Uncontrolled If Downloaded or Printed

Uncontrolled if downloaded or printed
Doc No. QM003

Issue 9
Quality Requirements for Suppliers Date
Page
21/12/2020
2 of 42

Doc No. QM003
Issue 9
Page
21/12/2020
3 of 42
QM003 Contents
Foreword ............................................................................................................................. 6
Traceability and Counterfeit Avoidance ..................................................................................................................... 6
Sustainable Supply Chain ........................................................................................................................................... 6
Conflict Minerals ........................................................................................................................................................ 6
Zero Concession Policy. .............................................................................................................................................. 6
Scope................................................................................................................................... 7
Definitions and Terms ................................................................................................................................................ 7
Order of Precedence ............................................................................................................ 7
Quality Conditions (Q Code) ................................................................................................. 7
Diagram 1 - Additional Flow-down requirement selection flowchart.............................................. 8
Sensitive and LMUK-A Proprietary Data ................................................................................ 9
Handling Sensitive and Proprietary data .................................................................................................................... 9
Record Retention / Destruction Requirement ........................................................................................................... 9
Supplier Approval .............................................................................................................. 10
Supplier Approval Minimum Requirements ............................................................................................................. 10
Exceptions 10
Supporting Documentation 10
Security Assessment 10
Exceptional Circumstances 11
Scope of Approval 11
Maintenance of Approved Status ............................................................................................................................ 11
Site Visits and Supplier Audits 11
Approval updates – Supplier Responsibilities 11
Right of Access 12
Special Processes ............................................................................................................... 13
Special Process Approval ......................................................................................................................................... 13
Validation of Special Processes ................................................................................................................................ 14
Quality Management Requirements ................................................................................... 15
Review of the Requirements for Products and Services .......................................................................................... 15
Deliverable Quality Plan ........................................................................................................................................... 15
Design and Development Provision ......................................................................................................................... 16
Configuration Management ..................................................................................................................................... 16
Process Control and Verification .............................................................................................................................. 16
Control of Externally Provided Processes, Products and Services............................................................................ 17
Control of Equipment, Tools and Software .............................................................................................................. 17
Competence, Training and Awareness ..................................................................................................................... 18
Production Process Verification ............................................................................................................................... 18
Performance Evaluation .................................................................................................................................... 18
Monitoring, Measurement, Analysis and Evaluation 18
Internal Audit 19
Management Review 19
Identification and Traceability ............................................................................................ 20
Serialisation and Part Marking ................................................................................................................................. 20
Traceability to Source/Origin of Raw Material ......................................................................................................... 20

Doc No. QM003
Issue 9
Page
21/12/2020
4 of 42
Counterfeit Product Prevention .......................................................................................... 21

Preservation of Product...................................................................................................... 22
Workmanship Acceptance Criteria for Surface Engineering .............................................................................. 22
Paint System Performance 22
Foreign Object Debris (FOD) .............................................................................................................................. 22
Shelf Life ............................................................................................................................................................ 23
Packaging ........................................................................................................................................................... 23
Moisture Sensitive Level (MSL) 23
Electrostatic Discharge (ESD) 23
Materials Database ............................................................................................................ 24
Control of Non Conformance .............................................................................................. 25
Root Cause Analysis (RCA) ................................................................................................................................. 25
Application for Production (Deviation) Permit or Concession .............................................. 26
Production Permit.............................................................................................................................................. 26
Concessions ....................................................................................................................................................... 26
Release of Product and Services ......................................................................................... 27
Supplier Documentation (Certificate of Conformity Requirements) ................................................................. 27
Certificate of Conformity 27
Delivery Advice Note 28
Calibration and Test Certification 28
Completeness of Supplied Documentation 28
Late Deliveries / Short Deliveries 28
Diagram 2 – Delivery documentation requirement flowchart ...................................................... 29
Legislative Requirements ................................................................................................... 30
Chemicals and Hazardous Substances ................................................................................. 31
Safety Data Sheets ............................................................................................................................................. 31
Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH) ................................................ 31
Lead, Asbestos and Radioactive Substances ...................................................................................................... 31
Restriction of Hazardous Substances (RoHS) ..................................................................................................... 32
Munitions .......................................................................................................................... 33
Weapons ............................................................................................................................................................ 33
Explosives........................................................................................................................................................... 33
Obsolescence Management................................................................................................ 34
Business Continuity / Disaster Management ....................................................................... 34
Useful Resources................................................................................................................ 35
International Aerospace Quality Group ............................................................................................................. 35
Lockheed Martin Support .................................................................................................................................. 35
Lockheed Guidance Documents & Templates ................................................................................................... 35
Appendix 1 – Additional AQAP Guidance notes ........................................................................... 36
Appendix 2 – Glossary of Abbreviations ...................................................................................... 38
Appendix 3 – Standards Referenced ........................................................................................... 39
QM003 Document Changes ................................................................................................ 41

Doc No. QM003
Issue 9
Page
21/12/2020
5 of 42
QM003 Lifecycle Overview
Plan & Manage
Performance Evaluation Obsolescence Management

Competence, Training and Awareness Business Continuity / Disaster Management
Supplier Design &

Make Deliver Post Delivery
Approval Development
Supplier Approval Review of the Configuration Management Release of Product and Services Control of Non Conformance
Requirements for Process Control and Verification
Products and Services
Handling Sensitive and Control of Externally Provided Shelf Life Record Retention /
Processes, Products and Services
Proprietary data Destruction Requirement
Design and Development Control of Equipment, Tools and
Provision Software Packaging
Counterfeit Product Validation of Special Processes
Prevention
Production Process Verification Chemicals and Hazardous
Configuration
Management Application for Production Substances
Special Process Approval (Deviation) Permit or Concession
Identification and Traceability
Deliverable Quality Plan Munitions
Traceability and Counterfeit
Avoidance
Workmanship Acceptance Criteria Legislative Requirements
for Surface Engineering
Foreign Object Debris (FOD)
Counterfeit Product Prevention
Materials Database

Doc No. QM003
Issue 9
Page
21/12/2020
6 of 42
Foreword
Lockheed Martin's business depends on a reliable, global network of skilled suppliers that provide the
materials, parts and services to make our products and deliver them to our customers, conforming to
LMUK-A (Lockheed Martin UK Ampthill) requirements, mission-ready and on time. Goods and services
provided by our suppliers have a key impact on the quality of the products, solutions and services we
offer our customers.
To maintain a high level of quality we are determined to establish and maintain close and long-lasting
relationships with our suppliers working in a zero-defect culture from our supply chain.
QM003 may be distributed to sub-contractors, suppliers and the sub-tier supply chain.
LMUK-A Terms and Conditions of trade shall apply to all contracts unless otherwise agreed.
Traceability and Counterfeit Avoidance

Traceability and counterfeit avoidance are of paramount importance to Lockheed Martin to avoid safety
and operational effectiveness of our products being compromised by defective items. Lockheed Martin
rely on suppliers’ stringent controls to ensure traceability is maintained as per requirements and
counterfeit risks mitigated. Refer to sections 9 & 10 of this document for detailed requirements.
Sustainable Supply Chain

LMUK-A define Sustainable Supply Chain Management (SSCM) as “management of our supply base to
drive affordability and innovation through social responsibility and environmental stewardship.” The
objective of SSCM is to ensure alignment of our supply base’s social, ethical, environmental, safety and
health responsibilities with Lockheed Martin’s sustainability commitments. The Lockheed Martin UK
Ampthill Ltd Quality Policy can be obtained upon request.
Conflict Minerals
Conflict minerals are minerals mined in conditions of armed conflict and human rights abuses, and which
are sold or traded by armed groups. Suppliers shall be aware of the OECD Due Diligence Guidance.
Further information can be found at the Lockheed Martin Conflict Minerals webpage.
Zero Concession Policy.
LMUK-A expects quality to be built into the Design and Production of our product and this is also the
expectation of the supply chain. Conformity first is key to the delivery of world class product to our
customers and this culture and mindset needs to be within the supply chain delivering to LMUK-A. As a
company LMUK-A relies on the supply chain to deliver product conforming to requirements, free from
defects with zero concessions or deviations.
Requests for concession applications will only be accepted under exceptional circumstances. Concession
submissions will impact the supplier performance rating.

