Motion Chauvin Time Served
Motion Chauvin Time Served
Motion Chauvin Time Served
Defendant.
MOTIONS
The Defendant, Derek Michael Chauvin, by and through his attorney, Eric J.
Nelson, Halberg Criminal Defense, hereby moves the Court for a downward dispositional
departure or, in the alternative, a downward durational departure. This motion is made
pursuant to the Minnesota Sentencing Guidelines, Minnesota Statutes, and other applicable
law.
INTRODUCTION
The sentencing hearing in this matter is scheduled for June 25, 2021, and follows
Mr. Chauvin’s April 20, 2021, convictions, after a lengthy jury trial, of one count of
2(1); one count of third-degree, “depraved mind” murder, in violation of Minn. Stat. §
The Defense argues that the requisite substantial and compelling circumstances for
a downward dispositional departure are present in this case and urges this Court to grant
its motions and impose a probationary sentence, limiting his incarceration to time served,
or in the alternative, a downward durational departure in crafting its sentence for Mr.
Chauvin.
FACTS
On May 25, 2020, Defendant Derek Michael Chauvin, then a Minneapolis Police
officer, and his partner responded to a call for backup from fellow officers who were
attempting to arrest George Floyd outside the Cup Foods Store at 38th Street and Chicago
Avenue in Minneapolis. He arrived to find the officers on the scene struggling to place Mr.
Floyd in the back of their squad. Mr. Chauvin assisted the other officers in restraining Mr.
Floyd as they waited for an ambulance to arrive. During the restraint, Mr. Floyd ceased
breathing. Paramedics attempted resuscitation after they placed Mr. Floyd into the
ambulance. Mr. Floyd was later pronounced dead at Hennepin County Medical Center.
Four days after the incident, the Hennepin County Attorney’s Office charged Mr.
Chauvin with one count of third-degree, “depraved mind” murder, in violation of Minn.
violation of Minn. Stat. § 609.205, subd. 1. The following week, the Minnesota Attorney
General’s Office took over the prosecution and added an additional count of second-degree,
unintentional felony murder, in violation of Minn. Stat. § 609.19, subd. 2(1). On April 20,
2021, after several weeks of a globally-televised trial, the first in Minnesota’s history, a
Prior to trial, the State had filed a Blakely notice, alleging five grounds for an
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aggravated sentencing departure. Mr. Chauvin waived a separate jury trial on the Blakely
issues and, instead, left the matter to the Court. After briefing from both parties, on May
11, 2021, the Court found that four of the five alleged aggravating factors were present:
abuse of a position of trust and authority; particular cruelty; the presence of children; and
the Defendant committed the crime as part of a group with the active participation of at
least three other persons. The Court found that Mr. Floyd was not a “particularly
vulnerable” victim.
A presentencing investigation (PSI) was completed, and the officer who conducted
the PSI concluded that Mr. Chauvin’s criminal history score is zero. Because all three
crimes of conviction arose from the same behavioral incident, they merge, and the Court
must pronounce a sentence only on the highest-level offense, which, in this case, is second-
degree, unintentional felony murder. The sentencing range for this offense is 128 months
to 180 months, with a presumptive duration of 150 months. (See, e.g., Sentencing
Worksheet). Any sentence outside the guidelines range would be considered a departure.
Mr. Chauvin asks the Court to look beyond its findings, to his background, his lack
of criminal history, his amenability to probation, to the unusual facts of this case, and to
his being a product of a “broken” system. Mr. Chauvin respectfully requests that this Court
grant his motion for a mitigated dispositional departure or, in the alternative, a downward
durational departure.
ARGUMENT
The Minnesota Sentencing Guidelines were promulgated “to establish rational and
consistent sentencing standards that promote public safety, reduce sentencing disparity,
and ensure that the sanctions imposed… are proportional to the severity of the … offense
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and the offender’s criminal history.” Minn. Sent. Guidelines 1.A. The presumptive
guidelines ranges are “deemed appropriate for the felonies covered by them.” Id. at 1.A.6.
A district court must impose the presumptive guidelines sentence absent “identifiable,
substantial, and compelling circumstances to support a departure.” Id. at 2.D.1; see State
v. Misquadace, 644 N.W.2d 65, 69 (Minn. 2002). The “sanctions used in sentencing
convicted felons should be the least restrictive necessary to achieve the purposes of the
sentence.” Id. at 1.A.5. Here, a stringent probationary sentence with incarceration limited
to time served would achieve the purposes of the sentence in this case.
