Kasdan 2016 - DPM Socio-Cultural Factors of DRM
Kasdan 2016 - DPM Socio-Cultural Factors of DRM
Kasdan 2016 - DPM Socio-Cultural Factors of DRM
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DPM
25,4
Considering socio-cultural
factors of disaster risk
management
464 David Oliver Kasdan
Received 23 March 2016
Department of Public Administration, Incheon National University,
Revised 9 May 2016 Incheon, Republic of Korea
10 May 2016
Accepted 10 May 2016
Abstract
Purpose – The purpose of this paper is to explore the relationship between factors of socio-cultural
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contexts and disaster risk. Recent efforts by international organizations and research scholarship have
emphasized that applying contextual understandings of human behavior can improve the
effectiveness of disaster risk management (DRM).
Design/methodology/approach – The research employs multiple correlation analysis to find
significant relationships between two sources of socio-cultural data and the World Risk Index scores.
Findings – There are interesting relationships between various measures of socio-cultural context and
disaster risk, such as correlations with levels of individualism, self-expression, and secular-rational values.
Research limitations/implications – While using the broadest sample available with the data
sources, generalizations about the relationships must be tempered as inherently anecdotal and needing
greater depth of study. The national level of analysis is controversial.
Practical implications – Emergency managers can extend the knowledge about socio-cultural
influences on disaster risk to tailor policy for effective practices.
Social implications – Societies may recognize their behaviors as being conducive or obstructive to
DRM based on their socio-cultural characteristics; governments may operationalize the findings into
policy responses for more nuanced mitigation efforts.
Originality/value – This research adds to the momentum for considering non-technical approaches
to DRM and expands the potential for social science derived variables in DRM.
Keywords Disaster management, Cultural behaviour, Emergency management theory,
Risk behaviour
Paper type Research paper
Introduction
The growth of disaster occurrences in contemporary societies is largely an artifact of
human activity, rather than an increase in the frequency of the phenomena themselves
(Oliver-Smith, 1996; Perrow, 1984/1999; Tierney, 2014). This prompts the need to
integrate social sciences into disaster risk management (DRM) to improve
understanding of the phenomena in societies, in contrast to the technological
approach that attempts to engineer DRM solutions apart from subjective realities. The
Sendai Framework for Disaster Risk Reduction 2015-2030 emphasizes that future
emergency management should integrate behavioral aspects, including the concepts of
understanding risk, governance, investing, and preparedness for disasters (UNISDR,
2015). This research considers two different ways of measuring socio-cultural contexts
and how they may inform better approaches to DRM governance: the World Values
Disaster Prevention and
Survey (WVS) and Dimensions of National Culture (DNC). This is not to say that
Management previous research has ignored cultural contexts – a notable recent entry is the World
Vol. 25 No. 4, 2016
pp. 464-477
© Emerald Group Publishing Limited
0965-3562
This research has been supported by the National Research Fund through Incheon National
DOI 10.1108/DPM-03-2016-0055 University, Republic of Korea.
Disasters Report: Focus on Culture and Risk (Cannon and Schipper, 2014) that “looks at Considering
different aspects of how culture affects disaster risk reduction (DRR) and how disasters socio-cultural
and risk influence culture” (p. 8) – but the mass of DRM research has come from natural
science perspectives. This research aims to add depth to social science concerns for
factors of
DRM in the hopes of building a more holistic (Quarantelli, 1979) and strategic (Choi, DRM
2008) approach that is adaptable to a variety of contexts.
Recently, DRM research has in fact begun exploring the influence of socio-cultural 465
variables on mitigation outcomes (Comfort, 2012a, b; IFRC, 2014; Tierney, 2014; Cannon
and Schipper, 2014). The variety of factors that are coming into play for DRM research
include a population’s resilience (Donahue et al., 2013; Norris et al., 2008), its level of
economic development (Kellenberg and Mobarak, 2008), and its patterns of behavior in
response to risk (Dillon et al., 2014; Kunreuther et al., 2013; Paton and Johnston, 2001).
