A 7 Minute Neurocognitive Screening Battery Highly Sensitive To Alzheimer's Disease
A 7 Minute Neurocognitive Screening Battery Highly Sensitive To Alzheimer's Disease
A 7 Minute Neurocognitive Screening Battery Highly Sensitive To Alzheimer's Disease
Objective: To determine the validity and reliability of Results: Mean time of administration was 7 minutes 42
a rapidly administered neurocognitive screening bat- seconds. Mean scores for patients with AD and control
tery consisting of 4 brief tests (Enhanced Cued Recall, subjects on all 4 individual tests were significantly dif-
Temporal Orientation, Verbal Fluency, and Clock Draw- ferent (for each, P,.001). When the 4 tests were com-
ing) to distinguish between patients with probable Alz- bined in a logistic regression, the battery had a sensitiv-
heimer’s disease (AD) and healthy control subjects. ity of 100% and a specificity of 100%. A series of 1000
repeated random samples of 30 patients with AD and 30
Subjects: Sixty successive referrals to the Memory Dis- control subjects taken from the overall sample of 60 pa-
orders Clinic at Southwestern Vermont Medical Center, tients with AD and 60 control subjects had a mean sen-
Bennington, who were diagnosed as having probable AD sitivity of 92% and a mean specificity of 96%. The bat-
and 60 community-dwelling volunteers of comparable tery was equally sensitive to patients with mild AD as
age, sex distribution, and education. demonstrated by correctly classifying all 13 patients with
AD using Mini-Mental State Examination scores of 24 or
Design: Interrater and test-retest reliability, inter- higher. Neither age nor education was a statistically sig-
group comparisons between patients with AD and con- nificant factor when added as a covariate. Test-retest re-
trol subjects on the 4 individual tests, and determina- liabilities for individual tests ranged from 0.83 to 0.93.
tion of probability of dementia for patients with AD and Test-retest reliability for the entire battery was 0.91. In-
control subjects using the entire battery of tests. terrater reliability for the entire battery was 0.92.
Setting: Outpatient care. Conclusions: The 7 Minute Screen appears highly sen-
sitive to AD and may be useful in helping to make initial
Main Outcome Measure: Comparison of the prob- distinctions between patients experiencing cognitive
ability of dementia on the 7 Minute Screen with the cri- changes related to the normal aging process and those ex-
terion standard of clinical diagnosis established by periencing cognitive deficits related to dementing disor-
examination and laboratory studies. ders such as AD. It has reasonable interrater and test-
retest reliability, can be administered in a brief period, and
Secondary Outcome Measures: Test-retest and in- requires no clinical judgment and minimal training.
terrater reliability (correlation coefficients), time for ad-
ministration. Arch Neurol. 1998;55:349-355
T
From the Department of
HE INCREASING prevalence of tributing factor to the underdiagnosis of AD
Psychology (Dr Solomon and
Ms Hirschoff), the Program in Alzheimer’s disease (AD)1 is issues surrounding testing of mental sta-
Neuroscience (Dr Solomon and and the emerging treatments tus. Research indicates that primary care
Mss Hirschoff, Kelly, and Relin, for this disease2,3 suggest that physicians either do not use mental status
and Mr Brush), and the thereisanincreasingneedfor examinations (MSEs)9 or use MSEs that lack
Department of Mathematics accurate and easily administered screening sensitivity.6,10,11 Increasingly abbreviated
(Dr DeVeaux), Williams instruments.Ideally,theseinstrumentscould clinic visits may preclude the use of MSEs,
College, Williamstown, Mass; be administered quickly by nurses, physi- even if cognitive deficits are suspected. Fur-
the Departments of Pathology cian’s assistants, or other trained personnel thermore, currently available MSEs were
and Neurology (Dr Pendlebury),
University of Vermont College of
with the goal of distinguishing between cog- not designed to screen for or to diagnose
Medicine, Burlington; and the nitive changes seen in the normal aging pro- AD and should not be expected to possess
Memory Disorders Clinic, cess and cognitive decline consistent with those capabilities.11 For example, the Mini-
Southwestern Vermont Medical AD and other dementing diseases.4 Mental State Examination (MMSE),12 the
Center (Drs Solomon and Primary care physicians do not diag- most widely used MSE, was originally de-
Pendlebury), Bennington. nose AD in routine practice.5-8 One con- veloped to evaluate elderly psychiatric pa-
tients and has been criticized both for its level of sensitiv- We selected a battery of tests based on recent devel-
ity13 and specificity14,15 as well as the influence that opments in cognitive neuropsychology and behavioral neu-
education has on performance.16,17 The Blessed Informa- rology that have begun to elucidate the differences between
tion Memory Concentration Test (BIMC)18 is also widely cognitive changes in the normal aging processs and those
used but has been criticized for failing to sample a num- that accompany AD. There is general agreement that learn-
ber of cognitive functions (eg, language and visuospatial ing and memory tasks are the most useful diagnostic tests
abilities) commonly deficient in people with AD.10,19 Other for the detection of AD.22-24 However, the 3-item recall on
batteries have been shown to be useful in diagnosing the MMSE has proved not to be sensitive enough.11 We chose
AD20 or monitoring the progression of the disease,21 but the Enhanced Cued Recall task25 because it has been shown
each of these is too long and/or requires too much clini- to distinguish between memory loss that accompanies the
cal judgment to be useful as a screening tool in a pri- normal aging process and memory deficits present in pa-
mary care setting. tients with AD.24,25 Orientation for date and time is a highly
To address these issues, we sought to develop a reliable measure of cognitive status, although it lacks sen-
mental status screening instrument that had the follow- sitivity for AD as it is commonly used in clinical practice.
