Process and Framework of EIA: Unit-Ii Eia Methodologies
Process and Framework of EIA: Unit-Ii Eia Methodologies
Process and Framework of EIA: Unit-Ii Eia Methodologies
EIA METHODOLOGIES
Process and Framework of EIA
The united nation conference on Human environment held at Stockholm in june,1972
urged developing countries to take appropriate steps for the protection and improvement of
human environment. Long term and sustainable development can only be achieved through
sound environmental management. Needs methodologies, analytical tools and conceptual
frameworks to integrate environmental concerns in development plans, programs and objects.
National international funding agencies are eager to identify and adopt methodologies to
improve project financing making projects more multidisciplinary, less sectoral, and more
responsive to ecological constraints and parameters.
Though the bad effects of development activities are identified it may not always be
possible to make a quantative evaluation in terms of money of certain environmental effects or
the cost of long term damage.
Environmental impact Assessment (EIA) is one of the most important tools to assess
the viability of any development project from all point of view including cost , environment
and sustainable development/. The preparation EIA is closely related to cost benefit analysis
EIA has to specially deal effectively with the following.
i. Risk evaluation in terms of long-term consequences, with special reference to
events with high negative effects like desertification, rehabilitation, deforestation
etc.
ii. Comparative weighing with the present and future costs and benefits.
3. identify the one which represents the best combination of economic and environmental
coasts and benefits.
4. The prediction of changes in environ-mental quality which would result from the
proposed action.
viii. Summarize and give recommendations including a discussion on the relative merits
and rationales of the action plan.
For maintaining clean and healthy environment, the state and central government have
a responsibility to protest the environment. Through the department of Environment,
Government of India has to formulate and recommend: n a t i o n a l policies for the
improvement of the quality of the environment. Through gathering information, reviewing
program, conducting investigations and by preparing Environmental Impact Assessment for
different projects the departmental of Environment will keep informs the central Government
about environmental status around the country. Environmental Impact Analysis is thud
mandatory for all big projects like constructions of major dams. Major industries, mining
activity, development of townships etc. The environmental impact statement should include a
description of the environmental impact of the proposed action, unavoidable adverse impacts
which would result should action take place, possible alternatives and discussion on short term
versus long-term advantages of the proposal. It is obligatory to circulate the Environmental
impact analysis publicly and consider both the analysis made by experts and publicly response
to it when making it is final decision on the proposal.
The specific purpose of Environmental Impact Assessment, is to influence the
decisions to be made for maintaining the environment and its values, for sustainable
development. Through the world has gained by industrialization, we are now facing many
environmental problems like holes in the ozone layer, global warming, greenhouse effect, acid
rains, deforestation etc. Poverty and environmental degradation are the two sides of the same
coin and a good approach to development through proper environmental impact analysis will
result in better things to happen.
The need for Environmental Impact Analysis can be summarized as:
i. To identify all environmental factors in the project area which will be influenced
by all the activities of the project under consideration.
ii. To identify alternative approaches including no action plan, their levels of impacts
and economic considerations.
iii. To describe the environmental setting, to collect data and the factors associated
with the proposed action. Methods for impact analysis can aid in identifying data
needs and planning field studies.
iv. To identify the tools and methodologies to be adopted in the Environmental Impact
Analysis.
v. To evaluate control measures.
vi. To provide information and encourage public participation in evaluating the impact
of the proposed project
Criteria for Choosing a Methodology:
There are number of methodologies evolved by different people. For preparing
Environmental Impact Analysis. Depending upon the specific needs of the user and the type of
project being undertaken, one particular methodology may be more useful than the other. To
select the most appropriate methodology, the following criteria have to be considered.
i. What is the objective of the proposed E.I.A?
Is the analysis primarily a decision or an information document? A decision
document is impartment for determining the best course of action, and required
emphasis on identification
of key issues, quantification and direct comparison of alternative. On the other
hand, an informati0on document primarily. On the other hand, an information
document primarily revolves implications of the selected choices and required a
more comprehensive analysis and concentrations on interpreting the significance
of a broad spectrum of possible impacts.
ii. What are the available resources like money, time, skill, data and computer
facilities? Comprehensive E.I.A. require more of everything.
iii. Is the person in charge of preparing E.I.A. familiar with the type of action
contemplated and the area in which the project has to come up? Grated familiarity
will improve the quality of E.I.A.
iv. How big are the issues being dealt with? All other things being equal, the bigger
the issue, the grated the need to be explicit, to quantify and to identify key issues.
