DISKO & TUGENDHAT, 2014. World Heritage Sites and Indigenous Peoples' Rights

World Heritage Sites and
Indigenous Peoples’ Rights
Edited by Stefan Disko and Helen Tugendhat
IWGIA – Document 129

Copenhagen – 2014
World Heritage Sites and Indigenous Peoples’ Rights
Editors: Stefan Disko and Helen Tugendhat

Cover and Layout: Jorge Monrás
Cover Photos: Bangaan Rice Terraces: Jacques Beaulieu (CC BY-NC 2.0); Uluru:
unknown photographer; Ngorongoro Conservation Area: Geneviève Rose (IWGIA)
Illustrations: As indicated. Data for the little maps at the beginning of each case
study provided by IUCN and UNEP-WCMC. 2013. The World Database on Protected
Areas (WDPA). Cambridge, UNEP-WCMC. www.protectedplanet.net
Translation: Elaine Bolton (Spanish, French); Lindsay Johnstone (French)
Proof reading: Elaine Bolton
Repress and Print: Eks-Skolens Trykkeri, Copenhagen, Denmark
© The authors, IWGIA, Forest Peoples Programme and Gundjeihmi Aboriginal
Corporation 2014 – All Rights Reserved
Distribution in United States:
Transaction Publishers
Raritan Center 300 McGaw Drive, Edison, NJ 08837, USA
www.transactionpub.com
The reproduction and distribution of information contained in this book for non-commercial use is welcome
as long as the source is cited. However, the translation of this book or its parts, as well as the reproduction
of the book is not allowed without the consent of the copyright holders.
The articles reflect the authors’ own views and opinions and not necessarily those of the editors or publishers
of this book.
HURIDOCS CIP DATA

Title: World Heritage Sites and Indigenous Peoples’ Rights
Editors: Stefan Disko and Helen Tugendhat
Place of publication: Copenhagen, Denmark
Publishers: IWGIA, Forest Peoples Programme, Gundjeihmi Aboriginal Corporation
Distributors: Europe: Central Books Ltd. – www.centralbooks.com; Outside Europe: Transaction
Publishers – www.transactionpub.com. The title is also available from the publishers
Date of publication: November 2014
Pages: xxii, 545
ISBN: 978-87-92786-54-8
ISSN: 0105-4503
Language: English
Bibliography: Yes
Index terms: Indigenous Peoples/Human Rights/Environmental Conservation & Protection
Index codes: LAW110000/ POL035010/NAT011000
Geographical area: World
This book has been produced with financial support from The Christensen Fund and
the Gundjeihmi Aboriginal Corporation.
FOREST PEOPLES PROGRAMME

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INTERNATIONAL WORK GROUP FOR INDIGENOUS AFFAIRS

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Tel: (+45) 35 27 05 00 – Fax: (+45) 35 27 05 07
Email: [email protected] – Web: www.iwgia.org
Contents
Map of Case Study Locations ............................................................................................... x
Foreword
Victoria Tauli-Corpuz, UN Special Rapporteur
on the Rights of Indigenous Peoples ..............................................................................xii
Preface
Annie Ngalmirama, Chairperson, Gundjeihmi Aboriginal Corporation ............................. xv
Acknowledgements .............................................................................................................xvii
Contributors ........................................................................................................................ xviii
PART I – BACKGROUND ARTICLES
World Heritage Sites and Indigenous Peoples’ Rights: An Introduction

Stefan Disko, Helen Tugendhat and Lola García-Alix .................................................. 3
Indigenous Peoples and Protected Areas: Towards Reconciliation?
Marcus Colchester ..................................................................................................... 39
Indigenous Peoples’ Heritage and Human Rights
Jérémie Gilbert ........................................................................................................... 55
World Heritage, Indigenous Peoples, Communities and Rights: An IUCN
Perspective
Peter Bille Larsen, Gonzalo Oviedo and Tim Badman ............................................... 65
PART II – CASE STUDIES
Europe
The Laponian World Heritage Area: Conflict and Collaboration in
Swedish Sápmi
Carina Green.............................................................................................................. 85
Africa
The Sangha Trinational World Heritage Site: The Experiences
of Indigenous Peoples
Victor Amougou-Amougou and Olivia Woodburne ................................................... 103
‘We are not Taken as People’: Ignoring the Indigenous Identities and
History of Tsodilo Hills World Heritage Site, Botswana
Michael Taylor .......................................................................................................... 119
Kahuzi-Biega National Park: World Heritage Site versus the Indigenous Twa
Roger Muchuba Buhereko ....................................................................................... 131
Bwindi Impenetrable National Park: The Case of the Batwa
Christopher Kidd ...................................................................................................... 147
Ignoring Indigenous Peoples’ Rights: The Case of Lake Bogoria’s
Designation as a UNESCO World Heritage Site
Korir Sing’Oei Abraham............................................................................................ 163
A World Heritage Site in the Ngorongoro Conservation Area: Whose World?
Whose Heritage?
William Olenasha ..................................................................................................... 189
Asia
Western Ghats of India: A Natural Heritage Enclosure?
C.R. Bijoy ................................................................................................................. 223
Indigenous Peoples and Modern Liabilities in the Thung Yai Naresuan
Wildlife Sanctuary, Thailand: A Conflict over Biocultural Diversity
Reiner Buergin ......................................................................................................... 245
Shiretoko Natural World Heritage Area and the Ainu People
Ono Yugo ................................................................................................................. 269
Australia and Pacific

Pukulpa pitjama Ananguku ngurakutu – Welcome to Anangu Land: World
Heritage at Uluru-Kata Tjuta National Park
Michael Adams......................................................................................................... 289
No Straight Thing: Experiences of the Mirarr Traditional Owners of
Kakadu National Park with the World Heritage Convention
Justin O’Brien ........................................................................................................... 313
Rainforest Aboriginal Peoples and the Wet Tropics of Queensland World
Heritage Area: The Role of Indigenous Activism in Achieving Effective
Involvement in Management and Recognition of the Cultural Values
Henrietta Marrie and Adrian Marrie .......................................................................... 341
The Tangible and Intangible Heritage of Tongariro National Park: A Ngāti
Tūwharetoa Perspective and Reflection
George Asher ........................................................................................................... 377
Rapa Nui National Park, Cultural World Heritage: The Struggle of the
Rapa Nui People for their Ancestral Territory and Heritage,for
Environmental Protection, and for Cultural Integrity
Erity Teave and Leslie Cloud .................................................................................... 403
North America
Protecting Indigenous Rights in Denendeh: The Dehcho First Nations
and Nahanni National Park Reserve
Laura Pitkanen and Jonas Antoine ........................................................ 423
The Pimachiowin Aki World Heritage Project: A Collaborate Effort of
Anishinaabe First Nations and Two Canadian Provinces to Nominate
a World Heritage Site
Gord Jones............................................................................................................... 441
South America
A Refuge for People and Biodiversity: The Case of Manu National Park,
South-East Peru
Daniel Rodriguez and Conrad Feather..................................................................... 459
Canaima National Park and World Heritage Site: Spirit of Evil?
Iokiñe Rodríguez ...................................................................................................... 489
‘We Heard the News from the Press’: The Central Suriname Nature Reserve
and its Impacts on the Rights of Indigenous and Tribal Peoples
Fergus MacKay ........................................................................................................ 515
PART III – APPENDICES
Appendix 1
African Commission on Human and Peoples’ Rights Resolution 197
on the Protection of Indigenous Peoples’ Rights in the Context
of the World Heritage Convention .................................................................................. 528
Appendix 2
World Conservation Congress Resolution 5.047 on the Implementation
of UNDRIP in the Context of the World Heritage Convention......................................... 530
Appendix 3
Call to Action of the International Expert Workshop on the World
Heritage Convention and Indigenous Peoples, Copenhagen, 2012............................... 533
Appendix 4
Report of the UN Special Rapporteur on the Rights of
Indigenous Peoples to the UN General Assembly, 2012 (Excerpt) ................................ 539
Appendix 5
Letter of the UN Special Rapporteur on the Rights of
Indigenous Peoples to the World Heritage Centre, 2013 ............................................... 543
2 WORLD HERITAGE SITES AND INDIGENOUS PEOPLES’ RIGHTS
3
World Heritage Sites and Indigenous Peoples’ Rights:

