration temperatures of CO2BOLs by more than 20˚C. This allows novel possibilities for
heat integration such as transferring heat from the absorber to the stripper using heat pumps, thereby lowering steam demand for
solvent regeneration. The anti-solvent can be separated out from the CO2BOL by cooling, and liquid-liquid phase separation.
CO2BOLs offer the potential to lower the parasitic energy requirements of CO2 capture by reducing the specific heat of the solvent,
and lowering the amount of water present in the solvent. The lower regeneration steam requirements also result in higher power
plant output. The polarity swing represents a means to lower the regeneration temperature further. One significant challenge to the
CO2BOL (or other switchable ionic liquid) technology is the high viscosity of the solvent after CO2 absorption. Test results indicate
that the viscosity of the CO2-loaded solvent needs to be reduced by one-to-two orders of magnitude for the process to be technically
feasible.56
56 With the current alkanolguanidine CO2BOL, the viscosity of the hydrated CO2BOL increased from 22 cP at 0 w/w% CO2 to 117 cP at 5 w/w% CO2. The viscosity would
exceed 550 cP at 10 w/w% CO2, a typical value for rich-solvent loading.
57 The number in GAP-0, GAP-1, GAP-2, etc. refers to the number of repeating [SiO(CH3)2] units between the end siloxane members.
25
The GAP-1/TEG solvent reacts slower than MEA,58 and may require larger reaction vessels. The solvent is regenerated in a stirred
tank reactor with solvent recirculation, enabling CO2 recovery at higher pressures (4.3 bar), lowering parasitic load and CO2 com-
pression costs. Bench-scale test results indicate that the solvent has a lower CO2 carrying capacity compared to MEA (≈4.1 w/w%
vs. 5% to 7%), and ≈40% higher liquid-to-gas (L/G) ratio (kg lean solvent/Nm3 flue gas) compared with MEA. However, the en-
ergy consumption is lower than that for MEA due to the low water-content of the solution and the low specific heat capacity of the
solvent.
The Notre Dame IL technology is unique in that the viscosity does not change after CO2 absorption. NDIL0046 solvent is viscous,
and reacts about 2.5 times slower than MEA (liquid film mass transfer coefficient [kg’] at 5 kPa rich-solvent loading and 40 °C for
NDIL0046: 1.4e-7 mol/s/m2-Pa vs. 3.5e-7 mol/s/m2-Pa for MEA). Because absorber volume is inversely proportional to the mass
transfer coefficient, the size of the absorber needed for NDIL0046 or similar solvents would be larger (approximately at least twice)
than that needed for MEA assuming that the driving force is the same. The IL used for techno-economic study, NDIL0157 has a
lower viscosity (156 cP vs. 126 cP at 40 °C) than NDIL0046, and could potentially react faster than NDIL0046.60
The net-CO2 carrying capacity of NDIL0157 was estimated to be ≈0.0656 kg CO2/kg IL, or 0.059 kg CO2 for a 90:10 diluted solu-
tion. This is marginally higher than that of MEA, and is advantageous. The use of diluents such as tetraglyme to lower viscosity may
also lead to increased water absorption and higher parasitic energy requirements.
58 ≈70% lower mass-transfer coefficient, may require 42% larger surface area in absorber for the same driving force.
59 Apparently, NDIL0046 and NDIL0157 do not share any common components (cation/anion), and so it is not apparent if the trends in physical properties for
NDIL0046 could be relevant for NDIL0157.
60 The Notre Dame wetted-wall column (WWC) experiments compared the height of a transfer unit (HTU) (or absorber volume needed for a single stage of separa-
tion) for a diluted 90 wt% NDIL0046+10% tetraglyme solution with 10–20 wt% MEA, whereas the commercial Fluor Econamine process uses ≈30 wt% MEA
(quarterly progress report, Nov 6, 2012). It is significant that the HTUs measured with diluted NDIL0046 were comparable to that of 10–20 wt% MEA, and that a
100 cP solvent could be operated in a column. However, the HTUs for 30 wt% MEA would be lower than that of the diluted NDIL0046 due to higher amine concen-
tration and higher reactivity (lower absorber volume or packing height needed to remove the same amount of CO2).
≈30% lower solvent circulation vs. MEA for 90% CO2 capture, which may lower the capital costs of the pumps, heat exchangers,
and the flash vessels. The solvent is regenerated in dual-stage flash vessels at two different temperatures (<120 °C). The use of flash
vessels instead of conventional packed bed stripper columns and reboilers has the potential to lower capital costs.
The reaction of CO2 with basic carbonate solutions takes place by two mechanisms: reaction with hydroxide ion (OH-) (Equation
1-11), and reaction of dissolved CO2 with water followed by dissociation of carbonic acid (Equation 1-12).10, 27
Equation 1-11
Equation 1-12
The reaction shown in Equation 1-12 occurs in the absence of strong bases. It involves the reaction of CO2 with water, forming
carbonic acid (H2CO3), which dissociates into bicarbonate and a proton. This is a slower reaction compared to the reaction of CO2
with hydroxide ions (Equation 1-11). The latter is the dominant reaction in the pH ranges of interest for commercial solvents (pH
> 8). The reaction rate of CO2 in carbonate-bicarbonate solution is slow at room temperature, and high temperatures are required
to increase the reaction rate. Rate-increasing additives, or promoters improving the rate of CO2 absorption, include formaldehyde,
methanol, phenol, ethanolamines, arsenious acid, glycine, and the enzyme carbonic anhydrase.27 Promoters previously used com-
mercially include diethanolamine (DEA), hindered amines, glycine, and arsenious oxide.27
One unique feature of the carbonate-based processes is that if the stripper and absorber are operated at similar temperatures (either
both hot or otherwise), there is no need for an intermediate lean-rich heat exchanger, lowering capital costs. In general, carbonate-
based solvents cannot absorb CO2 faster than MEA from coal-fired power plant flue gas, resulting in higher absorber capital costs.
61 Bara, J. E. et al. WO2012158609 A1: Compositions and methods for gas capture processes. (2012).
62 Yang, N. et al. Aqueous ammonia (NH3) based post-combustion CO2 capture: A review. Oil & Gas Science and Technology—Revue d’IFP Energies nouvelles (2013).
doi:10.2516/ogst/2013160
63 Telikapalli, V. et al. CCS with the Alstom chilled ammonia process development program–Field pilot results. Energy Procedia 4, 273–281 (2011).
Equation 1-13
64 Cerimele, G., L. Mountaineer Commercial Scale Carbon Capture and Storage Project. Topical Report: Preliminary Public Design Report. DOE Award No.: DE-FE0002673,
Reporting Period: 2/01/10–9/30/11 (American Electric Power Service Corporation, Columbus, OH, 2011). http://www.netl.doe.gov/File%20Library/Research/
Coal/major%20demonstrations/ccpi/MTCCS-II---Preliminary-Public-Design-Report-Rev-12_14_2011-b.pdf.
65 Telikapalli, V. et al. CCS with the Alstom chilled ammonia process development program–Field pilot results. Energy Procedia 4, 273–281 (2011).
66 Calculated from values provided in Versteeg, P. and Rubin, E. S. Technical and economic assessment of ammonia-based post-combustion CO2 capture. Energy
Procedia 4, 1957–1964 (2011).
Normal variants of CA are unstable at the conditions involved in CO2 absorption and desorption. There has been work on develop-
ing versions of CA which are more stable at absorber and desorber conditions, and immobilizing the CA so that it is not exposed to
high temperatures in the CO2 stripper. Technologies under development include:
28
• Regenerating potassium carbonate (K2CO3) solution containing carbonic anhydrase (CA) at milder conditions compared
to the use of high-temperature steam (Novozymes),
Chapter 1: Solvent-Based CO2 Capture
• The use of sol-gel chemistry to immobilize the enzyme within micelles and coat it over commercial high-surface area
packing (Akermin).
Bench-scale testing results and techno-economic analyses indicate that both absorption and regeneration of CO2 need to be enzyme
catalyzed to fully leverage the low-heat input advantage using K2CO3. The development of encapsulated enzymes stable at tempera-
tures from 70 ° to 80 °C is a challenge being addressed by currently funded NETL/DOE research. Low-temperature regeneration
also results in low partial pressures of CO2 in the stripper overhead, requiring additional power for a compressor or vacuum blower.
NETL-funded research has also examined piperazine as an activator in K2CO3 solutions.68 It was found that 4-m K+/4-m PZ solu-
tion had faster absorption kinetics, higher solvent cyclic capacity, and lower parasitic load compared to 7-m MEA. One limitation
encountered was that potassium sulfate (K2SO4) formed by the reaction of K2CO3 with flue gas SO2 could precipitate in 4-m K+/4-m
PZ solvent, necessitating slurry operation of the CO2 absorber.
NETL-funded research resulted in the proof-of-concept testing of an integrated vacuum carbonate absorption process (IVCAP),
where CO2 would be stripped under vacuum using a combination of direct and indirect steam stripping.69 The low-quality steam
(2 to 9 psia) would be withdrawn from the low-pressure (LP) turbine,70 minimizing the derating loss due to the extraction of high-
pressure (temperature) steam. A related process, but operating at higher temperature and pressure (Hot-CAP) is also being devel-
oped at the bench scale.
In spite of these thermodynamic and kinetic advantages, development of phase change solvent technologies is challenging because:
• Novel contactors for optimal gas-liquid-solid contact need to be designed and tested,
• There is limited operational experience in operating conventional packed column absorbers with slurries at power plant
scales,
• Liquid-solid separation, or slurry concentration require additional equipment, which may increase capital costs and
auxiliary load.
67 http://www.summitdownloadportal.com/logos/1276600709-TGC%202010%20-%20Lee%20-%20Hyundai%20-%20ENGLISH.pdf
68 Rochelle, G., et al. CO2 capture by absorption with potassium carbonate. Final Report: DE-FC26-02NT41440. 2007.
69 Lu, Y, et al. Development and evaluation of a novel integrated vacuum carbonate absorption process. Presented at the 2011 DOE/NETL CO2 Capture Technology
Meeting, Pittsburgh, PA. (August 22–26, 2011).
70 Chen, S., Lu, Y. and Rostam-Abadi, M. WO2007133595 A2: Integrated vacuum absorption steam cycle gas separation. (2007).
The ammonia-based CO2 absorption process described in section 1.3.3.1, and the CO2-binding organic liquids summarized in sec-
tion 1.3.2.2 are two examples of phase-change solvent technologies. Another example of this category of processes is the GE phase-
changing aminosilicone absorbent process. In the DOE/NETL-funded solvent project described in section 1.3.2.3, it was observed
that the GAP-0 aminosiloxane reacts with CO2 forming a solid carbamate. It was further observed that the GAP-0 carbamate was a 29
chunky solid in the wet-salt form and a powder in its dry state. The proposed process, which is at the bench scale of development,
consists of a spray absorber to contact the flue gas with the liquid lean GAP-0 solvent thereby forming a solid carbamate. A cyclone
• Flat-jet absorbers for high interfacial mass transfer areas: (Neumann Systems Group [NSG]): The size of absorber
needed is proportional to amount of CO2 absorbed/(mass transfer coeffficient * effective surface area * log-mean driving
force). NSG’s novel jet-based absorber lowers absorber volume by having high effective surface area (≈930 m2/m3 pro-
jected for the full-scale system, and 400 m2/m3 for the 0.5 MWe pilot) and relatively high superficial gas velocity (≈4–7
m/s). The theoretical maximum gas velocity in the Neustream™-C absorber is ≈15 m/s. In typical packed bed absorbers,
overall surface areas (which are higher than the ‘effective’ surface area) vary from 100 to 250 m2/m3. In conventional
packed-bed absorbers, flue gas velocities are often limited to 1–2 m/s to avoid flooding and high pressure drops. The
low gas velocities lead to larger absorber dimensions and higher costs. In contrast, the NSG flat-jet design permits the
use of high gas velocities, which could decrease the size of the equipment needed to treat a given volumetric flow rate
of flue gas.
• Membrane liquid contactors for high interfacial areas: Gas Technology Insitute (GTI) is developing a hybrid membrane/
absorption process in which a polyether ether ketone (PEEK)-based membrane contactor is used to separate CO2 from
flue gas. The membrane device has high interfacial gas-liquid contact area. CO2 permeates through the membrane, react-
ing with the solvent. Relatively high mass transfer coefficients (≈1.8 s-1) and low gas-side pressure drops were demon-
strated during bench-scale testing.71
71 Zhou, S.J. et al. Hybrid membrane/absorption process for post-combustion CO2 capture. Presented at the NETL CO2 Capture Technology Meeting, July 10, 2013.
Table 1-3. Key Challenges Addressed by Solvents-Based Post-Combustion CO2 Capture Projects in Carbon Capture R&D Program Portfolio
CAPITAL PARASITIC PROCESS
PERFORMER PROJECT FOCUS BENEFITS SCALEUP WATER USE
COSTS LOAD INTEGRATION 31
Akermin Enzyme catalyzed Low regeneration
energy
32
Chapter 1: Solvent-Based CO2 Capture
Figure 1-4. Progress in Reducing Parasitic Load for Solvent-Based Post-Combustion CO2 Capture in DOE/NETL Funded Projects
Figure 1-4 and Figure 1-5 represent the progress made by the DOE/NETL post-combustion CO2 capture program in reducing the
parasitic load due to CO2 capture (kWh lost/T CO2 captured),72 and the concomitant reduction in energy penalty due to CO2 capture.
Technologies being developed currently have parasitic loads from less than 200–250 kWh/T CO2 (including CO2 compression).
Reduction in parasitic load is significant because it also reduces the amount of coal to be burnt to produce a given quantity of net
power. In general, the reduction of parasitic load was achieved due to a combination of more thermally stable solvents with higher
cyclic capacities and lower thermal regeneration energies. Regeneration at high temperatures is advantageous because it increases
the partial pressure of CO2, lowering the compression load. However, this needs to be weighed against the loss of electricity due to
the use of higher quality steam for regeneration. In practice, stripping steam is typically withdrawn from the intermediate pressure-
low pressure (IP-LP) crossover steam and is desuperheated to reboiler conditions.
72 Parasitic load is estimated as the equivalent work lost due to steam used for CCS + capture auxiliaries (e.g., pumps, blowers) + energy required for CO2 compres-
sion from the stripper overhead conditions to 152.7 bara (2,214.5 psia). There are several means to account for the loss in steam cycle output due to the withdraw-
al of steam for the capture process. IEAGHG (Retrofitting CO2 capture to existing power plants, Report 2011/02, May 2011) used a coefficient of performance for
steam extraction (COPx) defined as the ratio of the heat requirement to the drop in steam cycle output. It is claimed that typical COPx values will be ≈5. Trimeric
uses a derating factor depending on the quality of steam extracted for stripping. A derating factor of 0.0902 hp-h/lb steam was used in Trimeric techno-economic
analyses for Case 12, and is being used here. Note that a COPx value of 5 is equivalent to a derating factor of 0.08144 hp-h/lb steam. The actual specific steam
consumption estimate from the bituminous coal baseline revision 2 is 0.1120 hp-h/lb steam, which reflects a more efficient steam cycle, and higher parasitic load
for steam used for CO2 stripping.
33
For a greenfield CCS project, it may be possible to match this crossover steam pressure to the pressure required for regeneration in
the reboiler (e.g., ≈3 to 4 bara pressure for amine systems73), minimizing LP turbine power losses. Other options to minimize the
impact of the loss of high-grade steam include a letdown turbine which produces additional power while desuperheating the steam
to match the requirements in the reboiler, which also has high capital costs. Examples of similar tradeoffs encountered in brownfield
retrofits are discussed by Grol, 201274 and IEAGHG, 2007.71
73 IEA Greenhouse Gas R&D Programme (IEA GHG). CO2 capture ready plants. 2007/4, May 2007.
74 Grol, E., Techno-economic analysis of CO2 capture-ready coal-fired power plants. DOE/NETL-2012/1581. August 1, 2012.
Phase change: There has been a drive toward minimizing the energy penalty by reducing water content of solvents, and the devel-
opment of novel phase-change technologies is a logical outgrowth of that approach. It is relatively easy to identify solvents which
undergo phase change in the presence of CO2. However, the development of contactors and ancillary equipment to handle slurries
or solids represents a potential focus area.
Hybrid approaches to CO2 capture: Technologies offering potential value for the future also include those which combine multiple
mass-transfer phenomena. Such processes aim to combine the advantageous feature of each mass-transfer process while attempting
to limit the drawbacks of each approach. Technologies include but are not limited to:
• Approaches to immobilize viscous solvents in membranes or adsorbents to overcome viscosity limitations,
• Membrane contactors with solvents used to selectively permeate CO2,
• The use of additional mass-transfer operations (e.g., membranes, adsorbents) to reduce the water content of the rich
solvent and thereby lower solvent regeneration energy.
In general, process equipment for hybrid approaches needs to be developed and tested at pilot- to slipstream-scales. Approaches
combining several mass-transfer unit operations would also need additional equipment to carry out the separation processes.
35
1990s, most notably on the space shuttle. This proprietary material consists of a liquid amine, polyethyleneimine (PEI), bonded to
a high-surface-area, solid polymethyl methacrylate polymeric support. The material also consists of a second liquid phase coating,
poly(ethylene glycol) (PEG), to enhance CO2 adsorption and desorption rates.1 For the International Space Station, CO2 removal is
accomplished with common, commercially available sorbents: there are four packed beds, two containing silica gel and zeolite 13X
desiccant media, the other two containing zeolite 5A CO2 sorbent media.2
Cryogenic air separation requires removal of trace species including water vapor and CO2 from incoming feed air to avoid freezing
of these in process. In large-scale commercial plants, this is typically performed in molecular sieve units containing sorbents; a very
commonly used sorbent for this application is zeolite 13X3 which has high selectivity for CO2, and high affinity for water common
to zeolites in general.
One of the most widespread and important applications of sorbents in large-scale gas separations is for the production of hydrogen
at refineries. In this case, the objective is separation of hydrogen from various gas mixtures, such as the syngas produced in a steam
methane reformer consisting of H2, CO, CO2, unconverted CH4, and N2. Generally the objective is not to isolate CO2, but rather to
separate relatively pure H2 for refinery process use, with the leftover gas consisting of unrecovered H2 and most of the rest of the
other species, which is used as fuel gas in the refinery. The most commonly used hydrogen separation technology used at refineries
is pressure swing adsorption (PSA) (see section 2.2.4 for further discussion). The sorbents utilized are commercially available types
including molecular sieve (zeolites), activated carbon, activated alumina or silica gel.4 In many refinery applications the adsorption
process is not specific to CO2 capture, but because CO2 is a major gas species which is always targeted for capture in such PSA
processes, these applications qualify in that sense as sorbent-based CO2 capture.
