Chapter C21 Site-Specific Ground Motion Procedures For Seismic Design
Chapter C21 Site-Specific Ground Motion Procedures For Seismic Design
3 C21.0 GENERAL
4 Site-specific procedures for computing earthquake ground motions include dynamic site
5 response analyses and probabilistic and deterministic seismic hazard analyses (PSHA and
6 DSHA), which may include dynamic site response analysis as part of the calculation. Use of site-
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7 specific procedures may be required in lieu of the general procedure in Sections 11.4.2 through
8 11.4.7; Section C11.4.8 in ASCE 7-16 explains the conditions under which the use of these
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9 procedures is required. Such studies must be comprehensive and must incorporate current
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10 scientific interpretations. Because there is typically more than one scientifically credible
11 alternative for models and parameter values used to characterize seismic sources and ground
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motions, it is important to formally incorporate these uncertainties in a site-specific analysis. For
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13 example, uncertainties may exist in seismic source location, extent, and geometry; maximum
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14 earthquake magnitude; earthquake recurrence rate; ground motion attenuation; local site
15 conditions, including soil layering and dynamic soil properties; and possible two- or three-
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16 dimensional wave-propagation effects. The use of peer review for a site-specific ground motion
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18 Site-specific ground motion analysis can consist of one of the following approaches: (a) PSHA
and possibly DSHA if the site is near an active fault, (b) PSHA/DSHA followed by dynamic site
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20 response analysis, and (c) dynamic site response analysis only. The first approach is used to
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21 compute ground motions for bedrock or stiff soil conditions (not softer than Site Class D). In this
22 approach, if the site consists of stiff soil overlying bedrock, for example, the analyst has the
23 option of either (a) computing the bedrock motion from the PSHA/DSHA and then using the site
24 coefficient ( Fa and Fv ) tables in Section 11.4.3 to adjust for the stiff soil overburden or (b)
25 computing the response spectrum at the ground surface directly from the PSHA/DSHA. The
26 latter requires the use of attenuation equations for computing stiff soil-site response spectra
27 (instead of bedrock response spectra).
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1 The second approach is used where softer soils overlie the bedrock or stiff soils. The third
2 approach assumes that a site-specific PSHA/DSHA is not necessary but that a dynamic site
3 response analysis should, or must, be performed. This analysis requires the definition of an
4 outcrop ground motion, which can be based on the 5% damped response spectrum computed
5 from the PSHA/DSHA, or obtained from the general procedure in Section 11.4. A representative
6 set of acceleration time histories is selected and scaled to be compatible with this outcrop
7 spectrum. Dynamic site response analyses, using these acceleration histories as input, are used to
8 compute motions at the ground surface. The response spectra of these surface motions are used
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9 to define a maximum considered earthquake (MCE) ground motion response spectrum.
10 The approaches described in the aforementioned have advantages and disadvantages. In many
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11 cases, user preference governs the selection, but geotechnical conditions at the site may dictate
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12 the use of one approach over the other. If bedrock is at a depth much greater than the extent of
13 the site geotechnical investigations, the direct approach of computing the ground surface motion
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in the PSHA/DSHA may be more reasonable. On the other hand, if bedrock is shallow and a
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15 large impedance contrast exists between it and the overlying soil (i.e., density times shear wave
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16 velocity of bedrock is much greater than that of the soil), the two-step approach might be more
17 appropriate.
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18 Use of peak ground acceleration as the anchor for a generalized site-dependent response
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19 spectrum is discouraged because sufficiently robust ground motion attenuation relations are
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20 available for computing response spectra in western United States and eastern United States
tectonic environments.
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21
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24 Ground motion acceleration histories that are representative of horizontal rock motions at the site
25 are required as input to the soil model. Where a site-specific ground motion hazard analysis is
26 not performed, the MCE response spectrum for Site Class B (rock) is defined using the general
27 procedure described in Section 11.4.1. If the model is terminated in material of Site Class A, C,
28 or D, the input MCE response spectrum is adjusted in accordance with Section 11.4.3. The US
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1 Geological Survey (USGS) national seismic hazard mapping project website
2 (www.earthquake.usgs.gov/hazards/products/conterminous) includes hazard deaggregation
3 options that can be used to evaluate the predominant types of earthquake sources, magnitudes,
4 and distances contributing to the probabilistic ground motion hazard. Sources of recorded
5 acceleration time histories include the databases of the Consortium of Organizations for Strong
6 Motion Observation Systems (COSMOS) Virtual Data Center website (www.cosmos-eq.org),
7 the Pacific Earthquake Engineering Research (PEER) Center Strong Motion Database website
8 (peer.berkeley.edu/products/strong_ground_motion_db.html), and the US National Center for
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9 Engineering Strong Motion Data (NCESMD) website (http://www.strongmotioncenter.org).