ing characteristics: (1) it could be rapidly administered We used the Benton modification of this test26 to provide
by a technician (since physician time for administering greater sensitivity to AD.27 Also, visuoconstructive deficits
MSEs is greatly limited), (2) it required no clinical judg- are common to patients with AD and constitute a nonver-
ment and little training to use, (3) it took advantage of bal area of cognition. A number of investigators28-30 have
the evolving understanding of the cognitive differences shown that clock drawing is sensitive to AD. In addition,
between AD and the normal aging process, and (4) it verbal fluency has been shown to discriminate between pa-
was capable of reliably distinguishing AD from cogni- tients with AD and healthy elderly control subjects.31,32 The
tive deficit changes associated with the normal aging combination of these measures is brief, and taken together
process. can be administered in less than 10 minutes.
and t values are shown in Table 3. As the table shows, *MMSE indicates Mini-Mental State Examination; WMS-R, Wechsler
Memory Scale–Revised; LM-1, Logical Memory-1; LM-2, Logical Memory-2;
there were significant differences on all measures (for each, VR-1, Visual Recall-1; and VR-2, Visual Recall-2. For each, P,.001.
P,.001).
logistic regression model fit to them was used to predict
LOGISTIC REGRESSION the status of the 30 patients with AD and the 30 control
subjects not included in the samples. Repeating this ran-
To determine the degree to which the battery discrimi- dom selection 1000 times, using r=0.1 and r=0.9 as cut-
nated between control subjects and patients with AD, a off points, and conservatively considering all “diagnosis-
logistic regression model deferred cases” to be misclassifications, the 7 Minute
S D
Screen classified 92% of patients with AD correctly and
pi
log =b0+b1*ECRi+b2*CFi+b3*BTOi+b4*CDi+ei 96% of control subjects correctly (Table 4). These num-
1−pi bers represent the percentages correctly predicted from
was estimated using the 4 tests from the screening battery only the 30 patients and 30 control subjects not in-
asthepredictorvariables.Becauseoftheclearnon-normality cluded in the model building phase.
of the data from the battery, discriminant analysis was re- To determine how well the model would predict dis-
jected as a possible alternative method. Specifically, the ease in patients with less severe AD, patients with AD who
following model was estimated where ECR indicates En- had MMSE scores below 21 were excluded, leaving 35
hanced Cued Recall; CF, Category Fluency; BTO, Benton of 60 patients. The resulting sensitivity and specificity
Temporal Orientation; and CD, Clock Drawing. were 98% using 0.1 and 0.9 as cutoff values. A model us-
The response ing only the 13 patients with scores of 24 or higher per-
S D
formed equally well, with a sensitivity of 98% and a speci-
pi ficity of 100%.
log
1−pi We also calculated the positive and negative pre-
dictive values for different base rates of AD using the sen-
can be viewed as the natural logarithm of the odds in fa- sitivity and specificity rates from the 1000 random
vor of having AD. For clarity, we then transformed this samples. Using hypothetical population base rates of 5%,
response back to the probability of having the disease, 10%, 20%, and 50% produced positive predictive values
pi. We classified someone as likely to have AD if pi.0.7 between 54% and 95% and negative predictive values be-
and unlikely to have AD if pi,0.3. We categorized pa- tween 92% and 99% (Table 5).