The Sentencing Guidelines recognize that there are cases where the guideline
sentence is not appropriate due to substantial and compelling factors. “When such factors
are present, the judge may depart from the presumptive disposition or duration provided in
the guidelines and stay or impose a sentence that is deemed to be more appropriate than
Id. The Defense urges this Court to use its discretion to depart downward with respect to
A. Amenability to probation.
When crafting an appropriate sentence, a Court may depart dispositionally from the
Guidelines, “if the defendant is particularly amenable to probation.” State v. Love, 350
N.W.2d 359, 361 (Minn. 1984) (holding that the general rule is that probation may be
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probation); see also State v. Malinski, 353 N.W.2d 207, 209 (Minn. Ct. App. 1984)
imprisonment” can support a departure) (citing State v. Heywood, 338 N.W.2d 243 (Minn.
amenability to probation is not a prerequisite.” See State v. Donnay, 600 N.W.2d 471, 473
(Minn. Ct. App. 1999) (emphasis in original), review denied (Minn. Nov. 17, 1999).
consider the factors first enumerated in State v. Trog, including: the defendant’s age,
criminal history, level of cooperation, and attitude in court. See State v. Sejnoha, 512
N.W.2d 597, 600 (Minn. Ct. App. 1994) (citing Trog, 323 N.W.2d 28, 31 (Minn. 1982)).
The sentencing considerations enumerated in Trog were neither exclusive nor exhaustive.
Here, the Trog factors, along with other considerations combine to create substantial and
1. Age.
Mr. Chauvin was born in 1976 to a loving mother, father, and sister. He grew up
near the Twin Cities and completed high school in a local suburb. Although Mr. Chauvin
at a young age struggled to find passion for a particular career, he eventually decided to
become a police officer. After years of work, Mr. Chauvin obtained his Bachelor of Science
in Law Enforcement in 2006, while working as a Minneapolis police officer. Mr. Chauvin
had a stable job, having worked full-time for the Minneapolis Police Department for
Mr. Chauvin is forty-five (45) years old now as he stands before the Court. At the
time of the offense conduct, he was forty-four (44) years old, living with his wife. Mr.
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Chauvin’s age weighs in his favor when determining a sentence. The life expectancy of
police officers is generally shorter, and police officers have a significantly higher average
probability of death from specific diseases than did males in the general population. 1 Mr.
Chauvin is now forty-four years old and is nearing the healthier years of his life. He has
been preliminarily diagnosed with heart damage and may likely die at a younger age like
Independent of the long-term damage a prison sentence would inflict upon Mr.
Chauvin’s life prospects, given his age, convictions for officer-involved offenses
significantly increase the likelihood of him becoming a target in prison. Such safety
concerns are evident by his presentence solitary confinement in a high-security prison. This
is also a fact that the Court is permitted to consider in the context of a mitigated
dispositional departure. See Trog, 323 N.W.2d at 31; citing State v. Wright, 310 N.W.2d
461 (Minn. 1981), (“The trial court . . . concluded that there was a strong reason for
believing that defendant would be victimized in prison and that both defendant and society
would be better off if defendant were sent to the workhouse for a short time, then given
treatment, and then supervised on probation for the remainder of the [sentence]. Underlying
the trial court’s decision is the belief that the chance that defendant will mend his ways and
that society’s interests will be safeguarded are better if the probationary treatment approach
is followed. We cannot say that the trial court abused its discretion in reaching this
conclusion”).
Mr. Chauvin is not the average offender. Prior to this incident, Mr. Chauvin led a
hard-working, law abiding life, and has experienced no legal issues until the point of his
1
See https://www.ncbi.nlm.nih.gov/pmc/articles/PMC4734369/ (accessed June 1, 2021).
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arrest. Mr. Chauvin still has the ability to positively impact his family and his community.
Thus, Mr. Chauvin’s age is a substantial and compelling factor that supports a
2. Criminal History.
In affirming the grounds on which the trial court relied to support a downward
dispositional departure, the Court in Trog credited the fact that the defendant had a nominal
criminal history. See Trog, 323 N.W.2d at 31; see Donnay, 600 N.W.2d at 474 (affirming
history[.]”). The logic behind affirming criminal history as an important sentencing factor
is presumably that defendants with longer criminal histories have squandered their second
chances (or have established that alternative programming has been unsuccessful) and are
less “fit” for mitigated dispositions than their counterparts with little or no criminal history.
See id.