An Introduction
Stefan Disko, Helen Tugendhat and Lola García-Alix
I n September 2007, following more than 20 years of negotiations between UN Member States
and indigenous peoples’ representatives, the UN General Assembly adopted the United Nations
Declaration on the Rights of Indigenous Peoples (UNDRIP). In the Preamble to the Declaration, the
General Assembly emphasized that the United Nations has an important and continuing role to play in
promoting and protecting the rights of indigenous peoples. In light of this special role, Articles 41 and
42 of the Declaration provide that the organs and specialized agencies of the United Nations system
and other intergovernmental organizations shall contribute to the full realization of the provisions
of the Declaration through, inter alia, financial and technical assistance; that ways and means of
ensuring the participation of indigenous peoples on issues affecting them shall be established; and
that the United Nations, its bodies and agencies and Member States shall promote respect for and full
application of the Declaration and follow up on its effectiveness.1 Responsibility to promote respect
for the Declaration applies throughout the United Nations system and, in particular, to United Nations
institutions whose activities affect indigenous peoples, including the United Nations Educational,
Scientific and Cultural Organization (UNESCO) and the World Heritage Committee.2
Of the roughly 1,000 areas designated as World Heritage sites under UNESCO’s 1972
Convention concerning the Protection of the World Cultural and Natural Heritage (World Heritage
Convention) as of 2014, a large number are fully or partially located within the traditional territories
of indigenous peoples and are of great significance for their livelihoods and their spiritual, social
and cultural well-being. While establishing an exact number of such ‘indigenous sites’ would require
careful analysis, it is clear that there are close to 100 such sites, including well over a third of all
sites designated as ‘natural’ World Heritage sites by the World Heritage Committee.3
What is also clear is that the impact of World Heritage sites on indigenous peoples has not
always been positive. In his 2012 report to the UN General Assembly, the former UN Special
1 The commitment of the United Nations to implementing the UNDRIP was reaffirmed in September 2014 on the
occasion of the high-level meeting of the General Assembly known as the World Conference on Indigenous Peoples.
2 Anaya 2012b, paras. 27, 41.
3 As of July 2014, there were a total of 1,007 World Heritage sites, including 197 ‘natural’ sites, 779 ‘cultural’ sites and
31 ‘mixed’ sites (listed because of both their natural and cultural significance).
Left: Rice Terraces of the Ifugao in Batad, Philippines, inscribed on the World Heritage List in 1995 as a cultural landscape.
Unlike most indigenous sites on the World Heritage List, the Ifugao Rice Terraces were included in recognition of indigenous
cultural values. Photo: Adi Simionov (CC BY-SA 3.0)
Rapporteur on the rights of indigenous peoples, James Anaya, remarked that: “Indigenous
peoples have expressed concerns over their lack of participation in the nomination, declaration
and management of World Heritage sites, as well as concerns about the negative impact these
sites have had on their substantive rights, especially their rights to lands and resources”. The
Special Rapporteur highlighted this as a “recurring issue” that had arisen in the context of his
communications with governments regarding specific allegations of human rights violations, as well
as in the context of his reports examining the situation of indigenous peoples in particular countries.4
Concerns regarding the human rights impacts of World Heritage sites have also been raised by
the two other UN mechanisms with specific mandates concerning the rights of indigenous peoples:
the UN Permanent Forum on Indigenous Issues (UNPFII)5 and the Human Rights Council’s Expert
Mechanism on the Rights of Indigenous Peoples (EMRIP).6
The purpose of this book is to analyze, through case studies of World Heritage sites in different
parts of the world, the extent to which the principles of the UNDRIP are being fulfilled in the
implementation of the World Heritage Convention. Case studies explore and document indigenous
peoples’ experiences with World Heritage sites and in particular with the processes of the World
Heritage Convention at both the national/site level and the international/UNESCO level. They
examine the effects of World Heritage status on indigenous peoples’ lives and on the realization of
their human rights (whether positive or negative) and the level of involvement of indigenous peoples
in management and decision-making processes, especially their involvement in Convention
processes such as the nomination of sites, the elaboration of management plans, reporting and
monitoring, site evaluations and the decision-making of the World Heritage Committee. The book
includes both examples of sites where indigenous peoples have been marginalized and their rights
have been violated and examples where indigenous peoples’ experiences with the World Heritage
system have generally been positive and where indigenous peoples have benefited from the World
Heritage Convention in one way or another. There are also case studies of World Heritage sites
where problems that have arisen are being addressed or have been overcome, and which could
therefore serve as positive examples for other sites facing challenges.
It is our hope that the book will help to identify recurring issues and concerns, as well as
systemic gaps and shortcomings, in order to contribute to discussions about what changes or
actions are needed to address concerns and to ensure that the World Heritage Convention can play
a consistently positive role in securing human rights. We hope that the book will stimulate debate
and action towards making the implementation of the World Heritage Convention consistent with
the UNDRIP, will contribute ideas on the way forward and will outline possible ways for the World
Heritage Committee, UNESCO, States and indigenous peoples to address the concerns identified.
Our vision is for the World Heritage Convention and the UNDRIP to be mutually reinforcing.
The production of the book coincided with, and was inspired by, two unrelated but thematically
connected events: the World Heritage Convention’s 40th anniversary in 2012 and the World
4 Anaya 2012b, paras. 33-42. The section of Anaya’s 2012 report discussing the World Heritage Convention is
reproduced in Appendix 4 of this volume.
5 See, e.g., UNPFII 2010a, para. 131; UNPFII 2010b; UNPFII 2011, paras. 40-42; UNPFII 2013, para. 23; Cunningham 2012.
6 See, e.g., EMRIP 2011, Annex, para. 38; EMRIP 2012, p. 7 (Proposal 9: World Heritage Committee).
WORLD HERITAGE SITES AND INDIGENOUS PEOPLES’ RIGHTS: AN INTRODUCTION 5
Conference on Indigenous Peoples in 2014. The World Heritage Convention’s 40th anniversary
was celebrated by UNESCO under the theme of “World Heritage and Sustainable Development:
the Role of Local Communities” and was intended to provide a framework for focusing on “issues
pertaining to the well-being and responsibilities of the local communities”.7 The celebration of
the anniversary was meant to “present an opportunity for the international community involved
in cultural and natural heritage conservation to reflect on the achievements of the Convention to
date as well as to take stock of the challenges with which it is confronted”.8 The World Heritage
Committee explicitly noted in a decision that considerations related to indigenous peoples, and in
particular questions raised by the UN Permanent Forum on Indigenous Issues, “should be included
in the theme of the 40th Anniversary”.9
States Parties to the World Heritage Convention were encouraged by the Committee to
“develop, support and carry out activities to promote the anniversary and to… mobilize various
UNESCO related institutions, programmes and networks to join in celebrating the anniversary”.10
The Danish Agency for Culture acted on this request by partnering with IWGIA and the Government
of Greenland to organize an international expert workshop on the World Heritage Convention and
indigenous peoples, which took place in Copenhagen in September 2012 and involved, among
others, several of the authors of articles contained in this book.11 The workshop resulted in a Call
to Action addressing the urgent need to make the implementation of UNESCO’s World Heritage
Convention consistent with the UNDRIP.12
In addition to the 40th anniversary, this book is intended as a contribution to the objectives of
the World Conference on Indigenous Peoples (WCIP), a two-day high-level plenary meeting of
the UN General Assembly held in New York City in September 2014, at the end of the Second
International Decade of the World’s Indigenous People (2005-2014). The official purpose of the
World Conference was “to share perspectives and best practices on the realization of the rights
of indigenous peoples, including to pursue the objectives of the United Nations Declaration on the
Rights of Indigenous Peoples”.13 During the preparatory process for the WCIP, indigenous peoples
organized a Global Indigenous Preparatory Conference, which took place in Alta, Norway in June
2013. One of the things highlighted by indigenous peoples in the Alta Outcome Document was
the need for the World Heritage Committee, UNESCO and States to revise the World Heritage
Convention’s Operational Guidelines to ensure that the rights of indigenous peoples are respected
in the nomination, designation, management and monitoring of World Heritage sites.14 The outcome
document of the WCIP itself, unanimously adopted by the General Assembly, reaffirms the solemn
commitment of States to respect, promote and advance the rights of indigenous peoples set out in
7 UNESCO 2011a, para. 5.