Doc No. QM003
Issue 9
Page
21/12/2020
7 of 42
Scope
LMUK-A are required by AS9100 to apply appropriate controls to their direct and sub tier external
providers to ensure that requirements are met.
The aim of this document is to formally communicate the Lockheed Martin UK Ltd (LMUK-A) quality
requirements to the supply chain.
The supplier must refer to the Contract between LMUK-A and the supplier to identify the applicable
version of QM003.
Suppliers shall plan, implement, and control the processes needed to meet the requirements for the
provision of products and services to LMUK-A in accordance with this document and the suppliers’ QMS.
Definitions and Terms

In this Quality Requirements for Suppliers QM003 document, the terms "shall" and "must" mean that the
described action is mandatory; "should" means that the described action is expected with some flexibility
allowed in the method of compliance; and “may” means that the described action is permissible or
discretionary.
The term “supplier” means vendor, supplier of goods and services, sub-contractor and distributor.
Questions concerning this manual should be directed to your respective LMUK-A Supply Chain
representative or Supplier Quality Engineer (SQE).
The term “Contract” refers to the legal agreement between LMUK-A and the Supplier for the provision of
goods and/or services in which the requirement to comply with a version of QM003 has been
incorporated.
Order of Precedence
Any inconsistencies in this document shall be resolved in accordance with the following descending order
of precedence: (1) the Contract including any special terms and conditions; (2) the drawing, design data
and any approved concession deviation (3) QM003.
Quality Conditions (Q Code)

Additional Quality Conditions required by NATO & Military contracts above those detailed within QM003
basic requirements and ISO9001 are defined by quality condition (Q code) QM003-A & QM003-B which
will be stated on LM’s purchase order and/or Sub-Contract.
These will only apply when indicated by the delivery quality condition (Q Code) on the purchase order or
other documentation associated with the Contract. See Diagram 1 - Additional Flow-down requirement
selection flowchart and Appendix 1 – Additional AQAP Guidance notes.
Flow-Down Requirement in Addition to
Q Code Description
ISO9001 & QM003
QM003-A Quality Requirements for NATO Contracts AQAP 2110 / 2105 Applies
Quality Requirements for Non-Military
QM003-B ISO 10005 / 10007 Applies
Contracts
QM003-C Quality Requirements for Business Supplies No additional requirement

Doc No. QM003
Issue 9
Page
21/12/2020
8 of 42
Diagram 1 - Additional Flow-down requirement selection flowchart
ALL
QM003-A Quality Requirements for NATO Contracts
QM003-B Quality Requirements for Non-Military Contracts
QM003-C Quality Requirements for Business Supplies
START
YES
Para. 6.1 Para 6.1.1

Para 6.1.4
Supplier has Quality Requirement Use alternative
NO NO Any exceptional NO
ISO9001 exceptions apply? supplier
circumstances?
certification?
YES
YES YES
Delivery Conditions
QM003-A QM003-C
Apply?
QM003-B
No additional
quality
Supplier has AS9100 Supplier has AS9100 requirements
certification? certification?
YES NO
NO
YES
ISO 10007
AQAP 2310 AQAP 2110
QM003
Para 8.2
Development General
NO Deliverable Quality NO
Software? Requirements
Plan required?
YES YES
YES
AQAP 2210 AQAP 2105 ISO10005

Doc No. QM003
Issue 9
Page
21/12/2020
9 of 42
Sensitive and LMUK-A Proprietary Data

Handling Sensitive and Proprietary data
Sub-tier suppliers and sub-contractors used by the supplier that have access to any sensitive or
LMUK-A proprietary data must be authorised with a Non-Disclosure Agreement (NDA) in place with
LMUK-A.
LMUK-A proprietary and customer technical data must only be shared with 3rd party suppliers who
have:
• Been approved by LMUK-A and the owner of the technical data
• Confirmed in writing (e.g., hardcopy letter, email with return address header) that they are
authorized to receive such data and they understand the implications of and requirements for
handling sensitive and proprietary technical data
• Only authorised personnel shall have access to restricted data and the data shall be controlled
in such a way as to prevent unauthorized transmission or access
Suppliers that require Restricted and Official Sensitive Classification data shall have a procedure in
place for the control, handling and monitoring of such data. Any loss or potential compromise of any
classified material must be reported to LMUK-A without delay.
Lockheed Martin Proprietary Information (LMPI) shall be handled in accordance with the LMUK-A
terms and conditions.
Where a supplier is identified on a Technical Assistance Agreement (TAA) or Manufacturing Licence
Agreement (MLA), the organisation must complete a Non-Disclosure Agreement (NDA) when
requested by LMUK-A and shall continue to maintain access controls in accordance with the NDA and
any Technology Control Plan (TCP) that LMUK-A and the organisation enter into.
LMUK-A reserve the right to issue an NDA where LMUK-A deem sensitive information will be shared
with the supplier.
Record Retention / Destruction Requirement

Suppliers shall retain records relating to processing, testing, calibration, manufacture, supply,
traceability and certification for a minimum of 7 years from end of Contract date unless otherwise
stated by Contract or statutory requirements (i.e. 10 years for EU declaration of Conformity & CE
Marking as defined in Journal 2016/C 272/01).
All OFFICIAL + LMPI documents must be returned to Lockheed Martin UK Ampthill either:
a. When they are no-longer required as part of the sub-contract; or
b. At the end of the sub-contract.
Requests to destroy programme-related OFFICIAL information locally on the sub-contractor’s site
must be passed to the Lockheed Martin UK, Ampthill Programme/Project Manager and Lockheed
Martin UK Ampthill, Security Office for authorisation in accordance with LMUK-A Contract conditions
At a minimum, all OFFICIAL hard copy information must be destroyed using a cross-cut shredder
which makes the reconstitution of the material highly unlikely. Unwanted OFFICIAL
information/material that cannot be destroyed in such a way shall be returned to the originating
Authority.

Doc No. QM003
Issue 9
Page
21/12/2020
10 of 42
Supplier Approval
Supplier Approval Minimum Requirements
The minimum quality requirement for suppliers of goods supplied, work performed and services
provided to LMUK-A shall be Quality Management System (QMS) certification to ISO9001 by a UKAS
(or national equivalent) accredited certification body.
Suppliers that provide goods and services that are used in projects for aviation and space applications
should be certified to AS9100 for QM003-A & QM003-B Contracts.
Distributors shall be certified to AS9120 and Calibration Laboratories shall be certified to ISO 17025 or
equivalent for QM003- A & QM003-B Contracts.
Exceptions
LMUK-A may approve exceptions to the above requirements if any of the following criteria are met:
- The supplier is mandated by our customer
- The supplier is the manufacturer of a single sourced product mandated by our customer
- The supplier is the only distributor of a product mandated by our customer
- The supplier provides goods or services that have no direct or indirect effect on the goods and
services we provide our customer
Supporting Documentation
Documents required to complete the supplier approval process are:
- Form F0189 Supplier Quality Assessment and / or F0183 Supplier Assessment
Questionnaire
- QMS certification
- Confidentiality or non-disclosure agreement (NDA) if applicable
- Inclusion on a Technical Assistance Agreement (TAA) if applicable
- Deliverable Quality Plan (See section 8.2)
(Form F0189 is available on the Lockheed Martin UK website.)
Security Assessment
Suppliers working at OFFICIAL-SENSITIVE/LEGACY RESTRICTED, will be required to undergo a Security
Assurance visit and Risk Assessment by LM Security personnel prior to the exchange of any sensitive
information.
Following the initial Security Assurance visit, the supplier will be required to complete an Annual
Security Questionnaire which will be evaluated to ensure that there has been no change to the Risk
Assessment.
Suppliers may be subject to subsequent, follow up Security Assurance visits where required.

Doc No. QM003
Issue 9
Page
21/12/2020
11 of 42
Exceptional Circumstances
Where the supplier approval criteria or listed exceptions cannot be met, depending on the product,
its application, value and criticality, special authorisation may be granted where evidence of
compliance can be provided.
This may include LMUK-A audit to a set of alternative quality requirements.
Scope of Approval
- Suppliers approved for use will be allocated to the LMUK-A Supplier database stating the
scope detail on their approval
- Suppliers shall not conduct work for LMUK-A outside their scope of approval unless authorised
by LM Quality department through audit i.e. special process audits or LM specific approvals
Maintenance of Approved Status

Site Visits and Supplier Audits
- Where appropriate, suppliers shall be subject to on-site audit and / or site visit by Lockheed
Martin
- In some instances, LMUK-A will be unable to raise a contract until completion of successful
supplier audit
- Scheduled verification audits, site visits and business to business meetings shall be supported
when required
- If specified on the Contract, Verification at Source acceptance inspection and witness testing
by Buyer Quality Assurance representative shall be required prior to shipment of product from
your facility. The Seller shall provide a notice period of 7 days prior to which components will
be available for source inspection. To notify and arrange email sqa_ampthill.fc-
[email protected] and the nominated supply chain representative identified on the Contract
Approval updates – Supplier Responsibilities

It is a requirement of the conditions of supply into LMUK-A that the contractor / supplier fully
understands and adheres to the following. It is the supplier’s responsibility to ensure:
- LMUK-A shall be provided up-to-date copies of Quality Management System certification
including scope of certification
- LMUK-A shall be informed by the approved supplier when approval bodies are changed, and
certificates are re-issued or revoked
- LMUK-A shall be informed by the approved supplier when certificates scopes are planned to
be amended which would affect work currently undertaken or scheduled for future delivery.
This would also include any change of address
- LMUK-A shall be informed if due to any circumstance suppliers Special Process skill base alters
i.e. coded welder’s certification lapses – in this instance the LMUK-A Special Process Auditor
must be informed
To notify LMUK-A of any updates email [email protected] or the nominated LMUK-
A supply chain representative identified on the Contract.

