Cancers: The 6th R of Radiobiology: Reactivation of Anti-Tumor Immune Response
Cancers: The 6th R of Radiobiology: Reactivation of Anti-Tumor Immune Response
Cancers: The 6th R of Radiobiology: Reactivation of Anti-Tumor Immune Response
Review
The 6th R of Radiobiology: Reactivation of
Anti-Tumor Immune Response
Jihane Boustani 1,† , Mathieu Grapin 1,† , Pierre-Antoine Laurent 1 , Lionel Apetoh 2 and
Céline Mirjolet 1,2, *
1 Department of Radiation Oncology, Unicancer-Georges-Francois Leclerc Cancer Center, 21079 Dijon, France;
[email protected] (J.B.); [email protected] (M.G.); [email protected] (P.-A.L.)
2 INSERM, U1231 Dijon, France; [email protected]
* Correspondence: [email protected]; Tel.: +33-(0)3-45-34-80-75; Fax: +33-(0)3-80-73-77-06
† These authors contributed equally to this work.
Received: 15 May 2019; Accepted: 13 June 2019; Published: 20 June 2019
Abstract: Historically, the 4Rs and then the 5Rs of radiobiology explained the effect of radiation therapy
(RT) fractionation on the treatment efficacy. These 5Rs are: Repair, Redistribution, Reoxygenation,
Repopulation and, more recently, intrinsic Radiosensitivity. Advances in radiobiology have
demonstrated that RT is able to modify the tumor micro environment (TME) and to induce a
local and systemic (abscopal effect) immune response. Conversely, RT is able to increase some
immunosuppressive barriers, which can lead to tumor radioresistance. Fractionation and dose can
affect the immunomodulatory properties of RT. Here, we review how fractionation, dose and timing
shape the RT-induced anti-tumor immune response and the therapeutic effect of RT. We discuss how
immunomodulators targeting immune checkpoint inhibitors and the cGAS/STING (cyclic GMP-AMP
Synthase/Stimulator of Interferon Genes) pathway can be successfully combined with RT. We then
review current trials evaluating the RT/Immunotherapy combination efficacy and suggest new
innovative associations of RT with immunotherapies currently used in clinic or in development
with strategic schedule administration (fractionation, dose, and timing) to reverse immune-related
radioresistance. Overall, our work will present the existing evidence supporting the claim that the
reactivation of the anti-tumor immune response can be regarded as the 6th R of Radiobiology.
1. Introduction
The generation of an immune response to eliminate cancer cells requires several steps, the first
one being the capture and processing of tumor associated antigens (TAA) by dendritic cells (DCs)
for processing [1,2]. DCs present TAA on MHC molecules to T cells, resulting in the priming and
activation of tumor-specific naive T cells that become effector T cells. The activated effector T cells
traffic to tumor tissues where they infiltrate the tumor bed and kill target tumor cells. Tumor cell lysis
leads to TAA release, leading to subsequent striking changes in the immune response.
Historically, radiotherapy (RT) was considered as an immunosuppressive treatment due to its
role in the preparation for the allogeneic transplant through total body irradiation. Current evidence
has demonstrated that besides its direct action on tumor cell DNA, RT can induce systemic and
immune-mediated anti-tumor responses.
phases (physical, chemical, and cellular). Radiation creates highly reactive radicals from water
molecules responsible for DNA lesions. This results in cellular lesions, whose occurrence depends on
the DNA repair system. A significant amount of damage within malignant cells ultimately leads to the
loss of clonogenicity, induction of cell death and finally reduction of tumor size. The most important
biological factors influencing tumor and normal tissue responses to fractionated treatment are referred
to as the “five Rs” [3,4]:
With the advent of immunotherapy in cancer treatment, we propose a 6th R that stands for the
Reactivation of the immune system by RT (Figure 1). This topic will be further discussed below.
