Vdocuments - MX Paper On Waler Beam
Vdocuments - MX Paper On Waler Beam
By
Javier Artola
The author hereby grants to MIT permission to reproduce and to distribute publicly paper and
electronic copies of this thesis document in whole or in part.
',-A
Signature
fAuthor_ -_ _
-Departin'nt of Civil and Environmental Engineering
May 24, 2005
Certified by
Andrew ttle
Professor of Civil and Environmental Engineering
Thesis Supervisor
n .. . .
Accepted by
Andrew J. Whittle
Chairman, Departmental Committee for Graduate Students
iR .IVES
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By
Javier Artola
ABSTRACT
At about 3:30pm on April 20, 2004, a 30m deep excavation adjacent to Nicoll Highway
in Singapore collapsed, resulting in four casualties and a delay of part of a US$4.14
billion subway project. This thesis examines the flaws in the original design of the
bracing system, which have been cited as causes of the failure. The Author then proposes
a revised design for the braced excavation system.
The Plaxis finite element program was used to simulate the excavation process and
compute forces on the major structural elements in the original design. Some pertinent
background information on this program is provided throughout the thesis in order to
better understand the significance of certain errors in the input data of the original model
that ultimately led to the incorrect assumptions and calculations of the original design. A
new model using this same program was regenerated with a corrected set of input
assumptions, thereby leading to reasonable estimates of structural forces. These results
were then used to propose a revised design of the excavation support system and compare
this design to the original used in the excavation project. There are several lessons that
could be learned from this structural failure, one being the need to acknowledge the
limitations built in advanced analysis software systems, and another being the importance
of ascertaining that the user understands every feature of the product.
A cost estimation of the proposed design is given and compared to the original design in
order to evaluate the viability of the proposed design in the construction bid. Finally,
some important conclusions are drawn from this study that should be applied to future
large-scale construction projects where public safety and welfare is at stake.
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Acknowledgements
I would foremost like to thank my parents for their unwavering support of my interests and
goals, in academia and elsewhere.
For this thesis, I owe a great deal to Professor Andrew Whittle, without him I would have never
been exposed to this interesting research. His guidance and efforts encouraged me to find a
solution to this problem and led me to the culmination of my thesis project.
Professor Jerome Connor has been a wonderful mentor and inspiration to me, and I would like to
acknowledge his wisdom and support in every aspect of my life at MIT.
I would like to acknowledge Pat Dixon and Cynthia Stewart, for their support and patience in the
submission of my thesis.
I would also like to acknowledge my dearest girlfriend, Wendy, for all her help and support and
for being that joyful thought in the most stressful times.
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Table of Contents
1. Introduction .............................................................................. 7
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Table of Figures
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List of Tables
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1. Introduction
Braced excavation systems are widely used in a variety of construction projects, such as
cut-and-cover tunnels and building basements. Common malpractice or negligence in the design
and construction of such systems can result in large-scale losses of capital and human lives.
There are several examples of excavation collapses and corresponding studies that investigate
their origins. This thesis examines one in particular: the 30m deep excavation collapse adjacent
to Nicoll Highway in Singapore, which occurred on April 20, 2004. There have been various
reports that explain the causes of this collapse. The final report of the Singaporean Ministry of
Manpower (MOM) Committee of Inquiry has just been released, and is cited frequently
throughout this thesis. However, it is not the author's intent to further analyze these studies, but
instead to use the information already available to propose an alternate and effective design for
the excavation system.
A finite element model using the soil-structure analysis program Plaxis v.8.0 was
generated for this excavation using the proper parameters to obtain data on the required design
capacities for the temporary diaphragm wall, strutting system, waler connection, and other
elements of the project.
All the design procedures are explained in detail throughout this thesis. The original
design was performed as per the British code BS8002 for soil-strut interaction and BS5950 for
structural steel design. However, the proposed design was done using the American Association
of State Highway and Transportation Officials (AASHTO) Standard Specifications for Highway
Bridges (1 4 th Edition) and the American Institute of Steel Construction (AISC) Allowable Stress
Design (ASD) Manual of Steel Construction (9 th Edition). The final design of the excavation
system was obtained through an iteration process of the model and design criteria.
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Slurry wall design and construction demands attention to a variety of factors such as slurry
materials (i.e. processing), excavating equipment, and panel size. For example, the depth of the
slurry wall may be determined by the soil conditions present at the site, or the site layout may
limit panel sizes. One often encounters existing utilities or nearby buildings in urban excavations
and they may need to be protected or relocated. In addition, water-stopping details should be
given special consideration because slurry walls are frequently part of the permanent structure.
Working schedules can also be impacted by the requirements for traffic maintenance.
Construction procedures should therefore address these and other relevant issues in order to
optimize the construction project as a whole.
1991, Ressi, 1999, Bauer, 2000). In addition, individual contractors have developed their own
f(typically) patented trenching equipment. Figure 1 displays a variety of trenching equipment
employed in slurry wall construction. (Konstantakos, 2000).
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Figure 2 presents the basic steps in typical slurry wall construction. The first step is to clear
the site of any possible obstructions. Guide walls are then built to stabilize the upper few feet of
soil and to guide the trenching equipment (controlling the vertical orientation of the panels).