Arbitrary comparison of on type of impact, says for example on environment, with
another type of impact, say like economic, and become less appropriate.
Criteria for choosing an EIA methodology:
A number of people like Adkins, Burke, Dee, Jain, Leopold, Moore, Smith, Warner
etc; have used one form or the other of EIA. Methodologies like adhoc, overlay, checklist,
matrix, network of combination computer-aided etc. Important criteria to be considered. In
choosing and evaluating an impact assessment methodologies are: comprehensive nature,
flexibility of detecting project-generated impacts, and objectivity. the methodology chooses
should ensure input expertise, utilize the state of the art, employ explicitly defined criteria,
provided for assessment of impact magnitude, provide for overall assessment of total impacts
and detect environmentally sensitive areas.
In view of the large number of models and methodologies being practiced in EIA
studies, one must choose between two extremes: complete uniformity or complete uniqueness.
So far as uniformity, reproducibility and comparability are concerned, it would be profitable if
one uniform method could be prescribed for any EIA. On the other hand, each environment is
so unique that a standard methodology would most probably neglect the unique factors. This is
why many specialists on EIA made their own methodologies for watch one of the projects.
Finally, any EIA methodology is expected to de three main things, viz; i.e.,
i. Identification , ii. Prediction and iii. Evaluation.
In the process of identification, the existing system has to be clearly described, the
components of the project have to be clearly identified, and modifications in the project area
as also in all the projects components have to be defined effectively. In the process of
prediction, Identification of environmental modifications that may be significant is expected.
It is necessary to forecast the quantity and special dimensions of change in the environment of
the project area. I is along with some time frame. In the process of evaluation, it become
necessary to determine the incidence of costs and benefits to user group and populations
affected by the project. It became necessary to prepare specifications and comparisons of the
tradeoff (costs or effects being balanced) between various alternatives
Follow up of E.I.A:
Environmental Impact Assessment should be followed by analytical studies of the
special impacts on the environment which appears most adverse. This is achieved by
techniques such as materials balance, dispersion modeling, market simulation, marginal cost
analysis and trade-off analysis.
The first and most basic analysis is to prepare a materials balance model of projects
operational showing all materials inputs and outputs. Inputs will depend on the type of project
and residuals released to the environment will be related to the processes involved and the
controls incorporated in the project.
It is them, necessary to study the dispersion of residuals released to the ecosystem. In
this way we arrive at concentration and movements of pollutants which will allow us to
assess potential damage and other damage costs associated with subsequent uses of the
environmental media.
The next step is to construct a market simulation of the ecosystem which involves
attaching shadow prices to unpriced values. Easily obtained market prices will be for project
development coasts, materials, power, labor and other operating coasts and product prices. Un
priced components will be related to the ecosystem and are the values attached to water
quality, air quality, wilderness quality, scenic views, biological health, species balance and
hazards to species. Some of these unpriced components, can be valued as the cost of
rectification or avoidance; damage costs of poor air, air and water quality can be determined
by estimating the costs of removal of pollutants to a desirable or safe level.
The optimum level of environmental quality may not immediately apparent because
the marginal cost for each degree of quality is not constant.
The above figure depicts a conceptual framework that can be used for preparing a
description of the environmental setting. The methodology involves (1) the identification of
one from several lists of environmental factors, (2) the application of a screening process
leading to a selected list of environmental factors, (3) the procurement of relevant data for the
selected factors and/or the conduction of pertinent baseline studies, and (4) the preparation of
the description of the setting.
EIA report should contain a description of the existing environment that would be or
might be effected directly or indirectly by the proposed project. Environmental baseline
monitoring (EBM) is a very important stage of EIA. On one hand, EBM plays a very vital role
in EIA, and on the other hand, it provides feedback about the actual environmental impacts of
a project. EBM during the operational phase helps in judging the success of mitigation
measures in protecting the environment. Mitigation measures, in turn, are used to ensure
compliance with environmental standards and to facilitate any needed project design or
operational changes. Description of the existing environment should include natural, cultural,
and socioeconomic systems and their interrelationships. The intention is not to describe all
baseline conditions, but to focus the collection and description of baseline data on those valued
environmental components (VECs) that are important and are likely to be affected by the
proposed industrial activity.