immunogenic cell death (ICD) by inducing the cell surface translocation of calreticulin, the extracellular
release of the high-mobility group protein B1 (HMGB1) and the release of adenosine triphosphate
(ATP) [14]. These events are critical for DC activation and effector T cell priming. Additionally,
RT promotes the cytotoxic CD8 and Th1 cells recruitment to TME by the induction of chemokines
such as CXCL9, CXCL10 and CXCL16 [15], as well as cell adhesion molecules such as the intercellular
adhesion molecule (ICAM)-1 and vascular cell adhesion molecule (VCAM)-1. These molecules mediate
the lymphocyte adhesion to the vascular endothelium [16]. Proinflammatory cytokines such as
interleukin 1β [17], tumor necrosis factor α [18] and type 1 and 2 interferons [19] can also be induced
by radiation. Moreover, RT can counteract tumor immune evasion by upregulating MHC class 1
molecules on the surface of tumor cells and by modulating their peptide repertoire, allowing tumor
cell recognition by cytotoxic CD8 T cells [20,21]. In addition, the expression of T cell co-stimulatory
molecules CD80/CD86 can be induced on the surface of tumor cells after irradiation [22]. RT also
increases the expression of NKG2D receptor stress ligands, activating tumor cell clearance by Natural
Killer (NK) cells [23].
Overall, RT induces modifications that contribute to an increase in the ability of tumor cells to be
recognized by the immune system and to the activation of both innate and adaptive immunity effectors
that contribute to a specific anti-tumor immune response. The irradiated tumor becomes a real in situ
vaccine. In addition, a systemic anti-tumor effect of local RT has been described. The regression of a
metastasis outside the irradiated field, known as the abscopal effect, best demonstrates the existence
of such a systemic response [24]. This phenomenon was described in animal models and in some
patients [25]. On the other hand, RT was shown to promote immunosuppressive mechanisms, such as
increasing regulatory T cells (Tregs), TME infiltration by myeloid-derived suppressor cells (MDSCs) [26]
and the development of pro-tumor tolerant type 2 macrophages [27,28], hence limiting the effectiveness
of anti-tumor immune responses [29]. Finally, RT can increase the expression of Programmed Death
Ligand 1 (PD-L1) on the surface of tumor and immunosuppressive myeloid cells [30] as well as the
expression of the T cell immunoreceptor with Ig and ITIM domains (TIGIT), a co-inhibitory receptor
expressed on CD8+ T cells, natural killer cells, Tregs and T follicular helper cell [31–33]. TIGIT is a
transmembrane glycoprotein receptor with an Ig-like V-type domain and an ITIM in its cytoplasmic
domain. The TIGIT ligands, CD155 and CD112 can be expressed by different cell types, including
antigen-presenting cells and tumor cells [34,35]. TIGIT is associated with CD8+ T cell dysfunction [36].
The effectiveness of the radiation-induced anti-tumor immune response depends on the balance
between immunostimulatory and immunosuppressive effects, which may be dependent on the RT
fractionation schedule. However, RT alone is not sufficient to induce a strong long-lasting systemic
immune response. These data support a treatment combination to overcome immunosuppressive
mechanisms. Preclinical and clinical studies have demonstrated improved outcomes when combining
RT with various types of immunotherapy, in particular with immune checkpoint inhibitors (ICI).
2.1.1. Finding the Optimal RT Dose and Fractionation to Induce Anti-Tumor Immune Response
Advances in RT (image-guided RT, intensity-modulated RT and stereotactic body RT (SBRT))
allow the delivery of moderate to high doses per fraction without increasing side effects. In clinical
studies, a higher biological effective dose (BED) was associated with an improved local control in
different tumor types. A meta-analysis of pre-clinical studies showed that the frequency of the abscopal
effect increased with the BED, with a probability of revealing an abscopal effect of 50% when a BED
of 60 Gy was achieved [37]. However, BED is an in vitro concept that does not take into account the
impact of the TME, a crucial factor in the anti-tumor immune response. Thus, a practical model for
immuno-RT was proposed, taking into account the immunologically effective dose [38]. Nevertheless,
to methodically compare the immune effect of different RT doses per fraction schemes, we would need
Cancers 2019, 11, 860 4 of 16
to use RT schemes with the same BED, which is not always done [19]. Recently, a threshold dose leading
to effective anti-tumor immunity (≤ 8–10 Gy) was suggested in a preclinical setting [39]. Achieving the
best anti-tumor response in terms of strength and duration requires the set-up of the ideal RT regimen
(dose, fractionation and timing), which should be associated to the ideal immunotherapy.