On the other hand, in at least one instance CO2 is targeted specifically for capture in a refinery process, this example being the cur-
rently operating carbon dioxide capture and storage project at Valero Energy’s Port Arthur Texas refinery. In this project, 90% of
the CO2 from the existing steam methane reformers located within the refinery is captured in new vacuum swing adsorption (VSA)
units at a rate of 1 million tonnes per year, upstream from the existing PSA process for capturing hydrogen. The process concentrates
the initial gas stream from the steam methane reformers (containing 10–20% CO2 prior to water gas shift, and ≈40% after WGS)
to greater than 97% CO2 purity. A common, commercially available sorbent is used in the VSA units. The CO2 is transported to the
West Hastings oil field in Brazoria County south of Houston, Texas, where it is injected for enhanced oil recovery (EOR).5
Notwithstanding certain instances of established uses of sorbents for CO2 capture described above, sorbent-based CO2 capture is
usually not chosen over alternatives such as solvent-based and membrane-based technology for industrial-scale carbon capture ap-
plications. For example, out of the Global CCS Institute’s database of 55 large-scale CCS projects in various stages of development
to operation, 13 projects are classified as operating, with only one of those 13 projects using sorbent-based CO2 capture (the Air
Products Valero Refinery project described in preceding section). Most of the 12 remaining projects totaling 25.6 million tonnes per
year CO2 captured are natural gas processing, synthetic natural gas, or fertilizer production, and 11 of these plant use solvent-based
processes (amine, Selexol, Rectisol) and one uses membrane separation.6
1 Satyapal, S.; Filburn, T.; Trela, J.; Strange, J., Energy Fuels 2001, 15 (2), 250–255.
2 Bernadette Luna, George Somi, J. Parker Winchester, Jeffrey Grose, Lila Mulloth, Jay L. Perry, “Evaluation of Commercial Off-the-Shelf Sorbents and Catalysts for
Control of Ammonia and Carbon Monoxide,” American Institute of Aeronautics and Astronautics. ntrs.nasa.gov/archive/nasa/casi.ntrs.nasa.gov/20100039332.pdf.
3 http://www.sepcor.com/markets/airseparation.php
4 Zahra Rabiei, “Hydrogen Management in Refineries,” Petroleum and Coal 54(4) 357–368, 2012; http://www.vurup.sk/sites/vurup.sk/files/downloads/
pc_4_2012_rabeie_188.pdf.
5 Global CCS Institute database, information on the Air Products Steam Methane Reformer EOR Project. http://www.globalccsinstitute.com/project/air-products-
steam-methane-reformer-eor-project. Accessed 15 Jan 2015.
6 Global CCS Institute database. http://www.globalccsinstitute.com/projects/large-scale-ccs-projects.
Energy penalty: Solid sorbents have the potential to significantly reduce the regeneration energy penalty compared to solvents. This
energy penalty reduction can be attributed to: (1) the heat capacity of solids is significantly lower than that of water (i.e., by approxi-
mately a factor of four), which dramatically reduces the sensible heat input required to accomplish the temperature swing; and (2)
the moisture content during regeneration will be significantly lower for solids compared to solvents, so less evaporation will occur.
Range of operating temperature: Aqueous solvent-based processes are limited in their operating temperature range. In contrast, a
range of solid sorbent types exist allowing operation from ambient temperatures to as high as 700 °C.
Miscellaneous benefits: Solid sorbents yield less waste during cycling, and spent solid sorbents have lower environmental impact
than solvents easing their disposal.7
2.2.1 ADSORPTION
Adsorbents being considered for carbon capture employ one of the two possible adsorption mechanisms, namely physical adsorp-
tion (physisorption) and chemical adsorption (chemisorption). In physisorption, target molecules are attracted to the surface of pore
walls within a high surface-area sorbent by van der Waals forces and have a low heat of adsorption that is only slightly greater than
heat of sublimation of the adsorbate. The physisorption is reversible and fast. In chemisorption, the target gas undergoes a covalent
chemical reaction to bind to certain sites on the sorbent with a much greater heat of adsorption, roughly equal to the heat of reaction.
7 Junya Wang, Liang Huang, Ruoyan Yang, Zhang Zhang, Jingwen Wu, Yanshan Gao, Qiang Wang, Dermot O’Hareb and Ziyi Zhong, “Recent advances in solid sorbents
for CO2 capture and new development trends,” Energy Environ. Sci., 2014, 7, 3478.
8 Adam Hughmanick Berger and Abhoyjit S. Bhown. “Comparing Physisorption and Chemisorption Solid Sorbents for use Separating CO2 from Flue Gas using Tem-
perature Swing Adsorption,” Energy Procedia 4 (2011) 562–567.
An example of a sorbent exhibiting the physisorption mechanism is activated carbon; CO2 adsorbs onto its high surface area pore
walls by weak dipole interactions. The heat of adsorption of carbon dioxide on activated carbon sorbent ranges from -25 to -40 kJ/
mole, which is close to the heat of sublimation. This low heat of adsorption reduces the amount of energy needed to desorb a given
38 quantity of carbon dioxide. However, it also means that carbon dioxide is less likely to adsorb onto the porous substrate.
On the other hand, solid sorbents that capture carbon dioxide through a chemical process, such as bonding with an amine that is
Chapter 2: Sorbent-Based CO2 Capture
grafted or coated onto the surface of the sorbent, have a much higher heat of adsorption. These heats of adsorption can range be-
tween -60 and -100 kJ/mole depending on the amine used. While this increases the amount of energy needed to separate the carbon
dioxide from the chemisorbent, it also increases the affinity of the amine for carbon dioxide which allows the amine-based solid
sorbent to have a higher capacity at low concentrations of carbon dioxide.
While physisorbents such as activated carbon can to be stable even past 200 °C, grafted amines tend to volatilize and degrade
above 120 °C which restricts their regeneration temperatures. Another difference is that physisorbents tend to attract various other
molecules to their surface lowering the selectivity of the sorbent, which leads to more nitrogen contamination and lower carbon
dioxide purity than with chemisorption for the same process configuration. On the other hand, chemisorbents can permanently bind
to species such as SO2 and poison binding sites, decreasing the capacity of the sorbent.
2.2.2 REGENERATION
Equation 2-1
The equation shows that for fixed swing in temperature, regeneration energy can be reduced by increased loading L or decreased
specific heat C. The energy balance also assumes that the only gas adsorption reaction occurring is CO2. If there are additional reac-
tions taking place, such as adsorption/desorption of H2O, then additional analogous terms would need to be included in Equation
2-1.
The energy balance equation highlights the need for several sorbent parameters to be determined in value. They include the heat of
adsorption of the gas (CO2 reaction), the specific heat (heat capacity) of the sorbent, and the CO2 loading capacity of the sorbent.
A fourth but very important consideration is the role of moisture, whether as a participant (reactant) in the CO2 reaction or as a
competitor in adsorption/desorption.9
9 “Factors in Reactor Design for Carbon Dioxide Capture with Solid, Regenerable Sorbents,” James S. Hoffman, George A. Richards, Henry W. Pennline, Daniel Fischer,
and George Keller.
Description 39
The temperature swing adsorption (TSA) process is based on the tendency of sorbents such as activated alumina, silica gel, and
zeolites to have higher adsorption capacities for gases at lower temperatures than at elevated temperatures. The sorbent adsorbs
Figure 2-2. Two-Bed Temperature Swing Adsorption Process for Post-Combustion CO2 Capture10
10 http://jclfss.weebly.com/design-and-cost.html
Advantages
• Suitable for operation on low pressure feed streams (<60 psig) where PSA or VSA may be less practicable.
40 • Typically less expensive to operate than PSA.
Challenges
Chapter 2: Sorbent-Based CO2 Capture
• A practical problem in TSA processes is the reduction in the capacity or life of the adsorbent when it is subjected to
repeated thermal cycling.
• Because beds of adsorbent cannot normally be heated and cooled quickly, the cycle time of a typical TSA process may
range from several hours to several days. Long cycle times inevitably mean large bed lengths resulting in high adsorbent
inventories, and high capital cost.
Figure 2-3. Isotherm for CO2 Sorbents with Heat of Adsorption of -25kJ/kg and -60 kJ/kg
Equation 2-2
with
Equation 2-3
assumes that there are a fixed number of sites qs to adsorb onto, with each site having the same heat of adsorption ∆h. The number
11 Adam Hughmanick Berger and Abhoyjit S. Bhown. “Comparing Physisorption and Chemisorption Solid Sorbents for use Separating CO2 from Flue Gas using Tem-
perature Swing Adsorption,” Energy Procedia 4 (2011) 562–567.
of sites that are occupied, q, is determined by the partial pressure of the adsorbed species PCO2 and the Langmuir parameter bCO2. In
this equation R is the universal gas constant and bo is a constant that is fit to the adsorption data. The Langmuir model is a reasonable
assumption for both chemisorption and physisorption. In chemisorption, there are a fixed number of amine sites, each of which will
bind to the carbon dioxide with roughly the same energy. In physisorption, the fixed number of sites is equivalent to the monolayer 41
coating of carbon dioxide that would correspond to a saturated sorbent.12 Further, from Equation 2-2, the higher the Langmuir value
bCO2 is, the faster the isotherm approaches saturation as PCO2 increases. In Equation 2-3, bCO2 depends exponentially on temperature
DOE Research
DOE NETL funded research in sorbent capture using TSA in the Georgia Institute of Technology project addresses some of the key
issues noted above. The project is developing a supported amine sorbent-based CO2 capture module at bench scale. The sorbent
incorporates supported amines in composite polymer/silica hollow fibers, with high loadings of the sorbent to facilitate large CO2
adsorption capacities but without the high pressure drops normally associated with traditional packed and fluidized beds. Also the
inclusion of an impermeable layer lining the fiber’s interior bore allows for rapid cooling during adsorption and heating during
desorption by passing water through the bore of the fibers, essentially turning the fiber module into a shell and tube heat exchanger.
This will allow rapid temperature swing adsorption with the cycles running on the time scale of seconds/minutes instead of hours/
days. High capital costs typical of TSA would be significantly reduced by the fast cycling; also, operating costs and parasitic loads
will be reduced through heat integration of the adsorption step with preheating the boiler feed water. See Figure 2-4 for illustration
of these concepts.
The project is also addressing issues of oxidation, SOx exposure, and NOx exposure in deactivation of the sorbent fibers, and devel-
oping techniques for effective field regeneration.
Figure 2-4. Sorption (top) and Desorption (bottom) Modes in Hollow Fiber Sorbents
Many of the other sorbent-based CO2 capture projects in the DOE NETL portfolio assume conventional TSA process operation
(adsorption at 40 °C, regeneration at 100 °C).
Description
In PSA a pressurized gas mixture containing CO2 flows through a bed of adsorbent, ideally with high selectivity and capacity for
CO2 adsorption, until the adsorption of the CO2 approaches equilibrium with the solid (after which significant breakthrough of CO2
would occur). The bed is then regenerated by stopping the feed mixture and reducing the pressure, which releases the CO2 gas which
can be removed. Figure 2-5 depicts the general steps of PSA, on the left with adsorption occurring and on the right with regeneration
occurring and capture of the CO2-rich gas stream.
12 Figueroa J.D., Fout T., Plasynski S., Mcilvried H., Srivastava R.D. “Advances in CO2 capture technology—The U.S. Department of Energy’s Carbon Sequestration
Program,” Intl. J. of Green House Gas Control 2008; 2:9-20.
42
Chapter 2: Sorbent-Based CO2 Capture
Figure 2-5. Pressure Swing or Vacuum Swing Adsorption Process for CO2 Capture13
A variation of PSA is Vacuum Swing Adsorption (VSA) in which the process stream containing CO2 is not pressurized. CO2 is re-
moved from the sorbent by establishing a vacuum on the regenerating sorbent bed which draws off the CO2. The mechanism is the
same in either case: CO2 adsorbs at higher pressure and desorbs at lower pressure, and the pressure differential can range above or
below ambient pressure.
Advantages
• Well-established process technology, used on very large scale for certain applications
• Needs no steam or water; only electricity required to operate compressors/pumps; energy intensity generally better than
conventional solvent-based CO2 removal technology (amines)
• Tolerant to trace contaminants; possibly with use of guard or layered beds
• Wide range of sorbent materials are commercial and widely available
• Increase in COE potentially lower than that of other capture technologies
• Sorbent beds require limited hands-on maintenance, translating into flexibility in locating them
Challenges
• Energy intensity still too high to meet goals: improved sorbent and novel process designs needed to overcome
• Large sorbent beds required for high-throughput applications such as flue gas treatment
-- High capital cost for sorbent and associated process equipment
-- Implies large pressure drop and associated power penalty: could possibly be overcome by structured adsorbents and
faster cycling
-- Large plant footprint for beds: possibly overcome by underground installation and faster cycling or smaller beds
13 http://www.co2crc.com.au/publications/all_factsheets.html
Sorbent Types
Types of sorbents for CO2 capture are highly varied, and as a rule the types are distinctly suited to the temperature regimes in which
they are intended to operate for adsorption and regeneration. In their extensive surveys of the literature for sorbent-based CO2
capture, Wang and fellow researchers14 have adopted a general classification of adsorbents based on three sorption and desorption
temperatures ranges at which they operate, which are as follows:
• Low temperature (<200 °C)
• Intermediate temperature (200–400 °C)
• High temperature (>400 °C)
This classification of sorbent types is useful, because it captures essentially all of the types currently being investigated in the field
of sorbent-based carbon capture, differentiates among the types according to the major temperature regimes characteristic of their
application for either pre- or post-combustion capture, and provides a framework for showing how the DOE/NETL Carbon Capture
Programs’ R&D projects cover areas of this field of R&D.
In addition, process innovations and improvements have contributed to overcoming the technical issues that serve as barriers to
deployment of carbon capture technologies. All of these are described below.
14 Junya Wang, Liang Huang, Ruoyan Yang, Zhang Zhang, Jingwen Wu, Yanshan Gao, Qiang Wang, Dermot O’Hare and Ziyi Zhong, “Recent advances in solid sorbents
for CO2 capture and new development trends,” Energy Environ. Sci., 2014, 7, 3478. Qiang Wang, Jizhong Luo, Ziyi Zhong and Armando Borgna, “CO2 capture by solid
adsorbents and their applications: current status and new trends,” Energy Environ. Sci., 2011, 4, 42.
Adsorption Process
Membrane-Integrated Sorbent TDA Research Inc. Low Carbon-based adsorbents Mesoporous carbon (integrated
Adsorption Process for Carbon Capture in 2-stage membrane separation
process)
High Capacity Sorbent and Process for Envergex LLC; Low Alkali metal carbonate-based Alkali metal carbonate with additive
CO2 Capture; Evaluation of CO2 Capture University of North adsorbents to increase capacity and reaction rate,
from Existing Coal-Fired Plants by Dakota lower regeneration energy
Hybrid Sorption Using Solid Sorbents
(CACHYS™)
Sorbent Based Post-Combustion TDA Research Inc. Low (near Alkali metal carbonate-based Alkalized alumina pellets
CO2 Slipstream Testing (pilot scale); isothermal operation adsorbents
Low-Cost Sorbent for Capturing CO2 at 40–160 °C)
Emissions Generated by Existing Coal-
Fired Power Plants
Pilot-Scale Evaluation of an Advanced SRI International Low Carbon-based adsorbents ATMI BrightBlack® microbeads
Carbon Sorbent-Based Process for (0.2mm diameter) carbon beads,
Post-Combustion Carbon Capture; falling in single column adsorber/
Development of Novel Carbon stripper
Sorbents for CO2Capture
Optimizing the Costs of Solid Sorbent- ADA-ES, Inc. Low Solid amine-based adsorbents ADAsorb™ CO2 sorbent: amine on
Based CO2 Capture Process Through polystyrene resin substrate (project
Heat Integration; Evaluation of Solid focus is moving and fluid bed cross
Sorbents as a Retrofit Technology for heat exchangers)
CO2 Capture (pilot scale)
Bench Scale Development and Testing Aspen Aerogels, Inc. Low Solid amine-based adsorbents Amine-functionalized aerogel pellets
of Aerogel Sorbents for CO2 Capture or beads (0.30–0.35mm)
Bench-Scale Development and Testing W.R. Grace Low (focus is rapid Zeolite-based adsorbents Commercial 13X zeolite pellets
of Rapid PSA for CO2 Capture PSA to decrease
column size)
Novel Solid Sorbents for Post- RTI International; Low Solid amine-based sorbents Polyethyleneimine supported on
combustion CO2 Capture; CO2 Capture Pennsylvania State commercial silica
from Flue Gas Using Solid Molecular University
Basket Sorbents
A Low-Cost, High-Capacity TDA Research, Inc. Low Carbon-based adsorbents Mesoporous carbon (pellets) modified
Regenerable Sorbent for CO2 Capture with surface functional groups
From Existing Coal-Fired Power Plants
Rapid Temperature Swing Adsorption Georgia Tech Low Solid amine-based adsorbents Amines loaded into composite
Using Polymer/Supported Amine Research polymer/silica hollow fibers, fibers
Composite Hollow Fibers Corporation built into modules (avoiding pressure
drop of fixed or fluid bed)
Pilot Testing of a Highly Effective TDA Research Low-intermediate Carbon-based adsorbents Mesoporous carbon grafted with
Pre-Combustion Sorbent-Based (240–250 °C) PSA surface functional groups that remove
Carbon Capture System; A Low-Cost, CO2 via an acid-base interaction
High-Capacity Regenerable Sorbent
for Pre-combustion CO2 Capture
Sorbent Tradeoffs
15 UOP’s work is not continued in current portfolio; UOP has not pursued funding in recent FOAs.
drawbacks of such processes, including the high regeneration energy, fouling of process equipment, solvent foaming problems,
emissions from volatile solvents, and corrosion caused by amine solutions, effort has been made to prepare amine-based solid ad-
sorbents for CO2 capture by immobilizing organic amines on certain solid support materials. Solid amine adsorbents promise lower
capital cost, lower pressure for gas recovery, and lower energy consumption for regeneration compared to baseline amine solvent
processes.16
Generally the solid supports should have a good affinity for the amine molecules, high surface area, proper porosity, good mechani-
cal strength and hydrothermal stability. Non-porous and microporous materials are generally avoided, while mesoporous silica,
carbon, and certain polymers and resins are preferred due to their proper combination of high surface areas and large pore size and
volume.17
Mechanism of Capture
Amine-base sorbents undergo the same types of reactions with CO2 which are known to occur with amines in aqueous solutions.
