Sensors: Thin Film Encapsulation For RF MEMS in 5G and Modern Telecommunication Systems
Sensors: Thin Film Encapsulation For RF MEMS in 5G and Modern Telecommunication Systems
Article
Thin Film Encapsulation for RF MEMS in 5G and
Modern Telecommunication Systems
Anna Persano 1, *, Fabio Quaranta 1 , Antonietta Taurino 1 , Pietro Aleardo Siciliano 1
and Jacopo Iannacci 2
1 IMM-CNR, Institute for Microelectronics and Microsystems, National Research Council, Via Monteroni,
73100 Lecce, Italy; [email protected] (F.Q.); [email protected] (A.T.);
[email protected] (P.A.S.)
2 CMM-FBK, Center for Materials and Microsystems, Fondazione Bruno Kessler, Via Sommarive 18,
38123 Povo – Trento, Italy; [email protected]
* Correspondence: [email protected]
Received: 27 February 2020; Accepted: 2 April 2020; Published: 10 April 2020
Abstract: In this work, SiNx /a-Si/SiNx caps on conductive coplanar waveguides (CPWs) are proposed
for thin film encapsulation of radio-frequency microelectromechanical systems (RF MEMS), in view
of the application of these devices in fifth generation (5G) and modern telecommunication systems.
Simplification and cost reduction of the fabrication process were obtained, using two etching processes
in the same barrel chamber to create a matrix of holes through the capping layer and to remove the
sacrificial layer under the cap. Encapsulating layers with etch holes of different size and density were
fabricated to evaluate the removal of the sacrificial layer as a function of the percentage of the cap
perforated area. Barrel etching process parameters also varied. Finally, a full three-dimensional finite
element method-based simulation model was developed to predict the impact of fabricated thin film
encapsulating caps on RF performance of CPWs.
Keywords: 5G; RF MEMS; thin film encapsulation; silicon nitride; oxygen plasma etching
1. Introduction
Radio-frequency microelectromechanical systems (RF MEMS) technology is emerging as a
key enabling solution to address the demanding requirements that upcoming fifth generation (5G)
standards pose upon passive devices and networks, such as high operating frequencies, large tunability,
reduced hardware redundancy, and low power consumption [1–3]. These performance benefits,
however, are offset by a lack of low-cost packaging available for RF MEMS. The package must protect
the device from structural damage and contaminants, introduce minimal RF losses, and not degrade the
performance of the switch, circuit or complex passive device. To enable widespread implementation of
RF MEMS, the package ideally should also be low cost, require little additional space on the wafer,
and be easy to incorporate in microwave integrated circuits.
MEMS switches can be packaged using wafer-level techniques, in order to avoid the high costs
and possible damages due to individual handling and release. Wafer-level bonding and thin film
encapsulation are the most common wafer-level packaging methods. In the first case, a ring is applied
around the switch and a capping wafer is sealed by solder, glass frit, or friction [4,5]. The bonding
ring causes a significant increase in the device footprint, and the capping wafer may create a high
aspect ratio device. Metal-based sealing with solder or Au friction bonding is performed at low
temperatures with the possible introduction of high RF losses. Glass-based sealing adds minimal RF
loss, but typically requires high temperatures that may damage the switch.
By comparison, thin film encapsulation schemes offer a low profile and wafer-level
integrated-circuit compatibility. Thin film encapsulation typically uses a sacrificial layer to cover the
structures to be sealed, followed by a cap film deposition. The sacrificial layer is subsequently removed
by etching through access holes or by thermal decomposition. Finally, a sealing film is deposited over
the cap film to seal the access holes.
The choice of the material for the encapsulating film is an important concern. With this regard,
several materials (organic, metals, and dielectrics) have been proposed [6–12] with thicknesses in the
range of 1–20 µm. Among the various materials, aluminum nitride, amorphous silicon, and silicon
nitride are the most used [7,9–12] for thin encapsulating layers. In fact, they satisfy some essential
requirements to make the packaging process suitable for industrial production, these include: a good
structural integrity and selectivity with respect to the sacrificial material during the chemical etching;
an excellent insulation during device operation; and an optimized deposition rate in relation to the
thickness to achieve. In particular, mixed frequency plasma-enhanced chemical vapor deposition
(PECVD) provides low stress silicon nitride layers that are stable if processed at high temperature [13].