Emerging theories have focussed on how to integrate the empirical lessons about
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population behaviors into effective DRM policy (Donahue et al., 2013; Ha, 2015;
Vermeulen, 2014; Viscusi and Zeckhauser, 2006). There is also a growing field of work
about how government agencies can provide effective governance for disasters based
on organizational capacity and standard models of risk behavior (Shavell, 2014;
Smith et al., 2006; Wang and Kuo, 2014; Wilson and McCreight, 2012). Despite this
range and depth of research, the field has not offered a coherent analysis of how
socio-cultural variables can be used to improve DRM from an interdisciplinary
perspective. The interplay of disasters with a population’s politics, economics,
community, and administration is a complex calculus that cannot be served from
a single perspective.
This paper attempts to bring together the ideas about socio-cultural influences on
DRM. The expectation is an enhanced understanding of the importance of those
influences on DRM effectiveness in order to better tailor DRM to the context it serves.
This research discusses how those contexts can differ and what those differences mean
for organizations tasked with DRM. It is worth emphasizing that this work is
promoting an interdisciplinary approach to DRM in order to complement the
necessarily cross-cultural nature of the topic (Hofstede, 2001, p. 19). That is to say that
the comparative nature of the study demands that no single discipline can provide an
appropriately comprehensive frame of analysis.
The basic argument is that, given there may be such a thing as a measurable notion of
“national culture” (Hofstede, 2001; Inglehart, 1997) and that differences in a nation’s
disaster risk exist (Mucke et al., 2014), the ideal approach to DRM should recognize the
unique contexts of a society. Thus, there is a need to investigate the relationship between
social culture and disaster risk to find any patterns of association. The concepts
considered as part of a social culture include such things as a population’s social
attitudes, values, ideological foundations, acceptance of authority, risk orientation,
and overall development, as well as how they are manifest in behaviors and action.
This research raises some simple questions that have complex answers: Which societal
qualities are related to better DRM effectiveness? What human behaviors can be
exploited or confronted to improve DRM? Underlying these questions is the broader
challenges of figuring out what, if anything, can DRM do to integrate the findings for
improved practice?
To these interests, two significant and well-established socio-cultural measures are
analyzed and posed as potential factors of the DRM model. Hofstede’s (2001) (DNC) look
at several dichotomous-spectrum characteristics of a population to inform their relative
collective patterns of thinking, which “are reflected in the meaning people attach to
DPM various aspects of life and which become crystallized in the institutions of a society”
25,4 (http://geert-hofstede.com). WVS links people’s beliefs to their societal development,
using two dimensions of cross-cultural variation that are informed by a continuous
monitoring of myriad aspects by widespread surveys and evolving analyses (www.
worldvaluessurvey.org/). The two sources have some overlap, but together they
provide a broad-based characterization that can then be used to operationalize each
466 nation as a unit of analysis against other measures. In this case, the measures are
juxtaposed with the World Risk Report 2015 Index scores (WRI) that indicate the
exposure and vulnerability of a nation based on an array of demographic, economic,
political, and disaster data (www.worldriskreport.org/).
This is exploratory research as there has yet to be established an empirically
grounded theory of how any of these particular measures would be directly related to
disaster risk. This is partly due to the sporadic and somewhat infrequent occurrence of
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disasters as a dependent variable (hence, the use of the WRI scores as a proxy), as well
as the limitations of sample size and the variation in type of measurement. If a theory
were advanced, then it would postulate that disaster risk is mitigated by societies that
are more cautious, educated, and wealthy. Yet this claim cannot account for the time
order of causality, nor is it particularly useful as a prescriptive idea. The objective
herein is merely to describe some of the socio-cultural characteristics of nations at risk
in order that the context can be accounted for in more effective DRM planning.