In the case of amine-based solid adsorbents, the reactions of airborne CO2 and water vapor occur with amine functional groups
chemically bonded to and located on the sorbent surface, or with liquid amines immobilized within a porous support. The reactions
involving primary, secondary and tertiary amines are as follows:
Equation 2-4
Carbamate formation
Intermediate zwitterions further react with more amine to form stable carbamates:
The zwitterion from reaction of a secondary amine with CO2 is further deprotonated by a base (amine) to form carbamate (R1R2N-
COO-) and a cation (R1R2NH2+) as shown here:
16 R. A. Khatri, S. S. C. Chuang, Y. Soong and M. Gray, Energy Fuels, 2006, 20, 1514.
17 Qiang Wang, Jizhong Luo, Ziyi Zhong and Armando Borgna, “CO2 capture by solid adsorbents and their applications: current status and new trends,” Energy Environ.
Sci., 2011, 4, 42.
(secondary amine)
Equation 2-6
Without water vapor present, carbamate formation is the mechanism for CO2 removal. Stoichiometrically, this allows capture of 1
47
mole of CO2 for every 2 moles of amine (CO2 loading of 0.5). However, in practice water is usually present in capture of CO2 from
flue or exhaust gases, which allows subsequent reaction of the carbamate to form carbonate, regenerating the amine, and increasing
Equation 2-8
For a survey of recent work in the field, the reader is referred to Wang et al. 2014 pp. 3479–348019 for much more detailed descrip-
tion than can be included here.
The DOE NETL-funded research portfolio includes a number of projects investigating solid amine-based adsorbents:
• The sorbent selected for the ADA-ES project is a commercial sorbent consisting of an ion exchange resin (polystyrene)
with a primary benzyl amine that removes CO2 in a TSA process cycle (40 °C adsorption, 120 °C regeneration).
• Aspen Aerogels, Inc. is conducting research on amine-functionalized aerogel pellet sorbents, which have high surface
area and porosity, tailored pore size distribution, highly-stable functionality, and excellent hydrophobicity for resisting
degradation from flue gas and its contaminants over long-term use. Amines are grafted onto hydrophobic aerogel.
48 • RTI is working on polyethyleneimine (PEI) supported on commercial silica, based on Pennsylvania State University’s
work in “molecular basket sorbents” which had looked to replace expensive mesoporous molecular sieve supports with
more cost-effective alternatives. They investigated mesocellular silica foam, hexagonal mesoporous silica, silica gel,
fumed silica, activated carbon, and carbon black as supports.
Chapter 2: Sorbent-Based CO2 Capture
• Georgia Tech Research Corporation is investigating amines loaded into composite polymer/silica hollow fibers in inno-
vative module configurations. Both impregnated PEI and class 2 (grafted 3-aminopropylsilane) fiber sorbents utilizing
composite commercial mesoporous silica and low-cost commercial polymers (e.g., cellulose acetate) were investigated.
• University of Akron is investigating sorbents based on porous carbon and silica support structures with immobilized
aliphatic amines distributed inside the material’s pores and immobilized aromatic amines placed on the external surface
and pore mouth of the material. The idea is that the aromatic amines, while having negligible CO2 capture capacity, are
capable of adsorbing and desorbing SO2 in the same temperature range as aliphatic amines do for CO2. The expectation
is that the aromatic amines on the pore mouths and particle surface will prevent sorbent deactivation by selectively cap-
turing SO2, thus allowing the aliphatic amines within the pores to capture CO2 instead of irreversibly adsorbing residual
SO2 from the flue gas desulfurization-treated flue gas.
• Advanced Fuel Research was investigating amines supported on low-cost activated carbon, with the carbon produced
from scrap tires. This directly addressed the issue of sometimes high capital costs of sorbent based on expensive support
materials such as molecular sieves, etc.
General
Carbon-based materials have advantages of low cost, high surface area, high amenability to pore structure modification and surface
functionalization, and relative ease of regeneration. However, the CO2 adsorption mechanism on carbon materials is physisorption
and therefore weak, resulting in relatively poor CO2 selectivity, and significant drop in CO2 sorption capacity at temperatures asso-
ciated with power plant flue gas (50–120 °C). Accordingly, research has been focused mainly on methods to increase CO2 capacity
by increasing surface area and tuning the pore structure of carbon sorbents, increasing alkalinity by surface modifications (such as
nitrogen doping, amine modification, oxidation, fluorination, modification with metal oxides), and synthesis of carbon-based hybrid
composites. The reader is referred to the reviews of R&D work in this field prepared by Wang et al.20, 21for much more detailed
discussion.
DOE Research
The current research portfolio’s coverage of carbon-based CO2 sorbents is dominated by TDA’s projects in which mesoporous car-
bon modified by functional groups for improved CO2 capture capacity and performance is being evaluated for both pre-combustion
and post-combustion applications. Further detail on the makeup of the mesoporous carbon sorbent is regarded as proprietary. How-
ever, it is noted that the functional modification allows relatively strong adsorption but without the CO2 forming a true covalent bond
with the surface sites. Therefore, regeneration can be carried out with only a small energy input of 4.9 kcal per mol of CO2, which
is much lower than that for chemical absorbents or amine based solvents.
The process implementation of the work is innovative; in recent work the approach is to integrate a membrane module and a sorbent
capture system in a two-step CO2 separation process.
Description
20 Junya Wang, Liang Huang, Ruoyan Yang, Zhang Zhang, Jingwen Wu, Yanshan Gao, Qiang Wang, Dermot O’Hare and Ziyi Zhong, “Recent advances in solid sorbents
for CO2 capture and new development trends,” Energy Environ. Sci., 2014, 7, 3478.
21 Qiang Wang, Jizhong Luo, Ziyi Zhong and Armando Borgna, “CO2 capture by solid adsorbents and their applications: current status and new trends,” Energy Environ.
Sci., 2011, 4, 42.
Zeolites are porous crystalline aluminosilicates, whose structure consists of interlocking tetrahedrons of SiO4 and AlO4 joined
together in various regular arrangements through shared oxygen atoms. They have open crystal lattices containing pores with mo-
lecular dimensions, into which molecules can penetrate. The negative charge created by the substitution of an AlO4 tetrahedron for
a SiO4 tetrahedron is balanced by exchangeable positively charged cations (e.g., Na+, K+, Ca2+, Mg2+), which are located in the chan- 49
nels and cavities throughout the structure.22 Such zeolites have ion-exchange, catalytic and adsorptive properties, which are highly
dependent upon the size, charge density, and distribution of these cations in the porous structure. The structure is depicted in Figure
Mechanism of Capture
Zeolites’ defined crystalline structures result in uniform pore sizes in the interval of 3 to 10 Å, a property that allows them to sepa-
rate molecules by means of the molecular sieve effect. Separation of gases in zeolites can also take place through the mechanism
of selective adsorption of those molecules that have relatively large energetic non-saturations (π bonds, dipoles and quadrupoles).
Generally speaking, separation of gases by these adsorbents then depends on three factors: structure and composition of the frame-
work, cationic form, and zeolitic purity (both natural zeolites and synthetic zeolites are utilized, the former often contaminated with
other minerals which drives the issue of purity).
Different cationic forms of a given zeolite may lead to significant differences in the selective adsorption of a given gas such as CO2,
due to both the location and size of the interchangeable cations which affect the local electrostatic field, and the polarization of the
adsorbates.24
Specifically, the CO2 adsorption mechanism on zeolites includes physisorption of CO2 via an ion–dipole interaction, with the CO2
in a linear orientation:
22 Qiang Wang, Jizhong Luo, Ziyi Zhong and Armando Borgna, “CO2 capture by solid adsorbents and their applications: current status and new trends,” Energy Environ.
Sci., 2011, 4, 42.
23 Yasuo Nozue, “Novel Properties of Correlated Electrons in Alkali-Metal Clusters Incorporated in Regular Nanospace of Zeolite Crystals,” Croatian-Japanese Workshop
on Materials Science, Zagreb, 29–30 June 2009. http://cro-jap-workshop.ifs.hr/Page.aspx?id=7.
24 Rosario Hernández-Huesca, Lourdes Díaz, Gelacio Aguilar-Armenta, “Adsorption equilibria and kinetics of CO2, CH4 and N2 in natural zeolites,” Separation and
Purification Technology, Volume 15, Issue 2, 8 March 1999, pp. 163–173.
In addition to physical adsorption, more strongly bound carbonate species are also observed. These adsorbed CO2 sites are bent and
associated with bi-coordination, as shown in the following two types of carbonate species, as shown in this case involving sodium
cations:
50
Chapter 2: Sorbent-Based CO2 Capture
Equation 2-9
The CO2 capacity of zeolites is affected by temperature, with capacities strongly decreasing with increasing temperature. Zeolites
13X and UOP WEG-592 were studied in the context of CO2 removal from flue gas utilizing a combination of PSA and TSA (PTSA)
in an NETL systems study.26 Both of the zeolites were found to have good CO2 adsorption capacity at 120 °C. However, the capaci-
ties at 120 °C were considerably lower than that at ambient temperature; and in fact zeolites cannot be used above 200 °C for CO2
capture since their capture capacities are extremely low at these temperatures. The marked temperature sensitivity of zeolites must
be considered in process context in terms of column design: since the adsorption process is exothermic, the heat released during
adsorption will tend to increase the column temperature as the heat transient moves through the column, driving down capacities.
Therefore, the importance of the heat effects and operating temperature on the adsorption capacities cannot be overlooked.
So, although adsorbent capacity is an important parameter for zeolite performance in CO2 capture, the optimal design of a PSA
separation unit is a complex task as the separation and recovery effectiveness are highly sensitive to the chosen operating condi-
tions as well as adsorbent type. By way of illustration, Harlick and Tezel concluded that if a low-pressure CO2 feed and very low
regeneration pressure are used then the NaY and 13X adsorbents would be preferable, but that as CO2 feed and regeneration pressure
increases, adsorbent with a linear isotherm would be in order.27
Zeolites’ affinity for water represents a particular challenge in CO2 capture from water vapor-containing gas streams, since water
molecules directly complete with CO2 molecules for the adsorption sites on zeolites, particularly X zeolites favored for CO2 cap-
ture. Although CO2 adsorption capacity can be regained by increasing the temperature during regeneration, the loss of adsorption
capacity during the adsorption cycle has negative impacts on overall cost-effectiveness of zeolite sorbent-based processes. Also,
water may have a detrimental effect on the stability of zeolite frameworks; the combination of CO2 and water forming weakly acidic
conditions may cause dealumination of zeolite structures, leading to a partial or total destruction of the framework.28
25 Peter J.E. Harlick, F. Handan Tezel, “An experimental adsorbent screening study for CO2 removal from N2,” Microporous and Mesoporous Materials, Volume 76, Issues
1–3, 1 December 2004, pp 71–79.
26 “CO2 Capture Utilizing Solid Sorbents,” Ranjani Siriwardane, Ming Shen, Edward Fisher, and James Losch. U.S. Department of Energy, National Energy Technology
Laboratory. http://www.netl.doe.gov/publications/proceedings/04/carbon-seq/039.pdf.
27 Harlick and Tezel 2004.
28 Wang et al. 2011.
Research
Current Trends
Current research in improving zeolites for CO2 capture is mainly focused on: 51
• Changing the composition and structure of the zeolitic framework.
• Cationic exchange (the cations influence the electric field inside the pores as well as the available pore volume, and pro-
The reader is referred to Wang et al.29 for a thorough review of recent work in the field.
DOE
Recent NETL research related to zeolite type sorbents for CO2 capture has tended to emphasize the overall CO2 capture cycle, and
improved zeolite structuring in the sorbent beds to address process concerns. The key idea of the current W.R. Grace project is to
use high sorbent packing density in the fastest possible cycling rate in a PSA cycle or rapid PSA, which would result in multiple
benefits including reduced capital costs (smallest possible sorbent beds and correspondingly smaller columns, and lower footprint
occupied), reduced energy consumption (mainly associated with improved pressure drop, shorter sorbent regeneration times, and
improving mass transfer issues), and reduced environmental burdens (less attrition of sorbent, etc.) Work demonstrated that zeolite
crystals can be coated onto a crushproof metal foil structure (Catacell core structure) which has lower density, lower pressure drop
and energy penalty for the same CO2 removal capacity, and better plug flow behavior (corrugated structure not subject to premature
breakthrough) compared to a conventional packed bed of zeolite pellets. InnoSepra LLC’s project’s key innovation is sorbent in
structured monolithic form, which again has significantly lower pressure drops, faster kinetics, virtually no attrition losses, requires
less parasitic power, and has a lower overall capital cost compared to conventional sorbent forms of pellets and spheres.
Description
Metal-organic frameworks (MOFs) are novel hybrid materials that combine bridging organic ligands and metal ions or metal-
containing clusters. MOF materials have usually been created by crystallization from hot solutions; upon removal of “guest” solvent
molecules from the resultant crystalline network by evaporation and pressure reduction, a large internal surface area results typi-
cally with positively charged metal sites lining the cavities or channels, providing extensive active sites for other guest molecules
(such as gases like hydrogen, methane and CO2) to adsorb. MOFs’ robust 3D structures are crystallographically well-defined, and
many of them possess superior surface areas relative to those of traditional adsorbents such as activated carbon and zeolites.30 One
of the archetypical examples is MOF-5, constructed from zinc atoms as the metal centers and terephthalic acid as the organic linker
depicted in Figures 2-7 and 2-8 below. In this MOF, each [Zn4O] unit is bridged by six benzene-1,4-dicarboxylates. MOF-5 forms
stable crystals (extended crystalline lattice of MOF-5 is depicted in the second figure) having remarkably low density for a crystal-
line material (0.59 g/cm3), pore volumes of 0.61±0.54 cm3/cm3 and very high estimated Langmuir surface area of 2,900m2/g,31 even
exceeding the values of pore volumes and surface areas typical of zeolites.
29 Junya Wang, Liang Huang, Ruoyan Yang, Zhang Zhang, Jingwen Wu, Yanshan Gao, Qiang Wang, Dermot O’Hare and Ziyi Zhong, “Recent advances in solid sorbents
for CO2 capture and new development trends,” Energy Environ. Sci., 2014, 7, 3478.
30 Yangyang Liu, Zhiyong U. Wang and Hong-Cai Zhou, “Recent advances in carbon dioxide capture with metal-organic frameworks,” Greenhouse Gas Sci Technol.
2:239–259 (2012).
31 Li H, Eddaoudi M, O’Keeffe M and Yaghi OM, Design and synthesis of an exceptionally stable and highly porous metal-organic framework. Nature 402:276–279
(1999).
52
Chapter 2: Sorbent-Based CO2 Capture
32 Li H, Eddaoudi M, O’Keeffe M and Yaghi OM, Design and synthesis of an exceptionally stable and highly porous metal-organic framework. Nature 402:276–279
(1999).
33 Jarad A. Mason, Mike Veenstra and Jeffrey R. Long, “Evaluating metal–organic frameworks for natural gas storage,” Chem. Sci., 2014, 5, 32–51.
Another well-known MOF is HKUST-1 (depicted in Figure 2-9) having the formula Cu3(TMA)2(H2O)3]n (where TMA is benzene-
1,3,5-tricarboxylate); structurally, it consists of copper(II) paddlewheel dimers bridged by the TMA.34
53
The combined favorable properties of large surface area, permanent porosity, tunable pore size/functionality, and potential for fine
tailoring possible by post-synthetic modification, have suggested great promise of MOFs as superior sorbents for CO2 capture.
DOE Research
DOE has supported research in the use of metal organic frameworks to remove CO2 from flue gas. In the period of 2007–2010, a
team led by UOP investigated microporous MOFs and an associated vacuum-pressure swing adsorption (vPSA) process for the re-
moval of CO2 from coal-fired power plant flue gas.37 Out of an array of over 35 MOF materials evaluated for favorable CO2 adsorp-
tion at more realistic flue gas conditions, they found that seven MOFs (MIL-101, MIL-53, MIL-96, Zn, Co, and Ni/DOBDC, and
HKUST-1) exceeded initial performance targets. Notably, the particular MOF structure type, M/DOBDC (M designates Zn, Co, Ni,
or Mg and DOBDC refers to the form of the organic linker in the resultant MOF structure, dioxybenzenedicarboxylate) performed
well, and they found that one particular type, Mg/DOBDC outperformed all MOF and zeolite materials they had evaluated, with
about 25 wt% CO2 captured by this MOF at flue gas conditions (≈0.13 atm CO2 pressure, 311K), as opposed to Ni/DOBDC with
34 Stephen S.-Y. Chui, Samuel M.-F. Lo, Jonathan P. H. Charmant, A. Guy Orpen, Ian D. Williams, “A Chemically Functionalizable Nanoporous Material [Cu3(TMA)2(H2O)3]
n,” Science 19 February 1999: Vol. 283, no. 5405, pp. 1148–1150.
35 Pure Appl. Chem., Vol. 85, No. 8, pp. 1715–1724, 2013.
36 Wang Z and Cohen SM, “Post-synthetic modification of metal-organic frameworks,” Chem Soc Rev 38:1315–1329 (2009).
37 Richard Willis, “Carbon Dioxide Removal from Flue Gas Using Microporous Metal Organic Frameworks,” Final Technical Report for DOE Award Number: DE-FC26-
07NT43092, October 2010.
under 10 wt% CO2 captured. On the other hand, they noted that MOFs fully equilibrated with water do not pick up appreciable CO2,
and they ventured the conclusion that the flue gas stream would need to be dried before being passed over an adsorbent bed of Ni/
DOBDC or any other MOF. Process-wise this may not be unreasonable, though flue gas drying/dehumidification would represent
54 added process complication and cost.
Kizzie et al. examined effects of water on the same series of M/DOBDC MOFs identified by UOP as outperformers, quantifying the
Chapter 2: Sorbent-Based CO2 Capture
CO2 adsorption capacities of the regenerated sorbents after exposure to 70% relative humidity. For Mg/DOBDC, Zn/DOBDC, Ni/
DOBDC, and Co/DOBDC, 16%, 22%, 61% and 85% of the initial CO2 capacities were recovered, respectively.38 Liu et al. note that
the different degree of capacity retention for these likely reflects the different stability of the MOFs toward hydrolysis. Even though
Mg/DOBDC has excellent CO2 adsorption in dry conditions, the results show that Co/DOBDC, having much better response and
recovery from exposure to moisture, might be more suitable to CO2 capture from flue gas considering the high relative humidity of
flue gases in practice, and the added expense and process complication of engineering solutions such as flue gas dehumidification
to accommodate moisture sensitive sorbents.39
However, MOF synthesis cost and material stability in the presence of water vapor remain as significant challenges to be over-
come.41 The latter issue has already been mentioned in the context of discussion of previous DOE work in this area.