Vanpouille-Box et al. have shown in a pre-clinical model that doses per fraction greater than 12 Gy
reduced the immunogenicity of different cancer cells and the abscopal effect. Further investigations
revealed that these observations were related to the cytoplasmic accumulation of an exonuclease called
Three-Prime Repair exonuclease 1 (TREX1), which degrades accumulating cytosolic DNA following
irradiation [39]. Why does this prevent the elicitation of anticancer immunity? This is because
cytosolic DNA was recently coined as a danger signal due to its ability to bind to cyclic GMP-AMP
synthase (cGAS) and activate the adaptor protein Stimulator of Interferon Genes (STING) [40–42].
Upon binding to cGAS, double-stranded DNA induces the formation of a cyclic GMP–AMP (cGAMP)
that activates STING, leading to the engagement of intracellular signaling pathways, culminating in
the induction of type I interferons and proinflammatory cytokines [43,44]. Thus, when cytosolic DNA
is present, it stimulates the interferon β secretion through STING, and drives the DC recruitment
and subsequent activation of anti-tumor immune responses. Therefore, observations that upon RT
treatment the cytosolic DNA concentration gradually increases to a dose of 12 Gy per fraction and
then collapses for higher doses suggest a form of radioresistance. The latter correlates with an
increase in immunosuppression and the progressive loss of the abscopal effect. In many tumor models,
including TSA and MCA38, the use of a single large radiation dose of 20 to 30 Gy reduced the tumor
immunogenicity and loss of the abscopal effect compared to a moderate and repeated fractionated
regimen such a 3 × 8 Gy [39]. High doses per fraction have been found to increase tumor infiltration by
pro-tumorigenic macrophages [27]. Moreover, doses per fraction > 10 Gy induce significant vascular
damage and reduce the vascular flow. Indeed, endothelial cell death leads to a reduced tumor effector
T-cell recruitment [45]. The preclinical data suggest that the anti-tumor immune response is more
important with hypofractionated regimens, with a dose threshold beyond which the immune and
vascular factors leading to radioresistance are increased. A mathematical model suggested that the
optimal radiation doses per fraction maximizing anti-tumor immunity are between 10 and 13 Gy [46].
However, the relation between the dose and immunity is complex and needs to take into account the
total dose and the overall treatment time [37]. A recent pre-clinical study compared three fractionated
protocols with the same BED: 1 × 16.4 Gy, 3 × 8 Gy and 18 × 2 Gy. In the absence of an immune
checkpoint inhibitor, 3 × 8 Gy and 1 × 16.4 Gy induced a strong lymphoid response (regulatory T cells
and CD8+ T cells), 1 week after RT initiation. An 18 × 2 Gy schedule induced a persistent myeloid cell
increase (MDSC, TAM 2), 2 weeks after RT initiation [33] (Figure 2).
Cancers 2019, 11, 860 5 of 16
Figure 2. Radiotherapy in dependence of the fractionation schedule recruits different type of immune
cells and can modulate the immunotherapy target expression. (Treg: regulatory T Cell; MDSC:
Myeloid-derived suppressor cells; PD-L1: Programmed-Death Ligand 1; TIGIT: T-Cell immunoreceptor
with Ig and ITIM domain; DNA: Desoxyribonucleic Acid; RT: Radiotherapy; T-REX: Three-Prime Repair
Exonuclease). These results spring from Vanpouille-Box et al., Nature Com, 2017 and Grapin et al.,
JITC, in press.