Environmental baseline monitoring:
EBM studies are carried out to identify environmental conditions that might influence
project design decisions, for example, site layout and structural and operational characteristics;
identify sensitive issues or areas requiring mitigation and compensation; provide input data to
analytic models used for predicting effects; and provide baseline data against which the results
of future monitoring programs can be compared. . At this stage of EIA process, EBM is
primarily discussed in the context of first purpose wherein feedback from EBM programs may
be used to determine available assimilative capacity of different environmental components
within the designated impact zone and whether more or less stringent mitigation measures are
needed and improve predictive capability of EIAs.
There are many institutional, scientific, quality control, and fiscal issues that must be
addressed in implementation of an environmental monitoring program. Careful consideration of
these issues in the design and planning stages will help to avoid many of the pitfalls associated
with environmental monitoring programs. Monitoring refers to the collection of data through a
series of repetitive measurements of environmental parameters, more generally, to a process of
systematic observation. Design of the environmental quality monitoring program depends upon
the monitoring objectives specified for the selected area of interest. (The main types of EIA
monitoring are baseline monitoring, effect monitoring, and compliance monitoring).
Prediction and Assessment of Impact on Air pollution:
Air pollution can be defined as the presence of one or more contaminants (pollutants) in
each quantity in the outdoor atmosphere of such duration as may be injurious to human, plant, or
animal life or to the property.
Air pollution may be caused by one or more contaminants. Examples of traditional
contaminants include sulfur dioxide, oxides of nitrogen, carbon monoxide, hydrocarbons, ozone,
oxidants, hydrogen sulfide, particulate matter, smoke and haze. This list of air pollutants can be
divided into 2 categories: gases and particulates. Gases, such as sulfur dioxide and oxides of
nitrogen exhibit diffusion properties and are normally formless fluids which can be changes to
the liquid or solid state only by combined effect of increased pressure and decreased temperature.
Particulates represent any dispersed matter, solid or liquid in which the individual aggregates are
larger than single small molecules (about 0.002 micrometer in diameter) but smaller than about
500 micrometers.
Additional air pollutants or atmospheric effects which have become of concern include
photochemical smog, acid rain and global warming.
Photochemical smog refers to the formation of oxidizing constituents, such as ozone, in
the atmosphere as a result of the photo-induced reaction of hydrocarbons (or volatile organic
chemicals) and oxides of nitrogen. Acid rains refer to atmospheric reactions which can lead to
precipitation which exhibits a pH value less than the normal pH of rainfall (which is
approximately 5.7 when carbon dioxide equilibrium is considered). Causative agents in acid-rain
formation are typically associated with sulfur dioxide emissions and possibly, nitrogen dioxide
emissions, along with gaseous hydrogen chloride.
Another issue of importance from a global perspective is the influence of air pollution on
atmospheric heat balances and associated absorption or reflection of incoming solar radiation. As
a result of increasing levels of carbon dioxide and carbon-containing compounds in the
atmosphere, there is a growing concern that the earth’s surface has already started exhibiting
increased temperature levels, and this in turn, have major implications in terms of shifting
climatic conditions throughout the world.
Sources of Air pollution:
The sources of air pollution can be classified based on the type of activity, their frequency of
occurrence and spatial distribution, and the types of emissions, and can be delineated as arising
from natural sources or from man- made sources.
• Natural sources: windblown dust, volcanic eruptions, Lightening- generated forest fires
and biological activity.
• Man- made sources: transportation vehicles, industrial processes, power plants,
construction activities, and military training activities.
Based on number and spatial distribution the air pollution sources are to be classified to
include single or point sources (stationary), area or multiple sources (stationary or mobile), and
line sources.
Single or Point sources: Pollutant emissions from industrial process stacks, as well as stacks of
different fuel combustion.
Area or Multiple sources: vehicular traffic, fugitive - dust emissions from resource - material
stockpiles or construction, or military training activities over large geographical areas.
