NXP SE05x T 1 Over I C Specification: Rev. 1.2 - 10 December 2020 User Manual Company Public
NXP SE05x T 1 Over I C Specification: Rev. 1.2 - 10 December 2020 User Manual Company Public
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NXP SE05x T=1 Over I C Specification
Rev. 1.2 — 10 December 2020 User manual
COMPANY PUBLIC
Document information
Information Content
2
Keywords I C T=1 ISO7816 SE05x
2
Abstract Specification for the data link layer protocol T=1 over I C on the SE05x
NXP Semiconductors
UM11225
2
NXP SE05x T=1 Over I C Specification
Revision History
Revision history
Revision Date Description
number
1.2 2020-12-10 Updated legal information
1.1 2020-01-08 Modifications:
• Added definition for DPWT (Power Wake-Up Time)
• Updated figure Figure 2
• Updated figure Figure 6 with STOP condition and MPOT
• Updated figure Figure 9
• Updated figure Figure 11
• Update table Table 13 to remove IRQCT and SEAL (not supported by this product)
• Updated chapter Section 2 add further statement to first item of the list.
• Updated chapter Section 2.1.1.1 to remove statement about multiple NAD values
• Updated chapter Section 2.1.1.2.3 to include further explanation on the Interface soft
reset request and SE Chip reset request S-Block and add a new statement for WTX
request
• Updated chapter Section 2.4.2
2
• Updated chapter Section 3 to update list of characteristics for I C
2
• Updated chapter Section 3.1.1 to include statement that if I C bus is free both lines SDA
and SCL shall be HIGH
2
• Added chapter SE I C Default Values Section 3.1.1.4
1.0 2019-06-06 Initial version
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1 Introduction
T=1 is a peer to peer, half duplex transmission protocol defined in ISO/IEC 7816-3. T=1
protocol usage is very common in the smart card domain. This document specifies how
ISO/IEC 7816-3 T=1 protocol shall be used to transfer APDUs between a hosting device
2
(HD) and a Secure Element (SE) using serial physical interfaces based on I C .
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In view of the OSI protocol stack the serial physical interface I C , shall serve as physical
layers. A customized ISO/IEC 7816-3 T=1 protocol shall be used as data link layer.
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SE HD
Applet / JCOP Host Applicaon
2
Figure 1. T=1 over I C Communication Stack
Figure 1 shows data flow and communication layers in accordance to the OSI model of
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the T=1 communication stack over I C interface.
• On the highest layer, the Application Layer, the ISO7816 APDU protocol is located.
Applications and applets shall only use ISO7816 Application Protocol Data Units
(APDUs) for communication.
• The T=1 protocol is the Data Link Layer. APDUs which shall be transmitted are split
up in several frames and enveloped by a T=1 prologue and epilogue before they are
passed to the next layer.
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• The Physical Layer represents the serial physical interface layer – I C . This layer is
responsible for transmitting/receiving T=1 frame bytes.
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The node address byte (NAD) identifies the source and the intended destination of the
block. Bits 1 to 4 encode the source node address (SAD) and bits 5 to 8 encode the
destination node address (DAD). Values '0xFF' and '0x00' are invalid for NAD. DAD and
SAD shall never have the same value.
The protocol control byte (PCB) conveys information required to control transmission.
PCB indicates the block frame type and defines whether the block is an I-Block, a R-
Block or a S-Block.
• An information block (I-Block) is used to convey information for use by the application
layer.
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The chaining function allows the HD or the SE to transmit information (application data)
longer than IFSC or IFSD. If the HD or the SE must transmit information longer than
IFSC or IFSD respectively, it shall divide the information into pieces, each with length less
than or equal to IFSC or IFSD and shall transmit each piece in a block using the chaining
function.
The M-bit in PCB controls the chaining of I-Blocks. The value of the M-bit indicates the
state of the I-Block.
• If M = 1, then the I-Block is chained to the next block, which shall be an I-Block.
• If M = 0, then the I-Block is not chained to the next block.
If the receiver correctly receives a more-data I-Block, then it shall transmit R(N(R)),
where N(R) is set to N(S) of the expected I-Block.
• Indicate error and request the sender to re-transmit the last block
• Acknowledge error-free reception of I-Block in case of chaining
Bits 8 and 7 of the PCB are set to 11b for an S-Block. Remaining bits are used to encode
S-Block request/response commands as listed in Table 9.