It is necessary to qualify the study being conducted at the national level of
measurement. The convenience and robustness of the data makes for reliability in the
analysis regardless of any assessments of global validity. This is not to excuse the fallacy
of summarily characterizing the socio-cultural contexts of large, heterogeneous nations
according to their political borders; it is certainly presumptuous to say that all people of a
certain country are wholly assimilated to a dimension or value. Nevertheless, there are
countries that exhibit strong homogeneity in such measures (e.g. Iceland, Japan, and
Korea). Yet it is also missing the point to dismiss such attempts without conceding that
there may be a starting place for such an approach to DRM policy, notwithstanding the
possibility that regional (sub-national) socio-cultural contexts can be studied. Therefore
this research does not make prescriptions according to national boundaries, opting
instead for a more conservative goal of finding associations between generalized
socio-cultural contexts and disaster risk for future application to DRM policy.
Literature review
The research literature on socio-political, cultural, and other “ancillary” factors of
disaster management is gaining prominence. The globalization effort of the UNISDR
and other agencies notwithstanding, there is still little scholarship that discusses the
relative effectiveness of policies between countries. The reasons for this shortfall start
with the acknowledgment that social and cultural elements are unique to each context
(and even by regions within nations), closely followed by the extension of those unique
elements into the unique processes that form DRM policies. As stated in the World
Disaster Report (IFRC, 2014, p. 8): “The one thing that is certain is that we will have less
sustained impact if we do not adequately take account of people’s cultures, beliefs, and
attitudes in relation to risk.”
This prompts the question of whether or not we can have a global perspective
without first compiling a systematic analysis of the various national or local (Torry,
1979) perspectives to DRM. Quarantelli (1979) initialized ideas for cross-cultural studies
in disaster response behaviors, but the small number of comparative studies that have
followed tend to focus on recovery efforts across different contexts (Kearns, 2011) with Considering
few exceptions. Another cluster of research was presented in a two-part series in the socio-cultural
Journal of Comparative Policy Analysis, wherein Comfort (2012a) recognized that,
“reducing the risk of losses in lives, property, and disruption from extreme events is a
factors of
global policy problem that can best be studied in comparative perspective” (p. 109) and DRM
noted that, “rapid technical, organizational, and cultural changes often intersect to
create novel patterns of risk” (Comfort, 2012b, p. 199). 467
Wisner (1978) made “an appeal for a significantly comparative method in disaster
research” that introduces the notion of alternative study frameworks for DRM. Torry
(1979) may be one of the original “interdisciplinary” DRM researchers, invoking an
anthropological consideration of DRM that was followed by a significant study by
Oliver-Smith (1996), among others. Quarantelli (1979) marks an early call for the study
of cross-cultural behavior in the context of disasters. These early works were mostly
theoretical propositions that DRM was not solely a “hard science” issue.
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(UNISDR, 2015, p. 5) integrated some of the interests and messages of the prior four
Global Assessment Reports in its call for “improved understanding of disaster risk in
all its dimensions.” The UNDP report (Pelling et al., 2004) emphasized DRM as a part
of modern development, rather than an afterthought to nations’ economic agendas.
This report also featured a “disaster risk index” that made connections between
characteristics of societies and their risk profiles.
WVS
The Worlds Values Survey project has a history dating to the early 1980s with a
conglomerate of international social scientists who have conducted hundreds of
thousands of interviews. Its purpose is, “to help scientists and policy makers
understand changes in the beliefs, values and motivations of people throughout the
world” for “the full range of global variations, from very poor to very rich countries, in
all of the world’s major cultural zones” (www.worldvaluessurvey.org). The version
used in this study is the sixth iteration for 2015 that plots countries on a coordinate
system according to the spectra of traditional vs secular-rational values and survival vs
self-expression values. The WVS observations were recorded as coordinate locations
on the Inglehart-Welzel Cultural Map as found on the website. The definitions of the
values are best quoted at length:
Traditional values emphasize the importance of religion, parent-child ties, deference to
authority and traditional family values. People who embrace these values also reject divorce,
abortion, euthanasia and suicide. These societies have high levels of national pride and a
nationalistic outlook.
Secular-rational values have the opposite preferences to the traditional values. These societies
place less emphasis on religion, traditional family values and authority. Divorce, abortion,
euthanasia and suicide are seen as relatively acceptable.
Survival values place emphasis on economic and physical security. It is linked with a relatively
ethnocentric outlook and low levels of trust and tolerance.