Doc No. QM003
Issue 9
Page
21/12/2020
12 of 42
Right of Access
Suppliers and their sub-suppliers shall provide to LMUK-A, their customer, regulatory authorities and
the Government Quality Assurance Representative (GQAR):
- The right of access to facilities where parts of the contracted activities are being performed
including sub-suppliers’ premises
- Information pertaining to the fulfilment of requirements in the Contract
- Unrestricted opportunity to evaluate supplier compliance with this document
- Unrestricted opportunity to conduct verification of product conformity to Contract
requirements
- Assistance for evaluation, verification, validation, testing, inspection or release of the product
to verify that Contract requirements have been accomplished at the supplier’s or sub-
supplier’s premises
- Working area and facilities
- The necessary equipment available for reasonable use for performing verification
- Supplier and/or sub-supplier’s personnel for operation of verification equipment as required
- Access to information and communication facilities
- The necessary supplier documentation, to confirm product conformance to specification
- Copies of necessary documents, including those on electronic media
- Confirmation of capacity constraints

Doc No. QM003
Issue 9
Page
21/12/2020
13 of 42
Special Processes
Special Process Approval
The use of Special Processes at suppliers and sub-tier suppliers requires approval by one of the
following methods:
- Third party accreditations (e.g. NADCAP)
- Prior Lockheed Martin Special Process Approval (specific to Special Process)
Nadcap Welding approval requires additional scope coverage and as such must be audited by
Lockheed Special Processes Supplier Quality Engineer (SQE).
Lockheed Martin reserve the right to audit suppliers Special Processes completed in house and at
sub-tier suppliers / sub-contractors.
- If there are 0 non-conformances during LMUK-A audit approval is valid for 3 years.
- If non-conformances are identified approval is valid for 2 years once non-conformances are
resolved before re-audit is required
Refer to section 7.2 for Special Process Validation requirements that suppliers shall complete.
Special processes include but are not limited to the following table: -
Fluid Distribution Non-Metallic
Coatings Elastomer Seals Electronics Sealants
Systems Materials
Printed Circuit Board
Thermal Spray Plate Seals Hose Manufacturing Resin Manufacturing Hole / Slot Sealing
(PCB) Manufacture
Vapour Deposited Fabric / Textile PCB Assembly (Incl.
Tube Manufacturing Prepreg Manufacturing Wire Bundle Sealing
Coatings Reinforced Seals Soldering)
Cable and Harness Fitting and Coupling Adhesive Film Joggle Sealing (Pre –
Diffusion Coatings O-Rings
Assemblies Manufacturing Manufacturing Packed and Injection)
Carbon Fibre Liquid displacement or
- Moulded Shapes Conformal Coating - drain path sealing
Manufacturing
Nonconventional Non-Metallic
Composites Heat Treating Materials Testing Electrical Bonding
Machining Materials Testing
Prepreg Brazing Chemical Analysis Electrochemical Machining Mechanical Testing EMI Seal Caps
Aluminium Heat
Adhesive Bonding Mechanical Testing Electrochemical Grinding Physical Testing PMF Seal Caps
Treating
Resin Film Infusion Electrical Discharge
Carburizing Metallography Chemical Testing Sealing with Seal Caps
(RFI) Machining
Gas/Ion/Plasma Micro Indentation
Metal Bonding Laser Beam Machining Thermal Testing Fillet or Bead Sealing
Nitriding Hardness Testing
Fay or Interfay Surface
Core Processing Hot Isostatic Pressing Corrosion Testing Laser Part Marking Flammability Testing
Sealing
Brush or Spray Coat
Liquid Resin Processing Induction Hardening Fastener Testing Spark Erosion Grinding -
Sealing
Aerodynamic Smoothing
Compression Moulding Sintering - - -
and Fairing
Non-destructive Measurement &
Chemical Processing Welding Surface Enhancement Form-in-Place Sealing
Testing Inspection
Rotational Friction / Coordinate Measuring Wet Installation of
Electroplating Penetrant Flaw Detect Shot Peening
Inertia Welding Machines (CMM) Fasteners
Torch / Induction Fastener Overcoat or
Electroless Plating Anodise Flaw Detect Laser Tracker Peen Forming
Brazing Encapsulation
Flash Welding & Laser Magnetic Particle Bushing/Bearing/Nutplates
Anodising Articulating Arm Glass Bead Peening
Welding Inspection Sealing
Chemical Conversion Electron Beam Mass Airflow Measurement
Ultrasonic Testing Automated Peening Nutplates Sealing
Coatings Welding of Turbine Parts
Radiographic Inspection Edge Sealing of
Passivation Resistance Welding
Testing
Energy Storage Flapper Peening
Composites
Eddy Current Inspection Metallic Materials
Painting & Dry-Film Fusion Welding Battery Cell Manufacture Manual Peening
Testing Manufacturing
Etching & Chemical Battery Cell Array
Evaluation of Welds - - Forging
Cleaning Assemblies

Doc No. QM003
Issue 9
Page
21/12/2020
14 of 42
Validation of Special Processes

Validation of a special process is critical and allows suppliers to demonstrate that the process
provides a repeatable and reproducible output conforming to requirements.
A special process is a process that generates outputs that cannot be measured, monitored, or
verified non-destructively or cost effectively. Therefore, deficiencies cannot be detected until after
products are in use.
- Special processes must be periodically validated in order to prove that they can generate
planned results
- Periodic validation is usually performed by the use of test coupons, verification tests, system
accuracy tests or personnel qualification tests
- Suppliers and supplier sub-contractors providing special processes shall have a documented
process control schedule (Process Control Document (PCD), Process Control Flow Chart (PCFC),
job card traveller or similar) suitable of meeting all requirements prior to the commencement
of production including all preparatory treatments, post treatments, processing, significant
surfaces, tests and all other processes and treatments
- Suppliers shall ensure validation of sub-contracted Special Processes
- Refer to section 11.1.1 for paint system adhesion testing requirements

Doc No. QM003
Issue 9
Page
21/12/2020
15 of 42
Quality Management Requirements

Review of the Requirements for Products and Services
The supplier shall ensure that they have the ability to meet LMUK-A’s requirements for products
and services.
The supplier shall conduct a review before committing to supply products and services
(commonly known as contract review).
If the review identifies any anomalies that could jeopardise the quality conformance or delivery of
the Contract the supplier shall inform the nominated supply chain representative identified on the
RFQ/ contract.
This review will cover but not be limited to:
- Scope of certified approval against what product or service is being requested
- Technical ability i.e. can equipment or employee skills meet the requirements of the drawings.
- Capacity constraints
- Statutory and regulatory requirements
- Contract or order requirements differing from those agreed at tender
- Drawing pack i.e. tolerance, datum’s and geometric tolerancing, material requirements
(ensuring the material is available in size and condition stated), special processes, specific
drawing notes including adherence to standards and specifications quoted within the context,
destructive and non-destructive testing requirements i.e. mechanical, electrical, software etc.
- Design and verification – if undertaking this requirement for LMUK-A, understand the
conditions of the Contract as highlighted in para 8.3
- Reference documentation - it is the responsibility of suppliers to obtain, review, work to and
maintain current or contracted issues of specifications and standards from appropriate sources
- Additional Resources –should the requirement for fixturing, hard gauging, specialist test
equipment, specialised training etc be identified this must be communicated to LMUK-A
Supply Chain. It is not acceptable if risk is identified and no action is undertaken or
communicated to LM due to timescales or financial constraints. This will also apply to sub-
contractors undertaking work on the product
- Supplier selection of sub-contractors. LMUK-A must be informed if sections of work are to be
subcontracted. LMUK-A reserve the right to audit that supplier if it is deemed a perceived risk
to contractual requirements (see 8.6). Special Processes are covered in section 7.
Deliverable Quality Plan

The quality plan is considered the key document which shall define all relevant standards and
procedures to ensure that work is completed with zero defects to the required level of quality. The
supplier must ensure that their own personnel are aware of the existence, purpose and content of
the quality plan.

