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SBZ Retail Account Opening Check List and Form

1. A completed SBZ account opening form. 2. Proof of residency such as a bank statement, utility bill, lease agreement or title deeds including the applicant's name and address and not more than three months old. 3. Proof of identity such as a national registration card, passport, voter's card or driver's license. [SUMMARY

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Simwene Lungu
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149 views2 pages

SBZ Retail Account Opening Check List and Form

1. A completed SBZ account opening form. 2. Proof of residency such as a bank statement, utility bill, lease agreement or title deeds including the applicant's name and address and not more than three months old. 3. Proof of identity such as a national registration card, passport, voter's card or driver's license. [SUMMARY

Uploaded by

Simwene Lungu
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Download as PDF, TXT or read online on Scribd
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STOCKBROKERS ZAMBIA LIMITED

32 Lubu Road, Longacres


P.O. Box 38956, Lusaka-Zambia
Tel: 260-211-232456/227303
[email protected]
www.sbz.com.zm
Member of the Lusaka Stock Exchange
Regulated and Licensed by SEC Zambia

SBZ Retail Account Opening Requirements


 Individuals should submit the following documentation:
1. Completed SBZ Account Opening Form: SBZ Retail Account Opening Form
2. Proof of Residency in the form of one of the following documents in copy:
a. Bank statement, inclusive of the official bank stamp
b. Certified Utility bill (Water, Electricity or Landline)
c. Certified Lease agreement
d. Certified Title Deeds

 The above documentation should be inclusive of the applicant’s name and physical address, and should not
be more than three months old with the exception of options c and d. However, if the above documentation,
under options b to d, is not in the applicant’s name but a reflection of the applicant’s residential address,
then a certified Affidavit form or affirmative letter from the applicant’s bank, lawyer or employer should
confirm the applicant’s physical address as appears on the proof of residence documentation. All bank
statements must include the applicant’s physical address. Otherwise, a supporting letter from the applicant’s
bank should be provided in conjunction with the applicant’s bank statement confirming the applicant’s
residential address.

3. Proof of Identity in the form of one of the following documents in copy:


a. Certified National Registration Card
b. Certified Driver’s license
c. Certified Passport
d. Certified Voter’s card

 Applicants intending to open a Joint Account are subject to the requirements as applicable to an individual.
However, all documentation submitted should compromise of both applicants’ documents and their SBZ
Account Opening Form should be completed separately. This applies to Joint Administrators as well.

 For persons regarded as juniors, i.e. not in possession of a National Registration Card, their SBZ Account will
be opened in the name of their legal Guardian “in trust of” their name, and will require the documentation
of their Guardian as applicable to an individual. Upon the attainment of their N.R.C, their SBZ Account will
be modified accordingly once the documentation submitted is in accordance with the requirements
applicable to an individual

 Administrators intending to open their SBZ Account with the intention to either sell or transfer the deceased
shares, should follow the requirements applicable to an individual. However, must include the Certified
Order of Appointment and Certified Death Certificate of the Deceased as well as the Deceased’s Certified
N.R.C copy.

 All requested Documentation submitted (as requested within) should be Certified by a Commissioner of
Oaths, or your Reverend.
 Kindly note that the minimum investment is K500 per purchase. Broker commission is charged at 1.50% per
transaction.
 All inquiries should be directed to [email protected]
CV
STOCKBROCKERS ZAMBIA LIMITED LI
A. Identity Details Please fill in ENGLISH and in Block letters with ink
1. Name of Applicant (As appearing in supporting identification document)
Full
Names

2. Gender Male Female B. Marital status Single Married C. Date of Birth


3. Nationality Zambian Other
4. Status Please tick (3) Resident Individual Non resident Foreign National (Passport Copy Mandatory for NRIs & Foreign Nationals)

5. ID No. *Please enclose certified copy of ID document

6. Proof of Identity submitted


NRC Passport Voter ID Driving Licence
B. Address Details
1. Address for Correspondence

City / Town
Province / State Country
2. Contact details
Tel.(Off.) + Tel. (Res.) +
Mobile + Fax +
Email
3. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents (3) against the document attached.
*Latest Bank A/c Statement Lease/Sale Agreement of Residence
Please Specify
*Latest Telephone Bill (only Land Line * Latest Electricity Bill *Others *Not more than 3 Months old.
Validity/Expiry date of proof of address submitted

4. Permanent Address of Resident Applicant if different from above B1 OR (Overseas Address (Mandatory) for Non-Resident Applicant

City / Town

Province / State Country

5. Bank Reference Details


Bank Name
Branch
Account Number

DECLARATION SIGNATURE OF APPLICANT


I hereby declare that the details furnished above are true and correct to the best of my/our knowledge and
belief and I undertake to inform you of any changes therein, immediately. In case any of the above information
is found to be false or untrue or misleading or misrepresenting, I am are aware that I may be held liable for it.

Place: Date:

FOR STOCKBROKERS ZAMBIA LIMITED ONLY DETAILS OF IN PERSON VERIFICATION DONE


(Originals verified) Self certified document copies received.
(Attested) True copies of documents received.
IPV DONE ON

REGISTERED REPRESENTATIVE Staff name :


Signature : Designation :
Date : Official Stamp:
Signature : Official Stamp:

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