38 Kizzie AC, Wong-Foy AG and Matzger AJ, Effect of humidity on the performance of microporous coordination polymers as adsorbents for CO2 capture. Langmuir
27:6368–6373 (2011).
39 Yangyang Liu, Zhiyong U. Wang and Hong-Cai Zhou, ‘Recent advances in carbon dioxide capture with metal-organic frameworks,” Greenhouse Gas Sci Technol.
2:239–259 (2012).
40 Junya Wang, Liang Huang, Ruoyan Yang, Zhang Zhang, Jingwen Wu, Yanshan Gao, Qiang Wang, Dermot O’Hare and Ziyi Zhong, “Recent advances in solid sorbents
for CO2 capture and new development trends,” Energy Environ. Sci., 2014, 7, 3478.
41 Jian Liu, Praveen K. Thallapally, B. Peter McGrail, Daryl R. Brown and Jun Liu, “Progress in adsorption-based CO2 capture by metal–organic frameworks,” Chem. Soc.
Rev., 2012, 41, 2308–2322.
Hydrothermal stability
CO2 capture from flue gas is distinct from other applications, because it involves capture of CO2 mainly diluted by nitrogen, i.e., at
partial pressures much less than atmospheric pressure (0.15 atm partial CO2 pressure is common) and in humid conditions consider-
ing the saturated condition of flue gas following sulfur removal processes which results in cooled flue gas with 5–7% water vapor
55
on a volume or molar basis.
The study focused on development of a model to predict energies of ligand displacement and hydrolysis and activation energies for
ligand displacement for cluster models for different MOFs, tested by comparison of the modeling predictions with experimental
measurements of sorbent hydrothermal stability for representative sorbent samples. The model utilized a simplified quantum me-
chanical approach in which interactions between metal oxide clusters and water could be manageably calculated. The calculations
were made tractable by assuming that the often complex linking ligand is approximated by a simplified functional equivalent and
that the flexible framework of MOFs may not impose significant restraints on metal oxide clusters during reactions. This approach
was verified to be valid for estimating hydrothermal stability of MOFs, given excellent observed agreement between model predic-
tions and experimental results. The key conclusion is that the strength of the bond between the metal oxide cluster and the bridging
linker is most important in determining the hydrothermal stability of the MOF in question.
Using this method, a steam stability map was developed for a number of known MOF types, as illustrated in Figure 2-10. The
method should provide a useful tool to help select and invent hydrothermally stable MOFs for desired applications such as CO2
capture from flue gas.
42 Low, J.J., Benin, A.I., Jakubczak, P., Abrahamian, J.F., Willis, R.R. J. Am. Chem. Soc. 2009, 131, 15834–15842.
Costs of MOFs
Costs for synthesis of MOFs made in small quantities in laboratory settings are relatively high; ultimately, unit costs for manufacture
of MOFs for large-scale CO2 capture must be relatively low for them to be a cost-effective alternative to conventional CO2 capture
56 technologies. As far as manufacturing techniques are concerned, cost of reactors and utilities to manufacture MOFs can be assumed
to be comparable to those for synthetic zeolites, and manufacturing methods are adaptable for conventionally available precipitation
and crystallization manufacturing methods. However, cost of reagents wh3ich usually include metal source, organic linkers, sol-
Chapter 2: Sorbent-Based CO2 Capture
vents for reactions, and solvents for exchange processes may be high, especially the organic linkers which are specialized chemicals
not available in large-scale commercial quantities. Costs would be greatly reduced if these were derived on large-scale from cheap
sources such as petroleum. Assuming economies of scale in manufacturing can be realized (tonne quantities), starting costs of MOF
manufacture, consisting of raw material costs, may be tractable; Liu et al. estimate these ranging from a little as $1.19/kg to under
$10/kg for several MOFs, with only a couple of examples exceeding $20/kg, compared to about $1/kg for common silica gel.43
Important reactions involved in the capture of CO2 using Na2CO3 are as follows:45
Both reactions are reversible and highly exothermic, so energy management is an important process issue. Conversion decreases
with an increase in the reaction temperature and pressure, and reaction rate increases with an increase in temperature and H2O con-
centration, and with a decrease in pressure, though maximum carbonation temperature is limited by the reaction thermodynamics.
The resulting problem is that the overall carbonation reaction rate for Na2CO3/K2CO3 is rather slow, and reactivity decreases with
increases in sorption/regeneration operations due to sorbent degradation and attrition. Also, the carbonates are highly and irrevers-
ibly reactive with flue gas contaminants HCl and SO2, so stringent flue gas cleaning is required.
DOE Research
TDA had past projects in sodium carbonate adsorbents for DOE NETL; ultimately funding for that work was discontinued mainly
because the regeneration energy demand for their sorbent was ≈1,350 BTU/lb, similar to that for amine-based systems and therefore
regarded as non-competitive.
43 Jian Liu, Praveen K. Thallapally, B. Peter McGrail, Daryl R. Brown and Jun Liu, “Progress in adsorption-based CO2 capture by metal–organic frameworks,” Chem. Soc.
Rev., 2012, 41, 2308–2322.
44 Qiang Wang, Jizhong Luo, Ziyi Zhong and Armando Borgna, “CO2 capture by solid adsorbents and their applications: current status and new trends,” Energy Environ.
Sci., 2011, 4, 42.
45 Y. Liang, D. P. Harrison, R. P. Gupta, D. A. Green and W. J. McMichael, Energy Fuels, 2004, 18, 569.
46 W. Yang, Y. Kim, P. K. T. Liu, M. Sahimi and T. T. Tsotsis, Chem. Eng. Sci., 2002, 57, 2945.
57
In general, LDH derived mixed oxides possess high surface area, abundant basic sites, and higher temperature stability favorable
for absorbing acidic CO2 at 200–400 °C. Potentially, these characteristics and working temperature range should allow LDH-based
CO2 sorbents to be used in the sorption-enhanced water gas shift reaction and biomass reforming processes.48 In terms of carbon
capture, LDHs can be operated and regenerated at higher temperatures and pressures than the low temperature sorbents, potentially
allowing more thermally efficient production of higher pressure CO2.
Equation 2-12
The regeneration reaction is simply the reverse of the above, with ∆Hrxn ≈+100kJ/mol, effected by temperature swing and/or pres-
sure swing. MgO sorbent is capable of achieving over 95% CO2 capture and 40% conversion in the water gas shift (WGS) reaction.
The relevant operating temperature range is 350–450 °C, which is approximately the required temperature of the first stage of the
typical water gas shift reactor; it may be possible to replace the conventional two-stage water gas shift with one stage using the MgO
sorbent, by benefit of the increased driving force for CO conversion provided by simultaneous removal of product CO2.50
Basics
Calcium-based materials are good adsorbent candidates for capturing CO2 due to their high reactivity with CO2, high capacity and
low material cost. The reversible reaction between CaO and CO2,
occurs at 600–700 °C for carbonation, and the regeneration temperature is 850–950 °C at which the CO2 release reaction occurs
rapidly and to completion, producing a nearly pure stream of CO2. Capability of operation at elevated temperature offers great
potential for reducing CO2 from various clean energy systems, particularly high-temperature pre-combustion carbon capture from
gasification processes.
58
The carbonation reaction is highly exothermic and it is possible to efficiently recover the large amount of energy released during the
CO2 capture.51 Abundant and inexpensive limestone (CaCO3) is the raw material for the sorbent. Taken together, these factors tend
Chapter 2: Sorbent-Based CO2 Capture
Challenges in utilization of CaO-based sorbents arise principally from loss of reversibility for the carbonation reaction due to the
sintering of the adsorbent particles in repeated use-regeneration cycles. To a lesser extent, attrition and irreversible reaction of
calcium with sulfur species are also involved in CaO-based sorbent degradation. In order to combat this problem, a variety of ap-
proaches have been taken:52
• Utilizing different sorbent synthesis methods or pretreating limestone with acids, yielding pure CaO particles with
higher specific surface areas and smaller particle size, or special microstructures (e.g., hollow CaO, mesoporous CaO,
etc.) that have more favorable performance.
• Preparation of CaO-based mixed oxide type CO2 sorbents
• Incorporating CaO particles into inert materials that act as structural supports or matrices, in order to significantly im-
prove sorbent durability.
DOE Research
DOE funded URS’s “Evaluation of Dry Sorbent Technology for Pre-Combustion CO2 Capture” project, which investigated engi-
neered sorbents for a process combining CO2 capture with the water gas-shift (WGS) reaction. The sorbents fall into the CaO-based
mixed oxide type CO2 sorbents mentioned above, and the synthesis methods used yielded more surface area and hollow structure to
improve sorbent stability and performance. Ultrasonic spray pyrolysis (USP) and flame spray pyrolysis (FSP) were used to prepare
the sorbents, which included zirconia (ZrO2)-doped CaCO3, yttrium oxide (Y2O3)-doped CaCO3, and MgO/CaO sorbents.53 The
engineered sorbents were found to perform much better than natural limestone in evaluation testing.
Equation 2-14
51 Wang et al 2011.
52 Wang et al 2014.
53 “Evaluation of a Dry Sorbent Technology for Pre-Combustion CO2 Capture” [PDF-1.64MB] (July 2012) Presented by Bill Steen, URS Group, 2012 NETL CO2 Capture
Technology Meeting, Pittsburgh, PA.
54 Wang et al 2014.
When considering sorbent-based CO2 capture technologies, increasing reduction of the energy penalty incurred per ton of CO2 cap-
tured is usually a useful parameter to directly gauge the advance of technological capability. This is reflected in Figure 2-12, which
depicts energy penalty on this basis for a number of sorbent-based CO2 capture projects in the NETL portfolio in recent years. With
the exception of a stray outlier, the trend from higher to lower energy penalty is generally apparent from earlier to latter projects, 59
showing significant progress in NETL-supported R&D sorbent-based capture technology. Projects recently underway, which have
not progressed yet to calculating process performance and techno-economic parameters, cannot yet be represented in this figure.
Certain NETL sorbent-based projects of past years should not be represented in the above figure because in some cases energy pen-
alty per ton CO2 is not a meaningful basis of comparison. For example, DE-FE0000465, “Evaluation of Dry Sorbent Technology for
Pre-Combustion CO2 Capture” considered a dry calcium-based sorbent integrated into a water-gas shift reactor, which necessitated
a radical revision of the overall plant process compared to the base case IGCC process configuration, most notably in terms of an
added sorbent regenerating boiler that exceeds the gas turbine in equivalent electrical output. Techno-economic analyses showed
that there was potential to better the baseline cost of electricity in such a configuration, even though the energy penalty for CO2 cap-
ture is significantly higher than that of the baseline in these cases. In such instances, the recourse is to compare on basis of COE only.
• Costs of advanced sorbents: Advanced sorbents are novel and materials costs tend to be significantly higher than those
associated with conventional CO2 capture technologies (amine solvent-based), partly because they are first-of-a-kind
technologies. Advances in reducing the costs of feedstocks are needed, along with lower production process costs
60 through improved synthesis, economies of scale, etc.
• Operability concerns: These include: sorbent degradation, solids handling issues particular to sorbent based-processes
which are not experienced in conventional solvent-based technologies, and understanding and managing emissions as-
Chapter 2: Sorbent-Based CO2 Capture
61
Qualitatively, this distribution is typical of most polymeric membrane materials, nitrogen having the lowest permeability and carbon
dioxide having higher permeability. The permeability of CO2 is approximately one order of magnitude higher than that of N2 in
this particular polymer, meaning that the ratio of permeabilities or selectivity of CO2 to N2 is about 10. The latter selectivity would
not be high enough for CO2 separation from N2 in envisioned commercial application, however. For that, selectivities would need
to be higher, comparable to those typical of commercially available membranes for CO2 separation from natural gas, which have
selectivities of about 30.
Higher selectivity values are desirable because they result in increased purity of the captured CO2, combined with high membrane
permeance to minimize required membrane area. This is a significant challenge, because permeance and selectivity tend to be in-
versely proportional, i.e., the higher the selectivity of membrane for any pair of gases, the lower the permeance of the more selec-
tive gas. For high permeance membranes less membrane area is needed but the desired gas in the permeate is dilute, and for high
selectivity membranes the desired gas in the permeate is relatively concentrated but much more membrane area is needed. However,
even a membrane with both high selectivity and high permeance may be too expensive to fabricate.
The development of high flux membranes and large surface area membrane modules for reverse osmosis applications in the late
1960s and early 1970s catalyzed the development of membrane-based gas separation technology. Monsanto was first to commer-
cialize polymer-based gas separation membranes with the introduction of the PRISM™ membrane in 1980. The main application
targeted was hydrogen separation from refinery waste gases, but the potential for other gas separations involving helium, CO2 sepa-
ration from fuel gases, and air separation were also recognized from the start. The success of PRISM resulted in the introduction
of other gas separation membrane technologies by companies such as Cynara, Separex, Grace, Dow, Ube, and DuPont/AirLiquide.
Following the successful application of H2 separation membranes for industrial processes, membranes were introduced for the re-
moval of carbon dioxide from natural gas and for nitrogen separation from air. Since the 1980s, continuous improvements have been 63
made in flux and selectivity through the introduction of advanced polymer materials and improved membrane fabrication technolo-
gies, and the cost of gas separation membrane systems have steadily declined. In addition to PRISM membranes currently produced
Notwithstanding these established instances of membrane-based gas separations, commercial CO2 separation/capture using mem-
branes competes against the alternatives (dominated by solvent-based technologies) and is fairly limited to applications such as
smaller-scale natural gas purification. To illustrate, baselines for large-scale pre-combustion CO2 capture from syngas and post-
combustion CO2 capture from flue gas typically specify conventional solvent-based technologies (amine, Selexol, Rectisol, etc.)
and not membrane-based capture. For example, out of the Global CCS Institute’s database of 55 large-scale CCS projects in various
stages of development to operation, 13 projects are classified as operating totaling 25.6 million tonnes per year CO2 captured; most
of these plants are for natural gas processing, synthetic natural gas, or fertilizer production. Eleven of these plant use solvent-based
processes (amine, Selexol, Rectisol), one uses sorbents, and only one (the Petrobras Lula Oil Field CCS Project, 0.7 million tonnes
per year) uses membrane separation.4 In fact, there are no commercial membranes that can effectively separate H2 from CO2 (be-
cause of low selectivity).
In most configurations of membrane separation no steam use is required,5 unlike solvent and sorbent based processes which typical-
ly demand steam for solvent or sorbent regeneration. Therefore, no modifications to existing boiler and steam turbine are required.
• The lack of experience operating membrane-based CO2 capture systems, particularly at the scales associated with large
coal-fueled plants, contributes to technological and financial risk that impedes deployment of these systems.
64
3.1.4 TECHNICAL PRINCIPLES OF MEMBRANE-BASED CO2 CAPTURE6
Chapter 3: Membrane-Based CO2 Capture
Permeability: Transport flux per unit trans-membrane driving force per unit membrane thickness. SI units: [kmol-
m/m2-s-kPa]
Permeance: Transport flux per unit trans-membrane driving force; permeance equals permeability divided by
membrane thickness. SI units: [kmol/m2-s-kPa]
Selectivity: Ratio of the permeability or permeance of one component to another for a given membrane material
at stated conditions
Separation Factor: Ratio of the compositions of two components in the permeate relative to the composition ratio
of these components in the retentate
Stage Cut: the fractional amount of the total feed entering a membrane module that passes through the membrane
as permeate
It should be noted that many investigators employ the above terms haphazardly; for example, selectivity as defined above is some-
times referred to as separation factor (see discussion below). Care must be taken in interpreting reported data for permeability,
permeance and selectivity.
1 Barrer = 10-10cm3(STP)-cm/cm2-s-cmHg
= 3.3464 × 10-18 g mol-cm/cm2-s-Pa
= 3.3464 × 10-16 kg mol-m/m2-s-kPa [SI units]
and for permeance:
1 GPU = 10-6cm3(STP)/cm2-s-cmHg
= 3.3464 × 10-14 g mol/cm2-s-Pa
= 3.3464 × 10-10 kg mol/m2-s-kPa [SI units]
where standard pressure and temperature (STP) are 0 °C and 1 atmosphere, and GPU stands for Gas Permeation Unit. Barrer and
GPU are compound units based on the units of measure selected for quantity transported, membrane thickness, membrane surface
area and partial pressure (i.e., component fugacity), respectively:
6 Content of this section primarily from “Integration of H2 Separation Membranes with CO2 Capture and Compression,” Prepared for U.S. Department of Energy,
National Energy Technology Laboratory, under DOE TAMS Contract No. DE-AC26-05NT41816, John Marano, Technology and Management Services, Inc.
7 IUPAC Working Party on Membrane Nomenclature.
Equation 3-1
where Pi is the permeability of gas component i, l is the thickness of the membrane barrier, and Δpi is the partial pressure driving
force across membrane. Equation 3-1 is the basis for the definition of permeability given above. Also, the quantity P i / l can be
viewed as the pressure normalized flux; and is the basis for the definition of membrane permeance:
Equation 3-2
Permeability is a property of the membrane material; whereas, permeance also depends on the thickness of the membrane. Obvi-
ously, it is desirable to minimize the membrane thickness to achieve the highest permeance and flux. The minimum thickness is
limited by material properties and membrane fabrication technique, and also depends on mechanical strength requirements for any
gas separation application.
Equation 3-3
where Xi and Xj are mole fractions of components i and j on either side of the membrane.
Equation 3-4
Clearly, the separation factor is a function of material properties, membrane thickness and partial pressure driving force. It is useful
because it can be directly calculated from experimental data; but is not a good indicator of membrane’s ability to separate gas pairs
because it is a function of operating conditions (i.e., Δp/p).
8 Derivation of equation A4 involves the substitution of A1 for the terms in the numerator, and the ideal gas law for the terms in the denominator. A4 is only
applicable for a differential membrane. The true relationship between selectivity and separation factor is more complex and depends on actual geometry of the
membrane contactor. For more details see: Koros, W.J.; Fleming, G.K., “Membrane-based gas separation,” Journal of Membrane Science, 83, pp.1–80, 1993.