tients with 0.3#pi#0.7 (pi indicating probability of AD) Two of the predictors (Enhanced Cued Recall and
as requiring further testing (diagnosis deferred). Clock Drawing) in the model in the first equation were
Estimating the model on the 120 patients (60 con- not statistically significant at the a=.05 level using the t
trol subjects and 60 patients with AD) gave the follow- statistic. A stepwise procedure resulted in a model drop-
ing model, with SEs of the estimated coefficients given ping the clock score with all 3 remaining predictors sta-
within parentheses: tistically significant. Moreover, in the 1000 randomly re-
S D
sampled runs, Enhanced Cued Recall was positive (the
p
log = 35.59 −1.303 ECR−1.378 CF+3.298 BTO−0.838 CD wrong sign) only 39 times, indicating an approximate P
1−p value of .04. Clock Drawing was positive 240 times. Given
(17.8) (1.11) (0.78) (1.37) (1.19)
the a priori evidence of the diagnostic value of the Clock
This model resulted in a sensitivity of 100% and a Drawing score and the behavior of the cross-validation ex-
specificity of 100% because the patients with AD all had ercise, we left in all 4 predictors for the final model.
pi.0.76 and all control subjects had pi,0.3. In fact, 58 Other variables may have predictive ability. A model
of the 60 control subjects had pi,0.1, and 58 of the 60 using age, years of education, and sex of patient was also
patients with AD had pi.0.9. Using 0.1 and 0.9 as cut- considered. Since sex showed no predictive ability, a sec-
off points resulted in a sensitivity and a specificity of 96%. ond model with only age and years of education was es-
Figure 2 shows the distribution of probabilities for pa- timated. Using a probability of disease of only 0.5 as a
tients with AD and control subjects. cutoff probability for diagnosis, the model had a sensi-
To test the robustness of the model, 2 different strat- tivity of only 57% (34/60) and a specificity of 65% (39/
egies were used. First, a sample of 30 patients with AD 60). Probabilities for the patients with AD ranged from
and 30 control subjects was chosen at random, and the 0.29 to 0.83 (mean, 0.52), while the control subjects
50 25
40 20
30 15
20 10
10 5
0 0
Frequency
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 0 1 2 1 4 3 6 4 8 6 10 7 12 9 14 10 16 12 18 14 20+
50 25
40 20
30 15
20 10
10 5
0 0
0 1 2 3 4 5 6 7 8 9 10+ 0 1 2 3 4 5 6 7
Score
Figure 1. Frequency distributions of individual test scores for patients with Alzheimer’s disease (AD) and healthy control subjects. ECR indicates Enhanced Cued
Recall.
ranged from 0.28 to 0.70 (mean, 0.47). Thus, while age healthy subjects; (3) there is a high degree of test-retest
and years of education have some ability to predict AD, reliability and interrater reliability; (4) the ability of the
it is weak. Additionally, when these terms were added battery to discriminate patients with AD from control sub-
to the model above as covariates, neither age, educa- jects is not affected by age, sex, or education; and (5) the
tion, nor sex was statistically significant. battery shows high sensitivity and specificity in patients
with very mild, mild, and moderate disease.
ADMINISTRATION TIME The ability of the battery to discriminate between
patients with AD and control subjects appears to be high.
