Groundwater Control For Construction
Groundwater Control For Construction
Author
Martin Preene BEng PhD CEng FICE CGeol FGS CSci CEnv FCIWEM
UK Groundwater Manager, Golder Associates (UK) Limited, Leeds, UK
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Martin Preene BEng PhD CEng FICE CGeol FGS CSci CEnv FCIWEM
UK Groundwater Manager, Golder Associates (UK) Limited, Leeds, UK
Abstract
Groundwater control encompasses the range of techniques used to allow construction
projects such as tunnels or basement excavations to be carried out in dry and stable
conditions. Two principal approaches can be used: groundwater control by pumping, which
lowers groundwater levels in the vicinity of an excavation; or groundwater control by
exclusion, which relies on low permeability cut-off walls around the excavation. Existing
groundwater control technologies have been developed pragmatically, often on an empirical
basis, in response to groundwater problems encountered on construction projects in the
past. In the future, it is unlikely that there will be significant changes in groundwater control
technology. The real challenge for the future of groundwater control methods will be the
need to better predict, monitor and mitigate the impacts on the groundwater environment.
The greater focus on environmental impacts from groundwater control is partly due to
increasing regulation of groundwater control works, and partly because of the increasing
importance of environmental management in the planning of construction projects.
Introduction
Groundwater control is the process of controlling groundwater levels and flows, typically on
a temporary basis, to allow excavations to be made below groundwater level in dry and
stable conditions. Established temporary works construction techniques have been
developed1 to allow groundwater control to be routinely achieved in a wide range of
geological conditions, for diverse projects from small shallow excavations to very large and
deep tunnels and underground caverns.
Dealing with groundwater during construction, however, has not always been routine.
Modern practice has evolved, like many engineering processes, based partly on advances in
theoretical understanding, and partly on empirical rules developed from past experience
(both successes and failures). In fact, possibly because of the significant empirical element,
the traditional view of groundwater control is that it is an art best left to the cognoscenti.
s' = s - u (1)
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where s is the total stress resulting from the self weight of the soil and any external loads,
and u is the pore water pressure in the soil. Shear strength t is related to effective stress by
the Mohr-Coulomb failure criterion:
t = s'tanf¢ (2)
Applying equations (1) and (2) to the excavation in Figure 1 shows that for a soil element
immediately below the base of the excavation, removal of the soil will reduce total stress s.
If pore water pressure u is not reduced by artificial means, then effective stress will reduce,
resulting in a corresponding reduction in the soil’s shear strength. This will reduce the ability
of the soil immediately around the excavation to sustain loads, and is likely to result in
instability of the sides and base of the excavation. There are numerous examples of
excavations that have experienced severe instability as a result of inadequate control of
groundwater3,4.
Consideration of equations (1) and (2) presents a simple solution to avoid groundwater-
induced instability in excavations – control of groundwater locally around the excavation in
such a way as to manage pore water pressures and prevent effective stresses falling to
unacceptably low levels. This is the basis of the group of construction techniques collectively
known as groundwater control.
There are two principal types of groundwater control: pumping and exclusion. Each takes a
radically different approach to attaining the same objective, avoidance of groundwater-
induced instability.
Groundwater control by pumping (Figure 2a) involves installing an array of sumps or wells in
or around an excavation, and pumping from those wells to temporarily lower groundwater
levels to below the base of the excavation. The lowering (or ‘drawdown’) of groundwater
levels will reduce pore water pressures around the excavation, and prevent effective
stresses falling to unacceptable levels. This approach is known as dewatering or construction
dewatering.
The alternative approach of groundwater control by exclusion (Figure 2b) involves installing
a notionally impermeable physical barrier or cut-off wall around the excavation. If the
barrier can be driven deep enough to intersect a very low permeability geological stratum
below the excavation, the net result is to effectively isolate the excavation from the
surrounding groundwater regime. Once any water trapped within the area enclosed by the
cut-off wall has been pumped out, pore water pressures within the excavation should be
very low, ensuring that effective stresses do not fall to unacceptable levels.
Table 1 presents a summary of the most commonly used methods of groundwater control.