Doc No. QM003
Issue 9
Page
21/12/2020
16 of 42
Suppliers shall submit a Deliverable Quality Plan (DQP) to LMUK-A in accordance with AQAP 2105
for QM003-A & ISO 10005 for QM003-B Contracts which describes the framework in which the
Contract will be accomplished and is subject to approval by LMUK-A quality department.
- The DQP submission date shall be agreed with the LMUK-A Supplier Quality Representative
post Contract award but shall be prior to manufacture of products
- A revised DQP shall be submitted to LMUK-A when significant changes occur that invalidate the
original submission
- LMUK-A form F0389 Deliverable Quality Plan template may be used
If only providing COTS/MOTS items to LMUK-A, review the application & extent of the DQP with
your LMUK-A Supplier Quality Representative.
Design and Development Provision

If undertaking design and development work for LMUK-A, the supplier shall conform to the
requirements defined within ISO9001 as a minimum, and AS9100 or AQAP 2110 for quality
condition QM003-A.
Configuration Management
A disciplined Configuration Management process ensures that products conform to their
requirements and are identified and documented in sufficient detail to support the product life
cycle.
Configuration Management is critical to ensure the product and system interfaces remain
compatible.
For Quality Conditions QM003-A and QM003-B the supplier shall plan, implement, and control a
process for configuration management as appropriate to the products and services supplied to
ensure the identification and control of physical and functional attributes through the product life
cycle. This shall be in accordance with DEF STAN 05-57 for QM003-A & ISO 10007 for QM003-B
Contracts.
For suppliers outside the United Kingdom configuration management in accordance with ACMP
2100 is acceptable for Quality Condition QM003-A.
Process Control and Verification

Suppliers shall demonstrate confidence that their processes have been carried out as planned and
the conformity of those products and services can be demonstrated.
For QM003-A & QM003-B Contracts Process Control & Verification activities shall be detailed in the
Deliverable Quality Plan (see 8.2) and agreed with both parties. The requirements shall be flowed
down the supply chain as necessary (see 8.6).
Examples of how to demonstrate process control include:
- Value Stream Mapping
- Process Flow Diagrams -identifying key characteristics, inspection stages, processes, frozen
operations if identified by LMUK-A (no changes allowed unless agreed by LMUK-A delegate),
associated documentation. Examples of compliant layouts may be requested from LMUK-A

Doc No. QM003
Issue 9
Page
21/12/2020
17 of 42
- PFMEA – Process Failure Mode Effect Analysis. Critical in analysis of the process flow showing
anticipation of risks and actions to nullify those risks to the process
- Control plans – detailing the stages of the process where process monitoring, inspection and
special process controls are required
- Inspections plans – identifying by whom (level of trained operators), with what (equipment’s
to be used), how (standard operation) and the frequency of how those checks/inspection will
be carried out
- Use of controlled fixtures and hard gauging
If Key Characteristics are specified, suppliers shall demonstrate the control of variation in the
process by the use of process capability measurement, statistical process control, Measurement
Systems Analysis studies i.e. Gauge Repeatability and Reproducibility (R&R) and Machine Capability
Report (CmK).
Control of Externally Provided Processes, Products and Services

The supplier, as the recipient of the Contract, shall be responsible for meeting all requirements,
including goods supplied, work performed, and services provided by the supplier's sub-tier suppliers
(also known as sub-suppliers or subcontract suppliers).
Where the supplier intends to sub-contract work or service normally undertaken by the supplier, a
written agreement shall be in place between LMUK-A and the supplier indicating the reason for
the sub-contract and the sub-tier sub-contractor to be used.
When the supplier uses sub-tier sources for goods supplied, work performed and services provided
for LMUK-A, the supplier shall flow down to its sub-tier sources all of the applicable technical and
quality requirements contained in the LMUK-A contract. This will:
- ensure that externally provided processes remain within the control of their own quality
management system
- define both the controls that it intends to apply to an external supplier and those it intends to
apply to the delivered product
LMUK-A representatives, customers and/or end users shall be allowed access to the sub-supplier’s
plant and facilities for the purpose of surveillance and inspection.
For QM003-A & QM003-B Contracts suppliers shall confirm that Sub-Tier suppliers have QMS
certification to ISO 9001 by a UKAS (or national equivalent) accredited certification body.
In exceptions where Sub-Tier suppliers do not hold ISO 9001 accreditation, the supplier shall liaise
with their LMUK-A Supplier Quality Contact to evaluate where evidence of compliance can be
provided.
Control of Equipment, Tools and Software

Equipment, tools and software programs used to monitor, measure, automate or control production
processes shall be validated by the supplier prior to release for production and shall be maintained
and calibrated (where applicable).
Traceability shall be maintained to national standards by supplier whether those items are calibrated
internally or externally.

Doc No. QM003
Issue 9
Page
21/12/2020
18 of 42
Storage requirements shall be defined for production equipment or tooling in storage including any
necessary periodic preservation or condition checks.
Items that have an extended replacement period shall be detailed in a risk avoidance document that
will detail the supplier’s disaster recovery plan in such an event – see section 20.
Competence, Training and Awareness

The supplier shall ensure personnel processing orders or performing work affecting conformity to
product or service are trained and aware of the relevance and importance of their activities in
relation to meeting the requirements of LMUK-A Contracts and associated documentation.
The supplier shall as a minimum produce a skills matrix which details the training undertaken by
suppliers’ staff/operators in relation to the processes specific to LMUK-A product.
The skills matrix shall be maintained by supervisory/management level and demonstrate control of
those activities. The skills matrix procedure shall also detail how risks associated with highly skilled
staff are covered i.e. sickness, leave, succession planning etc. and the business decision on how that
risk will be covered as well as capacity constraints.
Production Process Verification

When indicated on the purchase order or Contract the supplier shall produce a First Article
Inspection Report (FAIR) to verify the manufacturing process using a representative item from the
first manufacturing run of a new part or assembly.
- The FAIR shall be produced in accordance with AS9102
- A revised full FAI or partial FAI shall be completed when changes occur that invalidate the
original results as per AS9102 section 4.6 requirements
- FAIRs shall be submitted electronically prior to delivery of goods to [email protected]
The FAIRs shall include all certification indicating conformity of materials (including raw material
mill test certificates), special processes, calibration, testing and personnel training qualification
where applicable.
Guidance on how LM require First Articles to be completed is detailed in LM’s First Article
Inspection Guidebook. It is strongly advised this is reviewed and its requirements understood.
Performance Evaluation
Performance evaluation shall be in accordance with ISO 9001 paragraph 9.
The supplier shall evaluate the performance and the effectiveness of the quality management
system and retain appropriate documented information as evidence of the results. This information
shall be accessible to LMUK-A upon request.
Monitoring, Measurement, Analysis and Evaluation

8.10.1.1 General
Comply with ISO 9001:2015 clause 9.1.1 requirements.
8.10.1.2 Customer Satisfaction
Comply with ISO 9001:2015 clause 9.1.2.

Doc No. QM003
Issue 9
Page
21/12/2020
19 of 42
For QM003-A & QM003-B Contracts suppliers shall:

- Create production process performance metrics that monitor the following as a minimum
unless otherwise agreed:
1) Process yield rates (% scrap, % rework)
2) Right First Time
3) Statistical Process Control (if applicable on items with Key Characteristics)
- Implement appropriate Key Performance Indicators for quality and delivery performance
- Monitor performance metrics and use to drive process improvement initiatives
8.10.1.3 Analysis and Evaluation
Comply with the requirements defined in ISO 9001:2015 clause 9.1.3
Internal Audit
Comply with the requirements defined in ISO 9001:2015 clause 9.2
Management Review
Comply with the requirements defined in ISO 9001:2015 clause 9.3

Doc No. QM003
Issue 9
Page
21/12/2020
20 of 42
Identification and Traceability

Traceability of the entire supply chain is of paramount importance to LMUK-A, including traceability
to Original Equipment Manufacturer (OEM) where requirement applies for QM003-A & QM003-B
Contracts.
Serialisation and Part Marking

Serialisation and part marking identification shall be in accordance with the Contract, design data,
drawing or any contractually agreed specification or standard.
Traceability to Source/Origin of Raw Material

Where the delivery quality conditions are QM003-A or QM003-B and/or any applicable Quality Plan
requires demonstration of traceability and design provenance through the supply chain, the
supplier shall include in any relevant sub-contract the requirement for certification from its sub-tier
suppliers.
Where QM003-A or QM003-B has been incorporated into the Contract, the supplier shall ensure
that ‘Full Traceability’ is maintained within their own activities and throughout their sub-tier supply
chain. The Supplier must provide traceability evidence to LMUK-A on request.
'Full Traceability' requirements for QM003-A & QM003-B Contracts are as follows:
Category Traceability Requirements