10 Ground motion acceleration histories at these sites generally were recorded at the ground surface
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11 and hence apply for an outcropping condition and should be specified as such in the input to the
12 site response analysis code (Kwok et al. 2007 have additional details).
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13 C21.1.2 Site Condition Modeling
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14 Modeling criteria are established by site-specific geotechnical investigations that should include
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15 (a) borings with sampling; (b) standard penetration tests (SPTs), cone penetrometer tests (CPTs),
16 and/or other subsurface investigative techniques; and (c) laboratory testing to establish the soil
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17 types, properties, and layering. The depth to rock or stiff soil material should be established from
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18 these investigations. Investigation should extend to bedrock or, for very deep soil profiles, to
19 material in which the model is terminated. Although it is preferable to measure shear wave
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20 velocities in all soil layers, it is also possible to estimate shear wave velocities based on
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21 measurements available for similar soils in the local area or through correlations with soil types
22 and properties. A number of such correlations are summarized by Kramer (1996).
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23 Typically, a one-dimensional soil column extending from the ground surface to bedrock is
24 adequate to capture first-order site response characteristics. For very deep soils, the model of the
25 soil columns may extend to very stiff or very dense soils at depth in the column. Two- or three-
26 dimensional models should be considered for critical projects when two- or three-dimensional
27 wave propagation effects may be significant (e.g., sloping ground sites). The soil layers in a one-
28 dimensional model are characterized by their total unit weights and shear wave velocities from
29 which low-strain (maximum) shear moduli may be obtained and by relationships defining the
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1 nonlinear shear stress–strain behavior of the soils. The required relationships for analysis are
2 often in the form of curves that describe the variation of soil shear modulus with shear strain
3 (modulus reduction curves) and by curves that describe the variation of soil damping with shear
4 strain (damping curves). In a two- or three-dimensional model, compression wave velocities or
5 moduli or Poisson ratios are also required. In an analysis to estimate the effects of liquefaction
6 on soil site response, the nonlinear soil model must also incorporate the buildup of soil pore
7 water pressures and the consequent reductions of soil stiffness and strength. Typically, modulus
8 reduction curves and damping curves are selected on the basis of published relationships for
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9 similar soils (e.g., Vucetic and Dobry 1991, Electric Power Research Institute 1993, Darendeli
10 2001, Menq 2003, Zhang et al. 2005). Site-specific laboratory dynamic tests on soil samples to
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11 establish nonlinear soil characteristics can be considered where published relationships are
12 judged to be inadequate for the types of soils present at the site. Shear and compression wave
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13 velocities and associated maximum moduli should be selected based on field tests to determine
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these parameters or, if such tests are not possible, on published relationships and experience for
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15 similar soils in the local area. The uncertainty in the selected maximum shear moduli, modulus
16 reduction and damping curves, and other soil properties should be estimated (Darendeli 2001,
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17 Zhang et al. 2008). Consideration of the ranges of stiffness prescribed in Section 12.13.3 is
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18 recommended.
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20 Analytical methods may be equivalently linear or nonlinear. Frequently used computer programs
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21 for one-dimensional analysis include the equivalent linear program SHAKE (Schnabel et al.