Figure 3 summarises the range of performance of pumped groundwater control systems, in
relation to two key parameters, drawdown of groundwater level, and soil permeability.
Early technology
During the first half of the 19th century, steam driven pumps were introduced into civil
engineering practice and were used by, among others, Telford and I K Brunel. Perhaps the
first use of pumping technology as part of a rational plan to control groundwater for an
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engineering project was in the 1830s by Robert Stephenson for the Kilsby Tunnel on the
London to Birmingham railway6.
During the 19th century early generations of groundwater exclusion methods were
developed in the mining industry in the form of close fitting ‘tubbing’ used to line shafts and
keep water out. These tubbings were initially made from timber, and later from cast iron. In
the very early years of the 20th century British mines made the first use of artificial ground
freezing (where chilled brines were used to freeze groundwater) and the ‘cementation’
method where cement-based grouts were used to prevent groundwater flow through pores
and fissures in soils and rocks7. These techniques were soon added to the repertoire of civil
engineers.
During the first half of the 20th century there were notable developments in practical
groundwater control technology, often resulting when improved equipment fell into the
hands of engineers faced with the need to work below the water table. In North America, in
1925 Thomas Moore introduced improvements to the small diameter wellpoints used for
shallow dewatering. His system, which allowed the wellpoints to be jetted into the ground
using high pressure water, continues to form the basis of wellpoint systems around the
world, more than 80 years later8.
In Britain, H. J. B Harding (later Sir Harold) was involved, through his work for the contractor
Mowlem, in the introduction of the deep well method to Britain. Deep wells using
submersible pumps had been used for groundwater lowering in Germany from 1896
onwards, but were not a method recognised in Britain. In the 1930s Mowlem took up licence
agreements with Siemens Bau-Union to use their geotechnology patents for, among other
things, groundwater lowering by deep wells. Harding used ten deep wells, each equipped
with a Siemens Submersible pump, during construction of the King George V graving dock at
Southampton9, 10. This groundwater control system was based on exactly the same physical
principles as Stephenson’s Kilsby Tunnel a century earlier, but with the technology updated
to contemporary levels.
The real advances in groundwater control resulted from the accumulation of collective
experience of the application of the various techniques. Because many of the techniques
were developed from a practical rather than a theoretical basis, much of the experience
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Latham and Egan reviewed the then performance of the UK construction industry and
recommended specific improvements to planning and execution, and promoted increased
efficiency and integration between the different parties involved in projects. With hindsight,
the concept of having more integrated planning on projects has often improved the way that
groundwater control has been carried out.
Under the old, often adversarial, contractual system, the need to control groundwater was
often left as a last minute temporary works fix for the contractor (after many other aspects
of the project had been finalised), and was procured as a cost driven ‘distress purchase’. If
the integrated approach of Latham and Egan is followed, it is more likely that key
constraints, such as the need to control groundwater, will be identified as risks early on in
planning. This can allow rational assessment, and open discussion between the various
parties to construction, of the potential risks and the way they could be managed. This
opens up a wide range of options to control groundwater including, for example, redesign of
the permanent works to reduce (or avoid completely) the need for groundwater control. The
Channel Tunnel Rail Link, constructed in the UK from the mid 1990s onward is a good
example of how the need to control groundwater was one of the key factors considered
throughout the design process when assessing options for structures below ground level15.
Another subtle change is the increased ability to gather and manage geotechnical data16 via
electronic datalogging systems, often accessed remotely via GSM modems, with data
disseminated via web-based platforms. Such technology opens up the opportunity of
providing some degree of automation or ‘self regulation’ of pumped groundwater control
systems. The operation of pumps could be regulated automatically, in real time, based
purely on groundwater level readings monitored in boreholes and piezometers around the
excavations. This is of particular interest where there is a need to use mitigation measures,
such as artificial recharge, to limit any detrimental impacts of drawdown of groundwater
levels on the surrounding area17.
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The real challenges in the future are likely to be in relation to the way that the potential
environmental impacts of groundwater control are managed. Until relatively recently, little
attention was paid to assessing the potential environmental impacts associated with
groundwater control, either as the result of abstraction of groundwater, or as a result of the
installation of physical barriers to groundwater flow.