To date, no clinical studies have directly compared different dose-fractionation regimens regarding
their abscopal effect or immunogenicity. An immunosuppressive effect of conventional RT, delivering
1.8–2 Gy per fraction over several weeks, was suggested using a mathematical model. These data are
consistent with treatment-related lymphopenia commonly seen in irradiated patients [37]. A study
comparing SBRT to conventional fractionation RT in pancreatic cancer, revealed that the rates of
lymphopenia were 13.8% versus 71.7%, respectively [47]. Moreover, macrophages receiving low doses
(0.1–0.5 Gy) exhibit an immunosuppressive status, namely showing reduced IL-1β and increased
TGF-β [48]. In an in vitro model, normofractionated RT induced TGF-β and IFN-related genes,
leading to an immunosuppressive TME [49]. On the other hand, normofractionated RT could have
a positive effect on TME, such as normalizing the tumor vasculature and facilitating immune cell
migration across the endothelium [50], or inducing the M1 macrophage phenotype [50,51]. In fact,
several studies have demonstrated the M2 polarization after a treatment with single high-dose and
hypofractionated radiation regimens [28,52]. Additionally, RT is known to induce Tregs, which are
radioresistant [53] and shift the balance of T lymphocytes [54]. This effect seems to be reduced in the
context of moderate hypofractionation [55,56]. Finally, the effect of dose fractionation on MDSC is
still unknown. The infiltration of MDSC into TME has been reported after both single high-dose and
conventional fractionation regimens, often associated with a TAM infiltration [26,57]. Hypofractionated
RT could decrease the number of MDSC in peripheral blood [58,59]. Understanding the different
effects of conventional fractionation versus hypo-fractionation on the immune system may allow the
improvement of combination therapies in a personalized medicine setting [60].
Cancers 2019, 11, 860 6 of 16
2.1.2. The Immunoregulatory Potential of Particle Radiation: Hadrontherapy versus Proton Therapy
The effect of heavy ion RT on cell death signaling may elicit a more generalized immune response,
compared with the one observed with photon-based therapy [62,63]. Lupu-plesu et al. showed,
in head and neck squamous cell carcinoma, that (lymph)angiogenesis and inflammation genes were
down-regulated (except for vegf-c) after proton irradiation and up-regulated after photon irradiation in
surviving cells, demonstrating a more favourable profile with proton irradiation [64]. A retrospective
comparison of patients with head and neck tumors treated with protons or carbon ions revealed a
similar local control but a higher overall survival in patients treated with carbon ions compared to
protons, which could be explained by an increased immune response [65]. The connection between
heavy particles and immunity is still unclear, and preclinical studies are ongoing.
anti-TGFβ antibodies administered during RT uncover the ability of RT to induce T cell responses
to endogenous tumor antigens in a pre-clinical model of metastatic breast cancer [77]. Importantly,
only the combination of RT with anti-TGFβ, but not each treatment alone, induced the T cell-mediated
rejection of the irradiated tumor and non-irradiated metastases in mice, indicating that blocking TGFβ
unleashes the potential of RT to generate an in situ tumor vaccine [77]. A prospective randomized trial
was subsequently conducted in metastatic breast cancer patients with at least three distinct metastatic
sites [78]. One metastatic site received a conformal RT of 3 fractions of 7.5 Gy in combination with
a TGFβ blocking antibody, fresolimumab. Two doses of fresolisumab were compared. This study
showed that a TGFβ blockade during RT was feasible and well tolerated. Patients receiving the higher
fresolimumab dose had a favorable systemic immune response and experienced longer median OS
than the lower dose group [78].
Anti-TIM-3: T cell immunoglobulin mucin–3 (TIM-3), a negative immune regulator that is
well known as a dysfunction marker of CD4 and CD8 positive lymphocytes, could also be targeted.
Indeed, the anti-tumor efficacy of anti-TIM-3 has been demonstrated in a pre-clinical model of murine
glioblastoma using the combination of anti-PD-1 blockade and focal RT [79], as well as in other models
in combination with different immune-checkpoint inhibitors or alone [80]. The blockade of TIM-3,
which enhances T-cell cytotoxicity and decreases Tregs, showed a synergistic effect in association with
RT [81].
