Steady-State Equivalent Circuit Modeling, Losses, and Efficiency
Steady-State Equivalent Circuit Modeling, Losses, and Efficiency
Steady-State Equivalent Circuit Modeling, Losses, and Efficiency
Let us now consider the basic functions performed by a switching converter, and
attempt to represent these functions by a simple equivalent circuit. The designer of a
converter power stage must calculate the network voltages and currents, and specify the
power components accordingly. Losses and efficiency are of prime importance. The use of
equivalent circuits is a physical and intuitive approach which allows the well-known
techniques of circuit analysis to be employed. As noted in the previous chapter, it is
desirable to ignore the small but complicated switching ripple, and model only the
important dc components of the waveforms.
The dc transformer is used here to model the ideal functions performed by a dc-dc
converter. This simple model correctly represents the relationships between the dc voltages
and currents of the converter. The model can be refined by including losses, such as
semiconductor forward voltage drops and on-resistances, inductor core and copper losses,
etc. The resulting model can be directly solved, to find the voltages, currents, losses, and
efficiency in the actual nonideal converter.
Ig I
In the previous chapter, we found
that we could express the converter output + Switching +
Power Power
input
Vg dc-dc V output
voltage in an equation of the form – –
converter
V = M(D) Vg (3-3)
where M(D) is the equilibrium conversion D
ratio of the converter. For example, M(D)
= D for the buck converter, and M(D) = control input
1/(1-D) for the boost converter. In Fig. 3.1. Switching converter terminal quantities.
general, for ideal PWM converters
operating in the continuous conduction mode and containing an equal number of
independent inductors and capacitors, it can be shown that the equilibrium conversion ratio
M is a function of the duty cycle D and is independent of load.
Substitution of Eq. (3-3) into Eq. (3-2) yields
Ig = M(D) I (3-4)
Hence, the converter terminal currents are related by the same conversion ratio.
Ig 1 : M(D) I
Ig I
+ +
+ + Power Power
Power + Power input
Vg V
output
Vg M(D) I M(D)Vg – V – –
input output
– –
control input
Fig. 3.2. A switching converter equivalent
circuit using dependent sources, Fig. 3.3. Ideal dc transformer model of a dc-dc
corresponding to Eqs. (3-3) and (3-4). converter operating in continuous conduction
mode, corresponding to Eqs. (3-1) – (3-4).
Equations (3-3) and (3-4) suggest that the converter could be modeled using
dependent sources, as in Fig. 3.2. An equivalent but more physically meaningful model,
Fig. 3.3, can be obtained through the realization that Eqs. (3-1) - (3-4) coincide with the
equations of an ideal transformer. In an ideal transformer, the input and output powers are
equal, as stated in Eqs. (3-1) and (3-2). Also, the output voltage is equal to the turns ratio
times the input voltage. This is consistent with Eq. (3-3), with the turns ratio taken to be
the equilibrium conversion ratio M(D). Finally, the input and output currents should be
related by the same turns ratio, as in Eq. (3-4).
Thus, we can model the ideal dc-dc converter using the ideal dc transformer model
of Fig. 3.3. This symbol represents the first-order dc properties of any switching dc-dc
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Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
converter: transformation of dc voltage and current levels, ideally with 100% efficiency,
controllable by the duty cycle D. The solid horizontal line indicates that the element is ideal
and capable of passing dc voltages and currents. It should be noted that, although standard
magnetic-core transformers cannot transform dc signals (they saturate when a dc voltage is
applied), we are nonetheless free to define the idealized model of Fig. 3.3 for the purpose
of modeling dc-dc converters. Indeed, the absence of a physical dc transformer is one of
the reasons for building a dc-dc switching converter. So the properties of the dc-dc
converter of Fig. 3.1 can be modeled using the equivalent circuit of Fig. 3.3. An advantage
of this equivalent circuit is that, for constant duty cycle, it is time-invariant: there is no
switching or switching ripple to deal with, and only the important dc components of the
waveforms are modeled.
The rules for manipulating and (a)
R1
simplifying circuits containing
+ Switching +
transformers apply equally well to circuits V1
+
Vg dc-dc V R
–
containing dc-dc converters. For example, – converter –
3
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
Vg + C R v Vg + C R v
– –
– –
Fig. 3.7. Boost converter circuits during the two subintervals, including inductor copper resistance RL:
(a) with the switch in position 1, (b) with the switch in position 2.
For 0 < t < DTs, the switch is in position 1 and the circuit reduces to Fig. 3.7(a).