Equation 3-4 can be used as the starting point for considering a number of different definitions for the term selectivity. The ratio (Pi/
Pj) in Equation 3-4 can be defined as the true selectivity of components i and j:
66
Chapter 3: Membrane-Based CO2 Capture
Equation 3-5
It is solely a property of the membrane material, and includes any effects of pressure, temperature and interactions between the
molecular species present.
Equation 3-6
where the superscript ’o’ indicates the permeabilities are for transport of pure gas components through membrane. Unlike the true
selectivity, the ideal selectivity is not a function of gas composition. Ideal selectivity is also referred to as permselectivity.
It is the true selectivity that is required for the accurate design of commercial gas separation membrane systems. P i does not neces-
sarily equal P io nor does P j equal P jo; however, it is much easier to design experiments to measure pure gas permeabilities.
Thus, the experimental determination of permselectivity can be a reasonable, cost-effective starting point for screening membrane
materials at bench scale, but must be supplemented later on in the development process with testing under realistic operating condi-
tions using the mixed gases of interest.
Finally, if measurements of the pure gas permeabilities, P io and P jo, are made at the same conditions of temperature, feed and perme-
ate pressure, then based on Equation 3-4, the ideal selectivity Sijo is equivalent to an ideal separation factor, SFijo.
For pore diameters 0.1 μm or larger, flow of the gas through the pore will be by viscous Poiseuille
flow and no separation will occur.
As the pore diameter is decreased, a point is reached where the radius of the pore is of the same
magnitude as the mean free path of the gas molecules (λ/r ≈ 1).
For λ/r less than one, a gas molecule will experience more col-
lisions with the pore walls than with other gas molecules. Since
molecule-to-molecule collisions are rare each molecule moves
independently through the micropore. Therefore, for gas mixtures
containing components with different average velocities, a gas Viscous Flow
separation is possible.
This pore flow regime is known as Knudsen diffusion and for an ideal cylindrical pore; the mo-
lecular flux of each component is governed by the equation:
Knudsen Diffusion
67
where Ji is the flux of component i in units of kg-mol/m2-s, r is the pore radius in meters, Ԑ is the porosity of the membrane, R is the
ideal gas constant in kg-m2/s2-kg-mol-K, T is absolute temperature in Kelvin, Mi is the molecular weight of the gas in kg/kg-mol, l
is the pore length in meters, pHi is the partial pressure at the entrance of the pore in Pascals, and pLi is the partial pressure at the exit
of the pore in Pascals. The subscripts H and L designate the high and low partial pressure sides of the pore, respectively.
Equation 3-8
Equation 3-8 illustrates that for Knudsen diffusion, the permeance is inversely proportional to the square root of the molecular
weight of the gas and also to the square root of the absolute temperature. The former relationship is the basis for Graham’s law for
predicting the ideal selectivity of Knudsen diffusion membranes:
Equation 3-9
When the pore diameter decreases to between 5 and 10 Å, the nanoporous membrane begins
to separate gas species via a molecular sieving mechanism.
Ideally, for molecular sieving, the flux is related to the ratio of the area of the pore available
for transport to the total area of the pore. This is given by:
Molecular Sieving
Equation 3-10
where dp is the diameter of the pore and dki is the kinetic diameter of the gas molecule. The ideal selectivity is then given by:
68
Chapter 3: Membrane-Based CO2 Capture
Equation 3-11
In addition to the phenomena described above, Knudsen diffusion and molecular sieving, surface adsorption and diffusion can con-
tribute to molecular transport through membrane pores.
Table 3-1 lists molecular parameters for gases typically used in evaluating membrane performance. Also presented are ideal selec-
tivities calculated from these parameters for both molecular sieving and Knudsen diffusion.
As the pore diameter is decreased, selectivities can become quite large, approaching infinity when the molecule becomes larger
than the pore opening. However, the rate of transport/permeance will also decrease for the smaller gas species as the pore opening
decreases. It can also be seen that H2 and CO2 are nearly the same size, making them difficult to separate from each other based
on molecular size alone. The same holds true for CO2 and N2 which are relatively close in size. Most porous materials other than
zeolites do not possess precise pore sizes, making their use impractical with small gas
molecules. Molecular weight-based separation based on Knudsen diffusion is also an
inefficient means of separating H2 and CO2.
Adsorption may become significant when the pore diameter drops below about 100 Å.
In particular, if a gas species is condensable, the amount of gas adsorbed can be sig-
nificantly greater than that occupying the free pore volume, and surface diffusion can
be the dominant transport mechanism. When the diameter of the adsorbed species is of
the same magnitude as the pore diameter, it is also possible for the adsorbed species to
effectively block the pores, significantly decreasing or entirely preventing the transport
of other gaseous species.
Surface Adsorption
9 Compiled from: Baker, R.W., Membrane Technology and Applications, Second Edition, Wiley, 2004; Handbook of Chemistry and Physics, 56th Edition 1975–1976,
CRC Press, 1975; Skelland, A.H.P., Diffusional Mass Transfer, Krieger Publishing Company, 1985.
Transport by surface diffusion is complex, since it is also likely to occur in parallel with either Knudsen diffusion or molecular siev-
ing. The combined phenomena cannot be easily modeled using a single equation for predicting the total molecular flux.
At pore diameters less than about 5 Å, the membrane transport mechanism may again change from 69
molecular sieving to one dominated by molecular diffusion. This is the mechanism for transport in
most polymer membranes, where the molecular species first adsorbs onto the membrane surface,
For molecular diffusion the flux of each component is governed by the equation: Surface Adsorption
Equation 3-12
where Si is the surface solubility of component i, in units of kg-mol/m3-Pa, and Di is the diffusivity of i in bulk membrane material,
in units of m2/s. Solubility is primarily a function of the chemical composition of the membrane and diffusion of the structure of the
membrane. Gases can have high permeation rates due to high solubility, high diffusivity, or both.
Equation 3-13
The ideal selectivity for molecular diffusion in dense membranes is then given by:
Equation 3-14
The ratio of Di/Dj can be viewed as mobility selectivity, reflecting the different sizes of the molecules, and the ratio of Si/Sj can be
viewed as solubility selectivity, reflecting the relative condensabilities of the gases. In polymers, the diffusion coefficient always de-
creases with increasing molecular size, because big molecules interact with more segments of the polymer chain. Thus, the mobility
selectivity always favors the passage of the smaller molecule. The solubility selectivity favors larger, more condensable molecules.
For molecules similar in size, molecular diffusion may not provide effective gas separation; e.g, for CO2 and N2 which are relatively
close in size, diffusivity selectivity in polyimide is an inefficient 2–4 (the ideal separation factor would be 15–30).10
In addition to molecular diffusion, transport may also occur in dense materials via either an atomic or ionic diffusion mechanism.
Atomic diffusion of hydrogen occurs in palladium and related transition metals and alloys. Molecular hydrogen is adsorbed on the
metal surface and disassociates into atomic hydrogen, which diffuses through the metal atom matrix. The hydrogen atoms then
recombine to form molecular hydrogen and desorb from the surface. When diffusion is the controlling step, the flux is given by
Sievert’s law:
10 Materials Science of Membranes for Gas and Vapor Separation, edited by Benny Freeman, Yuri Yampolskii, Ingo Pinnau, John Wiley and Sons, England, (2006).
70
Chapter 3: Membrane-Based CO2 Capture
Equation 3-15
Note that the partial pressure driving force is no longer linear. The partial pressure term raised to the 1/2-power results from the
disassociation of diatomic hydrogen. The equilibrium constant for disassociation of H2 on the membrane surface K i has units of
kg-mol/m3-Pa1/2.
Equation 3-16
However, permeance as defined above for atomic diffusion is not directly comparable to that for all the other transport mechanisms
previously discussed, which take the form of the general flux equation given in Equation 3-1.
The selectivity of metallic membranes for hydrogen separations is essentially infinite due to the disassociation on the membrane
surface of diatomic hydrogen, with a molecular diameter of ≈2.9 Å, into atomic hydrogen, with an atomic diameter of less than 1
Å. While size loses much of its meaning on these scales as the wave nature of matter begins to noticeably manifest itself, atomic
hydrogen is so small that it can easily diffuse through the dense metal phase.
Ionic diffusion can occur in high-temperature dense ceramics, such as doped rare-earth oxides. In this case, hydrogen adsorbs on the
ceramic surface, disassociates, and diffuses as hydrogen ions (protons) through the membrane. The hydrogen ions then recombine to
form molecular hydrogen and desorb from the surface. The flow of protons across the membrane must be balanced by an equivalent
flow of negatively charged electrons in the same direction to maintain neutrality. The hydrogen flux for this transport mechanism at
elevated temperature is given by the equation:
Equation 3-17
where R is the ideal gas constant in units of J/kg-mol-K, T is the absolute temperature in Kelvin, F is the Faraday constant in Cou-
lomb/kg-mole, and σamb is the ambipolar conductivity of the material in units of 1/Ohm-m, defined as:
Equation 3-18
where σamb and σamb are the protonic and electronic conductivities.
71
Equation 3-19
Based on Equation 3-18, the flux will be high when σamb is large. This requires both the protonic and electronic conductivities to be
large. Conductivity can be raised by operating the membrane at high temperatures and by doping the membrane material. Ceramic
materials normally do not possess high electronic conductivity. Therefore, ceramic/metallic composites, referred to as cermets, are
being researched to enhance this conductivity.
In general, permeability, and thus permeance, is a function of temperature; however, this dependence will vary based on the exact
mechanism of membrane transport. Knudsen diffusion is proportional to the square root of temperature. Molecular sieving in prin-
ciple does not possess a temperature dependence; but, in real systems an effect is observed due to other interacting phenomena. All
mechanisms involving surface adsorption and/or diffusion will show an exponential-type temperature dependence, which can be
modeled using an Arrhenius Law expression:
Equation 3-20
where Ki and Ei are constants for any given component, and Ei is the activation energy. The quantity R is the ideal gas constant
expressed in energy units and the temperature T is in absolute units. In general, gas adsorption decreases with increasing tempera-
tures; whereas, diffusion increases. These interactions can result in quite complex temperature behavior in systems involving both
adsorption and diffusion. Based upon Equation 3-19, it might appear that permeance is only proportional to temperature. However,
ionic conductivity also exhibits an exponential temperature dependence, increasing with increased temperatures.
For membrane systems involving molecular diffusion, most notably polymers, an inverse relationship exists between selectivity
and permeability; as the selectivity is increased, the permeability decreases, and vice versa. It has also been shown experimentally
that a log-log plot of the permselectivity of a binary gas pair versus the permeability of the “faster” gas molecule, results in a clearly
defined upper limit on selectivity for any given value of permeability. Such a plot is referred to a Robeson plot after the membrane
researcher to first describe this phenomenon in polymer-based membranes. This relationship is depicted in Figure 3-2 for H2 and
CO2 for a wide range of polymeric membrane materials.
11 Robeson, L.M., “Correlation of Separation Factor Versus Permeability for Polymeric Membranes,” Journal of Membrane Science, 62, 1991.
No completely theoretical explanation has been identified for the Robeson limit, and many researchers have investigated modified
materials with the hope of pushing this limit. However, these efforts have so far only had limited success.
72 Figure 3-3 shows the Robeson limits for H2/CO2, H2/N2, and H2/CH4. This plot clearly demonstrate the difficulty of separating H2
from CO2 using purely a solution-diffusion mechanism, relative to H2/N2 and H2/CH4 membrane-based separations which have been
commercialized. As discussed above, both solubility and diffusion are molecular size dependent phenomena, and as can be seen
Chapter 3: Membrane-Based CO2 Capture
from Table 3-1, H2 and CO2 molecules have very similar sizes.
73
In hollow fiber (HF) based modules, the outside layer of the fiber is composed of a dense polymer on the order of 0.05–010 μm thick.
The separation occurs across this thin layer. The porous sub-layer provides structural support to the fiber so that it can withstand
large pressure gradients. Individual fibers are about three times the diameter of a human hair (≈125 μm). In a typical membrane
module, thousands of fibers are bundled together in a cylindrical arrangement around a central core consisting of perforated tube
known as the bore. An epoxy resin seals each end of the cylindrical fiber bundle to a tubesheet, thus separating the feed gas from the
permeate. The fiber bundle and bore are enclosed in a shell similar to that used with shell-and-tube heat exchange equipment. Feed
gas flows into the shell through the bundle and around the tubes. The retentate, that is the depleted feed gas, exits the membrane
module through the bore. If a sweep gas is employed, it is routed through a shell head and distributed to one end of the hollow
fiber bundle, exiting at the other end of the module enriched with permeate. If no sweep is used, one end of the fiber bundle may be
completely sealed. Flow in this arrangement is predominantly cross flow, though co-current and counter-current arrangements are
possible.
An alternative design for polymer membrane equipment uses thin sheets of polymer arranged in spiral-wound (SW) modules. The
feed gas enters the module and flows between the membrane leaves. Components of the feed gas permeate the membrane and spi-
ral inward toward a central collection pipe. The depleted feed flows across the membrane surface and exits at the other end of the
module. The leaves of the membrane alternate between porous membrane sheets and non-porous spacer sheets providing passage
for both the retentate and permeate. This arrangement results in cross flow. The membrane industry standard spiral-wound module
is an 8-inch diameter module containing 15–30 membrane envelopes with a total membrane area of 20–50 m2 per module. The
spiral-wound module design is robust, fouling resistant, and very economical.14 Spiral-wound modules have captured more than
90% of the reverse osmosis market, more than 70% of the ultrafiltration market, and perhaps 30% of the gas separation market.15
Membrane Technology and Research (MTR), in the context of CO2 capture projects funded by DOE NETL, has devised a modi-
fication of the standard spiral-wound module that allows introduction of sweep gas on the permeate side to establish driving force
without additional pressurization. It involves closing the permeate collection pipe in the middle with a plug, forming two separate
compartments; also, during module fabrication, additional glue lines can be applied to direct gas flow in the permeate channel. As
shown in the Figure 3-5, the modifications allow the permeate channel to be swept with a sweep gas and the module to operate in a
partial countercurrent mode. The permeate gas, together with the sweep gas, flows countercurrent to the feed gas flow.16
74
Chapter 3: Membrane-Based CO2 Capture
A less commonly used membrane module arrangement involves the use of flat sheets in a plate-and-frame (PF) design. This configu-
ration has been explored in recent DOE-NETL work in MTR’s project Low-Pressure Membrane Contactors for CO2Capture. The
project focus was a compact large membrane area (>500 m2), low pressure drop plate-frame sweep module for CO2 capture applica-
tion. As in MTR’s modified spiral-wound modules, an essential aspect of this PF module is use of sweep combustion air to establish
the separation driving force (CO2 partial pressure difference) instead of relying on expensive compressors or vacuum pumps (which
have both high capital cost and have high energy cost to operate). Additionally, PF-type membrane module designs have the advan-
tage of lower pressure drop compared to typical hollow fiber modules or spiral-wound modules, also saving on energy.
HF and SW membrane-based systems are typically smaller than other types of gas separation plants, such as absorption and ad-
sorption systems, and have high surface area-to-volume ratios (packing density). Achievable packing densities are much greater
for hollow fibers (HF; ≈6,000 m2/m3 or ≈1,800 ft2/ft3) versus either spiral-wound sheets (SW; ≈650 m2/m3 or ≈200 ft2/ft3) or plate-
and-frame sheet arrangements (PF; ≈325 m2/m3 or ≈100 ft2/ft3). All of these are greater than what is achievable in for example an
absorption column (≈260 m2/m3 or ≈80 ft2/ft3). Since membrane units are modular, there is no limit to maximum capacity and plants
consisting of over a 100 individual modules, with H2 delivery rates of greater than 50 MM scfd have been built. However, modular-
ity has the drawback that plant costs essentially scale linearly with plant capacity and the economic advantages of membranes versus
other processes can be lost at high throughputs. Almost 400 hydrogen gas-separation membrane systems are operating worldwide.
The cost of H2 recovery systems is proprietary, but may be estimated. Typical costs for hollow fiber and spiral wound sheet mem-
branes are $45–55 and $375 per m2 ($4–5 and $35 per ft2), respectively.17 Housing can be an additional 20% of the surface area cost
and final assembly an additional 1%. Installation of the system at the plant site can be assumed to be 20% of the equipment cost
due to the modular nature the equipment. Installed costs of plate-and-frame or shell-and-tube modules utilizing metallic plates or
tubes to support the active membrane layer would typically be expected to be higher, given higher materials and fabrication costs.18
In addition to permeance and selectivity, the useful life of the membrane and module is a critical parameter in evaluating the eco-
nomic performance of a membrane-based gas separation process. A shortened lifetime results in higher maintenance and replace-
ment costs. Membrane life for H2 recovery systems with proper operation and maintenance is reported to be high, exceeding 15
years. However, operation in harsh chemical environments can shorten this lifetime to as little as 3–5 years. Reliability can also be
extremely high, with on-stream factors exceeding 99%. Modularity coupled with proper valve placement allows individual mod-
ules to be taken off-line without shutting down the entire system. This feature also provides large swings in throughput. Individual
module turn-down/up ratios as low as 30% and greater than 100% are possible; however, recovery will be compromised. Additional
modules may be brought on-stream if additional capacity is required.
degrees of separation and purity of products (e.g., the DOE NETL goals of 90% CO2 capture with 95%+ purity cannot practically be
attained in a single-state process). This principle was documented in a series of parametric studies of CO2 separation from N2 at flue
gas concentrations in order to quantify energy penalties compared to the conventional amine process; it was concluded that although
energy cost could compare favorably, existing membrane materials did not perform well enough to meet CO2 recovery/purity re- 75
quirements.19 Other studies have reported on both single and two-stage systems for CO2 separation from N2 at flue gas, including
capital and operating (energy) cost considerations in their analyses.20 An important observation is that energy penalty considerations
19 Roda Bounaceur, Nancy Lape, Denis Roizard, Cecile Vallieres, Eric Favre, “Membrane processes for post-combustion carbon dioxide capture: A parametric study,”
Energy, Volume 31, Issue 14, November 2006, pp. 2556–2570.
20 Dongxiao Yang, Zhi Wang, Jixiao Wang, and Shichang Wang, “Potential of Two-Stage Membrane System with Recycle Stream for CO2 Capture from Post-Com-
bustion Gas,” Energy Fuels, 2009, 23 (10), pp. 4755–4762; Minh T. Ho, Guy W. Allinson, Dianne E. Wiley, “Reducing the Cost of CO2 Capture from Flue Gases Using
Membrane Technology,” Industrial and Engineering Chemistry Research 2008 47 (5), pp. 1562–1568.