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Interface soft reset request S-Block command shall reset both protocol context and
SE context with respect to the logical connection. SE shall send the command response
with ATR bytes in INF field once the context reset is complete. HD shall not send this
command as a response to WTX request. On soft reset, SE shall discard any pending
response block on the logical connection. After Host has send the Interface soft reset
request S-Block Host must ensure that for DMPOT SCL and SDA lines are in the default
state HIGH.
HD shall use End of APDU session request S-Block command to indicate end of
APDU session on the logical connection. SE shall reset the protocol context of the logical
connection and may initiate power saving sequence after sending response to this
command. SE shall wake up automatically if HD sends a T=1 block.
SE Chip reset request S-Block command shall reset SE chip. SE shall do self-reset
once the response command is send to the HD. After Host has send the SE Chip reset
request S-Block Host must ensure that for DPWT SCL and SDA lines are in the default
state HIGH.
HD shall always respond to a WTX request with a WTX response.
The Information Field Length (LEN) byte(s) encodes the number of bytes in the
information field of the block.
• The value ‘00’ encodes zero: INF is absent.
• One-byte LEN shall be used in Prologue field if the information field size is less than
0xFF bytes.
The Information Field Size (IFS) defines the maximum size of information field (INF) that
a block can hold.
• IFSC defines the IFS of the SE
• IFSD defines the IFS of the HD
This protocol uses the same value for both IFSC and IFSD and both values are always in
sync. ATR includes the maximum IFSC value of the SE.
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SE shall use the maximum IFS size indicated in ATR on init. HD may use IFS request
S-Block command to reduce the IFS size. SE shall acknowledge the request by IFS
response S-Block command if the requested IFS size can be supported. SE shall reset
the IFS to maximum value on soft reset.
IFS size of each logical connection shall be maintained separately. Soft reset command
send on one logical connection shall reset the IFS of that logical connection only.
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2.2.3 ATR – Specific Parameters for I C Physical Layer
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This section describes the parameters provided by the ATR when the I C Physical Layer
is used.
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Table 13. ATR – Specific Parameters for I C Physical Layer
Name Length Description
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MCF 2 Maximal I C Clock Frequency at which the SE may operate (in kHz)
Configuration 1 Method for SE Data Available that shall be used by the HD to detect that response data
may be read from the SE:
• b1-b3: RFU
2
Support of the I C High Speed Mode :
• b4 = 0: HS mode not supported
• b4 = 1: HS mode supported
MPOT 1 Minimum Polling Time (conditional to Polling Mode support) (in ms)
RFU 1 Not used for this product
RFU 2 Not used for this product
SEGT 2 Secure Element Guard Time (in µs)
WUT 2 Wake-Up Time (in µs): when receiving a Wake-Up Byte, time after which the SE is ready to
receive a command.
2.3.1 Initialization
SE shall be in Receive state after power-on boot. The HD shall transmit the first block.
First block shall be either an I-Block with N(S) = 0 denoted I(0, M), or an S-Block.
SE shall be in Send state after receiving S(Interface soft reset request) to send out the
ATR, but shall reset the protocol context.
Note: It is recommended that HD should use S(Interface soft reset request) after power-
on boot to ensure HD and SE are synchronized.
2.3.2 Processing
SE shall enter Process state on receiving the command block from the HD and shall exit
Process state and go to Send state once the command is processed. When response is
read out by the HD, SE shall go to Receive state again.
2.3.3 Acknowledgement
I-Blocks are acknowledged by sending the next I-Block.
Without chaining or at the last block of a chain, I(Na(S), 0) transmitted by A is implicitly
acknowledged by I(Nb(S), M) transmitted by B.
With chaining, I(Na(S), 1) transmitted by A is acknowledged by R(Nb(R)) transmitted by
B, with Nb(R) indicating the send-sequence number of the next expected block.
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2.4.1 Re-transmission
In case of a transmission error, where the HD either
• fails to receive an error-free block from SE, or
• repeatedly receives an R-Block from SE.
HD shall make a maximum of ten further attempts in succession by sending an R-Block
to the SE or retransmitting the previously block.
HD shall transmit S(Interface soft reset request) after the maximum of retransmission
attempts.
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3 Physical Interfaces
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Serial physical interfaces, I C , shall be used by this protocol to transmit/receive protocol
data frames.
• SE shall be in Receive state after power-on boot
• SE shall switch to Processing state once HD finishes to write the protocol command
block.
• SE shall switch to Sending state once processing is done and SE is ready with protocol
response block.
• SE shall switch back to Receive state once HD reads-out the response from SE
• After sending S(Interface soft reset request) HD shall ensure that for DMPOT both SDA
and SCL are in default state HIGH.
