Common Technical Document (CTD) For Registration of Human Drugs Module 1: Administrative Part Section Sub-Section Heading

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FORM 5-F

[See rule 26 (1)]

Common Technical Document (CTD) for Registration of Human Drugs

Module 1: Administrative Part

Section Sub- Heading


Section
1.1 Covering Letter and Fee Deposit Slip
1.2 Table of Contents (From Module 1 to Module 5)
1.3 Applicant Information:
1.3.1 Name, address and contact details of Applicant / Marketing Authorization
Holder:
1.3.2 Name, address and contact details of Manufacturing site.
1.3.3 Specify whether the Applicant is:
a.  Manufacturer
b.  Importer
c.  Is involved in none of the above (contract giver)
1.3.4 Valid Drug Manufacturing License (DML) of manufacturer / Applicant or Drug
Sale License, whichever is applicable.
1.3.5 Evidence of approval of manufacturing facility / Approved Section from
Licensing Authority.
1.3.6 List of already approved registered drugs in this section.
1.3.7 Identification of Signature(s) of authorized persons, Incharge Production,
Quality Control and Incharge Quality Assurance.
1.3.8 Manufacturer’s Site Master File and Credential (for importer)
1.4 Type of Application:
1.4.1 Application is for the registration of:
 New Drug Product (NDP)
 Generic Drug Product (GDP)
1.4.1 Pharmaceutical product is intended for:
 Domestic sale.
 Export sale.
 Domestic and Export sales.
1.4.2 For imported products, please specify one of following:
 Finished Pharmaceutical Product Import.
 Bulk Import and local repacking (specify status of bulk).
 Bulk Import Local Repacking for Export purpose only.
1.4.3 Contract Manufacturing as per Rule 20-A of Drugs (Licensing, Registering and
Advertising) Rules, 1976.
 Domestic Manufacturing.
 Export Purpose Only.
1.5 Detailed Information of Drug, Dosage Form & Labelling Claims:
1.5.1 Generic name with chemical name & synonyms of the applied drug.
1.5.2 Strength / concentration of Active Pharmaceutical ingredient (API) per unit.
1.5.3 The proposed proprietary name / brand name under which the drug is intended
to be sold with trade mark certification / clearance.
1.5.4 Proposed Pack size and Proposed unit price of drug e.g., per tablet / capsule.
Maximum Retail Price (MRP) per pack shall also be mentioned.
1.5.5 Pharmacotherapeutic Group of Active Pharmaceutical Ingredient (API)
1.5.6 Pharmacopoeial reference / Status of applied formulation.
1.5.7 Route of administration.
1.5.8 For Generic Drug Product, reference of other similar approved medicines with
information pertaining to Manufacturer name, brand name, strength,
composition, registration number & dosage form, Pack size and Price.
1.5.9 The registration status of applied drug in same molecule and salt, strength,
dosage form, container closure system, indications and route of administration
etc. in other countries. The status in reference regulatory authorities is
mandatory to mention.
1.5.10 Dosage form of applied drug.
1.5.11 Proposed label (outer (secondary) & inner (primary)) & colour scheme in
accordance with Drug (Labelling & Packing) Rules, 1986 along with
specimens.
1.5.12 Description of Batch numbering system.
1.5.13 Training evidence of technical staff with respect of manufacturing of applied
drug (mandatory in case of specially designed pharmaceutical product / Novel
Dosage Form).
1.5.14 Summary of Product Characteristics (SmPC) including Prescribing
Information (PI) along with Patient information Leaflet (PIL) of the Finished
Pharmaceuticals Product (FPP).
1.5.15 Commitment / Undertaking that after registration of applied drug, the
Pharmacovigilance department of the applicant / manufacture is liable to
impose similar restrictions, addition of any clinical information (like in
Indications, Contra-indications, Side effects, Precautions, Dosage & Adverse
Drug Reactions etc. in Summary of Product Characteristics (SmPC), Labelling
& Promotional material) or withdraw the drug from market in Pakistan within
fourteen days after knowing that such information (which was not available or
approved by the DRAP at the time of registration) / actions taken (for safety
reasons) by any reference / stringent drug regulatory agency / authority & also
inform the DRAP (Drug Regulatory Authority of Pakistan) for further action
in this regard.
1.5.16 Commitment / Undertaking that the applicant shall recall the defective
Finished Pharmaceutical Products (FPP) and notify the compliance to the
authority along with detail of actions taken by him as soon as possible but not
more than ten days. The level of recall shall also be defined.
1.5.17 Commitment / Undertaking that in case of any false claim / concealing of
information, the DRAP has the right to reject the application at any time, before
and even after approval or registration of the product in case if proved so.