21 Li Zhao, Reinhard Menzer, Ernst Riensche, Ludger Blum, Detlef Stolten, “Concepts and investment cost analyses of multi-stage membrane systems used in post-
combustion processes,” Energy Procedia, Volume 1, Issue 1, Greenhouse Gas Control Technologies 9, Proceedings of the 9th International Conference on Greenhouse
Gas Control Technologies (GHGT-9), 16–20 November 2008, Washington DC, USA, February 2009, pp. 269–278; Li Zhao, Ernst Riensche, Reinhard Menzer, Ludger
Blum, Detlef Stolten, “A parametric study of CO2/N2 gas separation membrane processes for post-combustion capture,” Journal of Membrane Science, Volume 325,
Issue 1, 15 November 2008, pp. 284–294; Li Zhao, Ernst Riensche, Ludger Blum, Detlef Stolten, “Multi-stage gas separation membrane processes used in post-
combustion capture: Energetic and economic analyses,” Journal of Membrane Science, Volume 359, Issues 1–2, Membranes and CO2 Separation, 1 September 2010,
pp. 160–172.
76
Chapter 3: Membrane-Based CO2 Capture
In each class, three variations are depicted, which vary only in how the pressure gradient across the membrane stages is applied,
whether through upstream compression by a compressor and exhaust to ambient pressure, or by downstream vacuum established
by vacuum pump with the upstream at ambient pressure. Usually, the preferred method is to use vacuum pumping on the first stage,
in order to avoid the necessity of compressing the whole volume of flue gas at considerable energy penalty, with compression ap-
plied to the second stage, which is economical because of the much reduced quantity of gas flow in the second stage. Obviously, a
trade-off is present in that using compressors to establish the pressure gradient requires less membrane surface area to accomplish
the same degree of gas recovery, and because membranes represent the majority of capital cost of a membrane separation system,
higher pressures tend lead to a significant lowering of capital cost.
Calculations show that the serial enricher arrangement is more energy efficient than parallel schemes or other serial schemes. More-
over, the retentate from the second stage of the enricher system is often similar in CO2 concentration to the original feed to the sys-
tem, which suggests that the second-stage retentate might be recycled to the beginning of the cycle to maximize system performance
and efficiency still further. This “serial enricher” with recycle circuit is depicted in Figure 3-8.
The latter arrangement has the best performance to cost ratio of all of the above.
Figure 3-9. MTR Proposed Membrane Process to Capture and Sequester CO2 in Flue Gas from a Coal-Fired Power Plant22
Here, the combustion air sweep generates a CO2 partial pressure gradient in the second membrane stage, eliminating the need for
compressors or vacuum pumps to drive this stage. In this way, the sweep module avoids the energy penalty of compression or
vacuum treatment and provides an essentially “free” separation. Additionally, by recycling CO2 to the boiler via the combustion air
sweep loop, the CO2 concentration in the flue gas exiting the boiler increases from about 13% to approximately 18%. This increases
the CO2 partial pressure driving force for transport in the first membrane stage. Consequently, the membrane area and system cost is
reduced.23 Optimization of process cycles in this way and improved membrane performance in selectivity and permeability should,
in combination, result in increasingly efficient and cost-effective membrane-based gas separation technology that will be able to
meet challenging DOE goals for carbon capture.
Ohio State University is assuming the same type of two stage configuration with combustion air sweep in their work on novel inor-
ganic/polymer-supported composite membranes (see Table 3-5, fourth row).
Hybrid Cycles
The possibility of combining solvent or sorbent-based separations with membrane-based processes to further improve energy ef-
ficiency and performance has been increasingly evident in R&D in the carbon capture field. The DOE-NETL portfolio reflects this,
with a number of concepts involving hybrid process cycles emerging in recent work. For example, MTR is exploring a hybrid cycle
which includes the same combustion air sweep-driven membrane stage discussed in the previous section, but with the initial CO2
separation stage consisting of an absorption column utilizing 5m piperazine solvent (see Table 3-5 first row in post-combustion
listings). The CO2 enriched combustion air results in higher than normal CO2 concentration in the flue gas, and the amine solvent
stage performance can be increased/optimized for it accordingly. MRT is evaluating both hybrid-parallel and hybrid-series process
arrangements to explore the opportunities of the concept, as shown in Figure 3-10.
22 “Membrane Process to Sequester CO2 from Power Plant Flue Gas,” Final Technical Report, Tim Merkel, July 2009, DE-FC26-07NT43085. http://www.osti.gov/sci-
tech/servlets/purl/1015458-INdTMC/.
23 Ibid.
78
Chapter 3: Membrane-Based CO2 Capture
Other
GTI is investigating a membrane contactor which utilizes polyether ether ketone (PEEK) hollow fiber membranes in a contactor
having flue gas on one side and an amine solvent (MDEA) on the other side (see Table 3-5, second row of post-combustion listings).
The solvent efficiently takes up the CO2 permeate, lowering the CO2 partial pressure on the permeate side to almost zero, thereby
establishing the driving force for CO2 separation without need of feed side compression or permeate side vacuum. This arrangement
should be able to achieve post-combustion capture with >90% CO2 removal and high CO2 purity in just one stage, as opposed to
most processes which demand at least two stages to attain the required removal and purity. Of course, it does require the regenera-
tion of rich solvent as any solvent-based process (performed in this case in another PEEK contactor operated in reverse mode). This
approach combines the advantages of the compactness of a membrane contactor with the high selectivity of a solvent-based absorp-
tion process, and is expected to significantly reduce the cost of CO2 capture relative to the baseline amine-based process.
The considerable diversity of the DOE NETL portfolio in membrane separations is illustrated by the Fuel Cell Energy project,
which is examining a concept of CO2 separation from flue gas using electrochemically driven separation membranes. As shown in
Figure 3-11, the process concept is markedly different from conventional membrane process arrangements, consisting of electro-
chemical membranes within fuel cell modules driven by supplemental fuel (presumably natural gas); the fuel cell modules generate
additional electricity in addition to performing CO2 capture.
Figure 3-11. Fuel Cell Energy Combined Electric Power and CO2 Separation System Concept24
24 “Electrochemical Membrane for CO2 Capture and Power Generation,” Hossein Ghezel-Ayagh, NETL-DOE 2014 Transformational Carbon Capture Technology Work-
shop, September 23, 2014 Arlington, VA.
The three major providers of membrane technologies for gas separation applications are Air Products and Chemicals, Inc. (APCI),
Air Liquide and UOP. The APCI PRISM™ membrane is based on the original Monsanto technology commercialized back in 1980.
Air Liquide’s MEDAL™ membrane was developed by a joint venture between DuPont and Air Liquide. The UOP membrane tech-
nology is named PolySep™, and also has its roots in technology developed earlier. The relative permeance of these commercial 79
membranes, based on the open literature, is:
Polymer membranes can be used to process gases containing a wide variation in H2 content. Feed pretreatment requirements are
typically minimal, and are primarily associated with feeding a dry, clean gas to the unit. Since the water and hydrocarbon content of
the feed will be increased as hydrogen is removed, it is necessary that the feed gas be heated to above the dew point of the retentate
exiting the module to prevent condensation of a liquid phase within the module. Exposure to liquid water or hydrocarbons, particu-
lates and high concentrations of H2S may permanently damage the polymer material. Polymers in commercial use are limited to
temperatures not much greater than the boiling point of water.
For any given membrane, hydrogen recovery is a strong function of the feed H2 content and pressure, and product requirements in
regards to H2 purity and delivery pressure. Feed compression or permeate re-compression requirements can add significantly to the
cost of a H2 recovery plant. A doubling of the feed pressure can cut H2 delivery costs by as much as a fourth. Higher purity hydrogen
is associated with lower recovery, with this effect much more dramatic with membrane systems versus competing PSA technology.
For a membrane with a H2 selectivity of 30, a 3% increase in product purity results in a 25% decrease in recovery. Higher H2 re-
coveries also require more membrane area. For specified feed composition and system pressure levels, the amount of area required
increases exponentially at high hydrogen recovery. For a specific membrane system, the recovery versus purity, is primarily depen-
dent on the ratio of the retentate to permeate pressure and is largely independent of absolute pressure levels. However, area require-
ments are inversely proportional to the feed pressure. Therefore, compressing the feed gas rather than the permeate, even though the
permeate flow is smaller, is often preferable when the objective is to achieve a required pressure ratio.
For properly designed and operated membrane systems, pressure drops are typically small. The pressure differential across the
membrane is set by the upstream pressure and the desired H2 delivery pressure, unless feed compression or permeate re-compression
is included. Feed pressures as high as 2,500 psia (170 bar) have been demonstrated. More significantly, cross membrane differentials
as high as 1,650 psia (112 bar) can be achieved. However, very high pressure differentials can cause compression of the membrane,
detrimentally affecting performance. This effect is temperature dependent, and the maximum allowable pressure differential will be
lower than 1,650 psia as the operating temperature approaches the maximum allowable operating temperature for the membrane.
CO + H2O ↔ CO2 + H2
Equation 3-21
by withdrawing one of the products (often H2) across membranes in the reactor, causing the reaction to progress further to the right
by Le Chatelier’s principle. Figure 3-12 illustrates the concept of the membrane reactor. As illustrated, in this configuration syngas
undergoing the WGS reaction flows into membrane modules containing hydrogen-selective membranes tubes. Hydrogen perme-
25 MacLean, D.L.; Stookey, D.J.; Metzger, T.R., “Fundamentals of gas permeation,” Hydrocarbon Processing, pp.47–51, Aug. 1983.
Mazur, W.H.; Chan, M.C., “Membranes for Natural Gas Sweetening and CO2 Enrichment,” Chem. Eng. Prog., pp.38–43, Oct. 1984.
Hogsett, J.E.; Mazur, W.H., “Estimate membrane system area,” Hydrocarbon Processing, pp.52–54, Aug., 1983.
Whysall, M.; Picioccio, K.W., “Selection and revamp of Hydrogen Purification Processes,” 1999 AIChE Spring Meeting, Houston, TX, March 13–18, 1999.
Air Products Product Brochure, Advanced Prism® Membrane Systems for Cost Effective Gas Separations. www.airproducts.com.
Picioccio, K.; Reyes, E., “Breaking the Hydrogen Barrier with PSA Revamps—Increasing Hydrogen Production of PSA Units,” UOP webpage, 2000.
Haggin, J., “Membrane Technology Developments Aim at Variety of Applications,” Chem. and Eng. News, pp.25–26, April 4, 1994.
ates into the tubes and is swept away by nitrogen on the bore side. The resulting H2/N2 mixture would be suitable for firing in a gas
turbine for electricity generation. As hydrogen is withdrawn, the syngas increases greatly in CO2 content. In this way a significant
measure of carbon capture is effected within the reactor itself. (Some WGS membrane reactors might utilize CO2 selective mem-
branes in which case the separation still occurs, but with a different process flow configuration that would use steam sweep of the 81
CO2 instead of N2 sweep of the hydrogen). Overall, this concept results in process intensification with its inherent reduction of
energy intensity and improved separation efficiency.
Conventional polymers have often been used for gas separations, though commercially available polymer membranes and module
manufacture/sealing technologies are limited to about 150 °C operating temperatures. (Higher operating temperatures of >200 °C
typical of syngas represent a challenge for this class of membranes). Many of the projects in the NETL portfolio are investigating
processes and membrane configurations using polymer membranes of various types. Some are unspecified/proprietary; others are
known such as polyether ether ketone (PEEK)-based hollow fiber membranes in both pre-combustion and post-combustion applica-
tion.
Ceramic materials are interesting, particularly in the context of gas separation where they might conceivably be employed in high
temperature regions (such as 350 °C or higher applicable to syngas or hot flue gas). For example, one recent project in the NETL
portfolio is utilizing ceramic-molten carbonate dual phase membranes for CO2 capture within a WGS membrane reactor.
Considerable attention to supported liquid membranes for separation of CO2 can be found in the literature. Here, the chemistry of
the membrane is geared toward facilitated transport of CO2, i.e., amine constituents of the membrane can induce transport of CO2 at
higher rates than seen in conventional polymeric materials. Some researchers are optimistic about the potential for such membranes
in gas separation systems, specifically room temperature ionic liquid supported membranes,27 while others believe that in general,
stability problems would limit the use of supported liquid membranes in practical gas separation processes.28 Certain projects in the
NETL portfolio have included such membranes: in one a carbonic anhydrase enzyme-catalyzed, contained liquid membrane has
26 http://energy.gov/sites/prod/files/2013/11/f4/water-gas-shift.pdf.
27 Scovazzo, P., “Determination of the upper limits, benchmarks, and critical properties for gas separations using stabilized room temperature ionic liquid membranes
(SILMs) for the purpose of guiding future research” Journal of Membrane Science, 343(1–2), 2009, 199–211; Scovazzo, P. et al., “Long-term, continuous mixed-
gas dry fed CO2/CH4 and CO2/N2 separation performance and selectivities for room temperature ionic liquid membranes,” Journal of Membrane Science, 327(1–2),
2009, 41–48.
28 Hong, S.U. et al., “Polymer-ionic liquid gels for enhanced gas transport,” Chemical Communications, (46), 2009, 7227–7229.
been investigated, and others involve use of amine selective layers on polymeric supports.
Metallic palladium membranes have almost infinite selectivity for hydrogen and high permeance and are suitable for operation at
82 high temperature; they have figured in several WGS applications and syngas cleanup in the NETL portfolio.
Zeolites are microporous crystalline aluminosilicates with defined nanopore sizes, occurring naturally as minerals, and also repre-
sented by a much larger number of synthetic zeolites that have been developed for use as sorbents and catalysts. Zeolites can also be
Chapter 3: Membrane-Based CO2 Capture
deposited as a thin layer on porous substrates, enabling their use as a selective layer in membranes. To illustrate, the zeolite sodalite
exhibits pore sizes of 0.29 nm, which lies in the range of the kinetic molecule diameter of hydrogen, while CO2 should be too large
to pass through the small pores of the sodalite framework. Therefore sodalite membranes are candidates for molecular sieving to
separate hydrogen from CO2. Zeolite membranes are cheaper than palladium or platinum membranes, while still having the latter’s
useful property of high specific gas selectivity. On the other hand, they are more expensive than polymeric membranes, yet can have
much higher thermal and hydrothermal stability than polymeric membranes, essential for higher temperature applications such as
hydrogen-CO2 separations in presence of water vapor at warm syngas temperatures.29
Recent pre-combustion projects are referenced in Table 3-4; post-combustion projects are listed in Table 3-5.
29 Christiane Günther, Hannes Richter, Ingolf Voigt, “Zeolite Membranes for Hydrogen and Water Separation under Harsh Conditions,” Chemical Engineering Transac-
tions, 32 (2013), pp. 1963–1968.
Figure 3-13 depicts these parameters for post-combustion CO2 capture projects in the NETL portfolio in recent years. The trends
from higher to lower COE and cost per ton of CO2 are readily apparent from earlier to latter projects, showing significant progress
in NETL-supported R&D membrane-based capture technology.
86
Chapter 3: Membrane-Based CO2 Capture
Figure 3-13. Progress in Reducing the Cost of Electricity and Cost of CO2 Capture for Membrane-Based CO2 Capture by DOE/NETL Funded Projects
87
The compression of CO2 is challenging because of the high volumetric flow rate of gas (ca. 109,700 actual cubic foot/minute [acfm])
for a 550 MW supercritical pulverized coal-fired power plant,1 high pressure ratio (≈100:1), large variations in the physical proper-
ties of CO2 in the region of its critical temperature and pressure conditions. For example, the data in Figure 4-1 indicates that com-
pressing CO2 from a supercritical pulverized coal power plant would require two parallel multi-stage centrifugal compressor trains.
Figure 4-1. CO2 Compressor Coverage Chart for a Range of Discharge Pressure and Inlet Flow
Showing the typical discharge pressure and inlet volumetric flow rate of CO2 captured from supercritical pulverized coal-fired power plant. Source: Gallick et al., 2006.2
In this context, lowering the cost of capture (and the cost of electricity) requires the development of advanced compression tech-
nologies which can significantly lower the capital and operational costs.
1 Black. J. Cost and performance baseline for fossil energy plants—Volume 1: Bituminous coal and natural gas to electricity. Revision 2, November 2010. DOE/NETL-
2010/1397.
2 Gallick, P., Phillippi, G., Williams, B.F., What’s correct for my application—A centrifugal or reciprocating compressor? In Proceedings of the Thirty-Fifth Turboma-
chinery Symposium, pp. 113–122, (2006). Note that the chart was developed for selecting compressors for natural gas service and is not to be used to gauge the
exact boundaries of applicability for CO2 service.
3 A discussion of reversible work and actual work is provided in Appendix 7.1
4 See Appendix 7.1 and Equation 13.
the inlet and the outlet. For an ideal gas undergoing an adiabatic compression, PVγ = constant, where γ = Cp/Cv is the ratio of specific
heats at constant pressure and constant volume respectively.
Multi-stage centrifugal compressors more generally employ polytropic processes, which are defined by the following relation: 89
PVn = constant, where n is termed the polytropic exponent. The polytropic exponent n is a function of the polytropic efficiency
(ηp) and gas properties. A polytropic process is a path for which the ratio of reversible work input to the enthalpy rise is constant.2
Equation 4-1
If n is known, the work for compressing an ideal gas in a polytropic process can be estimated by integrating VdP from Ps to Pd and
is represented as:
Equation 4-2
where , MolWt, and Ts refer to the polytropic head required to compress the ideal gas, actual (effective) head
to compress ideal gas, gas molecular weight and temperature at the inlet of the compressor respectively. At high pressures, the ideal
gas law, PV = RT (for one mole of gas) is no longer valid because molecules interact strongly with one another. To account for this
deviation from ideal gas behavior, the ideal gas polytropic work can be modified using the compressibility factor.
Equation 4-3
In Equation 4-3, Zavg (Z = Pv/RT) represents the average of the gas compressibility at the suction and discharge conditions and re-
quires gas discharge temperature. Note that v represents the volume occupied by a mole of gas (molar volume). represents
the polytropic head required to compress the gas, and is the effective head required to compress the real gas.
The gas discharge temperature for a polytropic process is related to the pressure ratio as:
5 Rasumussen, P.C., Kurz, R. Centrifugal compressor applications—Upstream and downstream. In Proceedings of the Thirty-Eighth Turbomachinery Symposium, pp.
169–186, (2009).
6 Mohitpour, M., Golshan, H. and Murray, A. Gas compression and gas coolers. In Pipeline design and construction: A practical approach, pp. 129–226 (ASME, 2007).