Anti-TAM2: In a mouse model, some authors described an anti-tumor effect when combining
antibodies against M2 macrophages (anti-M-CSF and anti-F4/80) with RT [52].
Anti-TIGIT: We have recently investigated, in the context of RT, the relevance of modulating the
TIGIT signaling. For this, two fractionation protocols with the same BED (18 × 2 Gy and 3 × 8 Gy) were
compared, and we found that 3 × 8 Gy increased the expression of TIGIT on CD8+ T cells (Figure 2).
Driven by these observations, we have tested the therapeutic efficacy of a treatment combining
anti-TIGIT, anti-PD-L1, and fractionated RT (3 × 8 Gy). We found that this combination led to an
impressive anti-tumor response, with 9/10 mice achieving a complete response. This anti-tumor effect
was not found with the other RT treatment regimen (18 × 2 Gy), consistent with the reduced TIGIT
expression with a normofractionated schedule [33].
delivered one day after [85]. These findings are consistent with known mechanisms of CTLA-4 and
OX40 therapies; the CTLA-4 blockade can deplete intratumoral Tregs prior to RT to mitigate the
immunosuppressive TME, while OX40 co-stimulatory molecules are upregulated only for a brief
period after the antigen presentation induced by the radiation [86,87].
Based on the available data, an immunotherapy administration prior to or at the time of RT might
be more effective to overcome immune resistance and reinvigorate the anti-tumor immune response.
However, further studies are required to define the best timing, as well as the potential added toxicities.
The optimization of an RT-Immunotherapy combination should also include RT optimal dose
and fractionation parameters. As previously described, the RT dose and fractionation scheme can
influence its modulatory effect on the immune system. A high-dose RT appears to elicit a favourable
tumor immunogenic modulation. A repeated exposure to RT may eliminate resident and infiltrating
lymphocytes, negating any beneficial therapeutic effects. Hence, due to the shorter time of delivery
of a high-dose regimen, it may avoid lymphocyte eradication. Interestingly, Serre et al. proposed an
explanation for this differential effect based on the concept of the Immunologically Effective Dose
(IED), which models the intrinsic immunogenicity of RT schedules [38]. Despite having a similar BED,
the two schedules differed by their IED. Indeed, the IED efficacy of 3 × 8 Gy was more than twice the
IED efficacy of the 5 × 6 Gy regimen.
Each fractionation protocol modulates the immune landscape differently and the immune
checkpoint more precisely. Hence, each fractionation protocol would need a specific immunotherapy to
reverse the immunosuppression. Normofractionated schedules would need an anti-PD-L1 consistent
with the fact that repeated fractionations induce the expression of PD-L1 [82]. Based on our current
findings, we speculate that moderate hypofractionated schedules might need an anti-TIGIT and an
anti-PD-L1 [33].
3. Prospects About Associating Focal Irradiation with Biotherapies Targeting Recently Discovered
Immune Pathways: Toward a Promising New Weapon in the Anti-Cancer Armamentarium?
As previously described, combinations between RT and immune-checkpoint blockades/agonists
are currently under investigation, aspiring to become a standard of care in a foreseeable future.
We believe that the optimization of the RT fractionation schedule for each type of immunotherapy
and/or tumor localization is required to achieve strong anti-tumor responses. Moreover, novel immune
checkpoint targets in pharmaceutical company pipelines are currently being evaluated alone or in
association with chemotherapy. We are strongly interested in developing early-phase clinical research
on the optimization of their potential association with RT. However, the following three prerequisites
are required to consider this approach:
• Simultaneous research on the optimal fractionation and best RT modalities to efficiently promote
the action of a concomitantly-administered drug targeting immune checkpoints. These conditions
should differ depending on the drug that is used, and careful reevaluation should be done for
each novel molecule.
• Integrating, in early-phase clinical trials investigating novel immune-checkpoint blockers under
development in pharmaceutical pipelines, their association to RT, before their approval by medical
drugs agencies such as the Food and Drug Administration (FDA) in the United States or the
European Medicines Agency (EMA) in Europe. This should contribute to their optimal use
once marketed.