The mean time to complete the test for all subjects was This, however, may not be surprising given the compo-
7 minutes and 42 seconds (range, 6 minutes and 40 sec- nents of the test. Recent developments in the neuropsy-
onds to 11 minutes and 32 seconds). Patients with AD chological features of AD have identified a number of sen-
took somewhat longer than control subjects, with a mean sitive cognitive tests. The present battery attempted to
of 7 minutes and 57 seconds (range, 6 minutes and 51 take advantage of this research by truncating and com-
seconds to 11 minutes and 32 seconds). The control sub- bining these tests. For example, a longer version of the
jects took a mean of 7 minutes and 27 seconds (range, 6 Enhanced Cued Recall test originally described by Grober
minutes and 40 seconds to 9 minutes and 43 seconds). and Buschke24 compared a group of patients with AD with
a group of community-dwelling control subjects and
COMMENT found 94% sensitivity and 99% specificity. In this sample,
however, the patients with dementia appeared more im-
This study provides initial reliability and validity data for paired than in the present sample and the control sub-
an empirically derived brief screening battery to iden- jects were very high functioning (eg, mean intelligence
tify patients with AD. The data from the present study quotient, 120.5). This test was developed to take advan-
suggest that (1) the battery is highly sensitive, 100% in tage of the well-documented finding in cognitive psy-
the initial sample and 92% in a series of random samples chology that either self-generated or experimenter-
taken from the overall group, in detecting patients with generated encoding retrieval cues facilitate subsequent
AD; (2) the battery shows a high degree of specificity, recall in healthy aged subjects.24 The initial work by
100% in the initial sample and 96% in a series of ran- Grober and Buschke24 indicated that 3 trials of 16 items
dom samples taken from the overall group, in detecting were necessary to discriminate between patients with AD
30 for sensitivity and specificity for the entire sample, but ap-
pears to be more accurate for less impaired patients. For
20
example, we were able to detect 13 of 13 patients with
MMSE scores above 24, a group of patients who would
generally be considered to be mildly demented. These pa-
10
tients would have been classified as within normal limits
by the MMSE using the 23/24 cutoff criterion.
0
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 One ongoing criticism of the MMSE is its sensitiv-
Probability of Dementia ity to education.16,17 For example, Anthony et al39 found
Figure 2. Probability of cognitive impairment as predicted from the logistic that for patients with less than an eighth-grade educa-
regression analysis for patients with Alzheimer’s disease (AD) and healthy tion, specificity decreased from 82% to 63%. Similarly,
control subjects. O’Connor et al14 reported that false negatives are much
more likely to occur in patients with high educational
and control subjects, but the data from the present study levels. The present battery does not appear to be as sen-
suggest that 1 trial is sufficient. The time savings of us- sitive to education. Adding years of education to the lo-
ing only 1 trial makes the test appropriate for a short gistic regression analysis as a covariate did not signifi-
screening battery. Similarly, recent data suggest that ver- cantly affect the predictions.
bal fluency,31,32 clock drawing,28 and orientation (using The MMSE has also been shown to be sensitive to
the Benton26 scoring method) all have a high degree of age. Most of the age-related changes begin at 55 to 60
sensitivity and specificity for AD. Given the high de- years, and dramatically accelerate over the age of 75 to
grees of individual sensitivity and specificity of these tests, 80 years.11 The present battery does not appear to show
it is not surprising that combining them identifies pa- as much sensitivity to age. Adding age to the logistic re-
tients with AD. gression analysis as a covariate did not significantly af-
Because the Enhanced Cued Recall test alone ap- fect the predictions.
pears to yield relatively good sensitivity and specificity, Reliability in the present battery appears reason-
it may be tempting to use this single test as a screening ably high after a 1- to 2-month interval. Test-retest reli-
instrument. There are, however, 2 arguments against this. abilities for individual tests ranged between r=0.83 and
First, the diagnosis of AD requires cognitive deficits in r=0.93. Test-retest reliability for the entire battery was
at least 2 areas. Second, the Enhanced Cued Recall test r=0.91 and interrater reliability for the entire battery was
is not as sensitive or specific as the entire battery. Using r=0.93. These reliabilities would seem to compare fa-
a cutoff point of 15/16 items correct, this test correctly vorably with the MMSE where test-retest reliabilities have
classifies 59 of 60 patients with AD and 54 of 60 control typically ranged from 0.80 to 0.95 for short intervals (min-
subjects. utes, hours, and days),11 but significantly lower for in-
The sensitivity and specificity levels of the present bat- tervals of 1 to 2 months (r=0.50).40,41
tery seem to compare favorably with the most commonly It is likely that the degree of sensitivity and speci-
used tests of mental status in elderly patients. A recent re- ficity reported for this battery is higher than what would
view of the MMSE11 found that the majority (about 75%) be seen in day-to-day practice. The patients with demen-
of studies using the 23/24 cutoff points reported sensitiv- tia in the present study were all referrals to a memory
ity in the 80% to 90% range. However, this range de- disorders clinic and were all suspected to have cognitive
creases substantially (44%-68%) when the group with de- impairment. Ultimately, the utility of this screening test
mentia is less impaired (ie, mean MMSE score .20). The will be determined by how well it discriminates in pri-
present battery was well within the range of the MMSE mary care settings. Nevertheless, the data from our study