8 UNESCO 2011a, para. 1.
9 Decision 35 COM 12D (2011), para. 10.
10 Decision 35 COM 12D (2011), para. 5.
11 For the report of the expert workshop see Disko and Tugendhat 2013.
12 See Appendix 3 at the end of this volume.
13 See General Assembly resolutions A/RES/65/198 (2011) and A/RES/66/296 (2012).
14 Alta Outcome Document, p. 5. Contained in UN Doc. A/67/994, Annex.
the UNDRIP, underlines the important role of the United Nations system in this regard and requests
that the UN Secretary-General develop a system-wide Action Plan to ensure a coherent approach
to the full realization of the provisions of the UNDRIP.15 We hope that this book will be a useful
reference for the United Nations, UNESCO and the World Heritage Committee in the elaboration
and implementation of this Action Plan.
The United Nations Declaration on the Rights of Indigenous Peoples
Solemnly proclaimed by the UN General Assembly in 2007 with the approval of an overwhelming
majority of Member States,16 and with the support of indigenous peoples worldwide, the United
Nations Declaration on the Rights of Indigenous Peoples reflects the existing international
consensus regarding the individual and collective human rights of indigenous peoples in a way that
is coherent with the provisions of other human rights instruments.17 It represents, as affirmed by the
UN Special Rapporteur James Anaya, “an authoritative common understanding, at the global level,
of the minimum content of the rights of indigenous peoples, upon a foundation of various sources of
international human rights law”.18 This echoes the text of the Declaration itself, according to which
the rights recognized in the Declaration “constitute the minimum standards for the survival, dignity
and well-being of the indigenous peoples of the world.”19
Recognizing in its Preamble that “indigenous peoples have suffered from historic injustices as
a result of, inter alia, their colonization and dispossession of their lands, territories and resources,
thus preventing them from exercising, in particular, their right to development in accordance with
their own needs and interests”, the Declaration responds to “the urgent need to respect and promote
the inherent rights of indigenous peoples…, especially their rights to their lands, territories and
resources”.20 The Declaration therefore has, as Anaya notes, “an essentially remedial character,
seeking to redress the systemic obstacles and discrimination that indigenous peoples have faced
in their enjoyment of basic human rights”.21
It is important to emphasize that the Declaration does not bestow a set of special or new rights
upon indigenous peoples that are separate from the universally applicable fundamental human
rights but rather provides a contextualized elaboration of general human rights principles and rights
as they relate to the specific historical, cultural, social and economic circumstances of indigenous
peoples.22 In doing so, it reflects and builds upon relevant provisions of human rights instruments
15 Outcome document of the high-level plenary meeting of the General Assembly known as the World Conference on
Indigenous Peoples (UN Doc. A/RES/69/2).
16 The UNDRIP was adopted by a vote of 143 in favour to 4 against, with 11 abstentions. However, all 4 opposing States
(Australia, Canada, New Zealand, United States) and two of the abstaining States (Colombia, Samoa) have since
reversed their positions and formally endorsed the Declaration.
17 EMRIP 2011, p. 22; Anaya 2011, para. 69.
18 Anaya 2008, para. 85.
19 Art. 43 (emphasis added).
20 Preambular paras. 6 and 7.
21 Anaya 2008, paras. 86.
22 Anaya 2008, paras. 40, 86; Anaya 2013, para. 70.
The UN General Assembly votes to adopt the Declaration on the Rights of Indigenous Peoples, United Nations,
New York, 13 September 2007. Photo: Stefan Disko
of general applicability, as interpreted and applied by United Nations and regional human rights
bodies, as well as the standards contained in the Convention concerning Indigenous and Tribal
Peoples in Independent Countries (ILO Convention No. 169).
Therefore, while the UN Declaration itself is not a legally binding document, the standards found
therein connect to existing State obligations under other human rights instruments that are legally
binding on States. The Declaration builds upon the general human rights obligations of States
under the Charter of the United Nations23 and is grounded in fundamental human rights principles
such as non-discrimination, self-determination and cultural integrity, which are incorporated into
widely ratified human rights treaties such as the International Covenant on Civil and Political Rights
(ICCPR), the International Covenant on Economic, Social and Cultural Rights (ICESCR) and the
International Convention on the Elimination of All Forms of Racial Discrimination (ICERD).24 Since
the adoption of the UN Declaration, the human rights treaty bodies that monitor the implementation
23 Under the UN Charter, a binding multilateral treaty of the highest order, the United Nations and its Member States have
an obligation to respect and promote human rights on a non-discriminatory basis. See Arts. 1(2), 1(3), 55 and 56 of the
UN Charter.
24 Anaya 2011, para. 68; Anaya 2013, paras. 63, 65.
of these treaties have frequently interpreted and applied their provisions in ways that reflect the
Declaration, and often explicitly refer to the Declaration in so doing.25
Additionally, the UNDRIP “includes several key provisions which correspond to existing
State obligations under customary international law”, as the International Law Association (ILA)
found after an extensive survey of international and State practice in relation to the Declaration.26
Norms of customary international law are binding on all States, irrespective of whether or not
they have ratified any of the relevant treaties. They are also directly binding on international
intergovernmental organizations.27 While the Declaration as a whole cannot yet be considered as a
statement of existing customary international law, the ILA notes that the provisions in the UNDRIP
that do not yet correspond to customary international law nevertheless do express the aspirations
of the international community to improve existing standards for the safeguarding of indigenous
peoples’ human rights. The fact that States recognized them in a “Declaration” adopted within
the framework of the obligations established by the Charter of the United Nations to promote and
protect human rights on a non-discriminatory basis, and passed with overwhelming support by the
UN General Assembly, results in “an expectation of maximum compliance by States and the other
relevant actors”.28
Provisions of the UNDRIP which, according to the findings of the ILA, correspond not only to
State obligations under the major international human rights treaties but also to existing norms
of customary international law include provisions in the areas of self-determination, autonomy or
self-government (including participatory rights), cultural rights and identity, land rights as well as
reparation, redress and remedies.29 While an in-depth discussion of the normative content of the
UNDRIP is beyond the scope of this chapter, these five areas of rights will be briefly outlined below
in order to better contextualize the issues raised in the case studies explored in this book.
Self-determination
Article 3 of the UNDRIP affirms that “Indigenous peoples have the right to self-determination. By
virtue of that right they freely determine their political status and freely pursue their economic,
25 For a compilation of UN human rights treaty body jurisprudence pertaining to indigenous peoples, see Forest Peoples
Programme 2013. Also see ILA 2010.
26 ILA 2012b (Resolution No. 5/2012: Rights of Indigenous Peoples), para. 2. (For the survey itself see ILA 2010 and
2012a). Likewise, the UN Special Rapporteur has noted that “some aspects of the Declaration — including core
principles of non-discrimination, cultural integrity, property, self-determination and related precepts that are articulated
in the Declaration — constitute, or are becoming, part of customary international law or are general principles of
international law… It cannot be much disputed that at least some of the core provisions of the Declaration, with their
grounding in well-established human rights principles… reflect customary international law” (Anaya 2013, para. 64)
27 See the International Law Association’s report on the Accountability of International Organizations (ILA 2004), p. 22;
and Reinisch 2005, p. 46 ff.
28 ILA 2012b, para. 3. Similarly, Anaya 2013, paras. 61-63.
29 ILA 2010, pp. 43, 51.
social and cultural development.” 30 The wording of Article 3 mirrors a provision contained in the
two international human rights Covenants (ICCPR and ICESCR) which upholds the right to self-
determination for “[a]ll peoples”.31 This underscores the fact that the right to self-determination of
indigenous peoples is the same right to self-determination that all peoples enjoy under international
law.32
In essence, the right to self-determination “provides indigenous peoples with the right to
control their own destiny and govern themselves… and embodies their right to live and develop as
culturally distinct groups”.33 The former Chair of the UN Working Group on Indigenous Populations,
Erika-Irene Daes has remarked that “[t]he true test of self-determination is not whether Indigenous
Peoples have their own institutions of self-determination, legislative authorities, laws, police, or
judges,” but rather “whether Indigenous Peoples themselves actually feel they have choices about
their way of life” and thus are able “to live well and humanly in their own ways”.34
In the context of World Heritage, a crucial element of the right to self-determination is the
right of indigenous peoples to manage, for their own benefit, their own natural resources.35 As
the UN Human Rights Committee has emphasized, referring specifically to indigenous peoples,
“the right to self-determination requires, inter alia, that all peoples must be able to freely dispose
of their natural wealth and resources and that they may not be deprived of their own means of
subsistence”.36 This means, among other things, that the extinguishment of inherent aboriginal
rights to lands and resources is incompatible with indigenous peoples’ right to self-determination.37
Autonomy, self-government and the right to participate in decision-making
Directly related to indigenous peoples’ exercise of their right to self-determination is their right to
autonomy or self-government, affirmed in Article 4 of the UNDRIP as follows: “Indigenous peoples,
in exercising their right to self-determination, have the right to autonomy or self-government in
30 The right to self-determination is to be exercised in conformity with relevant rules of international law and the principles
of equality and non-discrimination, as the UNDRIP itself makes clear (Art. 46; preamb. para. 17). In particular, it is to
be exercised in a way that is compatible with the principle of territorial integrity and political unity of States. It does not
include a right for indigenous peoples to unilaterally establish their own State, i.e. a right of secession, except under
such circumstances where this right exists for all peoples under general international law. See ILA 2010, pp. 9-10.
31 See identical Art. 1 of the ICCPR and the ICESCR.
32 On this aspect, see Anaya 2013, paras. 74-77; and ILA 2010, pp. 10-11. The treaty bodies that monitor the
implementation of the two human rights Covenants have repeatedly invoked Art.1 of the Covenants in relation to
indigenous peoples. See Forest Peoples Programme 2013.
33 ILA 2010, p. 10.
34 Daes, E.-I. 2001. The Concepts of Self-Determination and Autonomy of Indigenous Peoples in the Draft United Nations
Declaration on the Rights of Indigenous Peoples. St. Thomas Law Review 14, p. 263 f. Quoted in ILA 2010, p. 11.
35 EMRIP 2011, Annex, para. 18.
36 CCPR 1999, para. 8. According to Art. 1, para. 2 of the two human rights Covenants, “[all] peoples may, for their own
ends, freely dispose of their natural wealth and resources... In no case may a people be deprived of its own means of
subsistence.” Both the Human Rights Committee and the Committee on Social, Economic and Cultural Rights have
repeatedly applied this provision to indigenous peoples.
37 CCPR 1999, para. 8.
matters relating to their internal and local affairs...”38 The right of indigenous peoples to autonomy
or self-government involves, on the one hand, the right to organize their social, economic, cultural
and political life through their own laws, customs and practices and to establish, maintain and
develop their own legal, political and cultural institutions (Articles 5, 18, 34 UNDRIP). On the other,
it involves the right to effectively participate in external decision-making processes that affect them
and to be consulted prior to the approval of any project or measure that may impact on their rights,
lands or ways of life, with the objective of achieving agreement or consensus (Articles 18, 19, 32
UNDRIP).39
The participatory rights of indigenous peoples, and corresponding duties of States, are
essential elements of indigenous peoples’ right to self-determination and have been repeatedly
affirmed by international human rights courts and treaty bodies. As will be seen in the following
chapters of this book, they are crucial in the context of the World Heritage Convention.40 The
UNDRIP recognizes indigenous peoples’ “right to participate in decision-making in matters which
would affect their rights, through representatives chosen by themselves in accordance with their
own procedures” (Article 18). At the same time, the Declaration recognizes that States have a duty
to “consult and cooperate in good faith with the indigenous peoples concerned through their own
representative institutions in order to obtain their free, prior and informed consent before adopting
and implementing legislative or administrative measures that may affect them” (Article 19).41
While the modalities of indigenous participation can vary depending on the specific
circumstances, it is essential for States to ensure that the participation of indigenous peoples in
matters which would affect their rights is effective. For participation to be effective, indigenous
peoples must actually be able to participate in decision-making processes through their own
representative institutions and organizations and must be able to influence the outcomes of these
processes. This may require special mechanisms to be created for indigenous participation, and
that indigenous peoples are made aware of their existence.42 Furthermore, for indigenous peoples to
be able to make free and informed decisions about a given project, they must be “provided with full
and objective information about all aspects of the project that will affect them, including the impact
of the project on their lives and environment”, as UN Special Rapporteur James Anaya has noted.43
Information must be presented in a manner and form understandable to indigenous peoples, and
indigenous consent must be sought sufficiently in advance of any authorization or commencement
of activities, with due respect for the time requirements of indigenous decision-making processes.44
38 The ILA report on the rights of indigenous peoples notes that Art. 4 of the UNDRIP implicitly encompasses a “right
to territorial self-government”. Indeed, considering the extent to which the social, economic, cultural and political life
of indigenous peoples is connected to their lands and territories, “control over traditional lands is the key feature of
indigenous peoples’ autonomy, conceived as an element of self-determination” according to the report (ILA 2010, p. 13).
39 See ILA 2010, pp. 12-16; ILA 2012a, pp. 3-7; and EMRIP 2011, Annex.
40 See EMRIP 2011, p. 24 ff.
41 Similarly, Art. 32(2) with regard to projects affecting indigenous peoples’ lands, territories or resources. Also see paras.
3 and 20 of the outcome document of 2014 World Conference on Indigenous Peoples (UN Doc. A/RES/69/2), where
these provisions are reaffirmed.
42 See, e.g., EMRIP 2011, pp. 24-26; Anaya 2009, paras. 36-57; ILA 2010, p. 14.
43 Anaya 2009, para. 53.
Generally, States should enable the full and effective participation of indigenous peoples in all stages
of an initiative or project, from design, implementation, monitoring and evaluation to benefit-sharing.45
Cultural rights and identity
The protection of indigenous peoples’ cultural identity and cultural rights represents a predominant
theme throughout the whole text of the UNDRIP. The Declaration includes a number of provisions
affirming the right of indigenous peoples to practise, develop and revitalize their cultural and spiritual
traditions and customs and to maintain, control, protect and develop their tangible and intangible
cultural heritage, traditional knowledge and traditional cultural expressions (Articles 11, 12, 13, 25,
31 and 34, among others). Other provisions affirm the collective right of indigenous peoples to live
in freedom, peace and security as culturally distinct groups (Articles 7, 8, 9, and 33) and the right
of indigenous peoples and individuals “not to be subjected to forced assimilation or destruction of
their culture” (Article 8). Another key provision in terms of cultural rights and identity is Article 10 of
the UNDRIP, affirming the right of indigenous peoples not to be forcibly removed from their lands
or territories. Particularly relevant in the context of the World Heritage Convention, this provision
“addresses the practice, quite common in the past, of removing indigenous peoples from their
territories mainly for economic and development reasons, with tremendous consequences for their
physical and cultural survival”.46
The cultural rights affirmed in the UNDRIP find confirmation in a number of provisions included
in international human rights treaties, such as Article 27 of the ICCPR, Article 15 of the ICESCR,
or Article 5(e)(vi) of the ICERD.47 The monitoring bodies of these treaties have on many occasions
invoked these provisions in support of rights affirmed in the UNDRIP. In doing so, they have
stressed that cultural rights entail the recognition of land rights for indigenous peoples, due to the
fundamental importance of indigenous peoples’ relationship to their lands, territories and resources
for retaining their culture and cultural identity.48
Moreover, the ILA recognizes a customary international law norm protecting the right of
indigenous peoples to recognition and preservation of their cultural identity. States are bound,
according to the ILA, “to recognise, respect, protect and fulfil indigenous peoples’ cultural identity
(in all its elements, including cultural heritage) and to cooperate with them in good faith – through all
44 On the elements of free, prior and informed consent, see UNDG 2009, p. 30 and EMRIP 2011, Annex.
45 UNDESA 2008, p. 17.
46 ILA 2010, p. 18. Also see UNDRIP Art. 8, paras. 2(b)and 2(c).
47 Other instruments affirming cultural rights recognized in the UNDRIP include ILO Convention No. 169, the 2001
UNESCO Universal Declaration on Cultural Diversity, the 2003 UNESCO Convention on the Safeguarding on
Intangible Cultural Heritage and the 2005 UNESCO Convention on the Protection and Promotion of the Diversity of
Cultural Expressions.
48 See, e.g., Human Rights Committee, General Comment No. 23: Article 27 (Rights of Minorities); Committee on
Economic, Social and Cultural Rights, General comment No. 21: Right of everyone to take part in cultural life; and
Committee on the Elimination of Racial Discrimination, General Recommendation 23 on the rights of indigenous
peoples. Also see Gilbert, this volume.
possible means – in order to ensure its preservation and transmission to future generations”. 49 The
ILA notes that cultural rights must “be safeguarded in a way that is consistent with the perspectives,
needs and expectations of the specific indigenous peoples”, and that “all the prerogatives that are
essential to preserve the cultural identity of indigenous peoples according to their own perspective
must be preserved, including, e.g., the right to use ancestral lands and natural resources according
to their own tradition”.50
Land rights
As the UN Permanent Forum on Indigenous Issues has observed, lands, territories and natural
resources “are of fundamental importance to indigenous peoples since they constitute the basis
of their life, existence and economic livelihood, and are the sources of their spiritual, cultural and
social identity”. Therefore, “[l]and rights, access to land and control over it and its resources are
central to indigenous peoples throughout the world, and they depend on such rights and access for
their material and cultural survival.”51
Accordingly, the UNDRIP articles on lands, territories and resources are among the most
important provisions in the Declaration. The central provision in the UNDRIP dealing with land rights
is Article 26, which affirms the right of indigenous peoples “to own, use, develop and control the lands,
territories and resources that they possess by reason of traditional ownership or other traditional
occupation or use, as well as those which they have otherwise acquired” (paragraph 2), as well as
their general right to the lands, territories and resources which they have traditionally owned, occupied
or used but no longer possess (paragraph 1). Article 28 provides that indigenous peoples have a right
to redress for lands, territories and resources taken from them without their consent in the past.52
Other articles in the Declaration recognize related rights, such as the right of indigenous peoples
not to be forcibly removed from their lands or territories (Article 10); their right to maintain and
strengthen their spiritual relationship with their traditional lands, territories and resources (Article
25); their right to determine and develop priorities and strategies for the development or use of their
lands and resources (Article 32); their right to the conservation and protection of the environment
and the productive capacity of their lands and resources (Article 29); their right to be secure in
the enjoyment of their own means of subsistence (Article 20); their right to the protection of their
traditional medicinal plants and animals (Article 24); and their right to maintain and develop their
traditional knowledge and cultural heritage associated with their lands and territories (Article 31).
The land and resource rights of indigenous peoples have been repeatedly recognized and
affirmed by international human rights courts and treaty bodies, including the Human Rights
49 ILA 2012b, para. 6. Also see ILA 2010, pp. 16-20; 2012a, pp. 16-23.
50 ILA 2012b, para. 6; and 2010, p. 51.
51 UNPFII 2007, paras. 4 and 6.
52 Additionally, Art. 27 requires States to establish and implement processes to recognize and adjudicate the rights of
indigenous peoples to their lands, territories and resources, including those that were traditionally owned, occupied or
used.
Committee, the Committee on the Elimination of Racial Discrimination, the Committee on Economic,
Social and Cultural Rights, the Inter-American Court of Human Rights and the African Commission
on Human and Peoples’ Rights. From the practice and jurisprudence of these bodies, it is clear
that indigenous peoples’ collective rights to their traditional lands, territories and resources are
protected by international treaty law in connection with a variety of other rights, including the right
to property, the right to cultural integrity, the right to self-determination and the general prohibition
of racial discrimination.53 Moreover, “[r]espect for the rights of indigenous peoples to ownership of,
control over and access to their traditional lands and natural resources is a precondition for the
enjoyment of other rights such as the rights to food, health, adequate housing, culture and free
exercise of religion”, as the former UN Special Rapporteur on the situation of human rights and
fundamental freedoms of indigenous people, Rodolfo Stavenhagen, has remarked.54
According to the ILA, “States must comply – pursuant to customary and applicable conventional
international law – with the obligation to recognise, respect, safeguard, promote and fulfil the rights of
indigenous peoples to their traditional lands, territories and resources, which include the right to restitution
of the ancestral lands, territories and resources of which they have been deprived in the past.” The
ILA underlines that “Indigenous peoples’ land rights must be secured in order to preserve the spiritual
relationship of the community concerned with its ancestral lands, which is an essential prerequisite to
allow such a community to retain its cultural identity, practices, customs and institutions.”55 The relevant
norms of customary international law also imply that indigenous peoples “must be allowed to manage
their lands autonomously and according to their customary rules; this prerogative is strictly connected
with the rights to self-determination and autonomy or self-government”.56
Reparation, redress and remedies
A number of provisions in the UNDRIP affirm the rights of indigenous peoples to reparation and
redress for human rights breaches they have suffered, including Articles 8(2), 11(2), 12(2), 20(2),
28, 32(3) and 40. Especially relevant in the context of World Heritage sites are Article 20(2),
affirming that “Indigenous peoples deprived of their means of subsistence and development are
entitled to just and fair redress”, and Article 28, affirming that
“Indigenous peoples have the right to redress, by means that can include restitution or,
when this is not possible, just, fair and equitable compensation, for the lands, territories
and resources which they have traditionally owned or otherwise occupied or used, and
which have been confiscated, taken, occupied, used or damaged without their free, prior
and informed consent.”
53 See Feiring 2013 and Gilbert, this volume.