Lot traceable to manufacturers part no, lot no, date code with Certified
Raw Material
Mill Test Report or Material Test Report
Traceability shall be maintained for all product throughout production
from raw material to finished product (including product quantities, split
orders, nonconforming product etc.)
Raw material used shall be Lot traceable to manufacturers part no, lot no,
Manufactured Parts
date code with Certified Mill Test Report or Material Test Report
Requirements specified for COTS, MOTS & Mechanical/Electrical parts also

apply where applicable.
Commercial off the Shelf Traceability through supply chain to Original Equipment Manufacturer
(COTS) (OEM)
Traceability shall be maintained for all product modifications throughout
production from material to finished product (including product
quantities, split orders, nonconforming product etc.)
Modified off the Shelf The originating COTS item(s) shall have Traceability through supply chain
(MOTS) to Original Equipment Manufacturer (OEM)
Requirements specified for Raw Material & Mechanical/Electrical parts
also apply where applicable for item modifications.
Mechanical / Electrical Lot traceable to Original Equipment Manufacturers part no, lot no, date
Parts code

Doc No. QM003
Issue 9
Page
21/12/2020
21 of 42
Counterfeit Product Prevention

The supplier shall not deliver counterfeit or suspected counterfeit parts. The supplier shall inform
LMUK-A of any suspected counterfeit parts immediately on discovery within the supplier's supply
chain.
The supplier shall have a defined and documented policy for the avoidance of counterfeit materiel,
including an Anti-Counterfeiting Management Plan (ACMP) in accordance with DEF STAN 05-135.
The purpose of the supplier’s policy shall be to develop a robust process to prevent the delivery of
counterfeit commodities and to control commodities identified as counterfeit.
Policies to AS5553 or AS6174 are also deemed acceptable providing the requirements of DEF STAN
05-135 are met. Semi-conductor distributors shall be certified to AS6081.
Product delivered by the Supplier that is subsequently identified as counterfeit by LMUK-A will be
scrapped by LMUK-A and will not be returned to the Supplier. The Supplier shall replace any
delivered counterfeit items at the Suppliers own cost.

Doc No. QM003
Issue 9
Page
21/12/2020
22 of 42
Preservation of Product
The supplier shall preserve the product during internal processing, storage and delivery to the intended
destination.
Workmanship Acceptance Criteria for Surface Engineering

Unless otherwise stated, the following workmanship acceptance criteria shall be used:
- Supplied product with surface finishes for functional or cosmetic applications shall meet the
requirements of the drawing (or referenced specification) for surface conditions i.e. uniform in
appearance, free from blisters (adhesion), pits, nodules, scratches, stains. This includes but is
not limited to electroplated, conversion coated, anodised, painted, mechanically finished and
passivated surfaces.
Paint System Performance

Where products are painted, sufficient conditions shall be met to ensure effective adhesion is
maintained.
For QM003-A & QM003-B Contracts this shall comply with one of the following acceptance criteria:
• ISO 2409 Table 1 Class 0
• ASTM 3359 Test Method A (X-Cut): 5A (No Peeling or removal)
• ASTM 3359 Test Method B (Cross Cut): 5B (0% Removed).
Adhesion testing shall be performed on test coupons representative of product substrate and
process. Frequency of testing shall be adequate to validate the paint process output. Test records
must be maintained traceable to the product.
Test reports shall be submitted in FAI packs when FAI is requested (ref. section 8.9) in accordance
with the standard used for testing, and also be available upon request.
Refer to ISO 2409 paragraph 12 and ASTM 3359 paragraphs 9 & 14 for test report requirements
relative to testing criteria.
Foreign Object Debris (FOD)

The supplier shall establish a process to detect and prevent Foreign Object Debris for QM003-A &
QM003-B Contracts. This shall be in accordance with AS9146 or NAS412.
As a minimum the process shall include:
- FOD process review
- Training of FOD practices
- Material handling and product protection
- Tool / hardware accountability
- Lost items search and documentation process
- Physical entry control into FOD critical areas
- Inspection for foreign objects prior to closing apertures and compartments during assembly
The supplier shall review and apply FOD controls where appropriate for QM003-C Contracts.

Doc No. QM003
Issue 9
Page
21/12/2020
23 of 42
Shelf Life
Goods and products containing items with finite shelf life shall have the expiry date identified on
the product and the delivery documentation. The remaining shelf life must be a minimum of 80% of
the total shelf life for the material at time of delivery unless otherwise specified.
Packaging
The supplier shall adequately plan and ensure that products are protected, packaged and labelled
to a standard that will provide adequate protection against damage, deterioration, corrosion,
contamination and loss.
The supplier shall ensure that the product packaging is labelled to a standard that provides
adequate identification and traceability of the product.
The use of approved industry standard labelling and bar-coding shall be in accordance with any
contractually agreed packaging specification.
If the contract specifies specific packaging requirements or standards these shall be complied with.
Moisture Sensitive Level (MSL)

Moisture sensitive components shall be packaged in accordance with IPC/JEDEC J-STD 033. The
Moisture Sensitivity Level (MSL) must be clearly identified on the outer packaging.
Electrostatic Discharge (ESD)

Where appropriate, suppliers shall provide adequate protection measures against ESD damage to
goods and LMUK-A property. This shall be in accordance with MIL-STD-1686 or ANSI/ESD S20.20.
Electronic Components shall be handled, packaged and supplied in accordance with BS EN 61340-5-
1 or as specified in the Contract conditions with LMUK-A.

Doc No. QM003
Issue 9
Page
21/12/2020
24 of 42
Materials Database
LMUK-A maintain a Materials Database that specifies approved material grades for use based on a
classification code system.
Where a material classification code is specified on drawing or specification, the Supplier must
refer to the Lockheed Martin UK Ampthill Materials Database on the Lockheed Martin UK website
to identify acceptable material grades for use.
When relevant, a specific Materials Database version reference shall be referenced within the
Contract. Only the specific Materials Database version referenced on the Contract shall be used by
the Supplier.
The materials database shall only be used where a related material classification code is specified
on the drawing or contracted specification. It shall not be used for legacy drawings that specify a
specific material specification.
All historical versions of the Materials Database version are available on the Lockheed Martin UK
website.

Doc No. QM003
Issue 9
Page
21/12/2020
25 of 42
Control of Non Conformance

Root Cause Analysis (RCA)
When nonconformities occur, the supplier must perform Root Cause Analysis (RCA) and corrective
action activities to prevent recurrence of the problem.
LMUK-A recommends that the suppliers Improvement teams use industry standard root cause
analysis tools to aid in identifying these issues i.e. 5 why methodology, 8D & Cause and Effect
Diagram (Ishikawa or fishbone). Refer to AS13000 & ARP9136 for guidance.
Nonconformances on delivered hardware to Lockheed Martin are viewed as escapes by the
Supplier, and as such will impact the Supplier’s performance rating. The Suppliers performance
rating may influence LMUK-A’s future source selection decisions.
It is imperative that suppliers react to nonconformances and provide responses within agreed
timeframes. Where timescales cannot be met the supplier shall inform the LMUK-A Supplier Quality
Representative identified on the Supplier Corrective Action Report (SCAR) form immediately.
LMUK-A will inform the supplier of nonconformities that are highlighted at any stage of LMUK-A’s
process flow including, but not limited to, trials and subsequent service. The supplier shall respond
to the SCAR when raised. The SCAR is structured around the 8D process which details the
requirement for the following:
- Problem statement
- Containment Action (in production, in stores, in transit, delivered product)
- Root Cause Analysis
- Corrective Action
- Implement Corrective Action
- Define and Plan Preventative action to prevent recurrence
- Review of Implementation or actions
Unless otherwise communicated by your LMUK-A Supplier Quality representative, SCARs shall be
processed to the following timescales by the supplier.
- Supplier has 5 working days to acknowledge receipt, undertake containment action and
provide containment response to LMUK-A
- Supplier then has a further 25 calendar days to respond with a detailed corrective action
plan on the LM Supplier Corrective Action Form A-0108
- Supplier will submit on or before the agreed verification date, evidence of the
implemented corrective & preventive action. This evidence will allow the LMUK-A Supplier
Quality Engineer to close the SCAR
- Should the SCAR be rejected by LMUK-A the supplier will have a further 5 working days to
re-submit for approval and closure

Doc No. QM003
Issue 9
Page
21/12/2020
26 of 42
Application for Production (Deviation) Permit or Concession

Suppliers shall generate the Production Permit or Concession in accordance with LMUK-A Form
F0045, or their own form provided it incorporates the requirements listed in DEF STAN 05-61 Part
1.
This shall include the proposed corrective action to eliminate the cause and prevent recurrence.
Production Permit
Production Permits (Deviations) are considered permission to produce an item that deviates from
design data. This may be because of design anomalies, material availability issues or other
unforeseen reasons prior to manufacture.
- Completed production permits shall be submitted to the supply chain representative indicated
on the Contract / purchase order
- All Production permits must be referenced on the applicable certificate of conformity
quoting the permit approval number provided by LMUK-A
- Any production prior to production permit approval is entirely at the supplier’s own risk
- Products delivered against a LMUK-A approved permit are considered as conforming.
Concessions
Requests for concession applications will only be accepted under exceptional circumstances.
Concession submissions will impact the supplier performance rating.
Prior to submission of concession application mitigation actions shall be reviewed by the supplier
to remove the need for non-conformance and be available upon request by LMUK-A. If concession
is still viewed as necessary, a discussion shall be held with the LMUK-A supply chain representative
indicated on the Contract / purchase order before submission.
 The concession must quote the LMUK-A Contract / purchase order(s) reference, serial
numbers or batch affected or, if required, the time span applicable. The concession will NOT
be considered for acceptance by LMUK-A if these conditions are not met
 Completed concession request forms shall be submitted to the LMUK-A supply chain
representative indicated on the Contract
 Delivery of nonconforming product shall not occur unless an approved concession is in place.
All concessions must be referenced on the applicable certificate of conformity using the
concession approval number provided by LMUK-A.