The inductor voltage vL(t), across the ideal inductor L, is given by
vL(t) = Vg – i(t) RL (3-6)
and the capacitor current iC(t) is
4
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
5
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
We now have two equations, Eqs. (3-11) and (3-13), and two unknowns, V and I.
Elimination of I and solution for V yields
V = 1 1
Vg D' (1 + RL / D'2R) (3-14)
This is the desired solution for the converter output voltage V. It is plotted in Fig. 3.9 for
several values of RL / R. It can be seen that Eq. (3-14) contains two terms. The first, 1/D’,
is the ideal conversion ratio, with RL = 0. The second term, 1/(1 + RL / D’2 R), describes
the effect of the inductor winding resistance. If RL is much less than D’2 R, then the second
term is approximately equal to unity and the conversion ratio is approximately equal to the
ideal value 1/D’. However, as RL is increased in relation to D’2 R, then the second term is
reduced in value, and V/Vg is reduced as well.
5
RL / R = 0
4.5
RL / R = 0.01
4
3.5
3
RL / R = 0.02
V / Vg
2.5
2
RL / R = 0.05
1.5
1 RL / R = 0.1
0.5
0
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
Fig. 3.9. Output voltage vs. duty cycle, boost converter with inductor copper loss.
As the duty cycle D approaches one, the inductor winding resistance RL causes a
major qualitative change in the V/Vg curve. Rather than approaching infinity at D=1, the
curve tends to zero. Of course, it is unreasonable to expect that the converter can produce
infinite voltage, and it should be comforting to the engineer that the prediction of the model
is now more realistic. What happens at D=1 is that the switch is always in position 1. The
inductor is never connected to the output, so no energy is transferred to the output and the
output voltage tends to zero. The inductor current tends to a large value, limited only by the
6
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
inductor resistance RL. A large amount of power is lost in the inductor winding resistance,
equal to V g2 / R L , while no power is delivered to the load; hence, we can expect that the
converter efficiency tends to zero at D=1.
Another implication of Fig. 3.9 is that the inductor winding resistance RL limits the
maximum voltage which the converter can produce. For example, with RL/R = 0.02, it can
be seen that the maximum V/Vg is approximately 3.5. If it is desired to obtain V/Vg = 5,
then according to Fig. 3.9 the inductor winding resistance RL must be reduced to less than
one percent of the load resistance R. The only problem is that decreasing the inductor
winding resistance requires building a larger, heavier, more expensive inductor. So it is
usually important to optimize the design, by correctly modeling the effects of loss elements
such as R L, and choosing the smallest inductor which will do the job. We now have the
analytical tools needed to do this.
7
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
8
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
9
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
Vg Vg 1
I = =
D'2 R + RL D'2 RL
1+
D'2 R (3-19)
Efficiency
The equivalent circuit model also allows us to compute the converter efficiency η .
Figure 3.13 predicts that the converter input power is
Pin = (Vg) (I) (3-20)
The load current is equal to the current in the secondary of the ideal dc transformer, or D’I.
Hence, the model predicts that the converter output power is
Pout = (V) (D'I) (3-21)
Therefore, the converter efficiency is
(V) (D'I)
η = Pout = = V D'
Pin (Vg) (I) Vg (3-22)
Substitution of Eq. (3-18) into Eq. (3-22) to eliminate V yields
η = 1
RL
1+
D'2 R (3-23)
This equation is plotted in Fig. 3.15, for several values of R L/R. It can be seen from Eq.
(3-23) that, to obtain high efficiency, the inductor winding resistance RL should be much
100%
0.002
90%
0.01
80%
70% 0.02
60% 0.05
40%
30%
20%
10%
0%
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
Fig. 3.15. Efficiency vs. duty cycle, boost converter with inductor copper loss.
10
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
smaller that D’2R, the load resistance referred to the primary side of the ideal dc
transformer. This is easier to do at low duty cycle, where D’ is close to unity, than at high
duty cycle where D’ approaches zero. It can be seen from Fig. 3.15 that the efficiency is
typically high at low duty cycles, but decreases rapidly to zero near D=1.
Thus, the basic dc transformer model can be refined to include other effects, such
as the inductor copper loss. The model describes the basic properties of the converter,
including (a) transformation of dc voltage and current levels, (b) second-order effects such
as power losses, and (c) the conversion ratio M. The model can be solved to find not only
the output voltage V, but also the inductor current I and the efficiency η . All of the well-
known techniques of circuit analysis can be employed to solve the model, making this a
powerful and versatile approach.