• The development of clinical and biological tools that can be used routinely to help clinicians
identify the patients most likely to benefit from a therapeutic scheme combining new ICI and RT
and to help them decide on the most appropriate RT schemes to be used.
Figure 3. According to the immune response induced by three types of fractionation schedules,
we suggest optimized radio-chemo-immunotherapy protocols.
3.3. TIM-3 and TIGIT: A Contemporary Lack of Data Leading Toward a Promising Future?
In two different models of murine lung adenocarcinoma, TIM-3 was upregulated in the context
of resistance to anti-PD-1 therapy. A significant survival advantage was observed with the addition
of a TIM-3 blocking antibody following a failure to PD-1 blockade [92]. Therefore, understanding
how RT can upregulate the TIM-3 expression on TILs in different models according to several
irradiation schedules represents a major challenge in preclinical investigations, which is currently far
from being achieved. In the near future, studying the association of an anti-TIM-3 antibody and a
metastasis-directed SBRT with an anti-PD-1 systemic treatment in patients with a metastatic NSCLC
resistant to PD-1 blockade may be relevant.
Likewise, TIGIT, whose expression can be increased by focal RT in a syngenic model of murine
colorectal cancer depending on the fractionation, particularly with a 3 × 8 Gy schedule [33], and which
can already be targeted by optimized antibodies, seems to be a perfect pathway to modulate in
combination with RT alone [93] or with other ICIs, such as those targeting TIM-3 [94] or PD-1 [95].
3.4. Combination Treatments Associating RT with ICI-Based Immunotherapy: What If Personalization Was
the Keyword?
Finally, RT might play a major role in the huge challenge represented by the heterogeneity
of therapeutic responses in patients treated with ICI-based regimens. However, this encouraging
perspective is conditioned by the knowledge of the optimal irradiation scheme to propose to the
right patient capable of benefiting from it, according to intrinsic characteristics of its tumor and its
predictable immunogenicity.
This personalized approach to combination treatments including RT must be based on the use
in current clinical practice of tools currently confined to preclinical research, capable of predicting
the targets inducible by RT and potentially accessible to the addition of concomitant ICI-based
immunotherapy, as well as which RT regimen seems the best suited to induce these targets.
With this in mind, Vanpouille-Box et al. [96] developed the concept of patient-derived xenografts
(PDX), directly obtained from diagnostic biopsies, transplanted on immunocompromised mice and
subsequently irradiated with different RT schedules to evaluate the intra-tumor immune response
and the modulation of the ICI target expression. The analysis of the aforementioned pathways in the
transplanted tissue should constitute a key pillar in treatment personalization.
4. Conclusions
RT considerably modifies the immune landscape by affecting immune activation as well as
immunosuppressive pathways. The RT regimen, and more precisely the dose per fraction and
consecutive fractions, have a real impact on this immune regulation. That is why the impact of RT
fractionation on immune response activation can justify the addition of the 6th R of radiobiology,
which represents the “Reactivation of anti-tumor immune response”.
In the era of immunotherapy, identifying how each RT protocol increases immunosuppressive
barriers is necessary to design and implement synergistic drug therapies targeting multiple pathways.
Here, we suggest that there is no unique immunogenic RT regimen, but rather an immunogenic effect
resulting from the combination of a specific RT regimen and a specific immunotherapy.
Author Contributions: C.M. and L.A. supervised the review design and writing. J.B. and M.G. were involved
equally in the writing of this review. P.-A.L. and C.M. was involved in the writing of the last part of the manuscript
(Part 3). All authors were involved in correcting and approving the final version of the manuscript.
Funding: This research received no external funding.
Acknowledgments: The authors would like to thank Pauline Jourd’heuil for her precious helps to conceptualize
figures. They also thank Isabel Gregoire (CGFL) for critical review and editorial assistance.
Conflicts of Interest: Lionel Apetoh has performed consulting work for Roche, Bristol-Myers Squibb and Merck
and receives a research grant from Sanofi. The other authors declare no conflict of interest.
Cancers 2019, 11, 860 11 of 16
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