Like the defendant in Trog, Mr. Chauvin has a criminal history score of zero. He
Importantly, there is neither evidence in Mr. Chauvin’s criminal history to suggest that he
would not be a good candidate for probation, nor evidence that he has squandered any
second chances he has received from the judicial system. In fact, there is evidence to the
contrary: Prior to his conviction, Mr. Chauvin complied with all the terms of this Court’s
release orders and made every court appearance. Mr. Chauvin’s compliance with pre-trial
conditions, along with his strict adherence to this Court’s orders, is additional evidence that
he is amenable to probation.
Mr. Chauvin’s criminal history score of zero is a factor under Trog that supports a
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Throughout these proceedings, and in the face of unparalleled public scorn and
scrutiny, Mr. Chauvin has been very respectful to the judicial process, the Court, and the
State. After making bail and being released on conditions, Mr. Chauvin remained out-of-
custody, attended all court appearances, was never unruly, was properly dressed for court,
and was deferential to the Court under all circumstances. Critically—and tellingly—Mr.
Chauvin did not violate any of the conditions of his release from custody up until the day
the jury’s verdict was announced. In fact, Mr. Chauvin turned himself into custody upon
learning that a complaint and warrant had been issued in his case. He has been completely
probation and in favor of a mitigated dispositional departure. If Mr. Chauvin could remain
compliant and law-abiding under circumstances of his pretrial release and his trial, he will
certainly remain compliant and law-abiding while serving a stringent probationary term.
Mr. Chauvin has established that he is particularly amenable to probation and is a prime
In State v. Docken, the Minnesota Court of Appeals held that the support of family
reiterating Trog. 487 N.W. 2d 914, 916-17 (Minn. App. 1992). Mr. Chauvin
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In the eyes of the public, Mr. Chauvin has been reduced to this incident, and he has
been painted as a dangerous man. Despite serving his community as a police officer for
nineteen (19) years, receiving consistently high scores on his annual reviews, and being
well-regarded by his supervisors and peers. Mr. Chauvin has received various honors and
commendations for his work in the Minneapolis Police Department, including two medals
of valor, two medals of commendation, and various lifesaving awards. However, behind
the politics, Mr. Chauvin is still a human being. Before this incident occurred, Mr. Chauvin
was an average man with a loving family and close friends. He was a husband, stepfather,
uncle, brother, and son. To this day, Mr. Chauvin has a close relationship with his family
and friends, and he benefits tremendously from their support. He has the support of his
mother, stepfather, father, stepmother, and sister. Additionally, although they divorced in
early 2021, Mr. Chauvin is still supported by his ex-wife, her family, and his former
stepchildren. Mr. Chauvin has also received thousands of letters of support since his arrest
Mr. Chauvin has the support network he needs to succeed as he moves past this
In light of Mr. Chauvin’s zero criminal history score, his mature age, low risk to
re-offend, and the support of his friends and family, Mr. Chauvin is particularly amenable
to a mitigated departure and urges this Court to grant his motions and pronounce a
6. Amenability to Probation.
“Underlying the trial court's decision [to grant a dispositional departure] is the
belief that the chance that defendant will mend his ways and that society's interests will be
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310 N.W.2d 461, 463 (Minn. 1981). Whether a defendant is particularly amenable to
probation can be diluted down to the simple issue of whether the defendant will be able to
exhibit discipline and self-control while contributing to society in a positive way. With Mr.
Chauvin’s disciplined background and familial support, the answer to this question is
certainly “yes.” In spite of his mistakes, Mr. Chauvin has demonstrated that he has a
capacity for good and that he has the discipline to consistently work toward worthwhile
goals.
Mr. Chauvin’s low criminal history score, his history of service, both as a police
officer and in the military, his exemplary work habits and his behavior while on pre-trial
release, as well as during the trial, speak volumes to his amenability to probation. Not only
has Mr. Chauvin demonstrated that he can maintain the discipline required to succeed with
probation, he has also proven he can be an asset to the community if allowed to remain in
it. This is the history of a man who is particularly amenable to treatment and should be
In the alternative, and in light of the foregoing, the Court should consider a
promulgated “to establish rational and consistent sentencing standards that promote public
safety, reduce sentencing disparity, and ensure that the sanctions imposed… are
proportional to the severity of the … offense and the offender’s criminal history.” Minn.
Sent. Guidelines I.A. The “sanctions used in sentencing convicted felons should be the
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least restrictive necessary to achieve the purposes of the sentence.” Id. at I.A.5.