1.5.18 Commitment / Undertaking that the firm shall follow the official
pharmacopoeia specifications for product / substance as published in the latest
edition & shall update its specification as per latest editions of the same. In
case, the specifications of product / substance not present in any official
pharmacopoeia the firm shall establish the specifications. In both cases, the
validation of specifications shall be done by the applicant.
1.5.19 Commitment / Undertaking that in case of any post approval change, the
applicant shall ensure that the product with both approvals shall not be
available in the market at the same time. And the product with new approvals
shall be marketed only after consumption / withdrawal of stock with previous
approvals. The company shall be liable to inform the same regarding marketing
status of product to the DRAP after getting such post-registration approvals.
1.5.20 Other commitment e.g., regarding stability studies etc.
1.5.21 Protocols along with the commitment to follow Good Laboratory Practices
(GLP) by the Manufacturer.
1.5.22 Protocols to implement Good Pharmacovigilance Practice by the
Pharmacovigilance department/section of the Manufacturer / Company.
1.6 Miscellaneous Information:
1.6.1 Information on Prior-related Applications.
1.6.2 Appendix.
1.6.3 Electronic Review Package.
1.6.4 QIS (Quality Information Summary).
1.6.5 Drug Substance related Document including following:
a. Name and address of API manufacturer.
b. Approval of manufacturing facility of API by regulatory body of country &
validity.
c. Vendor qualification / audit is
 Document based 
 Site inspection based
d. Reason for point c.

Module 2: (Overviews and Summaries)

Module Section Sub-section Contents


2 2.1 Overall CTD Table of Content
2.2 CTD Introduction
2.3 Quality Overall Summary (QOS)*
2.3 Introduction
2.3.S Drug Substance
2.3.P Drug Product
2.3.A Appendices
2.3.R Regional Information
2.4 Non-Clinical Overview
2.5 Clinical Overview
Non-Clinical Written and Tabulated Summaries (Normally
2.6
not required for generics)
2.7 Clinical Summary
*QOS has been explained by a WHO QOS - PD template MODULE 2.3
Module 3: (Quality / CMC)

Module Section Sub-section Contents


3 3.2.S DRUG SUBSTANCE
3.2.S.1 General Information
3.2.S.2 Manufacture
3.2.S.3 Characterization
3.2.S.4 Control of Drug Substance
3.2.S.5 Reference Standards or Materials
3.2.S.6 Container Closure System
3.2.S.7 Stability
3.2.P DRUG PRODUCT
3.2.P.1 Description and Composition of Drug Product
3.2.P.2 Pharmaceutical Development
3.2.P.3 Manufacture
3.2.P.4 Control of Excipient
3.2.P.5 Control of Drug Product
3.2.P.6 Reference Standards or Materials
3.2.P.7 Container Closure System
3.2.P.8 Stability
Module 3 has been explained by following guidelines M4Q-R1 3, 4_Quality_Questions_Answers_R1 (Location
Issues), WHO TRS 970 annexure 4.

Details of Module: 3 (Quality / CMC)