Methods of EIA
The important methodologies for assessing the impacts of any developmental activity on the
environment are:
1. Ad hoc method:
Ad hoc methods indicate broad areas of possible impacts by listing composite
environmental parameters (Ex: flora and fauna) likely to be affected by the proposed activity.
These methods involve assembling a team of specialists who identify impacts in their area of
expertise. Here, each parameter is considered separately and the nature of impacts (long term or
short term, reversible or irreversible) are considered.
These methods give a rough assessment of total impact while giving the broad areas and the
general nature of possible impacts. In this method, the assessor relies on an intuitive approach
and makes a broad-based qualitative assessment. This method serves as a preliminary assessment
and helps in identification of important areas like Wildlife, Endangered species, Natural
vegetation, Exotic vegetation, Grazing, Social characteristics, Natural drainage, Groundwater,
Noise, Air quality, Visual description and services, Open space, Recreation, Health and safety,
Economic values and, Public facilities.
Types of Ad hoc method are:
• Opinion poll
• Expert opinion and
• Delphi methods
This method is very simple and can be performed without any training. It does not
involve any relative weighting or any cause-effect relationship.
It provides minimal guidance for impact analysis while suggesting broad areas for possible
impacts. Moreover, it does not even state the actual impacts on specific parameters that will be
affected. The illustration of the ad hoc method for a hypothetical highway road project is as given
below:
Impact area No Positive Negative Short Long Reversible Irreversible
effect effect effect term term
Wild life x x x
Natural x x
vegetation
Soil x
characteristics
Ground water x
Noise x
Air quality x
Health, safety x
and welfare
Employment x
opportunities
4. Network method:
This method is used in predicting the potential impact by using directional diagrams in an
easy-to-understand manner. This method was developed by Sorenson in 1971. In this method, the
different types of possible impacts (namely, the primary, secondary and tertiary impacts)
resulting from developmental activities are envisioned and the web of environmental
relationships are depicted in the form of a network.
The figure given below is a diagrammatic representation of a network for a proposed
developmental activity.
Each overlay map consists of a pictorial depiction of the area’s physical features, social
factors, ecological characteristics such as vegetation, settlements, forest cover, wetlands, steep
slopes, soils, food plains, bedrock, wildlife habitats, vegetative communities, biodiversity,
cultural resources and other environmental considerations about the area where the proposed
development is likely to take place. These maps are then overlaid on the project map and a
composite map is obtained which emphasizes the regions with high environmental sensitivity.
Consider an example, where a highway has to be constructed across a region where there are
population and other vegetation that should be taken into consideration. Now in order to fix a
route for the highway with least disturbance to the people and landscape, the overlay method is
used in the following manner:
• A map showing the forest region.
• A map showing the agricultural land.
• A map showing the topographic features of the study area.
• A map showing the roads connecting to the nearby towns and cities.
The four maps are placed one over the another and a composite map is prepared to determine
the best possible route for highway construction. This method is used to assess the changes in the
land before and after a construction activity.
This method is not given much importance as it lacks explanation about the cause of impacts.
However, it is still considered as an important tool for initial evaluation of the project activity.
A modern method of overlay technique is the computer-based Geographic Information
System (GIS). It is used as an important decision making tool to analyze the geographic features
and events on the earth’s surface in digital form.
6. Environmental index using factor analysis
7. Cost/Benefit analysis
8. Predictive or Simulation methods
Models and Modeling:
Modeling is a step-by-step process by which models are developed and / or applied. The three
most common types of models used in EIA are:
• physical models.
• experimental models.
• mathematical models.
Physical Models:
Physical models are small-scale models of the environmental system under investigation on
which experiments can be carried out to predict future changes. The two types of physical model
are:
a) Illustrative or visual models. and working physical models.
b) Illustrative / visual models depict changes to an environmental system caused by a
proposed development activity using pictorial images developed from sketches,
photographs, films, "photo montages," three-dimensional scale models, and by digital
terrain models or digital image processing systems.
Experimental Models:
Scientific data from laboratory or field experiments provide basic information on the
relationships between environmental components and human activities. Research results are used
to construct empirical models that can infer the likely effects of an activity on an environmental
component. Examples of experiments in which the environmental system is modeled and tested
in the laboratory include toxicological tests on living organisms using polluted air. water. food.
etc.; micro-ecosystem experiments; and pilot-scale plant tests.