• SE shall be in Send state after S(Interface soft reset request) to transmit ATR.
Power Down
Power OFF
Aer S(End of APDU Session response)
Acve
Power ON
SE received complete T=1 block from HD
Receive
Init DPWT (5ms)
SCL and SDA shall be
in default state HIGH
Process
HD reads
response
Aer SE sends
Send
S(SE chip reset response)
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Figure 2. SE I C Slave State Machine
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3.1 I C Interface
3.1.1 Description
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I C Interface is a half-duplex communication interface. Only two wires are required to
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establish connection between one I C master and several slaves - clock line (SCL) and
data line (SDA).
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SE shall be the I C slave and HD shall act as the I C master.
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SDA SDA
I2C Master I2C Slave
(HD) (SE)
SCL SCL
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Figure 3. Simplified I C Schematics
Note: When the bus is free or idle, both lines SCL and SDA shall be HIGH.
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3.1.1.1 SE I C Receive State
In receive state, SE is idle and is waiting for protocol command block from the HD. In this
state SE shall:
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• ACK I C WRITE request from HD
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Figure 4 shows the format of I C frame that encapsulates T=1 protocol block frame
2 2
from HD to SE. HD shall start the frame with I C start condition and end with I C stop
condition. HD shall not use repeated start to send/receive any frame. HD shall send the
2
complete T=1 frame in one fragment (in one I C write cycle).
Num Bits 1 7 1 1 8 1 8 1 8 1 8 1 8 1 8 1 8 1 8 1 1
S- NAD
S W A A PCB A LEN A Data-1 A Data-2 A Data-1 A ... CRC-1 A CRC-2 A P
Addr (0x5A)
HD to SE S START A Acknowledge
SE to HD P STOP
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Figure 4. I C Frame - HD to SE
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HD SE
Start(S)
Write (W)
Acknowledgement (ACK)
Data 1
Acknowledgement (ACK)
Data 2
Acknowledgement (ACK)
...
Data n
Acknowledgement (ACK)
Stop
2
3.1.1.2 SE I C Processing State
2
SE shall switch from receiving state to processing state on receiving the I C STOP
sequence from the HD. In processing state:
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• SE shall NACK any I C WRITE request from HD
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• SE shall NACK any I C READ request from HD if busy
HD shall poll for the response from SE by sending a one byte read request to SE. HD
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shall ignore and retry if SE NACK the I C read request. After receiving a NACK from the
SE, HD shall wait MPOT before sending a new read request.
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HD SE
Start(S)
Read (R)
Acknowledgement (NACK)
Stop(P)
...
MPOT
Start(S)
Read (R)
Acknowledgement (NACK)
Stop(P)
... MPOT
Start(S)
Read (R)
Acknowledgement (ACK)
Polling Loop
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3.1.1.3 SE I C Send State
SE shall switch to send state once command processing is complete and is ready to
send the protocol response command block. In send state:
2
• SE shall ACK I C READ request from the HD.
2
Figure 7 shows the format of I C frame that encapsulates T=1 protocol block frame from
SE to HD. SE shall be in send state until all response bytes are read-out by the HD or the
2
HD sends a new WRITE request. HD may read the response bytes in multiple I C READ
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transactions (see Figure 8) or in a single I C READ transaction. SE shall switch back to
receive state once all response bytes are read-out by the HD. If HD sends a new WRITE
request, SE shall switch to receive state and shall abort sending of response bytes.
If the HD reads more data bytes than SE has available, SE sends a IDLE byte (0xFF) to
indicate that it does not have data to send.
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Num Bits 1 7 1 1 8 1 8 1 8 1 8 1 8 1 8 1 8 1 8 1 1
S- NAD
S R A A PCB A LEN A Data-1 A Data-2 A Data-1 A ... CRC-1 A CRC-2 A P
Addr (0x5A)
HD to SE S START A Acknowledge
SE to HD P STOP
2
Figure 7. I C frame - SE to HD
Num Bits 1 7 1 1 8 1 8 1 8 1 1 1 7 1 1 8 1 8 1 8 1 8 1 8 1 1
S- NAD S-
S R A A PCB A LEN A P S R A Data-1 A Data-2 A Data-1 A ... CRC-1 A CRC-2 A P
Addr (0x5A) Addr
HD to SE S START A Acknowledge
SE to HD P STOP
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Figure 8. I C multiple frames - SE to HD
HD SE
Start(S) ...
Read (R)
Acknowledgement (ACK)
Polling Loop
Data 1
Acknowledgement (ACK)
Data 2
Acknowledgement (ACK)
...