54 Stavenhagen 2007, para. 43.
55 ILA 2012b, para. 7.
56 ILA 2010, p. 51.
Also important in the context of the World Heritage Convention is Article 32(3) of the UNDRIP,
which requires States to provide effective mechanisms for just and fair redress for any project
or activities affecting the lands, territories or resources of indigenous peoples, and to take
appropriate measures to mitigate adverse environmental, economic, social, cultural or spiritual
impacts arising from such activities.
As shown by the ILA, States have obligations under both treaty law and customary
international law to recognize and fulfil the rights of indigenous peoples to reparation and redress
for wrongs they have suffered.57 With regard to dispossession of indigenous peoples’ ancestral
lands, the kind of reparation that is generally preferable is the restitution of the lands, territories
and resources concerned. The reason for this is “that in most cases no form of compensation
is adequate to recompense effectively the deep spiritual significance that the motherland has
for the very cultural identity and – in many cases – even the physical existence of indigenous
communities.” Consequently, “restitution is the form of redress to be granted any time that it is
actually practicable.”58 In line with this, the Committee on the Elimination of Racial Discrimination
has called on States parties to the ICERD:
“to recognize and protect the rights of indigenous peoples to own, develop, control and
use their communal lands, territories and resources and, where they have been deprived
of their lands and territories traditionally owned or otherwise inhabited or used without their
free and informed consent, to take steps to return those lands and territories. Only when
this is for factual reasons not possible, the right to restitution should be substituted by the
right to just, fair and prompt compensation. Such compensation should as far as possible
take the form of lands and territories.” 59
Obligations and commitments of UNESCO
Promotion of respect for human rights is one of the fundamental objectives of the United Nations
system as a whole. As stated in Article 1(3) of the UN Charter, one of the main purposes of
the United Nations is “promoting and encouraging respect for human rights and for fundamental
freedoms for all without distinction as to race, sex, language, or religion.” This commitment has
been reaffirmed by the UN General Assembly, other UN organs and the individual Member States
in countless declarations, conventions and other instruments. It is also reflected in Article 1 of
UNESCO’s Constitution, which establishes the furthering of universal respect for human rights as
one of the fundamental purposes of the organization. An obligation and responsibility of UNESCO
to protect and promote human rights, and in particular the rights of indigenous peoples, is also
57 ILA 2010, p. 39 ff; ILA 2012b, para. 10.

58 ILA 2010, p. 41.
59 CERD 1997, para. 5 (General Recommendation 23 on the rights of indigenous peoples).
implicit in the organization’s expressed commitment to principles and values such as cultural
diversity, sustainable development and good governance.60
Moreover, the UNESCO General Conference has repeatedly emphasized that UNESCO will
incorporate a human rights-based approach into all its programs and activities.61 This means in
practice that “all activities should contribute to the realization of human rights” and that “human
rights principles and standards should guide the programming process in all fields and all stages,
including design, implementation, monitoring and evaluation”, as the UNESCO Strategy on Human
Rights notes.62 Programmes and activities should be conceived and designed to “contribute to the
development of the capacities of ‘duty-bearers’ to meet their obligations and of ‘rights-holders’ to
claim their rights”.63
As a Declaration of the UN General Assembly, the UNDRIP represents a solemn and high-
level commitment on the part of the United Nations to its provisions, within the framework of
the obligations established by the UN Charter to promote and protect human rights on a non-
discriminatory basis.64 This commitment is explicit in Articles 41 and 42 of the Declaration, which
require UN organs and specialized agencies to promote and act in accordance with the standards
expressed in the Declaration. According to Article 41, the organs and specialized agencies of the
United Nations system, as well as other intergovernmental organizations, shall establish ways
and means of ensuring the participation of indigenous peoples on issues affecting them and “shall
contribute to the full realization of the provisions of this Declaration through the mobilization, inter
alia, of financial cooperation and technical assistance”. Article 42 calls on the United Nations, its
bodies and specialized agencies to “promote respect for and full application of the provisions of
this Declaration and follow up the effectiveness of this Declaration”, including in their action at the
country level.
When the UNDRIP was adopted, UNESCO’s then Director-General, Koïchiro Matsuura,
officially welcomed it as “a milestone for indigenous peoples and all those who are committed to
the protection and promotion of cultural diversity and intercultural dialogue”, promising that the
60 See, e.g., UNESCO 2008, paras. 2, 3; UNESCO 2013c, para. 112. See, e.g., UNESCO Universal Declaration on
Cultural Diversity, Art. 4: “The defence of cultural diversity is an ethical imperative, inseparable from respect
for human dignity. It implies a commitment to human rights and fundamental freedoms, in particular the rights of
persons belonging to minorities and those of indigenous peoples…”; Plan of Implementation of the World Summit on
Sustainable Development, 2002, para. 5: “respect for human rights and fundamental freedoms, including the right to
development, as well as respect for cultural diversity, are essential for achieving sustainable development and ensuring
that sustainable development benefits all”; The future we want (Outcome document, United Nations Conference on
Sustainable Development, 2012), para. 49: “We stress the importance of the participation of indigenous peoples in the
achievement of sustainable development. We also recognize the importance of the United Nations Declaration on the
Rights of Indigenous Peoples in the context of global, regional, national and subnational implementation of sustainable
development strategies”. On the mutually reinforcing relationship between good governance and human rights, see
e.g. Human Rights Council Resolution 7/11 (2008), “The role of good governance in the promotion and protection of
human rights” and the United Nations Millennium Declaration, Sec. V.
61 UNESCO 2003; UNESCO 2008, paras. 6, 69; UNESCO 2013c, para. 91.
62 UNESCO 2003, pp. 2 and 5.
63 Ibid., p. 5. The UNESCO Strategy on Human Rights reflects the “UN Common Understanding on the Human Rights-
Based Approach to Development Cooperation”. See OHCHR 2006, Annex II.
64 Anaya 2008, para. 41.
UNDRIP would “undoubtedly provide the foremost reference point [for UNESCO] in designing and
implementing programmes with and for indigenous peoples”.65 On another occasion, the Director-
General remarked:
“The 2007 Declaration acknowledges the significant place that indigenous cultures occupy
in the world and their vital contribution to our rich cultural diversity, which constitutes, in the
words of its preamble ‘the common heritage of humankind’. By approving this landmark
Declaration, the UN has taken a major step forward in the protection and promotion of
indigenous peoples’ rights… and has sent a clear signal in this regard to the international
community. It is now the responsibility of the United Nations, and in particular UNESCO…,
to ensure that this message is widely disseminated, understood and – most importantly –
translated into concrete policies that will enable indigenous peoples to participate fully and
equally in the national and international life.
Indeed, the new Declaration echoes the principles of the UNESCO Universal
Declaration on Cultural Diversity (2001) and related Conventions – notably the 1972 World
Heritage Convention, the 2003 Convention for the Safeguarding of the Intangible Cultural
Heritage, and the 2005 Convention on the Protection and Promotion of the Diversity of
Cultural Expressions. Each of these recognizes the pivotal role of indigenous peoples as
custodians of cultural diversity and biodiversity.” 66
UNESCO’s commitment to the UNDRIP was renewed by the General Conference in the
Organization’s Medium-Term Strategy 2014-2021, where it is declared that:
“The needs of indigenous peoples will also be addressed by UNESCO’s action. They
continue to be disproportionately represented among the most marginalized and
impoverished segments of society, while being recognized as the stewards of the major
part of the world’s biological, cultural and linguistic diversity… [T]he Organization will
implement the UNDRIP across all relevant programme areas.” 67
Already in 2011, UNESCO embarked on a process of developing a house-wide Policy on Indigenous