The example considered so far is a relatively simple one, in which there is only a
single loss element, RL. Of course, real converters are considerably more complicated, and
contain a large number of loss elements. When solving a complicated circuit to find the
output voltage and efficiency, it behooves the engineer to use the simplest and most
physically meaningful method possible. Writing a large number of simultaneous loop or
node equations is not the best approach, because its solution typically requires several
pages of algebra, and the engineer usually makes algebra mistakes along the way. The
practicing engineer often gives up before finding the correct solution. The equivalent circuit
approach avoids this situation, because one can simplify the circuit via well-known circuit
manipulations such as pushing the circuit elements to the secondary side of the transformer.
Often the answer can then be written by inspection, using the voltage divider rule or other
formulas. The engineer develops confidence that the result is correct, and does not contain
algebra mistakes.
+ vL – +
the buck converter of Fig. 3.16, using
2
the procedure of section 3.3. The Vg + C vC R
–
inductor winding resistance is again
–
modeled by a series resistor RL.
The average inductor voltage Fig. 3.16. Buck converter example.
can be shown to be
<vL> = 0 = DVg – ILRL – VC (3-24)
11
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
This equation describes a loop with the dc inductor current IL. The dc components of the
voltages around this loop are: (i) the DVg term, modeled as a dependent voltage source,
(ii) a voltage drop ILRL, modeled as resistor RL, and (iii) the dc output voltage VC.
The average capacitor current is
<iC> = 0 = IL – VC/R (3-25)
This equation describes the dc currents flowing into the node connected to the capacitor.
The component of inductor current, IL, flows into this node. The dc load current VC/R (i.e.,
the current flowing through the load resistor R) flows out of this node. An equivalent
circuit which models Eqs. (3-24) and (3-25) is given in Fig. 3.17. This circuit can be
solved to determine the dc output voltage VC.
RL What happened to the dc
+ <vL> – + VC /R transformer in Fig. 3.17? We expect the
=0 <i C>
=0 buck converter model to contain a dc
DVg + VC R
– IL transformer, with turns ratio equal to the
– dc conversion ratio, or 1:D. According to
Fig. 3.2, the secondary of this
Fig. 3.17. Equivalent circuit derived from Eqs. (3- transformer is equivalent to a dependent
24) and (3-25).
voltage source, of value DVg. Such a
source does indeed appear in Fig. 3.17. But where is the primary? From Fig. 3.2, we
expect the primary of the dc transformer to be equivalent to a dependent current source. In
general, to derive this source, it is necessary to find the dc component of the converter
input current ig(t).
The converter input ig(t)
iL (t) ≈ IL
current waveform ig(t) is
sketched in Fig. 3.18. When the area =
switch is in position 1, ig(t) is DTs IL
0 t
equal to the inductor current.
0 DTs Ts
Neglecting the inductor current
ripple, we have ig(t) ≈ IL. When Fig. 3.18. Converter input current waveform ig(t).
the switch is in position 2, ig(t)
is zero. The dc component, or average value, of ig(t) is
Ts
Ig = 1 ig(t) dt = DIL
Ts
0 (3-26)
The integral of ig(t) is equal to the area under the ig(t) curve, or DTsIL according to
12
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
Vg + D IL + DV VC R Vg + VC R
– g –
–
– –
Fig. 3.20. The circuits of Figs. 3.17 and 3.19, Fig. 3.21. Equivalent circuit of the buck converter,
drawn together. including a 1:D dc transformer and the inductor
winding resistance RL.
13
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
drops. The forward voltage of a MOSFET or BJT can be modeled with reasonable
accuracy as an on-resistance R on. In the case of a diode, IGBT, or thyristor, a voltage
source plus an on-resistance yields a model of good accuracy; the on-resistance may be
omitted if the converter is being modeled at a single operating point.
a) b)
L RL i L RL RD
i
+
–
+ vL – + + vL – +
iC iC
VD
Vg + Ron C R v + C R v
– Vg –
– –
Fig. 3.23. Boost converter circuits, (a) when MOSFET conducts, (b) when diode conducts.
vL(t)
Vg – IRL – IRon
DTs D' Ts
When the gate drive signal is t
high, the MOSFET turns on and the Vg – IRL – VD – IRD – V
diode is reverse-biased. The circuit iC (t)
I – V/R
then reduces to Fig. 3.23(a). In the
conducting state, the MOSFET is
-V/R
modeled by the on-resistance R on. The
inductor winding resistance is again
represented as in Fig. 3.5. The Fig. 3.24. Inductor voltage vL(t) and capacitor current
iC(t) waveforms, for the converter of Fig. 3.22.
inductor voltage and capacitor current
are given by
vL(t) = Vg – iRL – iRon ≈ Vg – IRL – IRon
iC(t) = – v/R ≈ – V/R (3-27)
The inductor current and capacitor voltage have again been approximated by their dc
components.