Self-expression values give high priority to environmental protection, growing tolerance of
foreigners, gays and lesbians and gender equality, and rising demands for participation in
decision-making in economic and political life.
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25,4
470
DPM
Table I.
Multiple correlation
of all study variables
WRI components WVS DNC
A B C D E F G H I J K L M N
objectivity. Stemming from his research into corporate cultures for multinational
companies in the 1960s, Hofstede has continued the project over five decades to develop
a comprehensive corpus that is accessible to a variety of purposes.
Hofstede’s work provides a relative indication of a nation’s culture also based on
spectra of dimensions. The latest iteration of the study has six dimensions (http://geert-
hofstede.com)[1]. Again, the definitions are best given by direct quote at length from
the website:
Power Distance Index: This dimension expresses the degree to which the less powerful
members of a society accept and expect that power is distributed unequally […] People in
societies exhibiting a large degree of power distance accept a hierarchical order in which
everybody has a place and which needs no further justification. In societies with low power
distance, people strive to equalize the distribution of power and demand justification for
inequalities of power.
Individualism vs Collectivism: The high side of this dimension, called individualism, can be
defined as a preference for a loosely knit social framework in which individuals are expected
to take care of only themselves and their immediate families. Its opposite, collectivism,
represents a preference for a tightly-knit framework in society in which individuals can
expect their relatives or members of a particular in-group to look after them in exchange for
unquestioning loyalty.
Masculinity vs Femininity: The Masculinity side of this dimension represents a preference in
society for achievement, heroism, assertiveness and material rewards for success. Society at
large is more competitive. Its opposite, femininity, stands for a preference for cooperation,
modesty, caring for the weak and quality of life. Society at large is more consensus oriented.
Uncertainty Avoidance Index: The uncertainty avoidance dimension expresses the degree to
which the members of a society feel uncomfortable with uncertainty and ambiguity. The
fundamental issue here is how a society deals with the fact that the future can never be known
[…] Countries exhibiting strong UAI maintain rigid codes of belief and behavior and are
intolerant of unorthodox behavior and ideas. Weak UAI societies maintain a more relaxed
attitude in which practice counts more than principles.
Long Term Orientation vs Short Term Normative Orientation: Every society has to maintain
some links with its own past while dealing with the challenges of the present and the future
[…] Societies who score low on this dimension prefer to maintain time-honored traditions and
norms while viewing societal change with suspicion. Those with a culture which scores high,
on the other hand, take a more pragmatic approach: they encourage thrift and efforts in
modern education as a way to prepare for the future.
DPM Indulgence vs Restraint: Indulgence stands for a society that allows relatively free gratification
of basic and natural human drives related to enjoying life and having fun. Restraint stands
25,4 for a society that suppresses gratification of needs and regulates it by means of strict
social norms.
The validity of Hofstede’s cultural dimensions is not without contention (e.g. Blodgett
et al., 2008; McSweeney, 2002); however, it does provide a framework for classifying
472 populations in the abstract and finding cultures that are alike or dissimilar. DNC is
positioned as a management tool; the theory of his work seeks to support
the effect of society’s culture on its values and how this is realized in its behavior
(Hofstede, 2001). For DNC, the general trend is that more developed nations will exhibit
lower power distance, masculinity, and uncertainty avoidance scores with higher
Individualism (long-term orientation and indulgence dimensions do not show any
trends with respect to development).
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nation’s culture may be an overwhelming task, but knowing the culture in order to tailor
DRM policy for a particular context can serve as an effective approach. A generalized
policy prescription would advocate more opportunities for citizen-government discourse
about disaster management centered on reinforcing individual responsibility and
communicating empirical understandings of disaster risk. A society with high
uncertainty avoidance might respond better to mitigation efforts, while a population that
displays survival values would benefit from guidance in aspects that emphasize personal
accountability. These lessons apply across disciplines; policy makers, civil engineers,
security forces, and other agencies can all benefit by knowing what kinds of DRM
strategies will be most necessary and effective. The direct connection between a
particular WVS or DNC score and any single DRM practice is far from evidentiary, but
that such a connection might be tested and tenable is surely attractive for future studies.