• 3.1 Table of Contents of Module 3


• 3.2 Body of Data
• 3.2.S Drug Substance
 3.2.S.1 General Information
– 3.2.S.1.1 Nomenclature
– 3.2.S.1.2 Structure
– 3.2.S.1.3 General Properties
 3.2.S.2 Manufacture
– 3.2.S.2.1 Manufacturer(s)
– 3.2.S.2.2 Description of Manufacturing Process and Process Controls
– 3.2.S.2.3 Control of Materials
– 3.2.S.2.4 Controls of Critical Steps and Intermediates
– 3.2.S.2.5 Process Validation and/or Evaluation
– 3.2.S.2.6 Manufacturing Process Development
 3.2.S.3 Characterisation
– 3.2.S.3.1 Elucidation of Structure and other Characteristics
– 3.2.S.3.2 Impurities
 3.2.S.4 Control of Drug Substance
– 3.2.S.4.1 Specification
– 3.2.S.4.2 Analytical Procedures
– 3.2.S.4.3 Validation of Analytical Procedures
– 3.2.S.4.4 Batch Analyses
– 3.2.S.4.5 Justification of Specification
 3.2.S.5 Reference Standards or Materials
 3.2.S.6 Container Closure System
 3.2.S.7 Stability
– 3.2.S.7.1 Stability Summary and Conclusions
– 3.2.S.7.2 Post-approval Stability Protocol and Stability Commitment
– 3.2.S.7.3 Stability Data
• 3.2.P Drug Product
 3.2.P.1 Description and Composition of the Drug Product
 3.2.P.2 Pharmaceutical Development
 3.2.P.2.1 Components of the Drug Product
 3.2.P.2.1.1 Drug Substance
 3.2.P.2.1.2 Excipients
 3.2.P.2.2 Drug Product
 3.2.P.2.2.1 Formulation Development
 3.2.P.2.2.2 Overages
 3.2.P.2.2.3 Physicochemical and Biological Properties
 3.2.P.2.3 Manufacturing Process Development
 3.2.P.2.4 Container Closure System
 3.2.P.2.5 Microbiological Attributes
 3.2.P.2.6 Compatibility
 3.2.P.3 Manufacture
 3.2.P.3.1 Manufacturer(s)
 3.2.P.3.2 Batch Formula
 3.2.P.3.3 Description of Manufacturing Process and Process
Controls
 3.2.P.3.4 Controls of Critical Steps and Intermediates
 3.2.P.3.5 Process Validation and/or Evaluation
 3.2.P.4 Control of Excipients
 3.2.P.4.1 Specifications
 3.2.P.4.2 Analytical Procedures
 3.2.P.4.3 Validation of Analytical Procedures
 3.2.P.4.4 Justification of Specifications
 3.2.P.4.5 Excipients of Human or Animal Origin
 3.2.P.4.6 Novel Excipients
 3.2.P.5 Control of Drug Product
 3.2.P.5.1 Specification(s)
 3.2.P.5.2 Analytical Procedures
 3.2.P.5.3 Validation of Analytical Procedures
 3.2.P.5.4 Batch Analyses - for Biologics Drugs & for
Pharmaceutical Drugs
 3.2.P.5.5 Characterisation of Impurities
 3.2.P.5.6 Justification of Specification(s)
 3.2.P.6 Reference Standards or Materials
 3.2.P.7 Container Closure System
 3.2.P.8 Stability
 3.2.P.8.1 Stability Summary and Conclusions
 3.2.P.8.2 Post-approval Stability Protocol and Stability
Commitment
 3.2.P.8.3 Stability Data
• 3.2.A Appendices
– 3.2A.1 Facilities and Equipment
– 3.2.A.2 Adventitious Agents Safety Evaluation
– 3.2.A.3 Excipients
• 3.2.R Regional Information
 3.2.R.1 Production Documentation Human Blood Product with required
supporting documents
 3.2.R.2 TSE Checklist with required supporting documents
 3.2.R.3 Product Interchangeability (Bioequivalence Study Reports)
 BE test product uses same DS and DP manufactured at same site as
proposed in application
 Reference product used in BE study
 If BE RP not from same DP site then bridging data (comparative
dissolution) will be required
 Batch size, manufacturing date & expiry date for test product are stated.
 Expiry date & manufacturing site for BE RP (Reference product) are stated.
 CoA of both test product and BE RP are provided
 IRB & protocol approval are provided
 Analytical validation reports are provided
 BE inspection report is provided
 If BE study is not provided, then justification for bio-wavier is required,
with supporting documents
 Lot Release Documentation (for Biological Drugs)
 3.2.R.4 Blank Production Batch Record
 Yearly Biologic Product Reports (Biological Drugs only)
• 3.3 Literature References