Doc No. QM003
Issue 9
Page
21/12/2020
27 of 42
Release of Product and Services

Suppliers shall supply conforming goods and services on time in full (OTIF) including all required
correct documentation and certification where applicable.
Certification refers to any document that states the goods or services meet or conform to
specification or contract requirements. These include, but are not limited to; Certificate of
Conformity, Certificate of Compliance, Certificate of Analysis, Certificate of Attestation and
Certificate of Calibration.
The certifying document shall be deemed as an authorised contractual guarantee that the goods and
services reference on the certificate meet drawing, specifications, technical data and contract
requirements. A signed copy or digital signature will be acceptable, but Certificates must be
traceable to a certifying supplier quality representative or authorised supplier company official.
Supplier Documentation (Certificate of Conformity Requirements)

The following data/information shall be included on each certification document (normally referred
to as a CofC or Release Note)
 Certificate or delivery unique identifier / Certification / Delivery Note number
 Certificate Date
 Purchase order / contract number
 Drawing number and / or part number and revision (as stated on Purchase Order or Sub-
Contract)
 Batch unique identifier (Batch number / Lot number / Date code / Serial number)
 Quantity
 Supplier Name and Address
 Statement that goods and / or services conform to the specified requirements
 Original Manufacturer’s name, part number and lot / date code (when applicable)
 LMUK-A Reference numbers for all approved Production Permits / Concessions applicable
 Reference to current First Article Inspection Report (where applicable)
 Reference to the Quality Management System release

Suppliers shall ensure the correct documentation is supplied with products and services. This is
further illustrated in Diagram 2 – Delivery documentation requirement flowchart.
Certificate of Conformity
For deliveries that apply quality condition QM003-A & QM003-B (see section 4 - Quality Conditions
(Q Code) a certificate of conformity shall be supplied with delivered goods or services that meet
the above Certificate of Conformity requirements. Please read section 17 which further expands
the requirements for Chemicals and Hazardous Substances.

Doc No. QM003
Issue 9
Page
21/12/2020
28 of 42
Delivery Advice Note

The following data/information shall be included on each Delivery Advice Note when required:
 Delivery Advice Note number
 Release date
 Purchase order / contract number
 Quantity
 Supplier Name and Address
 Drawing number and / or part number (as stated on Purchase Order or Sub-Contract)
 Batch unique identifier (Batch number / Lot number / Date code / Serial number) if
applicable. This is not mandated if detail captured on supporting C of C provided for QM003-
A/B Contracts.
Calibration and Test Certification

Where calibration and test certification are issued to LMUK-A information shall include:
 The calibrated test apparatus / instrument / standard used. These will be traceable to UKAS
or the national equivalent from sources other than the UK
 Calibration / test specification used to include tolerances and criteria
 Items outside specified limits will be identified, especially if the item has undergone
authorised repair to bring it into specification
Calibration and test certification shall be submitted electronically prior to shipment of item to
[email protected]. Delivery note shall be provided with physical delivery.
Completeness of Supplied Documentation

Certification documentation supplied to the requirements of any LMUK-A contract will be rejected
and deemed not complete should it transgress any of the following:
 Certification supplied with CofC is illegible i.e. faint, blurred or ambiguous
 Certification supplied with concession/production permit whose approval is outstanding
 Incorrect / different material or subcontracted special process certification being referenced

that do not tie up with FAI documentation
 Alternative material and or subcontracted special processes – will be rejected if authorised

certification is not attached to the CofC i.e. production permit or concession approved with
the prior agreement of LMUK-A.
Late Deliveries / Short Deliveries

If non-delivery, short or late deliveries are anticipated, suppliers shall immediately notify the
LMUK-A supply chain representative indicated on the Contract.

Doc No. QM003
Issue 9
Page
21/12/2020
29 of 42
Diagram 2 – Delivery documentation requirement flowchart
QM003- C Delivery Advice

START YES
Business Supplies Note
NO
Test /
Commercial Off the PRODUCT QM003- A / B Calibration Delivery
SERVICE Test or Calibration? YES
Shelf (COTS) Item? (including MOTS Product or Service? Advice Note
Certificate*
NO
Service report or
NO delivery note of
service
Certificate of
Conformity –
Para. 8.9
Does FAIR exist with no Part has been made Reference Delivery Advice
Is the FAI requirement YES YES YES
changes to process? within the last 2 years? applicable FAIR Note
stated on the PO?
No.
YES NO NO
Certificate of
Certified Mill
Conformity
Test Report or AS9102 First
NO Delivery Advice Reference
Material Test Article Inspection
Note applicable FAIR
Report Report* No.
Certified Mill
Delivery Advice Test Report or
Raw Material YES
Note Material Test
Report
NO
Para. 16
Certificate of Delivery Advice
Does delivery contain
NO Conformity Note
Chemical or hazardous
material?
Material Safety Delivery Advice

Data Sheet Certificate of Note
YES Conformity
(MSDS)
 First Article Inspection Reports shall be submitted electronically prior to shipment of goods to
[email protected]
 Calibration and test certification shall be submitted electronically prior to shipment of item(s)
to [email protected]

Doc No. QM003
Issue 9
Page
21/12/2020
30 of 42
Legislative Requirements
Suppliers shall conform to all applicable Environmental, Health and Safety legislation as applicable to the
Contract and retain appropriate compliance data as defined by legislation.
Where specified in legislation or Contract appropriate compliance data shall be supplied to customer
(LMUK-A).

Doc No. QM003
Issue 9
Page
21/12/2020
31 of 42
Chemicals and Hazardous Substances

Nothing in this section shall reduce or limit any statutory duty or legal obligation of LMUK-A or the
supplier.
Safety Data Sheets

If the supplier is required, under, or in connection with the contract, to supply articles or
components of articles that, in the course of their use, maintenance, disposal, or in the event of an
accident, may release hazardous materials or substances, they shall provide to LMUK-A a list of
those hazardous materials or substances with a subsequent Safety Data Sheet.
Safety data sheets (SDS) provide information on chemical products that help users of those
chemicals to make a risk assessment. They describe the hazards the chemical presents, and give
information on handling, storage and emergency measures in case of accident.
By law suppliers of chemicals must provide an up to date safety data sheet if a substance is
classified as dangerous in accordance with the Classification, Labelling and Packaging (CLP)
Regulation 1272/2008.
Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH)

REACH is a European Union regulation concerning the Registration, Evaluation, Authorisation and
restriction of Chemicals. The European Community Regulation (EC) No 1907/2006 concerning the
Registration, Evaluation, Authorization and restriction of Chemicals (REACH) entered into force on
June 1, 2007.
The regulation aims to better protect human health and the environment by ensuring the risks
associated with chemicals are measured and understood. REACH calls for registration of chemicals
above specific thresholds that are imported and/or manufactured within the European Economic
Area (EEA), chemical disclosure requirements for articles that are imported and/or manufactured
within the EEA, and the complete restriction of some chemicals from the EEA altogether.
REACH applies to substances manufactured or imported into the EU in quantities of 1 tonne or
more per year. Generally, it applies to all individual chemical substances on their own, in
preparations or in articles.
The supplier shall disclose such information to LMUK-A for the purpose of compliance with the
REACH regulation and comply with the requirements of Regulation (EC) No 1907/2006.
Lockheed Martin has established a Corporate REACH Program Office within its Global Supply Chain
Operations organisation that is fully conversant with the requirements of REACH to ensure
compliance throughout the Corporation and within our supply chain.
For more information please contact the Lockheed Martin REACH Program Office at
[email protected].
Lead, Asbestos and Radioactive Substances

Special regulations apply to Lead, Asbestos and radioactive substances. In addition, refer to
DEFCON 624 for Asbestos. Adequate packaging must be provided to prevent exposure of LMUK-A
staff to these substances in accordance with the relevant Health and Safety Executive (HSE)
Approved code of practice (ACOP).