22 1972, Idriss and Sun 1992) and the nonlinear programs FLAC (Itasca 2005), DESRA-2 (Lee and
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23 Finn 1978), MARDES (Chang et al. 1991), SUMDES (Li et al. 1992), D-MOD_2 (Matasovic
24 2006), DEEPSOIL (Hashash and Park 2001), TESS (Pyke 2000), and OpenSees (Ragheb 1994,
25 Parra 1996, Yang 2000). If the soil response induces large strains in the soil (such as for high
26 acceleration levels and soft soils), nonlinear programs may be preferable to equivalent linear
27 programs. For analysis of liquefaction effects on site response, computer programs that
28 incorporate pore water pressure development (effective stress analyses) should be used (e.g.,
29 FLAC, DESRA-2, SUMDES, D-MOD_2, TESS, DEEPSOIL, OpenSees). Response spectra of
30 output motions at the ground surface are calculated as the ratios of response spectra of ground
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1 surface motions to input outcropping rock motions. Typically, an average of the response
2 spectral ratio curves is obtained and multiplied by the input MCE response spectrum to obtain
3 the MCE ground surface response spectrum. Alternatively, the results of site response analyses
4 can be used as part of the PSHA using procedures described by Goulet et al. (2007) and
5 programmed for use in OpenSHA (www.opensha.org; Field et al. 2005). Sensitivity analyses to
6 evaluate effects of soil-property uncertainties should be conducted and considered in developing
7 the final MCE response spectrum.
( MCER )
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8 C21.2 RISK-TARGETED MAXIMUM CONSIDERED EARTHQUAKE
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10 Site-specific risk-targeted maximum considered earthquake ( MCER ) ground motions are based
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11 on separate calculations of site-specific probabilistic and site-specific deterministic ground
12 motions.
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13 Both the probabilistic and deterministic ground motions are defined in terms of 5% damped
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14 spectral response in the maximum direction of horizontal response. The maximum direction in
the horizontal plane is considered the appropriate ground motion intensity parameter for seismic
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16 design, using the equivalent lateral force (ELF) procedure of Section 12.8, with the primary
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18 Most ground motion relations are defined in terms of average (geometric mean) horizontal
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19 response. Maximum response in the horizontal plane is greater than average response by an
20 amount that varies with period. Maximum response may be reasonably estimated by factoring
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21 average response by period-dependent factors, such as 1.1 at short periods and 1.3 at a period of
22 1.0 s (Huang et al. 2008). The maximum direction was adopted as the ground motion intensity
23 parameter for use in seismic design, in lieu of explicit consideration of directional effects.
24 When performing a ground motion hazard analysis, it is important to consider the regional
25 tectonic setting, geology, and seismology. An important geologic consideration is topography,
26 which has been shown to contribute significantly to the effects of local geology on ground
27 motions by increasing the amplitude of ground motions relative to flat ground conditions and
28 causing damage to structures near the crests of slopes (e.g., Assimaki et al. 2005). Since most
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1 existing ground motion models do not account for the effects of site topography (Rai et al. 2017),
2 the ground motion hazard analysis should consider topographic effects where appropriate.
3 Topographic amplification is typically considered significant where all of the following are
4 present: (1) slope angles greater than about 17 degrees (Bouckovalas and Papadimitriou 2005),
5 (2) the horizontal or vertical dimensions of the topographic feature are comparable to the seismic
6 wavelengths of interest (e.g., the shear wave velocity of the feature divided by the frequencies
7 that impact structural response), and (3) the location of interest is within a horizontal distance
8 approximately equal to one wavelength from the slope crest. Topographic amplification can be
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9 estimated by semi-analytical solutions (e.g., Bouckovalas and Papadimitriou 2005), numerical
10 modeling (e.g., Jeong et al. 2019), laboratory experiments (e.g., Jeong et al. 2019), field
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11 experiments (e.g., Wood and Cox 2016), and ground motion models (e.g., Rai et al. 2017).
12 Engineers should be cognizant of the large degree of spatial variability in the effects of surface
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13 topography on ground motions (Wood and Cox 2016) and the limitations, applicability, and
14 uncertainty of each method of analysis.
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15 C21.2.1 Probabilistic ( MCER ) Ground Motions
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16 Probabilistic seismic hazard analysis (PSHA) methods and subsequent computations of risk-
17 targeted probabilistic ground motions, based on the output of PSHA, are sufficient to define
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18 MCER ground motion at all locations except those near highly active faults. Descriptions of
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19 current PSHA methods can be found in McGuire (2004). The primary output of PSHA methods
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20 is a so-called hazard curve, which provides mean annual frequencies of exceeding various user-
21 specified ground motion amplitudes. Risk-targeted probabilistic ground motions are derived
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22 from hazard curves using one (or both for comparison purposes) of the methods described in the
23 following two subsections.