Peoples, which “will aim at positioning appropriately the Organization’s programmes, procedures
and activities with respect to the new institutional landscape that is emerging since the adoption of
the UNDRIP, and building awareness and providing guidance to staff and committees in order to
effectively implement the UNDRIP in all components of UNESCO’s work.” 68
However, UNESCO has noted that implementing the UNDRIP in all components of
the organization’s work presents a challenge due to the fact that there are “two layers of
intergovernmental governance within UNESCO on certain issues”. While the main decision-making
65 Matsuura 2007.
66 Matsuura 2008.
67 UNESCO 2013c, para. 20.
68 UNESCO 2014a, p. 3. As of February 2014, drafting of the Policy was still in its early stages (ibid.).
bodies of UNESCO are the General Conference of Member States and the Executive Board (a
smaller elected group of 58 Member States), some UNESCO Conventions and programmes have
their own independent intergovernmental governance structures. Although “in many cases the
same member states are sitting on these different bodies, they take decisions independently and
sometimes these decisions are contradictory”, according to UNESCO. “Thus, the effort of ensuring
that indigenous issues are accurately reflected in all programmes, conventions and activities
house-wide is complex, involving different semi-autonomous bodies.” 69
This challenge is clear in relation to the World Heritage Convention, a self-standing multilateral
treaty with its own States Parties and a separate intergovernmental governance structure.70 As further
discussed below, the implementation of the Convention falls far short of the principles and requirements
of the UNDRIP and there is a long history of human rights violations against indigenous peoples in
relation to World Heritage sites. There can be no doubt, however, that the obligations of UNESCO
to protect and promote the rights of indigenous peoples, both under its Constitution and under the
UNDRIP, fully apply to the World Heritage Convention and its governing bodies. The Convention
was adopted by UNESCO’s General Conference pursuant to its functions under the UNESCO
Constitution, and the Convention explicitly states that its central decision-making body, the World
Heritage Committee, is “established within UNESCO” (Article 8.1). The Convention’s Secretariat, the
World Heritage Centre, is under the authority of UNESCO’s Director-General, who appoints its staff
pursuant to Article 14 of the Convention. It is located within UNESCO and is not autonomous of the
organization.71 Moreover, the Convention’s membership is today almost identical to that of UNESCO
and, with only one exception, all States Parties to the Convention are also Members of UNESCO.72
Implementation of the World Heritage Convention
The main purpose of the World Heritage Convention, which embodies the idea that some places
are so special and important that their protection is not only the responsibility of the States in which
they are located but also a duty of the international community as a whole, is the identification
and collective protection of cultural and natural heritage sites of “outstanding universal value”
(OUV). While no definition of this elusive term is provided in the Convention, the World Heritage
Committee has adopted the following definition, contained in the Operational Guidelines for the
Implementation of the World Heritage Convention: “Outstanding Universal Value means cultural
and/or natural significance which is so exceptional as to transcend national boundaries and to be
of common importance for present and future generations of all humanity.” 73
69 UNESCO 2014a, p. 2.
70 On the relationship between the World Heritage Committee and UNESCO see Vrdoljak 2008a, p. 224 f.
71 See Vrdoljak 2008b, p. 248 f.
72 As of 15 August 2014, there were 192 States Parties to the World Heritage Convention compared to 195 Member
States of UNESCO. The only State Party that is not a UNESCO Member is the Holy See.
73 Operational Guidelines, para. 49. The Operational Guidelines have been regularly revised throughout the history of the
Convention. Unless otherwise noted, references in this chapter refer to the July 2013 version.
The World Heritage Committee has also developed a set of ten specific criteria (six relating
to cultural and four to natural values), at least one of which a given site must meet in order to be
considered of OUV for the purposes of the Convention.74 Additionally, to be deemed of OUV, a site
must meet the conditions of integrity75 and authenticity76 (the latter only in the case of cultural sites),
and must have an adequate protection and management system to ensure its safeguarding.77 If
these requirements are met, the site qualifies for inscription on UNESCO’s World Heritage List, i.e. for
designation as a cultural, natural or “mixed” (cultural and natural) World Heritage site (see Figure 1).78
While the decision to include sites on the World Heritage List is the prerogative of the World Heritage
Committee, sites can only be listed following a formal nomination by the State Party in whose territory
they are located, and after having been included on the respective State Party’s so-called ‘Tentative
List’ (of potential World Heritage sites) for at least one year.79 All nominated sites are visited and
evaluated by the World Heritage Committee’s advisory bodies IUCN and/or ICOMOS80 before the
Committee decides whether or not they will be inscribed on the World Heritage List. The Committee
can also refer a nomination back to the State Party for additional information or defer a nomination for
more in-depth assessment or study, or a substantial revision by the State Party.81
Once listed, a World Heritage site must be managed and protected with a view to maintaining
its OUV as recognized by the World Heritage Committee. This is the responsibility of the State
Party (or States Parties in the case of transboundary/transnational sites) in whose territory the
site is located. States Parties have an obligation to regularly prepare reports about the state of
conservation of the World Heritage sites in their territories and the protection measures put in
place to ensure their safeguarding (“Periodic Reporting”).82 Additionally, the World Heritage
Committee’s advisory bodies and the World Heritage Centre report to the Committee on the state
of conservation of specific World Heritage sites that are considered to be under threat (“Reactive
Monitoring”). In this context, they can collect and make use of information received from sources
other than the States Parties concerned, including information received from indigenous peoples
74 Contained in ibid., para. 77. The ten criteria have been occasionally revised by the Committee to reflect the evolution of
the World Heritage concept. Now numbered (i) through (x), they were labeled cultural criteria (i)-(vi) and natural criteria
(i)-(iv) until 2004.
75 See ibid., paras. 78, 87-95. Integrity is a measure of the wholeness and intactness of the natural and/or cultural
heritage and its attributes.
76 See ibid., paras. 78-86. In essence, a cultural heritage site meets the condition of authenticity if it is ‘genuine’ (i.e. if it
is truly what it claims to be) and if the information sources about its heritage values may be understood as credible or
truthful. See Jokilehto 1999, p. 11 f.
77 For details, see Operational Guidelines, paras. 78, 96-119.
78 See ibid., paras. 45-47. A sub-category of cultural World Heritage sites are cultural landscapes, which represent the
“combined works of nature and of man” mentioned in Article 1 of the World Heritage Convention. The cultural landscapes
category was introduced by the World Heritage Committee in 1992. See Annex 3 of the Operational Guidelines.
79 Operational Guidelines, paras. 24(a), 63 and 65.
80 The World Heritage Committee is supported by three advisory bodies: the International Union for Conservation of
Nature (IUCN), the International Council on Monuments and Sites (ICOMOS) and the International Centre for the
Study of the Preservation and Restoration of Cultural Property (ICCROM). On the roles of the advisory bodies, see
Operational Guidelines, paras. 30-37 and the chapter by Larsen, Oviedo and Badman in this volume
81 Operational Guidelines, Chapter III.G.
82 See Operational Guidelines, para. 15 and Chapter V.
Figure 1: Types of World Heritage sites (‘properties’). Adapted from UNESCO et al. 2011
Figure 2: Summary of the different steps in the nomination process and the main responsibilities of the State
Party and the UNESCO World Heritage Committee. Source: UNESCO et al. 2011
or non-governmental organizations, and may make recommendations on how to mitigate threats

and outline corrective measures.83
Lack of implementation of the UN Declaration on the Rights of Indigenous

Peoples in the context of the World Heritage Convention
The World Heritage Convention can play, and in some cases undoubtedly has played, a positive
role for indigenous peoples by helping them protect their lands and territories, cultures and heritage
from development pressures such as urban encroachment or extractive industry activities. A recent
example is the incorporation of the uranium-rich Koongarra area into the Kakadu National Park
World Heritage site, at the joint request of the State Party and the indigenous landowners, in effect
barring future mineral development in the area.84 World Heritage sites can also create business
and employment opportunities for indigenous peoples, for instance in the tourism sector or directly
in the management of sites. Further, in monitoring the state of conservation of inscribed World
Heritage sites, the World Heritage Committee and/or its advisory bodies, IUCN and ICOMOS,
may call on States Parties to improve indigenous peoples’ participation in the management and
decision-making processes of particular sites or to enhance benefit-sharing mechanisms.85 These
interventions have become more frequent in recent years and have in some cases contributed to
positive change for indigenous peoples.86
However, throughout the history of the World Heritage Convention there have been frequent
objections raised by indigenous peoples regarding violations of their rights in the implementation of
the Convention, not only at the domestic level in the nomination and management of specific World
Heritage sites but also at the international level in the practice of the World Heritage Committee, its
advisory bodies IUCN and ICOMOS, and its Secretariat. Human rights concerns include, inter alia,
frequent disrespect for indigenous peoples’ participatory rights in the nomination and inscription
of sites, marginalization of indigenous peoples in the on-site decision-making and management
of World Heritage areas, violations of their right to share equitably in tourism benefits, a common
lack of consultation with indigenous peoples by monitoring and site evaluation missions and a
serious lack of transparency in some of the Convention’s processes. Moreover, in some World
83 Operational Guidelines, Chapter IV.A.