Another crucial issue of thin film encapsulation is that the etch times required to remove the
sacrificial material can be excessively long, especially as the size of encapsulation becomes larger,
limiting the manufacturability of the package. The long release time may limit the choices of cap and
sacrificial layer materials, due to the possible damage of cap layer and/or encapsulated device during
the release process. Etch holes distributed over the cap layer [10,12] or fabricated in its sidewall [12]
with standard surface-micromachining techniques can alleviate this problem. Anisotropic plasma
assisted etching processes, based on fluorine chemistry, are generally used in the reactive ion etching
(RIE) or inductively coupled plasma (ICP) configurations to pattern the encapsulation caps with etch
holes. The drawback of RIE and ICP methods is that the substrate bias and physical ion bombardment
can modify the stress distribution in encapsulated suspended beams, due to device heating with the
consequent beam deformation [14].
Inorganic materials, like silicon oxide and amorphous silicon, are generally used as sacrificial
materials [11,12], but their etching requires F-based vapors that could be a serious challenge in
combination with micromachining technologies for structures containing aluminum or silicon oxide.
Organic materials, which can be easily removed with oxygen plasma etching, are interesting candidates
for sacrificial layers [7,10] in fabrication processes at low temperature (<200 ◦ C).
In this work, encapsulating caps were fabricated on conductive coplanar waveguides (CPWs),
in view of their application for packaging of RF MEMS in fifth generation (5G) and modern
telecommunication systems. Capping layers in the thin multilayer SiNx /aSi/SiNx were deposited by a
mixed frequency PECVD. The technological novelty aspect of this work is that a barrel etching was
used to pattern the capping layers as an alternative to RIE and ICP processes. This allows an entirely
chemical process with no ion bombardment to be applied to the device. Moreover, the use of the barrel
etcher for both the pattern and release of the capping layer offers the advantage of reducing fabrication
costs; since the encapsulating layer is sequentially etched and released in the same chamber, the plasma
chemistry only needs to be changed from fluorine to oxygen-based chemistry. The removal of the
sacrificial layer was investigated as a function of the percentage of cap perforated area as well as the
time (t) and the power (P) of the barrel etching. Finally, a full three-dimensional (3D) finite element
method-based (FEM) simulation model was used to predict the RF performance of uncapped and
capped CPWs.
the visionary direction of an all-communicating world [23,24]. Such a perspective can be inflected in
high-level specifications according to the following reference list [25–28]:
The 5G will have to realize a common connected platform able to satisfy the above-listed
specifications. This will require acting at diverse technical levels [29–33]:
Given the system-level specifications discussed above, it is now necessary to frame how they
reflect in terms of characteristics and requirements that basic hardware components and RF passives
must comply with, in order to sustain and empower the high-level vision of 5G. To this purpose, as the
first step it is appropriate to list the classes of RF passive components and networks, which will be
necessary for 5G applications. It must also be stressed that all the devices mentioned can be effectively
realized in RF MEMS technology [34]:
(1) Wideband switches and switching units with low-loss, high-isolation, very-low adjacent channels
cross-talk, working from 2–3 GHz up to 60–70 GHz (and more);
(2) Reconfigurable filters with high stopband rejection and low attenuation of the passed band;
(3) Wideband multi-state impedance matching tuners;
(4) Programmable digital step attenuators with multiple configurations and flat characteristics over
60–70 GHz frequency intervals;
(5) Wideband multi-state/analogue phase shifters;
(6) Hybrid devices with phase shifting and programmable attenuation (i.e., examples 4 and 5 as a
unique device);
(7) Miniaturized antennas and arrays of antennas integrated monolithically with one or more of the
previous devices.
Now that the main macro-classes of RF MEMS passives that 5G will demand are mentioned, it is
useful to list the most relevant tentative specifications that such devices will have to meet in order to be
successfully employed within 5G-related applications. Such specifications are briefly listed as follows:
• Frequency range: From sub-6 GHz up to mm-wave range (60–70 GHz and more);
• Isolation: Better than −30/−40 dB for frequencies as high as possible;
• Loss: Below –1 dB on the widest possible frequency range;
• Cross-talk: Below −50/−60 dB over the widest frequency range possible;
• Switching time: Lower than 1 ms, with few fractions of µs (e.g., 200–300 µs) as reasonable target;
• Control voltage: Within a few Volts (e.g., 2–3 V).