Mathematical Models:
Mathematical models use mathematical equations to represent the functional relationships
between variables. In general, sets of equations are combined to simulate the behavior of
environmental systems. The number of variables in a model and the nature of the relationships
between them are determined by the complexity of the environmental system being modeled.
Mathematical modeling aims to limit. as much as possible. the number of variables and thus keep
the relationships between variables as simple as possible without compromising the accuracy of
representation of the environmental system.
𝑄𝑜𝐶𝑜 + 𝑄𝑒𝐶𝑒
C1 =
QO + Qe
The above equation is an example of a mathematical model which is a simple water quality
mixing model which is based on the simplest of mass balance equations. The water quality model
below assumes continuous discharge of a conservative contaminant into a stream.
where:
C1 is the downstream concentration;
Co is the upstream concentration;
Ce is the effluent concentration;
Qo is the upstream flow; and
Qe is the effluent flow.
This model may be used to predict changes in downstream effluent concentrations in response to
pollutants loading by changing the values of effluent concentration (Ce) and the effluent flow
(Qe).
Types of Mathematical Models:
Mathematical models can be described according to the following features:
I. Empirical or internally descriptive:
Empirical: they can be derived solely on the basis. of statistical analysis of observations from the
environment to find the "best fit" equation. empirical models are sometimes called "black box"
models. or
Internally descriptive: equations are based on a priori understanding of the relationship between
variables. The equations therefore represent some theory or assumption of how the environment
works.
II. Generalized or Site specific:
Generalized: they can be applicable to a range of different environment allocations which meet
certain specific characteristics: or
Site specific. as they can be developed or applied only to a specific environmental location.
III. Stationary or dynamic:
Stationary: if conditions in the model are fixed over the period of the prediction
or
Dynamic: if the predictions are made over a period of time in which conditions in the
environment change.
IV. Homogeneous or Non- Homogeneous:
Homogeneous: they can assume that conditions at the source prevail throughout the area over
which predictions are made; or
Non- Homogeneous: as environmental conditions affecting the predicted outcome vary with
distance from the source.
V. Deterministic or stochastic:
Deterministic: input variables and relationships are fixed quantities and the predicted outcome
from a given starting point is a single. unique value: or
Stochastic: simple variables and parameters may be described probabilistically. These models
reflect the natural variations occurring in the environment and results are presented as a
frequency distribution of probable outcomes rather than as a single value.
Steps in Mathematical Modeling:
There are seven steps in mathematical modeling. although not all seven must be applied
in every modeling case.
1. Define the environmental system to be modeled. the system's salient features and the
effect requiring prediction (for example. the prediction of maximum concentration of a
water contaminant in an area downstream from its point of discharge).
2. Select an appropriate pre-defined model or develop a new model (for the above example,
a predefined model may be used to predict the downstream concentration, or in the
absence of a predefined model. it may be necessary to formulate a suitable new model).
3. Collect the necessary data from existing sources or by monitoring and surveying (for the
above example, data on the input variables (upstream concentration, discharge
concentration. upstream flow and discharge flow) can be collected through actual
monitoring and surveying).
4. If necessary, define the model parameters for the particular application. using either
standard values or experimental data (calibration). For example, to predict the average
annual and maximum concentration of a pollutant emitted from a single tall stack in an
open rural area, a set of atmospheric dispersion parameters should be defined for the
different classes of meteorological conditions using standard empirical formulae
applicable to tall stacks in open rural areas.
5. Test the validity of the model for the intended use by comparing its behavior with
observations from the field.
6. Apply the model to predict the future condition of the environment.
7. Communicate the model results and assumptions to the non-specialist. All relevant
variables, relations. assumptions, and factors omitted from the analysis should be
identified and their implications for the results discussed.
Resource Requirements
Mathematical models require varying amounts of resource inputs. A simple model. such
as the river dilution model used in the above example. may require minimal input data and
simple manual calculation. while a complex Gaussian plume model may require sophisticated
computer techniques and demand considerable resources of input data, time, and expertise.
Assuming that an existing software program may be used, the costs of using the model may be
limited to preparing the input data and to labor costs for technical staff or outside experts to run
the model and interpret the results.