84 See O’Brien, this volume.
85 See, for example, World Heritage Committee Decisions 37 COM 7B.30, para. 8b (Talamanca Range-La Amistad
Reserves / La Amistad National Park, Costa Rica / Panama); 34 COM 7B.4, para. 6 (Ngorongoro Conservation Area,
United Republic of Tanzania); or 35 COM 7B.34, para. 4d (Manu National Park, Peru).
86 For instance, the World Heritage Committee, IUCN and the World Heritage Centre in 2014 urged the Government of
Kenya to ensure full and effective participation of the indigenous Endorois in the management and decision-making
of Lake Bogoria National Reserve (see UNESCO 2014b, p. 111-113 and Committee Decision 38 COM 7B.91). This
appears to have facilitated the signing of a Memorandum of Understanding in May 2014 between Kenyan government
agencies and representatives of the Endorois which notes that the involvement of the Endorois in the management
of the Reserve is paramount, sets out a framework for the co-management of the Reserve by Kenyan government
agencies and the Endorois and recognizes that any decision-making concerning the Endorois people must have their
free, prior and informed consent (for details on this case, see Sing’Oei, this volume).
The World Heritage Committee at its 35th Session in Paris in June 2011, following the decision
to incorporate the Koongarra area into the Kakadu World Heritage site in Australia.
In the center front row Jeffrey Lee, the senior traditional owner of the Koongarra area. Photo: Stefan Disko
Heritage areas indigenous peoples are essentially treated as threats to their own territories and tight
restrictions and prohibitions are placed on traditional land-use practices such as hunting, gathering,
farming or animal husbandry, in violation of indigenous peoples’ cultural and subsistence rights.
These restrictions and prohibitions have had severe consequences for some indigenous peoples’
food security, health and well-being and can in some cases be directly linked to the World Heritage
status.87 The World Heritage List also contains several protected areas from which indigenous peoples
have been forcibly removed,88 in some instances even with the intention of “justifying inscription of
an area on the World Heritage List as a place of natural importance devoid of what is perceived as
the negative impact of local inhabitants”, as a former staff member of the World Heritage Centre has
87 See, for instance, the case of the Ngorongoro Conservation Area, where a ban on subsistence cultivation imposed in
2009 resulted in a serious situation of hunger and malnutrition that affected most of the area’s 70,000 residents and
led to the deaths of several people (Olenasha, this volume).
88 For some examples, see the articles in this volume by Kidd (Bwindi Impenetrable National Park), Muchuba (Kahuzi-
Biega National Park), Buergin (Thungyai - Huai Kha Khaeng Wildlife Sanctuaries), Sing’Oei (Lake Bogoria National
Reserve) and Olenasha (Serengeti National Park).
remarked.89 This legacy remains completely unaddressed by the World Heritage Committee although
many of the affected indigenous peoples continue to suffer from the consequences to this day.
The violation of indigenous rights in World Heritage sites and in the implementation of the World
Heritage Convention is facilitated by the fact that “the World Heritage Convention does not give
any recognition to indigenous peoples’ rights over cultural and natural heritage”, as noted in the
ILA’s study on the rights of indigenous peoples.90 Rather, “the Convention entrusts territorial States
with all responsibilities concerning proposals for inscription of cultural and natural properties on the
World Heritage List… and relating to the management of such properties after their inscription”.91
While the lack of recognition of indigenous peoples’ rights in the text of the Convention can be
explained by its early adoption, in 1972, when international law in this area was little developed,
the subsequently devised and frequently updated Operational Guidelines, also, do not contain any
provisions on the rights of indigenous peoples, nor other references to human rights. The ILA study
therefore concludes that “the consideration devoted to indigenous peoples’ rights in the context of
the operation of the World Heritage Convention is far from being adequate”.92
To its credit, in 2007 the World Heritage Committee adopted a “Strategic Objective” to “Enhance
the role of communities in the implementation of the World Heritage Convention”, in recognition of “the
critical importance of involving indigenous, traditional and local communities in the implementation of
the Convention”.93 In a 2011 Decision, the Committee also encouraged States Parties to “[i]nvolve
indigenous peoples and local communities in decision making, monitoring and evaluation of the state
of conservation of [World Heritage sites]” and to “[r]espect the rights of indigenous peoples when
nominating, managing and reporting on World Heritage sites in indigenous peoples’ territories”.94
However, the Convention’s Operational Guidelines continue to be entirely inadequate for ensuring
the meaningful participation of indigenous peoples and respect for their rights in Convention
processes. Rather than upholding the right of indigenous peoples to effectively participate in decision-
making affecting them, the Operational Guidelines merely “encourage” States Parties to ensure the
participation of “a wide variety of stakeholders” in the processes of the Convention:
“States Parties to the Convention are encouraged to ensure the participation of a wide
variety of stakeholders, including site managers, local and regional governments, local
communities, non-governmental organizations (NGOs) and other interested parties and
partners in the identification, nomination and protection of World Heritage properties.” 95
89 Titchen 2002.
90 ILA 2012a, p. 17.
91 Ibid.
92 Ibid.
93 See World Heritage Committee Decisions 31 COM 13A and 31 COM 13B. This fifth strategic objective, also known
as the “fifth C”, was adopted by the World Heritage Committee during the Chairmanship of Sir Tumu Te Heuheu,
Paramount Chief of Ngāti Tūwharetoa, the first indigenous person to hold this position (representing New Zealand).
94 Decision 35 COM 12E, para. 15.
95 Para. 12. Other provisions on the involvement of local communities and other stakeholders include paras. 40, 64, 123
and 211. The only provision that is couched in slightly more obligatory language relates to nominations of cultural
landscapes to the World Heritage List, which “should be prepared in collaboration with and the full approval of local
communities” (Annex 3, para. 12).
This approach, which subsumes indigenous peoples into a wider category of stakeholders such
as local communities, NGOs and other interested parties, negates indigenous peoples’ status and
rights under international law, including their right to self-determination and their collective rights to
their lands, territories and resources. In accordance with the principles of the UNDRIP, indigenous
peoples must be treated as rights-holders and key decision-makers whose consent has to be
sought in the case of activities affecting their rights, and not merely lumped together with a wide
variety of ‘stakeholders’, who may or may not be included in decision-making processes.
The first concerted effort of indigenous peoples to enhance the consideration given to their
rights in the implementation of the World Heritage Convention was in 2000 during the 24th session
of the World Heritage Committee in Cairns, Australia. A forum of indigenous peoples held in
conjunction with that session called for the establishment of a “World Heritage Indigenous Peoples
Council of Experts (WHIPCOE)” as a consultative body to the Committee out of concern about
the “lack of involvement of indigenous peoples in the development and implementation of laws,
policies and plans… which apply to their ancestral lands within or comprising sites now designated
as World Heritage areas”.96 The forum proposed that WHIPCOE should complement the work of
the Committee’s existing advisory bodies and provide “expert Indigenous advice on the holistic
knowledge, traditions and cultural values of Indigenous Peoples relative to the implementation of
the World Heritage Convention, including current operational guidelines”.97 Among other things, it
was thought that a body such as WHIPCOE was needed “to advise on the appropriate identification,
evaluation and management of ‘mixed’ properties and ‘cultural’ properties with indigenous
associations and the identification, management and possible renomination of properties listed for
their ‘natural’ World Heritage values that may also hold indigenous values”.98
However, although the proposal was considered by the World Heritage Committee at its 24th
and 25th sessions, the Committee did not approve the establishment of WHIPCOE as a consultative
body or network reporting to it. The stated reasons for this decision included “a number of legal
concerns and issues relating to the funding, legal status, role and relationships (with the States
Parties, Advisory Bodies, World Heritage Committee and World Heritage Centre)” and the fact
that “[s]ome members of the Committee questioned the definition of indigenous peoples and the
relevance of such a distinction in different regions of the world.”99 The former Chairperson of the
World Commission on Protected Areas, Adrian Phillips, attributed the decision to a “dismissive
attitude towards indigenous peoples’ issues” among some of the Committee members.100
In 2002, Mirarr senior traditional owner Yvonne Margarula from the Kakadu National Park World
Heritage area in Australia submitted a statement on behalf of the Mirarr people to the inaugural
session of the UN Permanent Forum on Indigenous Issues which recommended that the Permanent
Forum undertake an independent study of indigenous peoples and World Heritage. The statement
suggested that the study analyze the effectiveness of the World Heritage Convention in the protection
96 UNESCO 2001, p. 2.
97 Ibid., p. 3.
98 Ibid., p. 5.
99 UNESCO 2002, p. 57.
100 Quoted in IUCN 2002, p. 15.
of indigenous peoples’ sacred sites and living traditions; the potential impact of the World Heritage
Committee’s then ongoing review of its Operational Guidelines on indigenous peoples living in World
Heritage areas; and indigenous peoples’ representation and input into the World Heritage Committee’s
decision-making processes.101 Following the Permanent Forum’s first session, indigenous peoples
raised concerns on many occasions with the Forum about violations of their rights in World Heritage
sites and in the implementation of the Convention. Having a mandate to provide expert advice and
recommendations on indigenous issues to programmes and agencies of the United Nations, and to
promote respect for the UNDRIP and follow up its effectiveness,102 in 2010 the Permanent Forum for
the first time sent a representative to a session of the World Heritage Committee. The purpose of this
participation was to inform the Committee about the numerous concerns related to World Heritage
sites that indigenous organizations had brought to the Forum’s attention since its first session in 2002.
In a written submission to the Committee, the Forum highlighted, among other things, that it had
received complaints about a “list of indigenous sites inscribed in the World Heritage List without the
adequate participation and involvement of indigenous peoples”.103
In 2011, a broad coalition of indigenous organizations and NGOs submitted a joint statement
to the World Heritage Committee, as well as the Permanent Forum, expressing “serious concern
about the continuous and ongoing disrespect of the principle of free, prior and informed consent by
UNESCO’s World Heritage Committee when it designates sites in Indigenous peoples’ territories
as ‘World Heritage sites’”. The joint statement noted:
“There are numerous examples of Indigenous sites on the World Heritage List that have
been inscribed without the free, prior and informed consent of the Indigenous peoples
concerned. In many cases Indigenous peoples were not even consulted when their
territories were designated as World Heritage sites, although this designation can have
far-reaching consequences for their lives and human rights, their ability to carry out their
subsistence activities, and their ability to freely pursue their economic, social and cultural
development in accordance with their right of self-determination.”104
The joint statement also denounced the fact that three World Heritage nominations under
consideration by the Committee at the time (Western Ghats, Sangha Trinational and Kenya
Lake System in the Great Rift Valley) had been prepared without the meaningful involvement or
consultation of affected indigenous peoples and that insufficient consideration had been given to
indigenous peoples’ cultural values and their role as stewards of the respective places. It urged
101 Mirarr People 2002.

102 See UN ECOSOC Resolution E/2000/22, para. 2; and UNDRIP, Art. 42.
103 UNPFII 2010b.
104 Endorois Welfare Council et al. 2011. The statement also expresses concern, in response to the 2010 designation of
the Ngorongoro Conservation Area as a cultural World Heritage site (in recognition of archaeological but not indigenous
cultural values), “that the concepts of ‘outstanding universal value’, ‘integrity’ and ‘authenticity’ are interpreted and
applied in ways that are disrespectful of Indigenous peoples and their cultures, inconsiderate of their circumstances
and needs, preclude cultural adaptations and changes, and serve to undermine their human rights.” For more detail on
the case in point, see Olenasha, this volume.
Screenshot of the World Heritage Centre’s website. Nomination documents are not made public by UNESCO
prior to the decision of the World Heritage Committee, and can only be accessed with a password
the Committee not to approve these nominations until the indigenous peoples concerned had
been adequately consulted and involved and their free, prior and informed consent obtained.
The objections expressed in the joint statement did not, however, receive any noteworthy
consideration by the World Heritage Committee. Kenya Lake System was inscribed on the
World Heritage List in 2011, while Western Ghats and the Sangha Trinational were inscribed
in 2012 despite the concerns not having been resolved in any of the three cases.105 In the
latter two instances, the indigenous peoples concerned had not even been able to review the
final versions of the nomination documents, which had not been made publicly available by the
relevant States Parties or UNESCO before the World Heritage Committee took its decision.106
The fact that there is no requirement under the Operational Guidelines for World Heritage
nominations and other key documents such as state of conservation reports and monitoring
mission reports to be made publicly available before the World Heritage Committee takes
a decision is of serious concern to indigenous peoples.107 It has in many cases prevented
105 For more detail, see the articles in this volume by Sing’Oei Abraham; Bijoy; and Amougou-Amougou and Woodburne.
106 IWGIA et al. 2012.
107 While nomination documents are never disclosed by UNESCO before a site is inscribed (see screenshot of UNESCO
website), in 2013 and 2014 the World Heritage Committee encouraged States Parties to authorize UNESCO to make
reports relating to the state of conservation of their World Heritage sites publicly accessible in order to contribute to
improved transparency in the reactive monitoring process (see Decisions 37 COM 7C and 38 COM 7). Although
most reports are now published, this is not a requirement and some reports by State Parties, as well as some of the
monitoring mission reports, continue to be withheld from the public, in particular those of a contentious character.
indigenous peoples from reviewing such documents and providing their perspectives to the
Committee, despite the fact that the proposals contained in these documents may have far-
reaching implications for their rights and interests.108 This remarkable lack of transparency
in the processing of World Heritage nominations, as well as other processes of the World
Heritage Convention, has been strongly criticized by indigenous organizations as inconsistent
with the right of indigenous peoples to participate in decision-making affecting them, as well
as with sustainable development principles and State obligations to ensure public participation
in environmental decision-making.109
Response of human rights bodies
International and regional human rights bodies have, on countless occasions, expressed concerns
about the impacts of the establishment and management of specific conservation areas on
indigenous peoples and their ability to pursue traditional ways of life. They have underlined, among
other things, that conservation areas established in the ancestral territories of indigenous peoples
must allow for sustainable economic and social development that is compatible with the cultural
characteristics and living conditions of the indigenous peoples concerned, that the management
of such areas must ensure the effective participation of indigenous peoples in decisions affecting
them, and that redress must be provided for dispossessions and land alienation suffered by
indigenous peoples as a result of the establishment of such areas.110 There are also numerous
cases in which human rights bodies have expressed concern over violations of indigenous rights
in conservation areas that were recognized as World Heritage sites or included on States Parties’
tentative lists of potential World Heritage sites, and have urged the respective States Parties to
address these concerns.111
108 Until the mid-1990s, the Operational Guidelines even promoted non-transparent and non-participatory nomination
processes, requiring that: “In all cases, so as to maintain the objectivity of the evaluation process and to avoid possible
embarrassment to those concerned, States Parties should refrain from giving undue publicity to the fact that a property
has been nominated for inscription pending the final decision of the Committee on the nomination in question” (former
para. 14). While this provision was deleted in 1996, similar thinking continues to be contained in Annex 6 of the
Guidelines (Procedures of ICOMOS for the evaluation of cultural sites), where States Parties “are requested to ensure
that ICOMOS evaluation missions are given a low profile so far as the media are concerned… [P]remature publicity
can cause embarrassment both to ICOMOS and to the World Heritage Committee.”
109 See The future we want, para. 43 (Outcome document of the 2012 UN Conference on Sustainable Development) and
the 1998 Aarhus Convention on Access to Information, Public Participation in Decision-Making and Access to Justice
in Environmental Matters.
110 See, e.g., CERD 2004, para. 13; CERD 2007, para. 22; CERD 2008, para. 19; CESCR. 2012, paras. 22, 29; or ACHPR
2009.
111 See, e.g., CERD 2012 (Kaeng Krachan National Park, Thailand); CCPR 2012, para. 24, CERD 2011, para. 17; and
ACHPR 2011 (Kenya Lake System, Kenya); ACHPR 2000, pp. 12-16 (Bwindi Impenetrable National Park, Uganda;
Kahuzi-Biega National Park, DRC; Dja Faunal Reserve, Cameroon; Ngorongoro Conservation Area, Tanzania; among
other sites); Kothari 2008, para. 104 (Chitwan National Park, Nepal); Anaya 2012a, para. 13 and 2012c, para. 50
(Quebrada de Humahuaca, Argentina).
In recent years, due to the many concerns raised by indigenous peoples in relation
to World Heritage sites around the world, several international human rights bodies and
mandate-holders have drawn attention to systemic shortcomings in the implementation of the
World Heritage Convention and called on the World Heritage Committee, UNESCO and the
Advisory Bodies to take corrective action. Back in 2005, before the adoption of the UNDRIP,
the UN General Assembly had already made the following recommendation to UNESCO,
contained in the Programme of Action for the Second International Decade of the World’s
Indigenous People:
“UNESCO is urged to establish mechanisms to enable indigenous peoples to participate