When the gate drive signal is low, the MOSFET turns off. The diode becomes
forward-biased by the inductor current, and the circuit reduces to Fig. 3.23(b). In the
conducting state, the diode is modeled in this example by voltage source V D and resistance
R D . The inductor winding resistance is again modeled by resistance R L. The inductor
voltage and capacitor current for this subinterval are
14
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
+
–
components of the voltages around a + IRL - + IDRon- + ID'RD -
loop containing the inductor, with + D' V
Vg + – –
loop current equal to the dc inductor I
D' VD
RL D Ron D' RD
+
–
Vg + D' V + D' I V R
– I –
Fig. 3.27. The circuits of Figs. 3.25 and 3.26, drawn together.
15
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
D' VD
RL D Ron D' RD D' : 1
+
–
+
Vg + V R
– I
Fig. 3.28. Equivalent circuit model of the boost converter of Fig. 3.22, including ideal dc transformer,
inductor winding resistance, and MOSFET and diode conduction losses.
V = 1 V g – D'V D D'2 R
D' D'2R + RL + DRon + D'R D (3-33)
Dividing by Vg gives the voltage conversion ratio:
V = 1 1 – D'VD 1
Vg D' V g 1 + RL + DRon + D'RD
D'2 R (3-34)
It can be seen that the effect of the loss elements V D , R L, R on, and R D is to decrease the
voltage conversion ratio below the ideal value (1/D’).
The efficiency is given by η = Pout / Pin. From Fig. 3.28, Pin = VgI and Pout = VD’I.
Hence,
1 – D'VD
Vg
η = D' V =
Vg 1 + RL + DRon + D'RD
D'2 R (3-35)
For high efficiency, we require
Vg / D' >> VD
and D'2R >> RL + DRon + D'RD (3-36)
It may seem strange that the equivalent circuit model of Fig. 3.28 contains effective
resistances DRon and D’RD, whose values vary with duty cycle. The reason for this
dependence is that the semiconductor on-resistances are connected in the circuit only when
their respective semiconductor devices conduct. For example, at D = 0, the MOSFET never
conducts, and the effective resistance DRon disappears from the model. These effective
resistances correctly model the average power losses in the elements. For instance, the
equivalent circuit predicts that the power loss in the MOSFET on-resistance is I2DRon. In
the actual circuit, the MOSFET conduction loss is I2Ron while the MOSFET conducts, and
zero while the MOSFET is off. Since the MOSFET conducts with duty cycle D, the
average conduction loss is DI2Ron, which coincides with the prediction of the model.
16
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
Inductor current ripple MOSFET rms current Average power loss in Ron
(a) ∆i = 0 I D D I2 Ron
(b) ∆i = 0.1 I (1.00167) I D (1.0033) D I2 Ron
(c) ∆i = I (1.155) I D (1.3333) D I2 Ron
17
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
2. The model can be refined to account for loss elements such as inductor winding
resistance and semiconductor on-resistances and forward voltage drops. The
refined model predicts the voltages, currents, and efficiency of practical nonideal
converters.
3. In general, the dc equivalent circuit for a converter can be derived from the inductor volt-
second balance and capacitor charge balance equations. Equivalent circuits are
constructed whose loop and node equations coincide with the volt-second and
charge balance equations. In converters having a pulsating input current, an
additional equation is needed to model the converter input port; this equation may be
obtained by averaging the converter input current.
P ROBLEMS
3.1. The inductor of a buck-boost converter has winding resistance RL. All other losses can be ignored.
(a) Derive an expression for the nonideal voltage conversion ratio V/Vg.
(b) Plot your result of part (a) over the range 0≤D≤1, for RL/R = 0, 0.01, and 0.05.
3 . 2 . The inductor of a buck-boost converter has winding resistance R L . All other losses can be ignored.
Derive an equivalent circuit model for this converter. Your model should explicitly show the input
port of the converter, and should contain two dc transformers.
L1 RL1 Q1 L2 RL2
i1 + i2 +
Vg + C1 vC1 C2 R v
– D1
– –
Fig. 3.30
3.3. To reduce the switching harmonics present in the input current of a certain buck converter, an input
filter is added as shown in Fig. 3.30. Inductors L1 and L 2 contain winding resistances R L1 and R L2,
respectively. The MOSFET has on-resistance R on , and the diode forward voltage drop can be
modeled by a constant voltage VD plus a resistor RD. All other losses can be ignored.
(a) Derive a complete equivalent circuit model for this circuit.
(b) Solve your model to find the output voltage V.