A “durational departure must be based on factors that reflect the seriousness of the
offense, not the characteristics of the offender.” State v. Solberg, 882 N.W.2d 618, 623
(Minn. 2016) (emphasis added). “A downward durational departure is justified only if the
defendant’s conduct was significantly less serious than that typically involved in the
This case is clearly one in which, if the Court finds a mitigated dispositional
departure is not warranted, a downward durational departure is justified. Here, Mr. Chauvin
was unaware that he was even committing a crime. In fact, in his mind, he was simply
performing his lawful duty in assisting other officers in the arrest of George Floyd. Mr.
Chauvin’s is not a typical case in which a person is commits an assault that results in the
death of another. As is clear from Mr. Chauvin’s actions, had he believed he was
committing a crime, as licensed police officer, Mr. Chauvin simply would not have done
so. Mr. Chauvin’s offense is best described as an error made in good faith reliance his own
experience as a police officer and the training he had received—not intentional commission
of an illegal act.
the absence of a mitigated dispositional departure. Of the 112 defendants, with a criminal
history score of zero, who were sentenced between 2014 and 2018 for violating Minn. Stat.
§ 609.19, subd. 2(1), fourteen (14) percent received a mitigated durational departure. One
of the reasons cited for a mitigated departure was, as here, lack of a dangerous weapon in
In spite of the notoriety surrounding this case, the Court must look to the facts. They
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all point to the single most important fact: Mr. Chauvin did not intend to cause George
Floyd’s death. He believed he was doing his job. The facts of Mr. Chauvin’s case certainly
cannot place his offense among the most egregious of all unintentional murder cases such
that no mitigated departure is warranted. Given the facts of this case, if the Court declines
certainly justified.
Although this Court found the presence of four aggravating factors, the decision as
discretion. See Minn. Sent. Guideline 2.D.1 (“A departure is not controlled by the
law”); State v. Jackson, 749 N.W.2d 353, 360 (Minn. 2008) (when a court “finds facts that
support a departure from the presumptive sentence, the court may exercise discretion to
depart but is not required to depart”). As shown, supra, the Trog factors in this case actually
As for the aggravating factors present in this case, they are not of the extreme sort
that justified upward departures in cases where similar factors were present. For example,
although the Court found the Defendant’s actions to be “particularly cruel,” the facts here
are much different from other cases in which particular cruelty supported an aggravated
sentence. “[P]articular cruelty involves the gratuitous infliction of pain and cruelty of a
kind not usually associated with the commission of the offense in question.” Tucker v.
State, 799 N.W.2d 583, 586 (Minn.2011) (quotations omitted). The predicate felony for
the felony murder charge in this case was third-degree assault. Third-degree assault
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requires infliction of “substantial bodily harm” to the victim. Minn. Stat. § 609.223, subd.
1. Here, there is no evidence that the assault perpetrated by Mr. Chauvin against Mr. Floyd
involved a gratuitous infliction of pain or cruelty not usually associated with the
necessarily causes pain. The assault of Mr. Floyd occurred in the course of a very short
time, involved no threats or taunting, such as putting a gun to his head and pulling the
trigger, see State v. Harwell, 515 N.W.2d 105, 109 (Minn. App. 1994), and ended when
Indeed, the fact that officers had summoned medical attention for Mr. Floyd
actually served to mitigate any cruelty with which Mr. Floyd had been treated. Officers
called an ambulance before the struggle with Mr. Floyd began, and upgraded the call during
the struggle. It was the arrival of the ambulance, within minutes, that ended the incident.
The particular cruelty factor for failing to aid a victim is applied in cases where an offender
leaves the victim without calling for medical help, such as an ambulance. See Harwell, 515
N.W.2d at 109-10; State v. Strommen, 411 N.W.2d 540, 544-45 (Minn. App. 1987); State
v. Jones, 328 N.W.2d 736, 738 (Minn. 1983). Here, not only did officers call for medical
assistance twice, but Mr. Chauvin remained on scene until it arrived. In typical “particular
cruelty” cases, the offender does not call for help or render aid, and typically leaves the
The Court also found that Mr. Chauvin had “abused a position of trust and
authority,” which is not included among the aggravating sentencing factors for
nonfinancial crimes enumerated in the Minnesota Sentencing Guidelines. See Minn. Sent.
Guidelines § 2.D.3(b). However, the list of aggravating factors contained in the guidelines is
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“nonexclusive.” Courts, in certain limited circumstances, have upheld the abuse of position
reasonable doubt. See State v. Lee, 494 N.W.2d 475, 482 (Minn. 1992); State v. Rourke, 681
N.W.2d 35, 41 (Minn. App. 2004); State v. Cermak, 344 N.W.2d 833, 839 (Minn. 1984).