effectively in its work relating to them, such as the… nomination of indigenous sites in the
World Heritage List and other programmes relevant to indigenous peoples.”112
Since the General Assembly’s adoption of the UNDRIP in 2007, all three of the UN mechanisms
with specific mandates concerning the rights of indigenous peoples (UNPFII, EMRIP and Special
Rapporteur) have urged the World Heritage Committee to bring the implementation of the World
Heritage Convention into line with the requirements of the UNDRIP, and to adopt changes to the
existing procedures and Operational Guidelines to that end. In his 2012 report to the General
Assembly, Special Rapporteur James Anaya highlighted that:
“… there is still no specific policy or procedure which ensures that indigenous peoples can
participate in the nomination and management of these sites [World Heritage sites within
or near their traditional territories, or otherwise affecting them]. The Operational Guidelines
for Implementation of the World Heritage Convention, which set out the procedure for the
inscription of properties on the World Heritage list and the protection and conservation of
sites, are silent on the issue of participation by indigenous peoples. The guidelines provide
only that States parties to the Convention are encouraged to ensure the participation of
a wide variety of stakeholders in the identification, nomination and protection of World
Heritage properties.” 113
In 2013 the Special Rapporteur sent a letter to the World Heritage Committee drawing
attention to a number of concerns raised by indigenous peoples regarding respect for their
rights and worldviews in the nomination and management of World Heritage sites and the
overall implementation of the Convention. He encouraged the Committee to undertake a
review of its procedures and consider reforms to address these concerns, “emphasiz[ing]
112 UNGA 2005, para. 16.

113 Anaya 2012b, para. 35. With regard to the nomination of sites, the Special Rapporteur further criticized the fact that
“States are not specifically required to provide any information on the indigenous peoples and local communities living
in or around a site they nominate for World Heritage designation, or review the kind of impact a site might have on the
rights of these groups” and that States are not required to “provide information about whether affected peoples have
been asked about and agree with the nomination” (ibid. para. 36).
the importance of consulting with indigenous peoples throughout the entirety of such a
review process”.114
The UN Expert Mechanism on the Rights of Indigenous Peoples, a subsidiary body of the
Human Rights Council, has offered the following advice to the World Heritage Committee, drawing
attention to Articles 41 and 42 of the UNDRIP:
“… UNESCO must enable and ensure effective representation and participation of

indigenous peoples in decision-making related to the World Heritage Convention…
[R]obust procedures and mechanisms should be established to ensure that indigenous
peoples are adequately consulted and involved in the management and protection of
World Heritage sites, and that their free, prior and informed consent is obtained when their
territories are being nominated and inscribed as World Heritage sites…
[The Expert Mechanism] Encourages the World Heritage Committee to establish a process
to elaborate, with the full and effective participation of indigenous peoples, changes to the
current procedures and operational guidelines and other appropriate measures to ensure
that the implementation of the World Heritage Convention is consistent with the United
Nations Declaration on the Rights of Indigenous Peoples and that indigenous peoples can
effectively participate in the World Heritage Convention’s decision-making processes.”115
Similarly, the UN Permanent Forum on Indigenous Issues has encouraged the World Heritage
Committee to revise the Convention’s procedures and Operational Guidelines in order to ensure
that the rights of indigenous peoples are respected and that their livelihoods and their tangible and
intangible heritage are protected in World Heritage areas. The Permanent Forum has expressed
its availability to assist in the review and revision of the Operational Guidelines and has also
recommended that UNESCO invite indigenous representatives and experts to contribute to these
efforts.116 Additionally, the Permanent Forum has suggested that “the initial efforts to establish a
World Heritage Indigenous Peoples’ Council of Experts (WHIPCOE) be revisited and efforts to
set up an appropriate mechanism whereby indigenous experts can provide advice to the World
Heritage Committee and the World Heritage Centre be revived”.117
Other bodies that have called on the World Heritage Committee to align the implementation
of the World Heritage Convention with the UNDRIP include the African Commission on Human
and Peoples’ Rights (ACHPR) and the IUCN World Conservation Congress. The ACHPR, the
human rights body of the African Union that oversees the implementation of the African Charter
on Human and Peoples’ Rights, adopted a specific resolution on the protection of indigenous
114 See Appendix 5 of this volume and Human Rights Council 2014, p. 127, containing hyperlinks to both the letter of the
Special Rapporteur and the reply received from the World Heritage Centre (Case No. OTH 10/2013). Also see UN
Doc. A/HRC/27/52/Add.4.
115 EMRIP 2012, p. 7 (Proposal 9: World Heritage Committee). Similarly, EMRIP 2011, Annex, para. 38.
116 UNPFII 2011a, paras. 40-42; UNPFII 2011b.
117 UNPFII 2010b; 2011b.
peoples’ rights in the context of the World Heritage Convention in 2011, in which it expresses
concern over the fact that “there are numerous World Heritage sites in Africa that have been
inscribed without the free, prior and informed consent of the indigenous peoples in whose
territories they are located and whose management frameworks are not consistent with the
principles of the UN Declaration on the Rights of Indigenous Peoples”.118 In particular, the
resolution condemned the World Heritage Committee’s 2011 listing of Lake Bogoria National
Reserve in Kenya as a World Heritage site (as part of the “Kenya Lake System in the Great Rift
Valley”) without involving the indigenous Endorois community in the decision-making process
and without obtaining their free, prior and informed consent.119 The ACHPR urged the World
Heritage Committee:
“to review and revise current procedures and Operational Guidelines… in order to ensure
that the implementation of the World Heritage Convention is consistent with the UN
Declaration on the Rights of Indigenous Peoples and that indigenous peoples’ rights, and
human rights generally, are respected, protected and fulfilled in World Heritage areas;”
[and]
“… to consider establishing an appropriate mechanism through which indigenous peoples

can provide advice to the World Heritage Committee and effectively participate in its
decision-making processes”.120
Additionally, the ACHPR criticized IUCN for having recommended, in its capacity as an Advisory
Body to the World Heritage Committee, the inscription of Lake Bogoria on the World Heritage List
despite the lack of involvement of the Endorois in the nomination process. It therefore “urge[d]
IUCN to review and revise its procedures for evaluating World Heritage nominations as well as the
state of conservation of World Heritage sites, with a view to ensuring that indigenous peoples are
fully involved in these processes, and that their rights are respected, protected and fulfilled in these
processes and in the management of World Heritage areas”.121
This led, in 2012, to the adoption of a resolution entitled “Implementation of the United Nations
Declaration on the Rights of Indigenous Peoples in the context of the UNESCO World Heritage
118 Resolution on the protection of indigenous peoples’ rights in the context of the World Heritage Convention and the
designation of Lake Bogoria as a World Heritage site (ACHPR 2011), Preamble. The full text of the resolution is
reproduced in Appendix 1 of this volume.
119 The World Heritage listing of Lake Bogoria happened less than two years after the ACHPR’s landmark ruling in the
Endorois case (ACHPR 2009), in which it condemned the forcible eviction of the Endorois during the creation of the
Lake Bogoria reserve in the 1970s. The ACHPR ordered Kenya to “Recognise rights of ownership to the Endorois
and Restitute Endorois ancestral land” and to “Pay adequate compensation to the community for all the loss suffered”.
The ACHPR also underlined that, in the case of any development projects that would have a major impact within the
Endorois territory, “the State has a duty not only to consult with the community, but also to obtain their free, prior, and
informed consent, according to their customs and traditions” (para. 291). For details on the case, see Sing’Oei, this
volume.
120 ACHPR 2011, paras. 2, 3.
121 Ibid., para. 4.
Convention” by the IUCN World Conservation Congress, IUCN’s highest decision-making body.122
The resolution notes that the World Conservation Congress shares the concerns of the ACHPR
and requests that IUCN’s Director-General and Council (the principal governing body of IUCN)
develop clear policy and practical guidelines to ensure that the principles of the UNDRIP are
respected in IUCN’s work as an Advisory Body and that indigenous peoples are fully informed
and consulted when sites are evaluated or missions undertaken on their territories.123 In addition,
the resolution urges the World Heritage Committee to revise the Operational Guidelines to
ensure that indigenous peoples’ rights and all human rights are upheld and implemented in the
management and protection of existing World Heritage sites and that no World Heritage sites
are established in indigenous peoples’ territories without their free, prior and informed consent.
It further urges the Committee to “work with State Parties to establish mechanisms to assess
and redress the effects of historic and current injustices against indigenous peoples in existing
World Heritage sites” and to “establish a mechanism through which indigenous peoples can
provide direct advice to the Committee in its decision-making processes in a manner consistent
with the right of free, prior and informed consent and the right to participate in decision making
as affirmed in the [UNDRIP]”.124
Conclusion
The repeated violations of indigenous peoples’ rights in World Heritage sites and in the
processes of the World Heritage Convention are, in many ways, the result of the inadequacy
of the Convention’s procedures and operational guidelines. They have drawn the attention of
international human rights bodies and mechanisms and stand in sharp contrast to UNESCO’s
mission, the principles upon which the Organization was founded and the overarching values
which it promotes. The violations are damaging the reputation and credibility of UNESCO as
an institution committed to furthering respect for human rights, cultural diversity, sustainable
development and intercultural understanding and threaten to overshadow the positive role that
the World Heritage Convention can undoubtedly play for indigenous peoples by helping them
protect their lands, cultures and heritage. They are also incompatible with UNESCO’s vision
that World Heritage sites should “serve as an example, and become conservation models for all
sites, including those of more local interest”.125
While it is clear that awareness of the problems and the need for corrective action is
growing within UNESCO, there are several factors that pose significant obstacles to aligning the
implementation of the Convention with the principles and requirements of the UNDRIP. Chief
122 IUCN 2012. For the full resolution, see Appendix 2 of this volume.
123 IUCN 2012, para. 1.a. IUCN has begun to act on this request by making a number of improvements to its practice in
evaluating World Heritage nominations. It has also concluded a review of its World Heritage evaluation processes in
relation to questions related to communities and rights. See IUCN 2013, pp. ii-iii and the chapter by Larsen, Oviedo
and Badman in this volume.
124 IUCN 2012, para. 2.
125 UNESCO 2004, para. 39.
among these may be the fact that, for many if not most States Parties to the Convention, including
many of those serving as Members of the World Heritage Committee, the main interest in the
World Heritage Convention today lies in the prestige, tourism profits and economic development
that World Heritage sites can bring to a country or region. This has resulted in a climate and
culture within the Committee where economic and political interests all too often override all other
concerns, including human rights principles and even conservation considerations. The Director of
the World Heritage Centre, Kishore Rao, recently remarked:
“[The] question is whether safeguarding our common heritage for present and future
generations is the real motivation for identifying and adding sites to the World Heritage List,
or has it been eclipsed by other considerations, such as economics and national prestige…
[T]he general impression is often of intense pressure to have sites designated as World
Heritage because of the expected economic benefits or the prestige involved. Perhaps we
are failing in our narrative to effectively communicate a coherent message about the true
objectives of the Convention…” 126
At the same time, the World Heritage Committee acts, in many ways, as if the Convention existed
in a vacuum and pays little to no regard to international legal standards developed in other
intergovernmental forums or the legal obligations of States under other international instruments.
In particular, the Committee has been oblivious to the developments in human rights law since
the Convention’s adoption in 1972, as evident from the fact that the Operational Guidelines to this
day contain no references whatsoever to human rights standards or instruments.127 Although the
Member States of UNESCO have on many occasions jointly reaffirmed their commitment to human
rights through resolutions, declarations and conventions adopted by the General Conference, these
commitments have not been translated into the World Heritage context. For example, the UNESCO
Strategy on Human Rights, adopted by the General Conference in 2003, has had no perceptible
impact on the implementation of the World Heritage Convention. This lack of coherence and synergy
is clearly not in the interests of UNESCO, and may in fact be contrary to its Constitution, according to
which the end goal of any international collaboration under the umbrella of UNESCO is the furthering
of universal respect for justice, the rule of law and human rights.128 As the international law expert
Luke T. Lee once wrote, in reference to Article 1 of the UNESCO Constitution:
“[T]he purpose of UNESCO is to further justice, the rule of law, human rights, and
fundamental freedoms – a legal concept, objectively definable. International collaboration
in the fields of education, science and culture is but a means to an end. To replace the
126 UNESCO 2013a, p. 83.