Doc No. QM003
Issue 9
Page
21/12/2020
32 of 42
Restriction of Hazardous Substances (RoHS)

RoHS stands for Restriction of Hazardous Substances. RoHS originated in the European Union and
restricts the use of specific hazardous materials found in electrical and electronic products (known
as EEE). All applicable products in the EU market after July 1, 2006 must pass RoHS compliance.
Directive 2011/65/EU lays down rules on the restriction of the use of hazardous substances in
electrical and electronic equipment (EEE) with a view to contributing to the protection of human
health and the environment, including the environmentally sound recovery and disposal of waste
EEE.
RoHS is a CE-marking directive. As such, all manufacturers of electrical/electronic products must
comply with RoHS before the CE mark can be applied on their products and introduced to the EU
market.
Manufacturers of electrical and electronic equipment shall be fully cognisant of the requirements
and comply with EU Directives 2011/65/EU, 2017/2102 & 2015/863.
Importers & Distributors of electrical and electronic equipment shall be fully cognisant of the
requirements and comply with EU Directives 2011/65/EU, 2017/2102 & 2105/863.

Doc No. QM003
Issue 9
Page
21/12/2020
33 of 42
Munitions
Weapons
Suppliers transporting weapons or weapon component parts must hold a current Home Office
approval to transport goods controlled under the Firearms Act 1968, Section 5 (as amended).
Home Office Guidance can be found here.
Explosives
For explosive items, the supplier shall contact Head of Safety Services at LMUK-A, 3 business days
prior to delivery.
Any delivery & storage of explosives must be confirmed by LMUK-A that it is covered by LMUK-A
explosives licence prior to delivery.
Release documentation for explosive items must include a copy of the National Competent
Authority Classification and a Certificate of Correctness signed by the supplier’s authorised person.
Release documentation must include the National Competent Authority Classification Number,
United Nations (UN) Number, Hazard Division and Net Explosive Quantity.
All packages must bear a UN Mark and be classified and labelled in accordance with UK
Government Statutory Instrument 1994 No. 669 (The Carriage of Dangerous Goods by Road and
Rail [Classification, Packaging and Labelling] Regulations 1994).
UK Government Statutory Instrument 2014 No. 1638 (The Explosives Regulations 2014, Health and
Safety) shall apply to all explosive items.
Packaging shall be in accordance with DEFCON 130 Packaging for Explosives.

Doc No. QM003
Issue 9
Page
21/12/2020
34 of 42
Obsolescence Management
Obsolescence Management is ‘the co-ordinated activities to direct and control an organisation with
regard to obsolescence’. Obsolescence Management seeks to reduce the risk of obsolescence through
undertaking planned activities to reduce the frequency of obsolescence issues and/or reduce the impact
when an item becomes obsolete.
Suppliers shall notify LMUK-A of any pending obsolescence, the relevant last time buy date and last time
ship date at least 6 months prior to the last time buy date.
Suppliers should refer to IEC 62402 for further guidance on Obsolescence Management.
Business Continuity / Disaster Management

For QM003-A & QM003-B contracts suppliers shall have in place a business continuity plan. This should
be in accordance with ISO 22301. This includes requirements to plan, establish, implement, operate,
monitor, review, maintain and continually improve a documented management system to protect
against, reduce the likelihood of occurrence, prepare for, respond to, and recover from disruptive
incidents when they arise.
Essentially this is a management plan that ensures no disruption to the supply of goods to LMUK-A
should the business fall foul of environmental circumstances such as fire, flood, power failure etc. This
will include but not be limited to safety stocks of goods, fire protection of tooling/Jigs, safeguarding
essential key machinery, off site holding of key software etc.

Doc No. QM003
Issue 9
Page
21/12/2020
35 of 42
Useful Resources
International Aerospace Quality Group
It is highly recommended that the free resources provided by the Society of Automotive Engineers
(SAE) International Aerospace Quality Group (IAQG) in the form of the Supply Chain Management
Handbook (SCMH) is utilised to its full potential by all suppliers.
This online document contains invaluable training and guidance material on every element of
Aviation, Space and Defence (AS&D) requirements including first article inspection, configuration
management, quality plans, counterfeit management and contract review.
Lockheed Martin Support

If there are any questions in relation to this document or requirements the applicable LMUK-A
Supplier Quality representative shall be contacted.
Alternatively contact [email protected].
Lockheed Guidance Documents & Templates

Guidance documentation & templates (including First Article Inspection Guide & Deliverable Quality
Plan Template) are available on the Lockheed Martin UK Suppliers webpage.

Doc No. QM003
Issue 9
Page
21/12/2020
36 of 42
Appendix 1 – Additional AQAP Guidance notes
AQAP 2110 EDITION D Quality Requirements for Design, Development and Production
(ref QM003-A – Quality Requirements for NATO Contracts)
Allied Quality Assurance Publications (AQAP) are standards for quality assurance systems that have been
developed by the North Atlantic Treaty Organization (NATO). AQAP 2110 Quality Assurance Requirements
for Design, Development and Production defines requirements, which, if applied appropriately, provide
confidence in the supplier's capability to deliver products that conform to LMUK-A contract requirements.
The common ISO 9001 baseline inherently makes AS9100 and AQAP 2110 appear almost identical. It is
acceptable for a supplier to offer a QMS that complies with the provisions of AS9100 as a satisfactory
response to the QMS requirements of AQAP 2110, under two conditions:
- The supplier formally states that, “All AS9100 requirements applicable to the organization are
applicable to this contract”;
- The supplier formally states that, “No exclusions to AS9100 taken by the organization shall in any
way diminish, alter, or relieve the AQAP 2110 requirements of this contract”.
These formal statements shall be made in the Deliverable Quality Plan (DQP). See BS EN 9137 or ARP9137
Guidance for the Application of AQAP 2110 within a Quality Management System for further information.
AQAP 2120 Quality Requirements for Production
AQAP 2110 Edition D supersedes AQAP 2120 Edition 3.
AQAP 2130 Quality Requirements for Inspection and Test
AQAP 2110 Edition D supersedes AQAP 2130 Edition 3.
AQAP 2210 Supplementary Software Quality Assurance Requirements

(as per QM003-A – Quality Requirements for NATO Contracts)
AQAP 2210 is intended for use with AQAP 2110 as a software specific and project-oriented supplement and
defines the requirements for the Software Quality Management Activities as related to the Project to be
documented in a Software Project Quality Plan. These activities are based on the supplier's software quality
system. The publication also requires the evaluation of the software quality management activities to
ensure their effectiveness.
AQAP 2105 Deliverable Quality Plan
(as per QM003-A – Quality Requirements for NATO Contracts)
Where required suppliers shall submit a Deliverable Quality Plan (DQP) in accordance with AQAP 2105
which describes the framework in which the contract will be accomplished and is subject to approval by
LMUK-A quality department.
The quality plan is considered as the key document which shall define all relevant standards and
procedures to ensure that work is completed successfully to the required level of quality.
The supplier must ensure that their own personnel are aware of the existence, purpose and content of the
quality plan. Form F0389 Deliverable Quality Plan template may be used to meet this requirement.
AQAP 2131 Quality Requirements for Final Inspection
AQAP 2131 does not apply within the scope of this document.

Doc No. QM003
Issue 9
Page
21/12/2020
37 of 42
AQAP 2310 Quality Requirements for Aviation, Space and Defence Suppliers
AQAP 2310 is invoked when suppliers hold AS9100 (or equivalent) certification where AQAP 2110 does not
apply.
QUALITY PLAN (ISO 10005)
(as per QM003-B – Quality Requirements for non-military contracts)
Where required suppliers shall submit a (Deliverable) Quality Plan (DQP) in accordance with AQAP
standards or as detailed with the contractual requirements which describes the framework in which the
contract will be accomplished and is subject to approval by LMUK-A quality department.
The quality plan is considered as the key document which shall define all relevant standards, procedures
and specific customer requirements to ensure conformance to requirements.
The supplier must ensure that their own personnel are aware of the existence, purpose and content of the
quality plan. Form F0389 Deliverable Quality Plan template may be used to meet this requirement.
ISO 10007 CONFIGURATION MANAGEMENT PLAN

(as per QM003-B – Quality Requirements for non-military contracts)
Where required suppliers shall prepare and operate a Configuration Management Plan, which describes
the application of configuration management to the contract in accordance with AQAP standards or as
detailed with the contractual requirements.