In light of the just sketched scenario, RF MEMS technology has already demonstrated its ability to
address the demanding requirements imposed by 5G on RF passive components, in terms of wide
reconfigurability/tunability, wideband operability, and frequency agility [1,2,35]. Nonetheless, a crucial
aspect to be carefully handled, in order to exploit the full commercial potentialities of RF MEMS, is that
of packaging and integration.
Sensors 2020, 20, 2133 4 of 12
Sketch
Figure 1.Figure of the process flow for the fabrication of thin film encapsulating caps.
1. Sketch of the process flow for the fabrication of thin film encapsulating caps.
Two barrel etchings were performed in the same chamber in order to create a matrix of holes
through the SiNx /a-Si/SiNx caps (Figure 1d) and to remove the sacrificial layer (Figure 1e). The barrel
parameters used for the two etching processes are summarized in Table 1. For the patterning of top
and bottom SiNx layers, an etching time of 60 s and 90 s was used, respectively. Power and time of the
barrel process for cap release were varied, as discussed in detail in Section 5.
Table 1. Parameters of barrel etching processes for cap patterning and release.
Chamber Pressure (mTorr) O2 Flow (sccm) SF6 Flow (sccm) Ar Flow (sccm) P (W) t (min)
Patterning SiNx 200 10 90 / 200 1–1.5
Patterning a-Si 400 10 90 15 200 2
Release 600 300 3 / 100–600 8–80
Matrixes containing a different number of holes with a diameter (D) of 7 and 8 µm were etched
through the caps, resulting in a different percentage of perforated area, as summarized in Table 2.
Caps with a size of 200 µm × 200 µm were fabricated on the central conductor of CPWs (Figure 2a).
The morphology of the SiNx /a-Si/SiNx trilayer and the relevant interfaces were observed by scanning
electron microscopy (SEM) in cross-sectional geometry, as shown in Figure 2b,c. The micrographs
show the section of a cleaved hole, as clearly visible in the low magnification image in Figure 2b;
therefore, the layers’ morphology is the native one (i.e., resulting from the etching process), and is
not affected by the cleavage procedure. It is worth noting that the hole sidewalls are not vertical,
and this is particularly evident for the a-Si film, forming a surface at about 50 degrees with the
hole plane and exhibiting a very rough morphology. This morphology is probably the result of the
granular structure of the a-Si film, while the SiNx layers appear compact and homogeneous (Figure 2c).
Thickness uniformity of layers deposited on the Si wafer was checked and found homogeneous below
5%. Figure 2d shows a typical SEM view of a hole with a diameter of 7 µm, which was obtained in the
Sensors 2020, 20, 2133 6 of 12
barrel etcher. For comparison, the same hole obtained changing the barrel etcher with an ICP etcher is
shown in Figure 2e. It is notable that the trilayer structure of the capping layer is more evident in the
case of the hole etched in the barrel reactor, due to the inclined sidewalls, as already observed in the
cross sectional analysis. Furthermore, the diameter of the barrel hole is about 30% larger than the ICP
hole. Both these effects are due to the isotropic characteristic of the barrel etching. Fabricated caps
show a concave shape with a height of ~15 µm (Figure 2f).
Table 2. Number of holes with diameter (D) of 7 and 8 µm in the various fabricated caps and resulting
percentage of perforated area.
N A
165 26%
D = 8 µm 320 50%
480 74%
Sensors 2020, xx, x FOR PEER REVIEW
D = 7 µm 480 57% 7 of 14
(a)
50 µm
(b)
200 nm
(c)
SiNx
a-Si
SiNx
200 nm Al
(d) (e)
1 µm 1 µm
(e)
(f)
Figure 2. Scanning electron microscopy (SEM) view of a fabricated encapsulating cap (a). SEM
Figure 2. Scanning electron microscopy (SEM) view of a fabricated encapsulating cap (a).
cross-section of the SiNx/a-Si/SiNx trilayer at lower (b) and higher magnification (c), along a cleaved
SEM cross-section hole. of
SEMthe SiN
view of xa/a-Si/SiN
hole throughx trilayer at lower
the cap surface (b) and
after barrel higher
etching (d) andmagnification
inductively coupled (c), along a
cleaved hole. SEM plasmaview
(ICP) etching
of a hole(e). 3D surface profile
through the of the surface
cap cap in (a) under
afterthe application
barrel of a stylus
etching tip force
(d) and inductively
of 4.9 µN (f).