127 Noteworthy in this context is para. 44 of the Operational Guidelines, which contains a list of the Conventions the
Committee considers relevant to the protection of cultural and natural heritage. None of the international human rights
instruments are included in this list.
128 Art. 1 of the UNESCO Constitution.
end by the means, as has been done in many of its recent activities, would exceed the
competence of UNESCO.” 129
There have been some efforts by UNESCO in recent years to enhance respect for indigenous
peoples’ rights in the implementation of the World Heritage Convention.130 In November 2011, when
UNESCO launched the process to develop the planned house-wide Policy on Indigenous Peoples,
which, once adopted, shall provide “guidance to staff and committees in order to effectively implement
the UNDRIP in all components of UNESCO’s work”,131 Director-General Irina Bokova remarked that
UNESCO, as the Secretariat for the World Heritage Convention, was “consciously working to improve
and promote the free, prior and informed consent and the full and effective participation of indigenous
peoples in the establishment and management of [World] Heritage sites”.132
The following year, the World Heritage Convention’s 40th anniversary, celebrated by UNESCO
under the theme of “World Heritage and Sustainable Development: the Role of Local Communities”,
provided a framework for increased attention on the experiences of indigenous peoples with
the Convention. UNESCO noted in a statement at the 2011 session of the Permanent Forum
on Indigenous Issues that the anniversary would provide an excellent opportunity for indigenous
peoples to engage with UNESCO and the World Heritage Committee and its Secretariat, “in order
to address concerns that have been raised within the framework of the Permanent Forum and to
work towards a constructive solution to the challenges that the [UNDRIP] brings to the international
community as a whole”.133 UNESCO also dedicated an edition of its quarterly magazine World
Heritage to the issue of “World Heritage and Indigenous Peoples” during the anniversary year,
including, among other things, an interview with the then Chair of the Permanent Forum, Myrna
Cunningham.134 At the Closing Event of the 40th anniversary in November 2012 in Kyoto, Japan,
the Director of the World Heritage Centre called on the World Heritage Committee to seriously
consider the Permanent Forum’s appeal “for the principle of free, prior and informed consent to
be introduced within the Operational Guidelines”.135 UNESCO’s Assistant Director-General for
Culture, Francesco Bandarin, encouraged the Committee on the same occasion to reconsider the
proposal to create a World Heritage Indigenous Peoples Council of Experts (WHIPCOE) in light of
the adoption of the UNDRIP in 2007.136
129 Lee 1965, p. 740.

130 Additionally, there have been efforts by the Advisory Bodies to promote the use of human rights-based approaches
in the World Heritage context. See Larsen, Oviedo and Badman, this volume; Ekern et al. 2012; and Sinding-Larsen
2012.
131 UNESCO 2014a, p. 3 (emphasis added).
132 UNESCO 2011b, at 00:06:20. Also see Bandarin 2012, p. 327: “The principle of free, prior and informed consent,
as outlined in UNDRIP… will have major importance in UNESCO’s policy development process with respect
to indigenous peoples. In particular, as the current OGs of the World Heritage Convention do not explicitly make
reference to the free, prior and informed consent of indigenous communities, continuing efforts will be made to
respond to this challenge.”
133 UNESCO 2011c.
134 Cunningham 2012.
135 UNESCO 2013a, p. 84.
136 Ibid., p. 43.
The 40th anniversary also provided the context for the organization of an “International Expert
Workshop on the World Heritage Convention and Indigenous Peoples” by the Danish Agency for
Culture, the Government of Greenland and IWGIA. Held in Copenhagen in September 2012, the
workshop involved indigenous experts and human rights experts from around the world, as well as
representatives of the Permanent Forum, EMRIP, UNESCO, IUCN and ICOMOS. Participants also
included several of the authors of articles contained in this book. The workshop resulted in a “Call
to Action” containing recommendations on how to align the implementation of the World Heritage
Convention with the UNDRIP, as well as a set of proposed amendments to the Convention’s
Operational Guidelines aimed at ensuring respect for indigenous peoples’ right to free, prior and
informed consent in the context of World Heritage designations.137 The workshop recommendations
were presented to UNESCO and the States Parties of the World Heritage Convention during
the Closing Event of the anniversary in Kyoto, Japan. Subsequently, the World Heritage Centre
brought the results of the workshop to the attention of the World Heritage Committee’s 37th session
in June 2013 in Phnom Penh, Cambodia, suggesting that the Committee consider implications for
future revisions of the Operational Guidelines.138
Unfortunately, preliminary discussions by the Committee in a working group during the Phnom
Penh session revealed significant reservations and opposition among some Committee members
to adding provisions related to indigenous peoples and their rights to the Operational Guidelines,
including from governments that voted for the adoption of UNDRIP and have repeatedly
expressed their commitment to advancing recognition and respect for the rights of indigenous
peoples as enshrined in the UNDRIP.139 The Committee decided, however, to “re-examine the
recommendations of this meeting [the Copenhagen expert workshop] following the results of the
discussions to be held by the Executive Board on the UNESCO Policy on indigenous peoples”.140
One can therefore only hope that the adoption of the UNESCO Policy, together with the
momentum generated by the World Conference on Indigenous Peoples, will provide the
necessary impetus for the World Heritage Committee to finally adopt a human rights-based
approach to its activities affecting indigenous peoples and take the necessary steps to ensure
that the nomination, designation, management and protection of World Heritage sites consistently
occurs in accordance with the principles affirmed in the UNDRIP. Considering the high visibility
of the World Heritage Convention and its role as one of UNESCO’s flagship programs, it is clear
137 For the Call to Action see Appendix 3 of this volume. The proposed amendments to the Operational Guidelines are
available at http://www.iwgia.org/news/search-news?news_id=678 and http://whc.unesco.org/en/events/906/. For the
report of the expert workshop see Disko and Tugendhat 2013.
138 UNESCO 2013d, p. 26 (Draft Decision 37 COM 5A, para. 6) and UNESCO 2013e, paras. 12, 13.
139 Personal observation by Stefan Disko. A main reason for the reservations and opposition of governments appears to
be doubts about the concept and definition of ‘indigenous peoples’, which seem particularly prevalent in the African
context. To clarify such doubts, the “Pan-African Forum for a Culture of Peace”, organized jointly by UNESCO, the
African Union (AU) and the Government of Angola in March 2013, made the following recommendation: “The AU,
supported by the United Nations system, should ensure the wide dissemination of the reports of the [ACHPR], and
the relevant clauses of the African Charter, which clarify the definition and status of indigenous peoples in the African
context, so as to help dispel widespread misunderstandings and misinterpretations” (UNESCO 2013b, p. 11). For the
respective reports see ACHPR 2005 and ACHPR 2006.
140 Decision 37 COM 12.II, para. 7.
that this is crucial not only for the credibility of the Convention itself but also for the credibility of
UNESCO as a whole. 
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World Heritage Sites and

Indigenous Peoples’ Rights

Edited by Stefan Disko and Helen Tugendhat

IWGIA – Document 129

Editors: Stefan Disko and Helen Tugendhat

HURIDOCS CIP DATA

FOREST PEOPLES PROGRAMME

GUNDJEIHMI ABORIGINAL CORPORATION

INTERNATIONAL WORK GROUP FOR INDIGENOUS AFFAIRS

Map of Case Study Locations ............................................................................................... x

Contributors ........................................................................................................................ xviii

PART I – BACKGROUND ARTICLES

World Heritage Sites and Indigenous Peoples’ Rights: An Introduction

PART II – CASE STUDIES

Australia and Pacific

PART III – APPENDICES

World Heritage Sites and Indigenous Peoples’ Rights:

7 UNESCO 2011a, para. 5.

The United Nations Declaration on the Rights of Indigenous Peoples

Autonomy, self-government and the right to participate in decision-making

Cultural rights and identity

Reparation, redress and remedies

53 See Feiring 2013 and Gilbert, this volume.

Obligations and commitments of UNESCO

57 ILA 2010, p. 39 ff; ILA 2012b, para. 10.

Already in 2011, UNESCO embarked on a process of developing a house-wide Policy on Indigenous

Implementation of the World Heritage Convention

or non-governmental organizations, and may make recommendations on how to mitigate threats

Lack of implementation of the UN Declaration on the Rights of Indigenous

83 Operational Guidelines, Chapter IV.A.

101 Mirarr People 2002.

Response of human rights bodies

“UNESCO is urged to establish mechanisms to enable indigenous peoples to participate

112 UNGA 2005, para. 16.

“… UNESCO must enable and ensure effective representation and participation of

“… to consider establishing an appropriate mechanism through which indigenous peoples

126 UNESCO 2013a, p. 83.

129 Lee 1965, p. 740.

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