4 C21.2.1.2 Method 2
5 The direct method of computing risk-targeted probabilistic ground motions uses the entire site-
6 specific hazard curve that results from PSHA. The computation is detailed in Luco et al. (2007).
7 In summary, the hazard curve is combined with a collapse fragility (or probability distribution of
8 the ground motion amplitude that causes collapse) that depends on the risk-targeted probabilistic
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9 ground motion itself. The combination quantifies the risk of collapse. Iteratively, the risk-
10 targeted probabilistic ground motion is modified until combination of the corresponding collapse
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11 fragility with the hazard curve results in a risk of collapse of 1% in 50 years. This target is based
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12 on the average collapse risk across the western United States that is expected to result from
13 design for the probabilistic MCE ground motions in ASCE 7.
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14 C21.2.2 Deterministic ( MCER ) Ground Motions
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15 Deterministic ground motions are to be based on characteristic earthquakes on all known active
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16 faults in a region. The magnitude of a characteristic earthquake on a given fault should be a best
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17 estimate of the maximum magnitude capable for that fault but not less than the largest magnitude
18 that has occurred historically on the fault. The maximum magnitude should be estimated
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19 considering all seismic-geologic evidence for the fault, including fault length and paleoseismic
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20 observations. For faults characterized as having more than a single segment, the potential for
21 rupture of multiple segments in a single earthquake should be considered in assessing the
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23 For consistency, the same attenuation equations and ground motion variability used in the PSHA
24 should be used in the deterministic seismic hazard analysis (DSHA). Adjustments for directivity
25 and/or directional effects should also be made, when appropriate. In some cases, ground motion
26 simulation methods may be appropriate for the estimation of long-period motions at sites in deep
27 sedimentary basins or from great ( M 8 ) or giant ( M 9 ) earthquakes, for which recorded
28 ground motion data are lacking.
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1 When the maximum ordinate of the deterministic (MCER) ground motion response spectrum is
2 less than 1.5Fa, it is scaled up to 1.5Fa to put a lower limit or floor on the deterministic ground
3 motions. A single factor is used to maintain the shape of the response spectrum. The intent of
4 the exception defining site-specific MCER ground motions solely in terms of probabilistic MCER
5 ground motions (i.e., when peak MCER response spectral accelerations are less than 1.2Fa) is to
6 preclude unnecessary calculation of deterministic MCER ground motions.
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8 Because of the deterministic lower limit on the MCER spectrum (Figure 21.2-1), the site-
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9 specific MCER ground motion is equal to the corresponding risk-targeted probabilistic ground
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10 motion wherever it is less than the deterministic limit (e.g., 1 .5 g and 0 .6 g for 0.2 and 1.0 s,
11 respectively, and Site Class B). Where the probabilistic ground motions are greater than the
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lower limits, the deterministic ground motions sometimes govern, but only if they are less than
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13 their probabilistic counterparts. On the MCER ground motion maps in ASCE 7-10, the
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14 deterministic ground motions govern mainly near major faults in California (such as the San
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15 Andreas) and Nevada. The deterministic ground motions that govern are as small as 40% of their
16 probabilistic counterparts.
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17 The exception defining site-specific MCER ground motions solely in terms of probabilistic
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18 MCER ground motions (i.e., when peak MCER probabilistic ground motions are less than 1.2Fa)
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19 precludes unnecessary calculation of deterministic MCER ground motions. Probabilistic MCER
20 ground motions are presumed to govern at all periods where the peak probabilistic MCER
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21 response spectral acceleration (i.e., < 1.2Fa) is less than 80% of peak deterministic (MCER)
22 response spectral acceleration (i.e., ≥ 1.5Fa).
23 The requirement that the site-specific MCER response spectrum not be less than 150% of
24 the site-specific design response spectrum of Section 21.3 effectively applies the 80% limits of
25 Section 21.3 to the site-specific MCER response spectrum (as well as the site-specific design
26 response spectrum).
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9 site-specific studies was considered reasonable.