The facts of all of these cases, however, involve criminal sexual conduct, domestic abuse, or
both, where the victim had a pre-existing relationship with the offender. Many such cases
(Minn. App. Aug. 26, 1997), involved a taxi-cab shooting in which no pre-existing
relationship existed between the victim and the offender. In Bennett, the court found that the
defendant had “abused his position of trust and commercial authority” over the victim,
because the victim’s employment required him “to keep his back turned to Bennett, to stop
the cab at any point.” Id. at *3. Although this was not a pre-existing relationship, it was far
more similar to the employment relationship found in other cases, such as State v. Konrardy,
No. CX-88-1867, 1989 14919 (Minn. App. Feb. 28, 1989) than the circumstances in this
a peace officer’s position has been considered an aggravating factor for an upward departure
in sentencing. Thus, this Court would be alone in using the facts of this case as a basis for
In its Blakely order, this Court also found that the Defendant committed the offense
as a member of a group of three or more offenders. Per the guidelines, the Court may
consider, as a factor supporting upward departure, that the offender “committed the crime
as part of a group of three or more offenders who all actively participated in the crime,”
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Minn. Sent. Guidelines § 2.D.3.b(10) (emphasis added). An “offender is a person who has
committed a crime.” Jones v. Borchardt, 775 N.W.2d 646, 648 (Minn. 2009) (cleaned up).
“The state deems a person to have committed a crime upon conviction.” Id. Here, despite
the Court’s findings, none of Mr. Chauvin’s codefendants have been convicted of a crime
related to the offense of which he has been convicted. Moreover, it is clear that the term
“offender,” as used in the Sentencing Guidelines, can refer only to those individuals who
have been convicted of a felony because the guidelines only apply to such individuals.
Thus, it is unclear how the Court could have found beyond a reasonable doubt that three or
Further, the Defense fails to understand how the Court could find beyond a
reasonable doubt—before any evidence has been presented in their cases—that Mr.
Chauvin’s codefendants actively participated in the crime of which he has been convicted.
At this point, Mr. Chauvin’s codefendants have merely been charged with accomplice
liability for Mr. Chauvin’s actions—which places the burden on the State to prove beyond
a reasonable doubt that the codefendants intentionally aided Mr. Chauvin in commission
of the offense. See Minn. Stat. § 609.05, subd.1. This means that the codefendants must
have been aware of Mr. Chauvin’s intent to commit third-degree assault. However, the
State has not yet met its burden of proving as much. In fact, at this point, the codefendants
must be presumed innocent of the alleged offenses. Minn. Stat. § 611.02. As such, the
Defense believes that it would be error for the Court to use this factor to pronounce an
aggravated sentence.
Finally, the Court found the Defendant committed the offense in the presence of
children. The facts of this case, however, are considerably different from those of other
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cases in which the presence of children during the commission of a crime has been alleged
as an aggravating factor.
In most such cases, the crime was committed in a home or at a location in which
children were present at the outset, actually witnessed the crime, and were unable to leave
the scene while the crime was being committed. See State v. Profit, 323 N.W.2d 34, 36
(Minn. 1982) (children witnessed an assault at a daycare center); State v. Vance, 765
N.W.2d 390, 394 (Minn. 2009) (home); State v. Robideau, 796 N.W.2d 147, 151 (Minn.
2011) (home); State v. Gayles, 915 N.W.2d 6, 12 (Minn. App. 2017) (home). The defense
is unaware of any case in Minnesota in which the presence of children factor has been
considered in a bystander-witness situation where the children, themselves, were not placed
in danger. See State v. Fleming, 883 N.W.2d 790, 797 (Minn. 2016) (firing gun six times
in a park full of children). The facts of this case are distinguishable from other precedential
authority in which this factor has been applied. As such, the Court should consider the
departure.
Again, although the Court found “facts that support a departure from the
presumptive sentence, the court may exercise discretion to depart but is not required to
depart” Jackson, 749 N.W.2d at 360. Here, there are sufficient mitigating factors and
sufficient facts that distinguish this case from cases in which the aggravating factors found
by this Court have been applied, that an aggravated durational departure is unwarranted in
this case.
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CONCLUSION
In light of the foregoing, Mr. Chauvin respectfully requests that the Court disregard
its Blakely findings and pronounce a strict probationary sentence, along with a period of
incarceration equal to the time he has already served. In the alternative, Mr. Chauvin
respectfully requests that the Court grant him a downward durational departure.
Respectfully submitted,
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