coupled plasma (ICP) etching (e). 3D surface profile of the cap in (a) under the application of a stylus
4. Release
tip force of 4.9 µN (f). as a Function of Cap Holes
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Figure 3. Tilted SEM images (tilt angle of 60◦ ) of the fabricated encapsulating caps with A = 26% (a),
Figure 3. Tilted SEM images (tilt angle of 60°) of the fabricated encapsulating caps with A = 26%
50% (b), 57% (c), and 74% (d). Profiles measured for caps in (a–d) under the application of a stylus tip
(a), 50% (b), 57% (c), and 74% (d). Profiles measured for caps in (a)–(d) under the application of a
force of 4.9 µN and 490 µN (e). Deflection in the center of the caps in (a–d) as a function of the stylus
stylus tip force of 4.9 µN and 490 µN (e). Deflection in the center of the caps in (a)–(d) as a function
tip force (f). The marker is the same for all SEM images. The green line in (a) is the profiler scan line.
of the stylus tip force (f). The marker is the same for all SEM images. The green line in (a) is the profiler
Barrel parameters, which were used for the release of caps in (a–d), are P (power) = 600 W and t = 8 min.
scan line. Barrel parameters, which were used for the release of caps in (a)–(d), are P (power) = 600 W
and t = 8 min.
Surface profilometry and SEM investigations were combined to evaluate the removal of the
sacrificial layer as a function of the percentage of cap perforated area as well as the mechanical
robustness of the fabricated caps. Figures 3a–d shows caps with different hole matrixes, which were
Sensors 2020, 20, 2133 8 of 12
Linear profiles along the caps in Figure 3a–d were performed under the application of different
stylus tip forces. Figure 3e shows the comparison between the scans along caps under the application
of the lowest (4.9 µN) and the highest (490 µN) force values. In the case of the lowest force, the profile
is approximately the same for caps with A < 57%, while a lowering and a flattening are observed for
the cap with A = 74%. When the highest force value of 490 µN is applied, the caps tend to collapse on
the CPW; that is, they bend up to touch the CPW, with possible evidence of residual sacrificial material.
Consistent with SEM images, the collapse of the cap on the CPW is not complete for A = 26% and
A = 50% since a feature of a few microns was observed in the central part of the cap. The height of this
feature reduced from 5 µm to 2 µm as A increased from 26% to 50%. For greater values of A, the cap
was completely collapsed on the central conductor of the CPW with no evidence of residual sacrificial
material. In all cases, the cap results were stiffer at the anchoring points than in the internal region,
as already observed in another study [10]. Figure 3f shows how the center of caps with the various A
values deflects as a function of the stylus tip force. It is observable that the cap with A = 26% shows
a deflection for forces greater than 100 µN. In particular, it deflects by ~30% under the application
of 196 µN and even more when the applied force is increased, until the maximum deflection for
F = 490 µN when the cap collapsed on the residual sacrificial material. With increasing A from 26% to
50%, the cap bends for F = 98 µN with a deflection of 2 µm. Flexibility further increases for the cap
with A = 57%. The cap with A = 74% collapses on the CPW for a force as low as 49 µN, however no
breakage is observed for forces up to 490 µN.
Table 3. Barrel parameters for the etching of the sacrificial layer and consequent results in terms of
release for capping layers with A = 57%.
It is notable that with the powers of 600 and 400 W, the complete cap release was achieved with
an etching time of 8 min. By reducing the power to 300 W, 8 min were not enough to achieve the
complete release that was, instead, obtained at 20 min. We also tested what happens if an etching time
longer than 20 min is used with the power of 300 W and found that a process time between 20 and
35 min allowed the sacrificial to be completely removed without any cap damage. Otherwise, for a
time longer than 35 min, caps partially collapsed on the CPW and were completely down under the
application of a stylus tip force as low as 20 µN. A time of 80 min was required for complete release
when the low powers of 200 W or 100 W were used.