 Bioequivalence or Comparative Dissolution Testing is discussed in 3.2.P.2.2.1


Formulation Development and 3.2.R.3 Product Interchangeability
Module 4: (Non-clinical / Safety)
4.1 Table of Contents
4.2 Study Reports
4.2.1 Pharmacology
4.2.1.1 Primary Pharmacodynamics
4.2.1.2 Secondary Pharmacodynamics
4.2.1.3 Safety Pharmacology
4.2.1.4 Pharmacodynamic Drug Interactions
4.2.2 Pharmacokinetics
4.2.2.1 Analytical Methods and Validation Reports
4.2.2.2 Absorption
4.2.2.3 Distribution
4.2.2.4 Metabolism
4.2.2.5 Excretion
4.2.2.6 Pharmacokinetic Drug Interactions (non-clinical)
4.2.2.7 Other Pharmacokinetic Studies
4.2.3 Toxicology
4.2.3.1 Single-Dose Toxicity (in order by species, by route)
4.2.3.2 Repeat-Dose Toxicity (in order by species, by route, by duration; including
supportive toxicokinetics evaluations)
4.2.3.3 Genotoxicity
4.2.3.3.1 In vitro
4.2.3.3.2 In vivo (including supportive toxicokinetics evaluations)
4.2.3.4 Carcinogenicity (including supportive toxicokinetics evaluations)
4.2.3.4.1 Long-term studies (in order by species; including range finding
studies that cannot appropriately be included under repeat-dose toxicity or
pharmacokinetics)
4.2.3.4.2 Short- or medium-term studies (including range-finding studies that
cannot appropriately be included under repeat-dose toxicity
or pharmacokinetics)
4.2.3.4.3 Other studies
4.2.3.5 Reproductive and Developmental Toxicity (including range-finding studies and
supportive toxicokinetics evaluations) (If modified study designs are used, the
following sub-headings should be modified accordingly.)
4.2.3.5.1 Fertility and early embryonic development
4.2.3.5.2 Embryo-fetal development
4.2.3.5.3 Prenatal and postnatal development, including maternal function
4.2.3.5.4 Studies in which the offspring (juvenile animals) are dosed and/or
further evaluated.
4.2.3.6 Local Tolerance
4.2.3.7 Other Toxicity Studies (if available)
4.2.3.7.1 Antigenicity
4.2.3.7.2 Immunotoxicity
4.2.3.7.3 Mechanistic studies (if not included elsewhere)
4.2.3.7.4 Dependence
4.2.3.7.5 Metabolites
4.2.3.7.6 Impurities
4.2.3.7.7 Other
4.3 List of Literature References
Module 5: (Clinical / Efficacy)

• 5.1 Table of Contents of Module 5


• 5.2 Tabular Listing of All Clinical Studies
• 5.3 Clinical Study Reports
• 5.3.1 Reports of Biopharmaceutic Studies
5.3.1.1 Bioavailability (BA) Study Reports
5.3.1.2 Comparative BA and Bioequivalence (BE) Study Reports
5.3.1.3 In vitro-In vivo Correlation Study Reports
5.3.1.4 Reports of Bioanalytical and Analytical Methods for Human Studies
5.3.2 Reports of Studies Pertinent to Pharmacokinetics using Human Biomaterials
5.3.2.1 Plasma Protein Binding Study Reports
5.3.2.2 Reports of Hepatic Metabolism and Drug Interaction Studies
5.3.2.3 Reports of Studies Using Other Human Biomaterials
5.3.3 Reports of Human Pharmacokinetic (PK) Studies
5.3.3.1 Healthy Subject PK and Initial Tolerability Study Reports
5.3.3.2 Patient PK and Initial Tolerability Study Reports
5.3.3.3 Intrinsic Factor PK Study Reports
5.3.3.4 Extrinsic Factor PK Study Reports
5.3.3.5 Population PK Study Reports
5.3.4 Reports of Human Pharmacodynamic (PD) Studies
5.3.4.1 Healthy Subject PD and PK/PD Study Reports
5.3.4.2 Patient PD and PK/PD Study Reports
5.3.5 Reports of Efficacy and Safety Studies
5.3.5.1 Study Reports of Controlled Clinical Studies Pertinent to the Claimed Indication
5.3.5.2 Study Reports of Uncontrolled Clinical Studies
5.3.5.3 Reports of Analyses of Data from more than one study
5.3.5.4 Other Clinical Study Reports
5.3.6 Reports of Post-Marketing Experience
5.3.7 Case Report Forms and Individual Patient Listings
5.4 Literature References

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