Doc No. QM003
Issue 9
Page
21/12/2020
38 of 42
Appendix 2 – Glossary of Abbreviations

Abbreviation / Definition
Acronym
Supplier Corrective Action Report Form – structured report to suppliers informing
A-0108
them of nonconformities that have been highlighted
ACMP Anti-Counterfeiting Management Plan
COTS Commercial Off the Shelf
DEF-STAN Defence Standards
DQP Deliverable Quality Plan
LMUK-A form for Application for a Deviation Permit or Concession – complies with
F0045
DEF-STAN 05-61 iss.6
F0183 Supplier Assessment Questionnaire – required to complete supplier approval
F0189 Supplier Assessment Report – may be required to complete supplier approval
F0389 Deliverable Quality Plan Template – optional template that suppliers may use
FAI First Article Inspection
FAIR First Article Inspection Report
FOD Foreign Object Debris
GQAR Government Quality Assurance Representative
LM Lockheed Martin
LMPI Lockheed Martin Proprietary Information
LMUK-A Lockheed Martin UK Ampthill Limited
MLA Manufacturing Licence Agreement
MOTS Modified Off the Shelf
MSL Moisture Sensitive Level
NDA Non-Disclosure Agreement
OEM Original Equipment Manufacturer
PCD Process Control Document
PCFC Process Control Flow Chart
PFMEA Process Failure Mode Effect Analysis
QM003 This document – LMUK-A’s Quality Requirements for Suppliers
QMS Quality Management System
RCA Root Cause Analysis
SQE Supplier Quality Engineer
SSCM Sustainable Supply Chain Management
Supplier Vendor, supplier of goods and services, sub-contractor and distributor
TAA Technical Assistance Agreement
TCP Technology Control Plan
The UK’s National Accreditation Body, responsible for determining, in the public
UKAS interest, the technical competence and integrity of organisations such as those
offering testing, calibration and certification services

Doc No. QM003
Issue 9
Page
21/12/2020
39 of 42
Appendix 3 – Standards Referenced

Standard Number Title
ACMP 2100 Configuration Management Contractual Requirements
Protection of Electrical and Electronic Parts, Assemblies and Equipment

ANSI/ESD S20.20
(Excluding Electrically Initiated Explosive Devices)
AQAP 2105 NATO Requirements for Quality Plans
NATO Quality Assurance Requirements for Design, Development and

AQAP 2110
Production
NATO Quality Assurance Requirements for Production – Superseded by AQAP
AQAP 2120
2110 Edition D (2016)
NATO Quality Assurance Requirements for Inspection and Test - Superseded by
AQAP 2130
AQAP 2110 Edition D (2016)
AQAP 2131 NATO Quality Assurance Requirements for Final Inspection
NATO Supplementary Software Quality Assurance Requirements to AQAP-2110

AQAP 2210
or AQAP-2310
NATO Quality Assurance Requirements for Aviation, Space and Defence
AQAP 2310
Suppliers
ARP9136 Aerospace Series – Root Cause Analysis and Problem Solving (9S Methodology)
Guidance for the Application of AQAP 2110 within a 9100 Quality Management
ARP9137
System
AS13000 Problem Solving Requirements for Suppliers
AS5553 Counterfeit Electronic Parts; Avoidance, Detection, Mitigation, and Disposition

Fraudulent/Counterfeit Electronic Parts: Avoidance, Detection, Mitigation, and
AS6081
Disposition – Distributors
Counterfeit Materiel; Assuring, Acquisition of Authentic and Conforming
AS6174
Materiel
Quality Management Systems – Requirements for Aviation, Space and Defense
AS9100
Organizations
AS9102 Aerospace First Article Inspection Requirement
Quality Management Systems - Aerospace Requirements for Stockist

AS9120
Distributors
Foreign Object Damage (FOD) Prevention Program – Requirements for Aviation,
AS9146
Space, and Defense Organizations
ASTM3359 Standard Test Methods for Rating Adhesion by Tape Test
Electrostatics. Protection of Electronic Devices from Electrostatic Phenomena.

BS EN 61340-5-1
General Requirements
Quality Management Systems. Requirements for Aviation, Space and Defence
BS EN 9100
Organizations
Quality Management Systems: Guidance for the Application of AQAP 2110
BS EN 9137
within and EN 9100 Quality Management System

Doc No. QM003
Issue 9
Page
21/12/2020
40 of 42
DEF STAN 05-135 Avoidance of Counterfeit Materiel
DEF STAN 05-57 Configuration Management of Defence Materiel
DEF STAN 05-61 Part 1 Quality Assurance Procedural Requirements Part 1: Concessions
Standard for Handling, Packing, Shipping and Use of Moisture/Reflow Sensitive

IPC/JEDEC J-STD 033
Surface Mount Devices
IS02409 Paints and Varnishes – Cross-cut test
ISO 10005 Quality Management – Guidelines for Quality Plans
ISO 10007 Quality Management – Guidelines for Configuration Management
General Requirements for the Competence of Testing and Calibration

ISO 17025
Laboratories
Security and Resilience – Business Continuity Management Systems -
ISO 22301
Requirements
ISO 9001 Quality Management Systems - Requirements
Electrostatic Discharge Control Program for Protection of Electrical and
MIL-STD-1686 Electronic Parts, Assemblies and Equipment (Excluding Electrically Initiated
Explosive Devices)
NAS412 Foreign Object Damage (FOD) Prevention Guidance Document

Doc No. QM003
Issue 9
Page
21/12/2020
41 of 42
QM003 Document Changes
Date Iss Clause(s) Changes Change by

22 June 2016 2 All Complete re-write of Quality Requirements for Suppliers Konrad Burgoyne
1.2 Order of Precedence added
4.7 Delivery Quality Condition descriptions changed
All ISO 9001:2008 References removed
Figure 1 Additional Flow-Down Requirement Selection Flowchart amended in
5
line with AQAP 2110 Edition D
5.1,5.2,5.3
AQAP 2110 Edition D (2016) supersedes AQAP 2110 Ed 3, 2120 and 2130
& 5.6
10.1 Part marking as per purchase order, design data or drawing added
The supplier shall ensure that full traceability is maintained and can be
13/03/2017 3 10.2 Konrad Burgoyne
provided on request throughout the sub-tier supply chain added
Certificates must be traceable to the certifying quality representative or
11
company official on request added
Reference to raw material certification where applicable and name of
11.1
authorised certifying quality representative or company official removed
13.2 Deviation from design data generalised
13.6 Shelf life requirement increase to 80% unless otherwise specified
14.2 Lockheed Martin conflict minerals policy hyperlink added
18.1 Figure 2 Delivery Documentation Requirement Flowchart added
Requests for deviation permit or application for concession amended in line
19
with current process
31/10/2017 4 All Restructure of Document to align with ISO 9001 and AS9100 requirements Craig White
05/01/2018 5 3.6 Addition of Regulatory Authority to ‘right of access’ Craig White
4.9.1 Change to C of C requirements (FAI) Craig White
30/05/2018 6 4.11.2 Addition of Production Permit term Craig White
Appendix 2 First Article Requirement clarification on flowchart Craig White
New section added to Appendix 3 to include Special Process Document
03/07/2018 7 Appendix 3 Craig White
References & update to Appendix 2
3.2 &
Re-write of Special Process Approvals and amendment to table
27/02/2019 8 Appendix 3, Craig White
Multiple Hyperlinks to LM web resources updated and obsolete hyperlinks removed
21/12/2020 9 Multiple Substantially re-written and restructured. Jon Hood / Will Cullen
15/02/2021- Clause 6.1 typo corrected - stated AS9102 not AS9120 for
distributors certification. AS9120 added to appendix 3 table.

Doc No. QM003
Issue 9
Page
21/12/2020
42 of 42
QM003 Quality Requirements for Suppliers is a non-classified Lockheed Martin

UK Ampthill Ltd publication.
It is permissible to distribute copies of this publication to sub-contractors,

suppliers and the sub-tier supply chain.
For more information visit: www.lockheedmartin.com/en-gb/suppliers.html
Lockheed Martin UK Ampthill Ltd.

Reddings Wood
Ampthill
QM003
Quality Requirements
Bedfordshire
MK45 2HD
[email protected]
+44 (0) 1525 841000 for Suppliers
Registered in England & Wales
Company No. 00585852

Uncontrolled If Downloaded or Printed

Uploaded by

Copyright:

Available Formats

Uncontrolled If Downloaded or Printed

Uploaded by

Document Information

Original Description:

Original Title

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

Uncontrolled If Downloaded or Printed

Uploaded by

Copyright:

Available Formats

Uncontrolled if downloaded or printed

Doc No. QM003