(c) Derive an expression for the efficiency. Manipulate your expression into a form similar to Eq.
(3-35).
18
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
Q1 1A
– +
Vg
+
–
100µH 5 volts load
1.5 volts
+ DTs Ts –
fs = 40kHz
Fig. 3.31
3.4. A 1.5 volt battery is to be used to power a 5 volt, 1 ampere load. It has been decided to use a buck-
boost converter in this application. A suitable transistor is found with an on-resistance of 35mΩ,
and a schottky diode is found with a forward drop of 0.5 volts. The on-resistance of the schottky
diode may be ignored. The power stage schematic is shown in Fig. 3.31.
(a) Derive an equivalent circuit which models the dc properties of this converter. Include the
transistor and diode conduction losses, as well as the inductor copper loss, but ignore all
other sources of loss. Your model should correctly describe the converter dc input port.
(b) It is desired that the converter operate with at least 70% efficiency under nominal conditions
(i.e., when the input voltage is 1.5V and the output is 5V at 1A). How large can the
inductor winding resistance be? At what duty cycle will the converter then operate? Note:
there is an easy way and a not-so-easy way to analytically solve this part.
(c) For your design of part (b), compute the power loss in each element.
(d) Plot the converter output voltage and efficiency over the range 0≤D≤1, using the value of
inductor winding resistance which you selected in part (b).
(e) Discuss your plot of part (d). Does it behave as you expect? Explain.
For problems 3.5 and 3.6, a transistor having an on-resistance of 0.5Ω is used. To simplify the problems,
you may neglect all losses other than the transistor conduction loss. You may also neglect the dependence
of MOSFET on-resistance on rated blocking voltage. These simplifying assumptions reduce the differences
between converters, but do not change the conclusions regarding which converter performs best in the given
situations.
3.5. It is desired to interface a 500V dc source to a 400V, 10A load using a dc-dc converter. Two possible
approaches, using buck and buck-boost converters, are illustrated in Fig. 3.32. Use the
assumptions described above to:
(a) Derive equivalent circuit models for both converters, which model the converter input and
output ports as well as the transistor conduction loss.
(b) Determine the duty cycles which cause the converters to operate with the specified conditions.
(c) Compare the transistor conduction losses and efficiencies of the two approaches, and conclude
which converter is better suited to the specified application.
10A 10A
+ + – +
–
500V + 400V 500V + 400V
–
– – + –
Fig. 3.32
19
Chapter 3. Steady-state equivalent circuit modeling, losses, and efficiency
3.6. It is desired to interface a 300V battery to a 400V, 10A load using a dc-dc converter. Two possible
approaches, using boost and buck-boost converters, are illustrated in Fig. 3.33. Using the
assumptions described above (before problem 3.5), determine the efficiency and power loss of each
approach. Which converter is better for this application?
10A 10A
+ + – +
– – + –
Fig. 3.33
3 . 7 . A buck converter is operated from the rectified 230V ac mains, such that the converter dc input
voltage is
Vg = 325 ± 20%
A control circuit automatically adjusts the converter duty cycle D, to maintain a constant dc output
voltage of V = 240Vdc. The dc load current I can vary over a 10:1 range:
10A ≥ I ≥ 1A
The MOSFET has an on-resistance of 0.8Ω. The diode conduction loss can be modeled by a 0.7V
source in series with a 0.2Ω resistor. All other losses can be neglected.
(a) Derive an equivalent circuit which models the converter input and output ports, as well as the
loss elements described above.
(b) Given the range of variation of Vg and I described above, over what range will the duty cycle
vary?
(c) At what operating point (i.e., at what value of V g and I) is the converter power loss the
largest? What is the value of the efficiency at this operating point?
3.8. In the Cuk converter of Fig. 3.34, the MOSFET has on-resistance R on and the diode has a constant
forward voltage drop VD. All other losses can be neglected.
(a) Derive an equivalent circuit model for this converter. Suggestion: if you don’t know how to
handle some of the terms in your dc equations, then temporarily leave them as dependent
sources. A more physical representation of these terms may become apparent once dc
transformers are incorporated into the model.
(b) Derive analytical expressions for the converter output voltage and for the efficiency.
(c) For V D = 0, plot V/V g vs. D over the range 0≤D≤1, for (i) R on /R = 0.01, and (ii) R on /R =
0.05.
(d) For VD = 0, plot the converter efficiency over the range 0≤D≤1, for (i) R on /R = 0.01, and (ii)
R on/R = 0.05.
L1 L2
+
C1
Vg + Q1 D1 C2 R V
–
Fig. 3.34
20