90
Equation 4-4
Chapter 4: CO2 Compression
Equation 4-5
Because work is a path-dependent function, its value is affected by both the start- and end-points and also the compression path,
which is determined by the polytropic exponent n. In a typical compression path, variations in the polytropic exponent n could
change the calculated work. Schultz developed a correction factor for isentropic compression, assumed to be directly applicable to
polytropic compression processes7 (discussed in Appendix 7.3).
The polytropic exponent varies with the pressure and temperature of the gas and compression work calculations need to account for
changes in the value of n. A study on the compression of pure CO2 found that the polytropic exponent was practically unchanged
for pressures less than the critical pressure (Pc, 1,069 psia) (P < Pc).8 Further, within the dense-phase region, at P > Pc, T > 1.65Tc
(critical temperature) (or T > 444 °F), the exponent is relatively constant. However, at conditions where the pressure is above the
critical pressure and the temperature exceeds 1.65 times the critical temperature [P > Pc and T < 1.65Tc (i.e., T < 444 °F for CO2)],
the polytropic exponent varied significantly, from approximately 1.8 to 4. Because all three regions [i.e., P < Pc; P > Pc, T < 1.65Tc;
P > Pc, T > 1.65Tc] are relevant for intercooled CO2 compression (intercooler temperature at 70 °F, or 1.15Tc, Ps = 23.5 psia [0.02Pc],
Pd = 2,215 psia [2.07Pc]), it is reasonable to expect that work calculations which assume a constant value of n would result in dis-
crepancies, especially at pressures exceeding the critical pressure (P > Pc).
Several methods to calculate stage outlet temperatures and head were evaluated. They included using the polytropic equation for
an ideal gas, the Schultz polytropic procedure and an equation-of-state (EOS)-based approach to calculate the area under the V-P
curve. Details of the calculations are provided in the Appendix. Results shown in Table 4-1 indicate that the use of an EOS-based
integration approach (Prode), or Schultz polytropic procedure with a high-fidelity EOS led to more accurate outlet temperatures
and compression work values compared to ideal gas equations for polytropic compression without the Schultz correction factor.9
Because the critical temperature of CO2 is 87.76 °F, isothermal compression at 70 °F would result in a crossover to the vapor-liquid
region before compression to the dense-phase region. Figure 4-1 also indicates that the work for isentropic compression would be
higher than that for isothermal compression because the volume of the gas changes significantly in the former case. However, it is
not realistic to compress a gas isothermally because real compression processes always have losses resulting in an increase of tem-
perature (or entropy). Further, a comparison of the enthalpy after the first stage of the polytropic process and the isentropic process
indicates that for the inlet pressure, temperature and discharge pressure, the work for the isentropic path is lower.
7 Schultz, J. M. The polytropic analysis of centrifugal compressors. J. Eng. Gas Turbines Power 84, 69–82 (1962).
8 Sandberg, M.R., Colby, G.M. Limitations of ASME PTC 10 in accurately evaluating centrifugal compressor thermodynamic performance. In Proceedings of the Forty-
Second Turbomachinery Symposium, October 1–3, 2013, Houston, TX. http://turbolab.tamu.edu/proc/turboproc/T42/LectureT03.pdf.
9 The PRODE calculations used the Peng-Robinson equation of state (PR-EOS) to calculate the discharge temperature. To ensure compatibility between the Schultz
polytropic procedure with the high-fidelity (Span and Wagner) EOS, the head estimated by PRODE was recalculated using the enthalpies estimated by the Span
and Wagner EOS in CoolProp.
Table 4-1. Inlet and Outlet Pressures for CO2 Compression Using Conventional Centrifugal Compression with Intercooling Between Stages
STAGE 1 2 3 4 5 6
Ps/Pd psia 23.5/53.7 52.0/115.8 113/253 248/550 545/1,205 1,200/2,220 91
Ts, °F 70.0 70.0 70.0 70.0 70.0 100
Figure 4-2. Comparison of Isentropic, Isothermal, and Intercooled Polytropic CO2 Compression (ηp = 86%) Paths
For compressing CO2 at 23.5 psia, 70 °F to 2,215 psia.
Table 4-2. Stage Outlet Temperature, Head, and Overall Compression Work for Six-Stage Compression of CO2 from 23.5–2,215 psia Using
Prode, Schultz, and Ideal Gas Approximation Calculations
STAGE 1 2 3 4 5 6
Ps, psia 23.5 52.0 113.0 248.0 545.0 1,200.0
Ts, °F 70.0 70.0 70.0 70.0 70.0 100
Pressure ratio 2.28 2.23 2.24 2.22 2.21 1.85
Pd, psia 53.7 115.8 253.0 550.0 1,205.0 2,220.0
Td, °F (Prode) 190.01 187.3 190.1 192.6 196.7 165.3
Td, °F (Schultz) 192.7 189.2 191.1 191.4 192.3 164.4
Td, °F (ideal gas, no Schultz
192.5 189.5 192.2 194.4 198.2 167.2
correction factor)
Head (∆h), kJ/kg (Prode) 57.6 55.3 54.9 52.3 47.1 20.5
Head (∆h), kJ/kg (Schultz) 58.9 56.3 55.4 51.6 43.6 18.9
Head (∆h), kJ/kg (ideal gas, no
58.7 56.4 56.0 53.3 48.3 23.8
Schultz correction factor)
Table 4-2. Stage Outlet Temperature, Head, and Overall Compression Work for Six-Stage Compression of CO2 from 23.5–2,215 psia Using
Prode, Schultz, and Ideal Gas Approximation Calculations
92 STAGE 1 2 3 4 5 6
Gas power, hp/(lbm/min) (Prode) 2.92
Power, kWe (Prode) 44,711 [vs. 44,890 for Case 12]
Chapter 4: CO2 Compression
High-pressure ratio compressors also offer the possibility of integrating heat from the compression fluid with the Rankine cycle of
the SCPC plant. A schematic of the high-pressure ratio compression is shown in Figure 4-3, where CO2 is cooled from the compres-
sor exit temperature to 70 °F.
Figure 4-3. Schematic of Two-Stage Compression of CO2 Using Shock Wave Compression
Note: Integration with the SCPC plant Rankine cycle is not shown in the figure.
For the purposes of power plant heat integration, the schematic shows CO2 would be cooled to 150 °F using cooling fluid (e.g.,
boiler feedwater [BFW]) and further cooled to 70 °F using cooling water. The calculated compressor outlet temperatures, head and
compression work for the two stages are presented in Figure 4-4.
Results shown in Table 4-3 are based on a 5 psia pressure drop for cooling 100% pure CO2 (i.e., for both coolers per stage) and as-
sume 86% polytropic efficiency. Both the area integration (Prode) and Schultz methods were used to calculate the exit temperature,
head and compression power.
10 http://www.netl.doe.gov/research/coal/carbon-capture/co2-compression/supersonic
11 https://www.netl.doe.gov/File%20Library/Research/Coal/ewr/co2/K-Lupkes-Ramgen-Shockwave-Compression.pdf
Table 4-3. Stage Outlet Temperature, Head, and Overall Compression Load for the Two-Stage
Compression of CO2 from 23.5–2,215 psia Using Prode and Schultz calculations
STAGE 1 2 93
Ps, psia 23.5 225.9
Ts, °F 70 70
Figure 4-4. p-H Diagram for Conventional and High-Pressure Ratio CO2 Compression (ηp = 86%)
The results from Figure 4-4 indicate that the enthalpy at the compressor stage outlet is significantly higher for high-pressure ratio
compressors compared to conventional compressors. Therefore, compressor load for high-pressure ratio compression would also
be considerably (30.16%) higher because of the higher temperature (446–472 °F vs. 167–192 °F) and higher fluid volume to be
compressed.
12 The gas power [hp/(lbm/min)] does not include the mechanical efficiency of the compressor. 1 hp/(lbm/min) = 98.64 kJ/kg.
compressors, which also offer higher operating flexibility.13 The Southwest Research Institute (SwRI) is developing a technology
where CO2 is continually cooled in the compressor diaphragm using an internal jacket instead of using interstage cooling. Studies
indicate that 6 to 12% reduction in the compression load is achievable using the cooled-diaphragm concept.14 The performance of
the cooled-diaphragm technology approaches that of isothermal compression. A large number (16) of semi-isothermal stages was
calculated to assess the cooled-diaphragm concept.15
There are two factors of note in the compressing CO2 semi-isothermally. First, it is evident from Figure 4-2 that isothermal com-
pression at 70 °F (21.11 °C) would result in a crossover to the vapor-liquid region before compression to the dense-phase region.
The physical properties of CO2 fluctuate significantly in the critical region, and compression paths evaluated in this study avoid the
vapor-liquid phase transition. Second, in a typical power plant (e.g., Case 12), the temperature to which CO2 can be cooled using
cooling water alone (i.e., without external refrigeration) depends on the temperature of the cooling water (Case 12: 60 °F). If the
average CO2 temperature (inlet-outlet) in each compressor stage is to remain at 70 °F, external refrigeration is required.16 Two semi-
isothermal compression cases were studied (Figure 4-5):
• Semi-isothermal compression using 16 stages, intercooler exit temperature: 70 °F, average temperature of ≈90 °F (be-
tween suction and discharge of each stage) [Table 4-4],
• Semi-isothermal compression using 16 stages, intercooler exit temperature: 50 °F, average temperature of ≈70 °F (be-
tween suction and discharge of each stage) [Table 4-5].
The compression path for conventional compression, isothermal compression at 70 °F, 110 °F (constant temperature lines) and
semi-isothermal compression are shown in the CO2 pressure-enthalpy (p-H) diagram in Figure 4-4. CO2 is cooled to the same inter-
cooler exit temperature (70 °F) for both the semi-isothermal compression path at an average temperature of 90 °F (blue line) and the
conventional compression path (green). However, because only six compression stages were used in conventional compression, the
temperature increase per stage is larger than that of the sixteen-stage path, leading to higher power consumption.
Table 4-4. Specific Work and Overall Compression Load for Compressing CO2 from 23.5 to 2,215 psia Using Intercooler Temperature of 70 °F and 16 Compression Stages
STAGE 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Ps, psia 23.5 31.2 41.5 55.1 73.2 97.3 129.3 171.8 228.2 303.2 402.8 535.1 711 944.6 1254.9 1667.2
Ts, °F 70 70 70 70 70 70 70 70 70 70 70 70 70 82.4 86 86
Pressure ratio 1.3286
Tavg,
89.8 89.8 89.8 89.9 90 90 90.2 90.3 90.5 90.8 91.1 91.5 91.6 102.1 91.1 91
(Ts+Td)/2, °F
Head (∆h),
18.5 18.5 18.4 18.3 18.2 18.1 17.9 17.7 17.4 16.9 16.4 15.8 15.5 14.5 5.6 6.6
kJ/kg
Gas power,
2.58
hp/(lbm/min)
Power, kWe 39,535 [vs. 44,890 for Case 12]
13 IEAGHG. Rotating equipment for carbon dioxide capture and storage. 2011/07, September 2011.
14 Moore J. et al. Novel concepts for the compression of large volumes of carbon dioxide—Phase III. Presented at the 2013 CO2 Capture Technology Meeting. http://
seca.doe.gov/publications/proceedings/13/co2capture/pdf/2-Tuesday/J%20Moore-SWI-Concepts%20for%20Compression%20of%20Large%20Volumes%20
of%20CO2.pdf.
15 This case is denoted as semi-isothermal compression because the gas temperature before and after compression (i.e., before intercooler) is almost the same, if not
exactly the same. The number of intercooling stages were chosen to provide average constant temperature (Tin+Tout)/2. See Tavg in Table 4-4 and Table 4-5.
16 Assumes a 10 °F approach temperature between the cooling water and CO2 streams.
Table 4-5. Specific Work and Overall Compression Load for Compressing CO2fFrom 23.5 to 2,215 psia Using Intercooler Temperature of 50 °F and 16 Compression Stages16
STAGE 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Ps, psia 23.5 31.2 41.5 55.1 73.2 97.3 129.3 171.8 228.2 303.2 402.8 535.1 711 944.6 1254.9 1667.2 95
Ts, °F 70 50 50 50 50 50 50 50 50 50 50 50 64.4 82.4 66.2 66.2
Figure 4-5. p-H Diagram for Semi-Isothermal CO2 Compression Cases Compared to Conventional CO2 Compression (ηp = 86%)
The compression load and head (specific work) required in both cases indicate that the power consumption is reduced by 12–15%
for the semi-isothermal cases compared to the load for conventional compression (Table 4-2). Note that auxiliary cooling load may
be needed to cool CO2 to 50 °F, increasing the total power requirement. Therefore, the power estimate for the 70 °F case represents
an optimistic estimate for the power required to compress CO2 at 23.5 psia to 2,215 psia. Previous analyses by SwRI suggest that a
compression path with low-pressure compression using cooled diaphragm, liquefaction and pumping results in larger energy con-
sumption than a compression path with gas cooling and therefore the liquefaction option was not evaluated.10
17 The intercooler temperature for the stages 13–14 was adjusted to keep the temperature above the phase transition boundary line.
Table 4-6. Comparison of Results from the Excel Model for Case 12 to those from NETL Baseline
CASE 12 (EXCEL MODEL) CASE 12 (BITUMINOUS COAL BASELINE)
HP turbine output, kWe 244,627
IP turbine output, kWe 298,727
LP turbine output, kWe 125,705
Gross steam turbine output, kWe 669,058 662,800
Condensate pump load, kWe 528 560
BFW pump load, kWe 24,175
BFW pump turbine steam consumption, lb/h 368,328 375,024
Total LP condensate flow, lb/h 1,939,454 1,958,206
CO2 compressor load, kWe 44,711 44,890
Gross steam turbine output-compressor load, kWe 624,347 617,910
Net power, kWe 556,440 549,970
Net efficiency HHV, % 28.76% 28.4%
Condenser duty, MMBTU/h 1,630 1,646
To facilitate heat integration studies, the Rankine cycle for Case 12 was modeled in Excel using an Excel add-in to calculate water/
steam properties.19 The parameters used to model the steam cycle were obtained from the bituminous coal baseline and the DOE/
NETL quality guidelines for energy system modeling studies (QGESS).20 These parameters are provided in Appendix 6.4. The
power generated by the HP, IP and LP turbines of Case 12 is compared against baseline values, and the results indicate that the Excel
model results are consistent with those from the DOE/NETL baseline. Because only the steam cycle and the CO2 compressor were
modeled in this study, net power calculation assumed that other loads such as miscellaneous balance-of-plant, steam turbine auxil-
iaries, circulating water pumps, ground water pumps, cooling fans, and transformer losses were similar to baseline values. Further,
these were assumed not to vary significantly in response to heat integration.21
The compressor stage exit temperatures and the minimum CO2-BFW temperature approach determine the suitability of integrating
the recovered heat within the Rankine cycle. The minimum temperature approach used in this study is 20 °F (same as that used in
Chen and Matuszewski, (2009)). The feedwater heater (FWH) temperatures for Case 12 are shown in Table 4-7.
18 Chen, S., Matuszewski, M. Benefits of Ramgen shock compression technology for CO2 compression. DOE/NETL-2009/0629. June 2009.
19 The International Association for Properties of Water and Steam Industrial Formulation 1997 (IAPWS IF-97) steam tables from http://xsteam.sourceforge.net/
packaged in the ‘All-in-one’ add-in from the University of Alabama (http://www.me.ua.edu/ExcelinME/thermo.htm) were used.
20 DOE/NETL Office of Program Planning and Analysis. Quality guidelines for energy system modeling studies: Process modeling design parameters. DOE/NETL-
341/081911. (January 2012).
21 The only significant load which could change upon heat integration is the circulating water pump load due to the higher condenser duty for the cases with heat
integration. However, because the condenser heat duty is ≈31% of the total cooling tower duty (5,360 MMBTU/h) for case 12, and because information about the
other cooling loads for the power plant is not readily available, this value is assumed to remain the same. Integrating heat from CO2 compression would also lower
the cooling duty for the CO2 intercoolers where CO2 is cooled to 70 °F, offsetting the increased condenser duty and increased cooling tower load (increased circulat-
ing pump and CT fan load), however this study does not take those into account.
Table 4-7. Boiler Feed Water Exit Temperatures for the Feedwater Heaters in Case 12
HEATER/COOLER FWH 8 FWH 7 FWH 6 DEAERATOR FWH 4 FWH 3 FWH 2 FWH 1 CONDENSER
Outlet BFW T, °F 545 503.3 388.7 302.9 235 190.3 151.3 124.4 101.4 97
Steam pressure
1,115 (HP) 711 (HP) 222 (HP) HP, IP 29 (LP) 11.4 (LP) 4.5 (LP) 2.3 (LP) 1
used in FWH, psia
The calculations shown in Figure 4-5 assume that water exiting the condenser pumps can be further pumped to BFW pressure
(4,200 psia) before being fed to the CO2 coolers. The temperature of the water stream exiting the HP coolers was determined by
iterative calculations using Excel solver with the temperature approach of 20 °F as the minimum criterion. As discussed in Chen
and Matuszewski, (2009), the specific heat capacity of CO2 at 2,220 psia changes significantly with temperature, leading to a pinch
in the middle of the heat exchanger. However a corresponding pinch for the low-pressure (230.9 psia) CO2 cooler22 was not found.
Although CO2 gas temperature entering the HP cooler is higher (472 °F vs. 447 °F), the existence of the pinch for the HP cooler
limits the temperature of BFW to ≈370 °F, lower than that exiting the LP cooler (≈410 °F). The effect of compression load on plant
efficiency was analyzed by considering the following scenarios:
Case A: High-pressure ratio compression. Condensate pump exit BFW is pumped to 4,200 psia and is used to cool CO2 for both HP
and LP coolers and fed to FWH 8 (after auxiliary heating)
Case B: High-pressure ratio compression. Condensate pump exit BFW is pumped to 4,200 psia and is used to cool CO2 in LP coolers
and fed to FWH 8 (after auxiliary heating). HP CO2 stream (2,220 psia) is cooled from 472 °F to ≈330 °F by BFW from the main
BFW feed pumps (i.e., exiting the deaerator ≈306 °F23).