Data n
Acknowledgement (ACK)
Stop
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HD SE
Start(S) ...
Read (R)
ACK
NAD
ACK
PCB
ACK
LEN
NACK
Stop
Start(S)
Read (R)
ACK
Data 0
ACK
Data 1
ACK
...
Data LEN-1
NACK
Stop
2
Figure 10. I C multiple frames - SE to HD
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ACK/NACK ? NACK
ACK
2
3.1.1.4 SE I C Default Values
2
SE shall use the following default values for the I C parameters:
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2
Table 14. I C Default
Values
Paramet Value Unit Description
er
DSEGT 10 us Default SEGT value
DMPOT 1 ms Default MPOT value
DPWT 5 ms Default Power-Wakeup Time value
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Table 15. Abbreviations...continued
Abbreviation Meaning
WUT Time taken by the SE to leave Power-Saving Mode and get ready to receive
data.
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5 References
[1] ISO/IEC 7816-3:2006 Identification cards – Integrated circuit cards – Part 3: Cards
with contacts – Electrical interface and transmission protocols
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6 Legal information
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Tables
Tab. 1. T=1 Frame Format ............................................ 5 Tab. 10. Block Types .......................................................8
Tab. 2. 3-Byte Prologue ................................................ 5 Tab. 11. ATR – Common Structure ................................. 9
Tab. 3. NAD Format ...................................................... 5 Tab. 12. ATR – Specific Parameters for Data Link
Tab. 4. SAD/DAD values ............................................... 5 Layer ................................................................. 9
Tab. 5. Coding of I-Block PCB ...................................... 6 Tab. 13. ATR – Specific Parameters for I2C Physical
Tab. 6. Coding of R-Block PCB .....................................6 Layer ............................................................... 10
Tab. 7. R-Block Error codes ..........................................6 Tab. 14. I2C Default Values .......................................... 19
Tab. 8. Generic S-Block Coding ....................................7 Tab. 15. Abbreviations ...................................................20
Tab. 9. Coding of S-Block PCB .....................................7
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Figures
Fig. 1. T=1 over I2C Communication Stack ................. 4 Fig. 7. I2C frame - SE to HD ..................................... 16
Fig. 2. SE I2C Slave State Machine ...........................12 Fig. 8. I2C multiple frames - SE to HD .......................16
Fig. 3. Simplified I2C Schematics .............................. 13 Fig. 9. SE sends data to HD ...................................... 16
Fig. 4. I2C Frame - HD to SE .................................... 13 Fig. 10. I2C multiple frames - SE to HD .......................17
Fig. 5. HD Sends Data to SE .....................................14 Fig. 11. HD Read Sequence ........................................ 18
Fig. 6. HD Polling SE for Response Data .................. 15
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Contents
1 Introduction ......................................................... 3
2 Data Link Layer (T=1) ......................................... 4
2.1 T=1 Block Frame Format .................................. 5
2.1.1 Prologue Field ................................................... 5
2.1.1.1 Node Address Byte (NAD) ................................ 5
2.1.1.2 Protocol Control Byte (PCB) ..............................5
2.1.1.3 Information Field Length (LEN) ......................... 8
2.1.2 Information Field (INF) .......................................8
2.1.2.1 Information Field Size (IFS) ...............................8
2.1.3 Epilogue Field (CRC) ........................................ 9
2.2 Answer to Reset (ATR) ......................................9
2.2.1 ATR – Common Structure ................................. 9
2.2.2 ATR – Specific Parameters for Data Link
Layer .................................................................. 9
2.2.3 ATR – Specific Parameters for I2C Physical
Layer ................................................................ 10
2.3 Rules for Error-Free Operation ........................ 10
2.3.1 Initialization ...................................................... 10
2.3.2 Processing ....................................................... 10
2.3.3 Acknowledgement ............................................10
2.3.4 Waiting Time Extension ................................... 11
2.4 Error handling .................................................. 11
2.4.1 Re-transmission ............................................... 11
2.4.2 Error Recovery ................................................ 11
3 Physical Interfaces ............................................12
3.1 I2C Interface .................................................... 12
3.1.1 Description ....................................................... 12
3.1.1.1 SE I2C Receive State ..................................... 13
3.1.1.2 SE I2C Processing State .................................14
3.1.1.3 SE I2C Send State .......................................... 15
3.1.1.4 SE I2C Default Values .....................................18
4 Abbreviations and Notations ........................... 20
5 References ......................................................... 22
6 Legal information .............................................. 23
Please be aware that important notices concerning this document and the product(s)
described herein, have been included in section 'Legal information'.