Traditionally, groundwater has been viewed quite differently by civil engineers working on
construction projects, and water resources managers (such as hydrogeologists). To the civil
engineer groundwater is a potential problem requiring a solution. Engineers know that
projects which require working below groundwater level are inherently more difficult than
those that do not. Their response has been to pragmatically develop the groundwater
control technologies outlined in this paper, to allow such works to be successfully executed.
In contrast, to the hydrogeologist, groundwater is a potential resource, valuable when
abstracted for use as drinking or process water, and also when contributing to natural
features such as springs, streamflow, wetlands, etc.
It has long being recognised that if there is no system by which national, regional or local
bodies can regulate the abstraction of groundwater, there is a risk that aquifers (geological
strata of soil and rock that can yield groundwater) may be over exploited. Typically, this
occurs where the volumes abstracted from an aquifer significantly exceed the long term
average inflows from infiltration, inter-aquifer flow and other sources. There are numerous
examples from around the world of urban areas where, due to the local concentration of
abstraction, groundwater levels fell significantly in the time from the industrial revolution to
the present day18. A well known example is the Chalk aquifer beneath central London, where
excessive abstraction in the late 19th and early 20th century caused groundwater levels in the
deep Chalk aquifer to fall from close to ground level, to between 50 and 90m depth19.
Changes in water use, and the relocation of industry away from central London have
resulted in significant reductions in annual abstractions, allowing groundwater levels to
slowly recover toward their original levels (Figure 4). Perversely, the rise in groundwater
levels may cause its own problems for existing below ground engineering infrastructure, and
may require additional abstraction to be implemented to prevent groundwater levels from
rising further.
In many countries the need to regulate abstraction has been recognised, and legislation
implemented that requires the all significant groundwater abstractions be controlled by a
system of licensing which sets limits on abstraction volumes. Licensing systems are intended
to set a balance between the need for water of individual abstractors, and the need for
rational overall management of groundwater resources. In England and Wales a licensing
system has been in place since the 1960s, and has latterly been administered by the
Environment Agency via the Water Resources Act 1991.
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Interestingly, under the system in England and Wales, abstractions for groundwater control
(so called dewatering abstractions) were exempted from the requirement for licensing.
Hence dewatering was not directly regulated in relation to the rate of abstraction, and the
potential impact on the groundwater environment. In practice, for the great majority of
dewatering systems any impacts outside the immediate area of the works were minimal.
This is probably because the rate of abstraction from dewatering pumping was a tiny
fraction of the recharge available to the aquifer, or the area of aquifer dammed by a cut-off
wall was small in relation to the extent of the aquifer. However, in a small number of cases,
often involving large scale abstractions from highly permeable aquifers such as the Chalk,
significant lowering of groundwater levels has occurred over a very wide area, perhaps 1 km
or more from the site being dewatered.
When such significant impacts have occurred, engineering mitigation measures (such as
artificial recharge of groundwater to reduce net abstraction from the aquifer) have been
implemented to manage impacts. However, in many cases these mitigation measures are
adopted after the event, instead of being planned from the start, based on a rational
assessment of the potential groundwater impacts. In essence, assessment of groundwater
impacts was often not high on the agenda when projects were planned.
However, changes in European legislation will move groundwater impacts from engineering
projects up the agenda. The EU Water Framework Directive (WFD), adopted by the
European Union in 2000 is intended to establish a Framework for the protection of surface
and groundwater. In relation to groundwater, the WFD should promote long term protection
of groundwater quality (by preventing and remediating groundwater pollution) and
groundwater quantity (by controlling abstraction volumes to prevent over-exploitation of
aquifers).
Cumulatively, it is possible that, on a local level, abstractions for groundwater control may
form a significant proportion of total groundwater abstractions. The management of water
resources in line with the WFD will be much easier if dewatering abstractions are licensed in
a similar way to other groundwater abstractions, and recent changes in legislation have
facilitated this. From 2007, in England and Wales, dewatering abstractions of greater than
20 m3/day will require licensing as set out the Water Act 2003. In Scotland, since April 2006,
abstractions of greater than 10 m3/day have required consenting under the Water
Environment (Controlled Activities) (Scotland) Regulations 2005, and this includes
dewatering abstractions. An abstraction licensing system is planned for Northern Ireland in
200820.