Case C: Heat integration similar to Case A, with 90% polytropic compression efficiency24
Case D: Heat integration similar to Case B, with 90% polytropic compression efficiency19
Case E: Semi-isothermal compression (with an average temperature of 90 °F), with 86% polytropic compression efficiency
Case F: Semi-isothermal compression with an average temperature of 70 °F, with 86% polytropic compression efficiency
Case G: Semi-isothermal compression with an average temperature of 90 °F, with 90% polytropic compression efficiency
Case H: Semi-isothermal compression with an average temperature of 70 °F, with 90% polytropic compression efficiency
22 One reason for the difference between the results of this analysis and that of the previous analysis (DOE/NETL-2009/0629) is that the CO2 gas used in that study
had ≈31.9 mol% water vapor which would be condensed during CO2 cooling, increasing the specific heat (i.e., decreasing the slope of the T-Q line), leading to
the pinch. Because the Case 12 feed gas did not contain an appreciable quantity of water (≈0.0069% H2O—stream 20), this 230.9 psia pinch is not likely to be
prominent for the cases in this study.
23 The difference between the deaerator exit (303 °F) and BFW pump exit temperature (306 °F) is because of the pumping work lost to heat.
24 For comparison, a baseline (i.e., conventional compression) Case 12 with 90% polytropic compression efficiency was also modeled.
98
Chapter 4: CO2 Compression
Figure 4-6. T-Q Diagrams for the 231 psia (Case A, B) and 2,220 psia CO2 Coolers (Case A) (ηp = 86%, high-pressure ratio compression)
Red: CO2, Blue: BFW, ∆Tmin = 20 °F
100
Chapter 4: CO2 Compression
101
Figure 4-11. T-Q Diagrams for HP CO2 Coolers (Case C and D) (ηp = 86%, high-pressure ratio compression)
Red: CO2, blue: HP BFW, purple: LP BFW. ∆Tmin = 20 °F
102
Chapter 4: CO2 Compression
Figure 4-12. Gross Steam Turbine Output and Compressor Load for High-Pressure Ratio Cases (A, B, C, D), Baseline Case 12, and Semi-Isothermal CO2 Compression Cases (E, F, G, H)
The integration of heat of CO2 compression with the Rankine cycle for a SCPC power plant leads to a small (0.2% to 0.5% [percent-
age points]) increase in the net efficiency. Similarly, semi-isothermal compression at an average temperature of 70–90 °F would
lower the compressor load by 12–15%, resulting in a comparably small increase in net efficiency (0.3%) over that for the base case
(Case 12). Note that in the cases F and H, CO2 is cooled to 50 °F, which may require additional parasitic energy load depending on
the plant conditions, reducing the net power and efficiency produced beyond that shown in Table 4-9.
The higher compressor efficiency in Cases C and D results in a lower compressor load, lower CO2 stage outlet temperature and
lower BFW temperature (386 °F vs. 398 °F, 425 °F vs. 446 °F). However, the increased net efficiency for Cases C and D indicates
that the reduction in compressor load outweighs the lower turbine output. Furthermore, because high-pressure ratio is inherently less
efficient compared to conventional compression, the percentage reduction in compressor load when the efficiency is increased from
86% to 90% is 4.69% higher for the higher-pressure ratio compression (5.71% reduction vs. 4.6% reduction).
Table 4-9. Comparison of Net Power and Efficiency for Conventional, High-Pressure Ratio, and Semi-Isothermal CO2 Compression
ηp: 86% ηp: 86%
NET POWER, KWE EFFICIENCY, %HHV NET POWER, KWE EFFICIENCY, %HHV 103
Conventional Base Base-90%
The preceding discussion noted that improvements in compression loads do not affect the net efficiency significantly. One feature
of high-pressure ratio compression is that it has the potential to lower compressor capital costs significantly (≈50–60%) because
only two stages are needed for CO2 compression. The effects of capital costs, and compressor power consumption on lowering the
overall cost of CO2 capture were analyzed, using the updated (capital, fixed and variable operating costs) cost estimates (2011$)
for Case 12 of the DOE/NETL baseline (Figure 4-12). A reduction in the capital cost of compressors and dryers does not contribute
significantly toward lowering the CO2 capture cost. The reduction in CO2 capture cost (over the baseline) resulting from the several
advances discussed in Cases A to H is shown in Figure 4-12. Generally, for both high-pressure ratio compression (when two levels
of heat integration are considered) and semi-isothermal compression (at 70 °F and 90 °F), at compressor polytropic efficiencies of
86% and 90%, CO2 capture costs were $2 to $3/T CO2 lower than that estimated for Case 12 of the DOE/NETL bituminous coal
baseline. If the compressor costs were zeroed, the potential reduction in capture costs is $4 to $5/T CO2.
The reduction in CO2 capture costs for the high-pressure ratio compression cases does not account for the additional capital costs
for the heat exchangers. Therefore the reduction in CO2 capture cost represents an upper bound of the potential improvement using
high-pressure ratio compression when the compression heat is integrated within the Rankine cycle.
104
Chapter 4: CO2 Compression
Figure 4-13. Reduction of CO2 Capture Cost and Cost of Electricity Upon the Integration of Advanced CO2 Compression Technologies25
Bars in light grey represent capture cost reduction with zero compressor capital costs.
The results from Chen and Matuszewski, (2009) indicate a slight decrease in efficiency when heat from high-pressure compression
is integrated within the power plant Rankine cycle. This may arise from the higher quantity of water in the CO2 stream modeled
in that work, and the differences in the performance of the Rankine cycles (subcritical vs. supercritical). Nevertheless, this slight
improvement in performance would also need lower compressor capital costs to lower the CO2 capture costs.
4.5 CONCLUSIONS
The potential for improving net efficiency and reducing capture costs using advanced compression technologies, high-pressure ratio
compression where compression heat is integrated with the Rankine steam cycle, and semi-isothermal compression were examined.
Both technologies result in similar improvements in net plant efficiency (≈0.3 to 0.5 percentage points). Further, the CO2 capture
costs are reduced $2 to $3/T CO2. A compressor capital cost of zero would result in a reduction in the cost of capture by $4 to $5/T
CO2. Similarly, the COE would be reduced $2 to $5/MWh, for the non-zero cost, and $5 to $6/MWh for the zero-cost scenarios.
Although these results indicate that both compression technologies do not lead to significant cost reductions in capturing CO2 from
25 Note: The compressor capital cost ($/hp) for semi-isothermal cases was assumed to be similar to that for Case 12. Ramgen compressor costs were escalated using
the 2007$ estimate for Ramgen and the 2007$ and 2011$ estimates for conventional compression and drying from Case 12. The total variable operating cost, fuel
cost and total fixed operating cost were assumed be constant. Capital charge factor: 0.1243, capacity factor: 85%.
supercritical bituminous-coal fired power plants, reducing the cost of CO2 compression is nevertheless important to achieve DOE
CO2 Capture R&D program goals. For example, reduction of the compression load, results in a smaller overall plant, reducing
overall plant costs.
105
4.6 RECOMMENDATIONS
The current analysis did not consider the capital costs of heat exchange equipment for the case studies. Feed water heater costs
could be considered in future techno-economic analyses to better reflect the economics of the high-pressure ratio compression steps.
The heat-integration analysis was based on a supercritical pulverized bituminous coal-fired Rankine cycle. Excess heat from the
shock-wave compression is not well integrated within a steam-based Rankine cycle. On the other hand, integrating the heat energy
from shock-wave compression with a supercritical CO2-based power cycle may be more effective and could be considered as an
avenue for future work.
Industry demand for CO2 compression would also be driven by the requirements of pipeline operators and CO2 producers supplying
CO2 for enhanced oil recovery (EOR). CO2 compression and purification is also a critical component of technologies such as oxy-
fuel combustion, where the downstream CO2 purification unit (CPU) is a critical component of the overall CO2 capture and com-
pression scheme. Although the analysis in the current report indicates that advanced compression technologies may not reduce CO2
capture costs for supercritical power plants considerably, the development of technologies which can improve the efficiency and the
capital costs of CO2 compression is nevertheless of primary importance to the use and storage of CO2. For example, advancements
in CO2 compression which can lead to smaller, more efficient, less costly compressors are of significance to the upstream and mid-
stream oil and gas industry, and are also relevant to the developers of supercritical CO2 power cycles.
4.7 APPENDIX
26 Boyce, M.P. “Principles of operation and performance estimation of centrifugal compressors.” In Proceedings of the Twenty-Second Turbomachinery Symposium,
pp. 161–178, (1993).
27 Hanlon, P.C., “Compressor handbook,” 754 p., McGraw-Hill, 2001.
28 Huntington, R.A., “Evaluation of polytropic calculation methods for turbomachinery performance,” Journal of Engineering for Gas Turbines and Power, vol. 107, no.
4, pp. 872–876, Oct. 1985.
29 Bloch, H.P., “A practical guide to compressor technology,” 2nd edition, 590 p., Wiley, 2006.
106
Chapter 4: CO2 Compression
The reversible shaft work required for compression in steady-state flow can be estimated from thermodynamics. The control volume
(c.v.) for the analysis is delineated as shown in Figure 4-13. The subscripts d and s refer to discharge and suction conditions respec-
tively. ṁ, P, T and refer to the mass flow rate, pressure, temperature and velocity of the fluid respectively. The symbol V refers to
the volume occupied by a unit mass of fluid (i.e., inverse of density).
The fluid energy balance for the compressor can be written as:
(Rate of change of energy in c.v.) = (Rate of heat added to c.v.) – (Rate of work done) + (Rate of energy flow into c.v.) – (Rate of
energy flow out of c.v.)
The net work done is a sum of the shaft work, shear work, piston work and flow work (i.e., work required to move the fluid through
the control volume already containing fluid).
Equation 4-6
where u represents the internal energy of the fluid, g the acceleration due to gravity, and z represents elevation with respect to a fixed
coordinate system. The symbol sigma includes the sign for energy flow: heat addition to the system or work done on the system is
positive, for cases where work is done by the system, or heat extracted out of the control volume the sign is negative.
The fluid entering the compressor (suction) is pushed on and receives work from the surroundings, whereas the fluid exiting the
compressor (discharge) must push back the surrounding fluid, doing work on it. The net rate of flow work is Ẇflow = ṁ (-PdVd+Ps Vs).
30 Note that the rate of change of shaft work in the figure is the power transmitted to the gas in a compressor and does not include mechanical losses. The effective
work per unit mass or effective head is the work exchanged per mass of fluid between the blading of the compressor and fluid.
At steady state and without change of elevation, the energy balance becomes:
107
where Q̇ is the rate of heat loss from the control volume, and Ẇshaft is the rate of shaft work performed on the fluid in the control
volume. Because the enthalpy of a substance (h) is related to the internal energy (u) by h = u + PV, where the energy
Equation 4-8
Equation 4-9
Equation 4-9 can also be expressed in the differential form (i.e., for a infinitestimally small control volume) as:
Equation 4-10
where q and Wshaft refer to the rate of heat loss from the control volume per unit mass flow rate of fluid and the shaft power required
for compression per unit mass flow rate of fluid. Note that both q and Wshaft represent energy per unit mass of fluid.
If we assume that the compression process is reversible and the kinetic energy effects are negligible,
Equation 4-11
For a completely reversible process, where ds is the change of entropy (it is negative because q in this scenario repre-
sents the heat loss from the control volume per unit mass of fluid31). Further, from Tds = dh - VdP, the reversible shaft compression
work in an open system can be expressed as:
Equation 4-12
31 In the thermodynamic definition δq = Tds refers to the heat gained by the fluid in the control volume.
The overall reversible shaft work per unit mass of fluid is therefore32
108
Chapter 4: CO2 Compression
Equation 4-13
From Equation 4-9, assuming that the kinetic energy effects are small, the effective shaft work per unit mass of fluid can be repre-
sented as
Equation 4-14
Where Q and HR represent the actual heat transferred per unit mass of fluid from the control volume to its surroundings, and the
specific effective work required to compress a unit mass of fluid.
Note that the specific work calculated by integrating VdP is the reversible work (i.e., the minimum work required to compress the
gas). The actual compression work would be higher than this value because of the inherent irreversibilities in the compression
process and mechanical losses. The work is a path function because the value of the integral depends on the path of the P-V curve.
This cannot be calculated a priori because the final volume (or temperature) of the gas is unknown and the shape of the P-V curve
is also unknown.
The relationship between the reversible work and actual work for compressing a gas can be expressed by assuming that the com-
pression path follows a known reversible path where the relationship between P and V is known a priori, and by defining actual work
to be the ratio of the reversible work to the efficiency.
There are two common ideal reversible compression paths assumed to measure compressor efficiencies: isentropic compression and
polytropic compression.
Equation 4-15
Where h*d refers to the isentropic enthalpy measured at discharge pressure (i.e., enthalpy measured at discharge pressure and suction
entropy).
The specific isentropic work per mole of gas can be expressed as:
109
where v represents the molar volume, Z the compressibility factor (Z = 1 for ideal gases), and R the universal gas constant (R =
Cp-Cv).
The specific isentropic work per unit mass of ideal gas is therefore:
Equation 4-17
where is the isentropic head required to compress the gas, and Molwt is the molecular weight of the gas. The actual work
for an ideal gas can be obtained by dividing the isentropic work by the isentropic efficiency:
Equation 4-18
The power required for the compressor can be obtained by multiplying the actual head (work per unit mass) with the gas mass flow
rate and dividing by the mechanical efficiency.
Equation 4-19
The compression cycle in positive displacement (reciprocating) compressors often approaches an isentropic compression path. If
the discharge temperature is known, and kinetic effects can be neglected, the isentropic efficiency can be calculated using:
Equation 4-20
where P0 and T0 represent the total (stagnation) pressure and temperature, defined as:
Equation 4-21
The isentropic efficiency of a compressor is therefore a function of the pressure ratio. Operating the compressor at a different pres-
110 sure ratio would change the efficiency, which does not permit facile comparison of performance across several pressure ranges.
A polytropic process is a reversible, non-adiabatic compression process between the total suction pressure and temperature and the
total discharge pressure and temperature.33 In polytropic compression, the path between the suction and the discharge pressures (and
volumes) is split into very small pressure steps, each with the same isentropic efficiency. It is represented by PVn = constant, where
n, the polytropic exponent is a real number. Polytropic head is the energy per mass of fluid accumulated in the form of increased
potential energy. The term ‘head’ (H) refers to the specific work done by a compressor, and is related to the total change in enthalpy
(for each stage) during the compression process.
Equation 4-22
The polytropic work for an ideal gas can be expressed (the subscript p denotes a polytropic process) using the polytropic efficiency
np as:
Equation 4-23
The polytropic head is related to the actual head by . At high pressures, the ideal gas law, PV = RT (for one
mole of gas) is no longer valid because molecules interact strongly with one another. To account for this deviation from ideal gas
behavior, the ideal gas polytropic work can be modified using the average compressibility factor Zavg.
Equation 4-24
The polytropic efficiency is defined as: . For a thermally and calorifically perfect gas (i.e., an ideal gas with constant
specific heats), the relation between the polytropic efficiency and the polytropic exponent n can be found by using the definition of
the isentropic efficiency in Equation 4-20 (noting that the polytropic process is a succession of isentropic steps followed by heat
transfer) and using the ideal gas law (Pv = RT) as:
33 ASME Performance Test Code (PTC) 10–1997, “Performance Test Code on Compressors and Exhausters.”
111
Next, stage outlet temperature is estimated via . Outlet compressibility factor and isentropic exponent γ are
calculated using Pd and Td, and thereby outlet polytropic exponent can be estimated. The polytropic head is calculated as:
Equation 4-26
where the polytropic exponents are averaged. The polytropic head is compared against that calculated by enthalpy difference using
Ps, Ts and Pd, Td, and the discharge temperature is iteratively changed to match both heads. Power and effective head are calculated
as: , and .
112
Chapter 4: CO2 Compression
Figure 4-15. Workflow for Calculating Compressor Head and Power Requirements Using the Schultz Polytropic Analysis
Table 4-10. Stage-Wise Exit Temperature and Head From Schultz Procedure for Conventional Compression
STAGE 1 2 3 4 5 6
np 0.86 0.86 0.86 0.86 0.86 0.86
Ps, kPa 162.03 358.53 779.1738 1,709.894 3,757.63 8,273.67991
Ts, K 294.26 294.26 294.26 294.26 294.26 310.92
Pd, kPa 369.90 798.41 1,744.368 3,792.103 8,308.154 15,306.2389
Td, K 362.4 360.5 361.5 361.7 362.2 346.7
Ss, kJ/kg-K 2.636 2.481 2.324 2.151 1.933 1.553
vs, m /kg
3
3.40E-01 1.52E-01 6.84E-02 2.94E-02 1.13E-02 2.72E-03
vd, m /kg
3
1.83E-01 8.35E-02 3.73E-02 1.62E-02 6.31E-03 2.05E-03
vd*, m /kg 3
1.78E-01 8.12E-02 3.63E-02 1.57E-02 6.12E-03 2.02E-03
nSchultz 1.335 1.335 1.333 1.332 1.357 2.173
nSchultz/(nSchultz-1) 3.983 3.989 4.007 4.015 3.800 1.852
K 1.277 1.275 1.272 1.268 1.289 2.067
hd*, kJ/kg 551.83 547.76 542.74 529.49 495.48 387.08
hs, kJ/kg 501.96 500.05 495.84 485.83 458.62 370.98
F 1.000987 1.000921 1.000868 1.000478 0.997798 0.98971778
H , kJ/kg
p
50.61 48.41 47.60 44.34 37.45 16.23
Table 4-10. Stage-Wise Exit Temperature and Head From Schultz Procedure for Conventional Compression
STAGE 1 2 3 4 5 6
Hact from H , kJ/kg
p
58.85 56.29 55.35 51.56 43.55 18.87 113
Hact from EOS, kJ/kg 58.85 56.29 55.35 51.56 43.55 18.87
Table 4-11. Stage-Wise Exit Temperature and Head From Schultz Polytropic Analysis for High-Pressure Ratio Compression
STAGE 1 2
np 0.86 0.86
Ps, kPa 162.03 1,558
Ts, K 294.26 294.26
Pd, kPa 1,592.1 15,306
Td, K 506.7 517.3
Ss, kJ/kg-K 2.636 2.173
vs, m /kg
3
3.40E-01 3.26E-02
vd, m /kg
3
5.95E-02 5.93E-03
vd*, m /kg 3
5.54E-02 5.49E-03
nSchultz 1.310 1.340
nSchultz/(nSchultz-1) 4.223 3.942
k 1.259 1.282
hd*, kJ/kg 663.79 637.27
hs, kJ/kg 501.96 487.54
F 1.006148 0.992186
H , kJ/kg
p
168.15 156.10
Hact from H , kJ/kg
p
195.52 181.51
Hact from EOS, kJ/kg 195.52 181.51
Error [Hact from H Hact from EOS], kJ/kg
p-
1E-08 1.29E-08
Td, °F 452.4 471.5
Compressor power, kWe 58,612.86
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