Conclusion
DRM is an especially pernicious challenge for governance; it must contend with the
disaster itself, the population at risk, and the government agencies tasked with protecting
the public from the disaster. A standard approach is to confront the unpredictable nature
of the disaster phenomena with rational understandings of the population at risk,
technological applications, and the attendant governance capacities. The behaviors of a
population, as affected by socio-cultural factors, can be difficult to ascertain. This leaves
DRM agencies to deal with two unknown values when it comes to the calculus for
effective mitigation: the disaster phenomena and the people. This research illuminates
some of the ways that a population’s behavioral context can vary according to its socio-
cultural character in an attempt to get a better handle on one of these unknowns.
Socio-cultural factors have material influence on a population’s relationship to
disasters, be they natural or man-made. There is a rabbit-hole of blame involved in this
situation, questioning the time order of behaviors and disasters (especially on the man-
made side) that is extremely difficult to ascertain due to the limited sample size for any
sort of causal relationship to be established through quantitative analysis. This has
been a continued limitation to the social sciences’ ability to gain a foothold in DRM
research, notwithstanding the many case studies available for disaster management
study. Nevertheless, some useful relationships are apparent between socio-cultural
aspects of populations and their disaster risk in the foregoing analysis. Accepting the
WRI as a viable and valid assessment of a nation’s exposure, susceptibility, coping
capacity, and adaptation qualities, the analysis shows relationships to underscore that
the socio-cultural context should be considered in DRM profiles. While it would be
convenient if the analysis were able to say something to the effect that, “Country X has Considering
these scores for DNC and WVS, therefore the most efficient and effective DRM socio-cultural
strategies and tactics will be […],” it is quite impossible to make such deductions.
The use of nation and country in this discussion is a convenience that does not suggest
factors of
that the findings can be bluntly applied in a diverse population; most countries are not DRM
uniform in their socio-cultural context.
Despite introducing data and referring to them as potential variables in the equation 475
of effective DRM, the intent of this research was to provide empirically founded
qualitative information about the variety of socio-cultural effects to DRM. More to the
practitioner’s perspective, the research asks what qualities and characteristics of a
society need to be accounted for in applying best practices of DRM? This research is a
brick in the construction of a bigger theory and practice of DRM as a socio-cultural,
technological, and governmental endeavor.
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Further research related to this topic could investigate the differences in DRM based on
a nation’s degree of de-/centralized governance (Tsai and Chi, 2012), as it is related to the
population’s preferences for such level of government involvement. There is also more to
be understood at the broader level of governance vis-à-vis the Rule of Law (Western
constitutional) vs Rule of Man (Eastern institutional) approaches to handling DRM.
Another strain of research could build on a feature of one of the sources, such as Hofstede’s
dimension of individualism/collectivism and the literature on group-based risk aversion
characteristics, in order to hypothesize about a population’s understanding of disaster
vulnerability (WRI score) in light of its level of communalism and the individualism of
DRM policy and decision makers. And there is of course opportunity to test the general
idea at lower levels of measurement, comparing sub-national regions as such data may
become available. In other words, there is a wide array of interesting and potentially
educating study to be conducted on socio-cultural facets of DRM in comparative
population contexts. This research aimed to open that discourse by introducing just a few
interdisciplinary approaches to indicate that the relationship between populations and
effective DRM is rich, fascinating, and worthy of continued inquiry.
Notes
1. There is a relationship between the DNC and WVS through one of the latter’s primary
researchers, Michael Minkov. In a sense, the last two dimensions of are extensions based on
the WVS; the correlations between them are apparent in Table I.
2. All 62 nations included in the sample have values for WRI. Four countries – Bangladesh, El
Salvador, Italy, and Venezuela – did not have WVS6 2015 coordinates, but were plotted in
the WVS5 of 2008. Ecuador, Guatemala, and South Africa did not have DNC values for
“long-term orientation” and “indulgence”; the missing values were estimated from those of
comparable countries.
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