As part of the process to obtain a license from the regulatory bodies, there will be a likely
requirement to assess the groundwater impacts (a process sometimes known as a
hydrogeological impact appraisal or HIA21). The wide range of impacts on the groundwater
environment that can result from groundwater control have been recognised22. Often, the
primary focus is on the impacts associated with abstraction, such as drawdown of
groundwater levels resulting in reduction of yield from nearby water supply boreholes, the
drying out of groundwater-dependent natural features such as wetlands or other surface
water features, and the reduction of baseflow to rivers. With the increased requirement to
protect of groundwater resources, other impacts have become recognised, including
changes in groundwater flow paths caused by construction works, and the impact of
discharge of the water arising from dewatering pumping. Table 2 summarises the types of
impacts on groundwater that can potentially arise from below ground construction works.
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One case worth considering further is when groundwater control is carried out on or near a
brownfield site, where there is existing groundwater contamination. The effect of pumping
or of installing a cut-off wall will change the groundwater flow regime and will alter the way
that groundwater contamination migrates beneath the site. It is possible that the changes in
hydraulic gradient and direction of groundwater flow can cause groundwater contamination
to migrate much more quickly, or even in a radically different direction than under natural
conditions (Figure 5).
This is a potential problem that affects groundwater control works in areas where there is a
legacy of existing ground contamination, for example from industrial land uses. But
conversely, the fact that groundwater control systems can affect the movement of plumes of
contaminated groundwater can, with a little ingenuity, be turned to advantage. Pumped
groundwater control systems have been modified to deliberately extract contaminated
groundwater and treat it to reduce contamination to acceptable levels – an approach known
as pump and treat23 (Figure 6). The concept of cut-off walls conventionally used to block
groundwater flow has been adapted by forming all or part of the wall from a permeable
material that can react with groundwater, removing contamination as groundwater flows
through it (Figure 7). This concept is known as a permeable reactive barrier or PRB24. A key
factor affecting the future use of these systems is that since traditional groundwater control
systems have been largely optimised through many years use, and there is little expectation
of significant improvement in performance. However, remediation techniques derived from
some of the groundwater control technologies are at a relatively early stage in their
development, and significant improvements in performance may be anticipated in the
future.
Conclusions
The traditional view of groundwater control may be that it is a black art, but that should not
obscure that fact that it has a firm rational foundation. The existing technologies have
evolved to meet the pragmatic requirements of construction projects. There is now a wide
range of established and proven techniques available to control groundwater. The principal
challenges for the future are unlikely to be technological, but are likely to involve a change in
focus to recognise the environmental impacts that can result when groundwater is
controlled. Changes in regulation, and the increasing importance of environmental
management when planning construction projects, result in the need to better predict,
monitor and mitigate the impacts on the groundwater environment that can result when
groundwater control is carried out.
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References
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15. WHITAKER, D (2004). Groundwater control for the Stratford CTRL station box.
Proceedings of the Institution of Civil Engineers, Geotechnical Engineering 157, Oct.,
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17. HAYWARD, D (1999). Wonderful challenge: engineers forming vast station boxes for
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Engineering, 32, No. 11, Nov., 30.
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(Northern Ireland). Groundwater Pressures and Opportunities. Proceedings of the 27th
Annual Conference, International Association of Hydrogeologists (Irish Group),
Tullamore, 1.11–1.13.
21. BOAK, R, BELLIS, L, LOW, R, MITCHELL, R, HAYES, P, McKELVEY, P and NEALE, S (2007).
Hydrogeological Impact Appraisal for Dewatering Abstractions. Science Report
SC040020/SR1. Environment Agency, Bristol.
22. PREENE, M and BRASSINGTON, F C (2003). Potential groundwater impacts from civil
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25. WATER UK (2003). Sustainability – Broadening the Perspective. Water UK, London.
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Table 1: Commonly used methods of groundwater control
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Table 2: Impacts on groundwater conditions from civil engineering works (from Preene
and Brassington, 200322)
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Figure 4: Rising groundwater levels beneath central London (redrawn from Simpson et al.
198919)
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