6. RF Modeling
A full 3D FEM model was developed to simulate the RF behavior of 400 µm long CPWs in gold
on low (ρ = 20 Ohm·cm) and high (ρ = 5 kOhm·cm) resistivity silicon substrates. Simulations of CPWs
Sensors 2020, xx, x FOR PEER REVIEW 10 of 14
6. RF Modeling
A full 2020,
Sensors 3D FEM model was developed to simulate the RF behavior of 400 µm long CPWs in gold9 of 12
20, 2133
on low (ρ = 20 Ohm·cm) and high (ρ = 5 kOhm·cm) resistivity silicon substrates. Simulations of CPWs
uncapped and encapsulated with the fabricated caps having A = 26%, 50%, and 57% were performed
in theuncapped
frequencyand range with the fabricated caps having A = 26%, 50%, and 57% were performed
of 0–40 GHz.
encapsulated
For low resistivity substrate, the
in the frequency range of 0–40 reflection loss was predicted to decrease with increasing the
GHz.
frequencyFor from
lowaround −21 dB
resistivity to −28 dBthe
substrate, (Figure 4a) for
reflection uncapped
loss and capped
was predicted CPWs.with
to decrease No significant
increasing the
variation was observed as a function of the cap, likely due to the fact that substrate losses
frequency from around −21 dB to −28 dB (Figure 4a) for uncapped and capped CPWs. and
No significant
characteristic impedance mismatch between CPW and RF terminations (i.e., input/output ports losses
variation was observed as a function of the cap, likely due to the fact that substrate in the and
simulated model) dominate.
characteristic impedance mismatch between CPW and RF terminations (i.e., input/output ports in the
simulated model) dominate.
The insertion loss of the uncapped CPW on a low resistivity substrate decreased from around
−0.8 dB to −1.2 dB with frequency (Figure 4b). When the high resistivity substrate was used,
the insertion loss of the uncapped CPW improved, reducing from nearly zero to around −0.45 dB.
For both substrates, no appreciable effects on the insertion loss were predicted to be induced by the
presence of caps.
7. Conclusions
A fabrication process of thin film encapsulating caps on CPWs was developed. The tensile stress
of deposited SiNx /a-Si/SiNx trilayers gave a concave shape to the caps and made them robust and
flexible without breakage under the pressure of a profiler stylus tip, even with a percentage of the
perforated cap area as high as 74%. Two etching processes were performed in the same barrel chamber
both to create a matrix of holes with a diameter of 7 µm and 8 µm through the caps, and to remove
the sacrificial layer under them. The removal of the sacrificial layer was investigated as a function of
the percentage of the cap perforated area for etching times and powers in the ranges of 8–80 min and
100–600 W, respectively. The widening of etch holes, due to the isotropic nature of the barrel etching,
will be taken into account in the design of the next caps, in order to achieve holes with a size favorable
for cap sealing. Future work will be focused on the sealing process; the mechanical robustness of the
fabricated encapsulating thin films under the external pressure load as well as their reliability in dusty
or high humidity environments will be evaluated, as required in some real applications. For a gold
CPW on a high resistivity silicon substrate, the fabricated caps were predicted to reduce the reflection
loss by a factor up to 1.8 and not degrade the insertion loss.
The oxygen plasma-based release of caps and the reasonably low temperatures (<200 ◦ C) of all
involved processes make the fabricated thin film encapsulation caps compatible with a wide range
of microsystem technologies, from surface to high aspect ratio microstructures, also integrated with
CMOS devices. In particular, the low impact of the fabricated caps on RF performance of gold CPWs
is a good premise for transferring this packaging solution to RF MEMS switches, switching units,
and other complex devices, such as reconfigurable phase shifters, tunable filters, and digital step
attenuators, for 5G and modern telecommunication systems applications.
Author Contributions: Conceptualization, A.P. and F.Q.; methodology, A.P., F.Q. and J.I.; software, J.I.;
validation, A.P., F.Q. and J.I.; formal analysis, A.P., F.Q. and J.I.; investigation, A.P., F.Q., A.T. and J.I.; resources, F.Q.
and P.A.S.; data curation, A.P., A.T. and J.I.; writing—original draft preparation, A.P. and J.I.; writing—review and
editing, A.P., F.Q., A.T. and J.I.; visualization, A.P., A.T. and J.I.; supervision, F.Q. and P.A.S.; project administration,
A.P. and P.A.S.; funding acquisition, A.P., F.Q. and P.A.S. All authors have read and agreed to the published
version of the manuscript.
Funding: This research received no external funding. The APC was funded by Fondazione Bruno Kessler (FBK).
Acknowledgments: The authors thank M.C. Martucci and A. Campa for the technical support in the fabrication
process of thin film encapsulating caps.
Conflicts of Interest: The authors declare no conflict of interest.
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