Analysis of alternatives:
The role of alternatives is to find the most efficient way of meeting the need and purpose
of the proposal, either through enhancing the environmental benefits of the proposed activity, and
or through reducing or avoiding potentially significant negative impacts.
Types of alternatives:
A range of types of alternatives exists, not all of which are necessarily appropriate for
each EIA consideration should be given to those that are most appropriate for the potential
project.
An important starting point for determining appropriate alternatives is to consider the following
aspects:
➢ Who is the proponent? (Private or Public sector)
➢ Who is intended beneficiaries? (General public, select groups or individuals)
➢ Where is the proposal to occur? (Zoned land use, common property or private property)
Projects that are proposed on public land and/or for the public good should consider the major
development alternatives that would meet the stated need for and purpose of the project.
The nature and location of the proposed project would require interrogation through activity and
location alternatives.
The following types or categories of alternatives can be identified:
1. Activity alternatives
2. Location alternatives
3. Process alternatives
4. Demand alternatives
5. Scheduling alternatives
6. Input alternatives
7. Routing alternatives
8. Site layout alternatives
9. Scale alternatives
10. Design alternatives
1. Activity alternatives:
These are sometimes referred to as project alternatives, although the term activity can be used
in a broad sense to embrace policies, plans, and programs as well as projects. Consideration of
such alternatives require a change in the nature of the proposed activity.
Ex: Incineration of waste rather than disposal in a landfill, provision of public transport rather
than increasing the capacity of roads. In view of substantive differences in the nature of the
proposed activities, it is likely that this category is most appropriate at a strategic decision-
making level, such as in a Strategic Environmental Assessment (SEA).
2. Location alternatives:
Location alternatives could be considered for the entire proposal or for a component of a
proposal. For example, the location of a processing plant. The latter is sometimes considered
under site layout alternatives. A distinction should also be drawn between alternative locations
that are geographically quite separate, and alternative locations that are in close proximity.
3. Process alternatives
Process alternatives are used for this category, including technological alternative and
equipment alternative. The purpose of considering such alternatives is to include the option of
achieving the same goal by using a different method or process. An industrial process could be
changed or an alternative technology could be used.
Ex: 1000 megawatt of energy could be generated using a coal-fired power station or an array of
wind turbines. At a smaller scale, usually at the scale of a single plant, process alternatives could
include the recycling of process water or the minimization of wastes.
4. Demand alternatives
Demand alternatives arise when a demand for a certain product or service can be met by
some alternative means.
Ex: the demand for electricity could be met by supplying more energy or through using energy
more efficiently by managing demand.
5. Scheduling alternatives:
Scheduling alternatives are sometimes known as sequencing or phasing alternatives. In this
case an activity may comprise a number of components, which can be scheduled in a different
order or at different times and as such produce different impacts.
Ex: activities that produce noise could be scheduled during the day to minimize impacts, and
activities that may impact on birds could be scheduled to avoid the migratory season.
6. Input alternatives:
Input alternatives are most applicable to industrial applications that may use different raw
materials or energy sources in their processes.
Ex: an industry may consider using either high Sulphur coal or natural gas as a source of fuel.
Again, such alternatives could be incorporated into the project proposal and so be part of the
project description, and need not necessarily be evaluated as separate alternatives.
7. Routing alternatives:
Consideration of alternative routes generally applies to linear developments such as power
lines, transport and pipeline routes. In route investigations, various corridors are investigated and
compared in terms of their impacts.
8. Site layout alternatives:
Site layout alternatives permit considerations of different spatial configurations of an activity
on a particular site. This may include particular components of a proposed development or may
include the entire activity.
Ex: siting of a noisy plant away from residences; and secondly, siting of a particular structure
either prominently to attract attention or screened from view to minimize aesthetic impacts.
9. Scale alternatives:
In some cases, activities that can be broken down into smaller units can be undertaken on
different scales.
Ex: in a housing development there could be the option of 100,150 or 200 housing units. Each of
these scale alternatives may be differently impacts.
10. Design alternatives:
Consideration of different designs for aesthetic purposes or different construction materials in
an attempt to optimize local benefits and sustainability would constitute design alternatives.
Appropriate applications of design alternatives are communication towers.in such cases, all
designs are assumed to have different impacts. Generally, the design alternatives could be
incorporated into the project description, and need not be evaluated as separate alternatives.