10 Values of the site coefficients (Fa and Fv) for setting the 80% lower limit are introduced to
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11 incorporate both site amplification and spectrum shape adjustment, as described in the research
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12 study, Investigation of an Identified Short-Coming in the Seismic Design Procedures of ASCE 7-
13 16 and Development of Recommended Improvements for ASCE 7-16 (Kircher 2015). This study
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found that the shapes of the response spectra of ground motions were not accurately represented
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15 by the shape of the design response spectrum of Figure 11.4-1 for the following site conditions
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16 and ground-motion intensities: (1) Site Class D where values of S1 ≥ 0.2; and (2) Site Class E
17 where values of SS ≥1.0 and/or S1 ≥0.2. An adjustment of the corresponding values of Fa and Fv
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18 was required to account for this difference in spectrum shape, which was causing the design
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19 response spectrum to underestimate long period motions. Two options were considered to
20 address this short-coming. For the first option, the subject study developed values of new
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21 “spectrum shape adjustment” factors (Ca and Cv) that could be used with site factors (Fa and Fv)
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22 to develop appropriate values of design ground motions (SDS and SD1). The second option,
ultimately adopted by ASCE 7-16, circumvents the need for these new factors by requiring site-
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23
24 specific analysis for Site Class D site conditions where values of S1 ≥ 0.2, and for Site Class E
25 site conditions where values of SS ≥1.0 and/or S1 ≥0.2 (i.e., new requirements of Section 11.4.8
26 of ASCE 7-16). The spectrum shape adjustment factors developed by the subject study for
27 Option 1 provide the basis for the values of site coefficients (Fa and Fv) of Section 21.3 that
28 incorporate both site amplification and adjustment for spectrum shape. Specifically, the value of
29 Fv = 2.5 for Site Class D is based on the product of 1.7 (Site Class D amplification at S1 = 0.6,
30 without spectrum shape adjustment) and 1.5 (spectrum shape adjustment factor); the value of Fv
31 = 4.0 for Site Class E is based on the product of 2.0 (Site Class E amplification at S1 = 0.6
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1 without spectrum shape adjustment) and 2.0 (spectrum shape adjustment factor), where values of
2 spectrum shape adjustment are taken from Section 6.2.2 (Table 11.4-4) of the subject study. The
3 value of Fa = 1.0 for Site Class E is based on the product of 0.8 (Site Class E amplification at SS
4 = 1.5 without spectrum shape adjustment) and 1.25 (spectrum shape adjustment factor), where
5 the value of the spectrum shape adjustment is taken from Section 6.2.2 (Table 11.4-3) of the
6 subject study. Site amplification adjusted for spectrum shape effects is approximately
7 independent of ground motion intensity and, for simplicity, the proposed values of site factors
8 adjusted for spectrum shape are assumed to be valid for all ground motion intensities.
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9 Although the 80% lower limit is reasonable for sites not classified as Site Class F, an exception
10 has been introduced at the end of this section to permit a site class other than E to be used in
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11 establishing this limit when a site is classified as F. This revision eliminates the possibility of an
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12 overly conservative design spectrum on sites that would normally be classified as Site Class C or
13 D.
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14 C21.4 DESIGN ACCELERATION PARAMETERS
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15 The SDS criteria of Section 21.4 are based on the premise that the value of the parameter SDS
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16 should be taken as 90% of peak value of site-specific response spectral acceleration, regardless
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17 of the period (greater than or equal to 0.2 s) at which the peak value of response spectral
18 acceleration occurs. Consideration of periods beyond 0.2 s recognizes that site-specific studies
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19 (e.g., softer site conditions) can produce response spectra with ordinates at periods greater than
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20 0.2 s that are significantly greater than those at 0.2 s. Periods less than 0.2 s are excluded for
21 consistency with the 0.2 s period definition of the short-period ground motion parameter, Ss ,
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22 and recognizing that certain sites, such as Central and Eastern United States (CEUS) sites, could
23 have peak response at very short periods that would be inappropriate for defining the value of the
24 parameter SDS . The upper bound limit of 5 s precludes unnecessary checking of response at
25 periods that cannot govern the peak value of site-specific response spectral acceleration. Ninety
26 percent (rather than 100%) of the peak value of site-specific response spectral acceleration is
27 considered appropriate for defining the parameter SDS (and the domain of constant acceleration)
28 since most short-period structures have a design period that is not at, or near, the period of peak
10
1 response spectral acceleration. Away from the period of peak response, response spectral
2 accelerations are less, and the domain of constant acceleration is adequately described by 90% of
3 the peak value. For those short-period structures with a design period at, or near, the period of
4 peak response spectral acceleration, anticipated yielding of the structure during MCER ground
5 motions effectively lengthens the period and shifts dynamic response to longer periods at which
6 spectral demand is always less than that at the peak of the spectrum.
7 The SD1 criteria of Section 21.4 are based on the premise that the value of the parameter SD1
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8 should be taken as 100% of the peak value of site-specific response spectral acceleration for a
9 period range, 1 s T 2 s , for stiffer sites vs,30 ft/ s 1,200 ft / s ( vs,30 m/ s 366 m/ s ) similar
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10 to the previous requirements of Section 21.4 of ASCE 7-10 and for a period range, 1 s T 5 s ,
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11 for softer sites vs,30 ft / s 1,200 ft / s ( vs,30 m/ s 366 m/ s ), which are expected to have peak
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values of response spectral velocity at periods greater than 2 s. The criteria use the maximum
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13 value of the product, TSa , over the period range of interest to effectively identify the period at
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14 which the peak value of response spectral velocity occurs. Consideration of periods beyond 1 s
15 accounts for the possibility that the assumed 1/ T proportionality for the constant velocity
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16 portion of the design response spectrum begins at periods greater than 1 s or is actually 1 / T n
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17 (where n 1 ). Periods less than 1 s are excluded for consistency with the definition of the 1-s
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18 ground motion parameter, S1 . Peak velocity response is expected to occur at periods less than or
equal to 5 s, and periods beyond 5 s are excluded by the criteria to avoid potential misuse of very
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19
20 long period ground motions that may not be reliable. One hundred percent (rather than a reduced
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21 percentage) of the peak value of site-specific response spectral acceleration at the period of peak
22 velocity response is considered appropriate for defining the value of the parameter SD1 since
23 response spectral accelerations can be approximately proportional to the assumed 1/ T shape of
24 the domain of constant velocity for design periods of interest.
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1 Site-specific requirements for determination of peak ground acceleration (PGA) are provided in a
2 new Section 21.5 that is parallel to the procedures for developing site-specific response spectra
3 in Section 21.2. The site-specific MCE peak ground acceleration, PGAM , is taken as the lesser
4 of the probabilistic geometric mean peak ground acceleration of Section 21.5.1 and the
5 deterministic geometric mean peak ground acceleration of Section 21.5.2. Similar to the
6 provisions for site-specific spectra, a deterministic lower limit is prescribed for PGAM , with the
7 intent to limit application of deterministic ground motions to the site regions containing active
faults where probabilistic ground motions are unreasonably high. However, the deterministic
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9 lower limit for PGAM (in g ) is set at a lower value, 0.5 FPGA , than the value set for the zero-
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10 period response spectral acceleration, 0.6 Fa . The rationale for the value of the lower
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11 deterministic limit for spectra is based on the desire to limit minimum spectral values, for
12 structural design purposes, to the values given by the 1997 Uniform Building Code (UBC) for
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Zone 4 (multiplied by a factor of 1.5 to adjust to the MCE level). This rationale is not applicable
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14 to PGAM for geotechnical applications, and therefore a lower value of 0.5 FPGA was selected.
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15 Section 21.5.3 of ASCE 7-10 states that the site-specific MCE peak ground acceleration cannot
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16 be less than 80% of PGAM derived from the PGA maps. The 80% limit is a long-standing base
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17 for site-specific analyses in recognition of the uncertainties and limitations associated with the
18 various components of a site-specific evaluation.
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19 REFERENCES
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20 Assimaki, D., Gazetas, G., and Kausel, E. (2005). “Effects of local soil conditions on the
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12
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1 Kircher, C. A. (2015). Investigation of an identified short-coming in the seismic design
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12 133(11), 1385–1398.
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Lee, M. K. W., and Finn, W. D. L. (1978). DESRA-2, Dynamic effective stress response analysis
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17 Li, X. S., Wang, Z. L., and Shen, C. K. (1992). SUMDES, a nonlinear procedure for response
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22 In Proc. SEAOC 76th Ann. Conv. Structural Engineers Association of California, Sacramento,
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26 GeoMotions, LLC, Lacey, WA, 20 (plus Appendices).
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28 Engineering Research Institute, Oakland, CA, 221.
14
1 Menq, F. (2003). “Dynamic properties of sandy and gravely soils.” Ph.D. Dissertation,
2 Department of Civil Engineering, University of Texas, Austin.
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