End-stops are inserted into the panel after trenching is completed in order to help form water-
tight joints connecting adjacent panels. The end-stops are withdrawn after the adjacent panel is
trenched.
After a panel is excavated to the specified dimensions, then a reinforcement cage is placed
into the slurry filled trench. Reinforcement cages may be spliced if the required cages are too
heavy for the lifting equipment.
The bottom of each panel is cleaned prior to concreting because sands and other soils may
form intrusions that undermine the integrity of the wall (i.e. its water-tightness, stiffness, and
strength). Concrete is then carefully tremied into the trench and continuously displaces the slurry
therein. The top few inches of the panel are always chipped in order to bring the fresh concrete to
the surface because the slurry is trapped in the top inches of the panel.
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An important issue in the concreting process is the segregation of concrete aggregates during
fast concreting. Slurry can become trapped within the tremied concrete, thereby creating soft
zones within the slurry walls. If the panel bottom is not properly cleaned, then the soil and the
waste that may have accumulated there may shift upwards during concreting as a result. This can
lead to major leakage problems (Konstantakos, 2000). Successful construction depends upon
careful construction to detail on site.
1 ~~~~~~~~~.___-
LUon
Panel
Slurry -- %-
X,
··
M lllz
AI-
,.
e I II I I I-
-ll_11'_- -- ,
(A) (B)
Stop
(C) (D)
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Cross-lot bracing shifts the lateral earth (and water pressures) between opposing walls
through compressive struts. The struts are usually either pipe or W-sections and are typically
preloaded in order to produce a very stiff system. Installation of the cross-lot struts is
accomplished by excavating soil locally around the strut and only continuing the excavation once
preloading is finished. A typical sequence of excavation in cross-lot braced excavations is
presented in Figure 3. The struts rest on a succession of wale beams that distribute the strut load
to the diaphragm wall.
Pre-loading ensures rigid contact between interacting members and is achieved by placing a
hydraulic jack as each side of an individual pipe strut between the wale beam and a special
jacking plate welded to the strut (Fig. 4, Xanthakos, 1994). The strut load can be measured with
strain gages or can be calculated using equations of elasticity by measuring the augmented
separation between the wale and the strut.
When the struts were not preloaded in several previous projects, it resulted in large soil and
wall movements as the excavation progressed downward. It has therefore become standard
Cross-lot bracing is advisable in narrow excavations (18m to 36m) when tieback installation
is impossible. The struts' serviceability can be adversely affected if the deflections at the struts
are too large. This can occur when the struts' unbraced length is considerable, thereby causing
the struts to bend excessively under their own weight if the excavation spacing is too great.
Furthermore, special provisions should be to taken in order to account for possible thermal
expansion and contraction of the struts (Konstantakos, 2000).
The typical strut spacing is approximately 5.0m in both the vertical and the horizontal
direction. This is larger than the customary spacing when tiebacks are used because the pre-
loading levels are much greater. A clear advantage of using struts is that there are no tieback
openings in the slurry wall, thereby eliminating one source of potential leakage.
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Cross-lot Brace
A --
Ur
swwatbn
Jadft 12 el I-
._1
0I
Piwin'sW
Poe
II n I l
"' .
70 0o 110
IN (315) (405) (405)
-Retainkg Wae
-JI Prodm dkp (N)
(a) (b)
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The original excavation design was part of an ongoing 33.6 km Circle Line (CCL)
subway project for Singapore's Mass Rapid Transit System that was set to be completed in 2009.
With a cost of approximately US$4.14 billion, the entire CCL project will be a fully underground
orbital line linking all radial lines leading to the city and will be completed in 5 stages (Figure 5).
i _ 1· _ j
11.,
4 A .·,
E_
,=-
-
.. ·
; .. ,.
.r
e , '.:
+A
I __ _ -
I-
Figure 5: Overview of Circle Line Construction Stages 1 to 5 (MOM, 2005)
The excavation where the collapse occurred was part of a cut and cover tunneling project
that was being done adjacent to Nicoll Highway in Stage 1 of construction (Figure 6). The route
length covered by this contract was approximately 2.8 km. The temporary works to construct the
cut and cover tunnel used diaphragm walls to support the sides of the excavation, steel struts to
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brace these walls, and jet grout slabs constructed using interlocking Jet Grout Piles (JGP).
Further explanation on these members will be provided in the following sections of the thesis.
Figure 6: Overview of Cut and Cover Tunnel Adjacent to Nicoll Highway (MOM, 2005)
The accident area in which the collapse occurred was primarily centered at the Type M2
and Type M3 areas. The Type M3 area is the critical part of the excavation requiring particular
focus (Figure 7). This area is comprised by 12 panels (6 on the north wall and 6 on the south
wall). The wall panels were mostly 0.8m thick. The total length of the Type M3 area is about
33m. The design depth of the walls varied between 38.1m to 43.2m.
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Figure 8 summarizes the assumed soil stratigraphy for the M3 section together with the
design of the lateral earth support system and location of the final tunnel boxes. The initial cut-
and-cover excavation was approximately 20m wide and reached a maximum depth of 33.3m.
The excavation was supported by 10 levels of cross-lot struts. These struts were supported by a
central line of kingposts (Fig. 5 and Fig. 6) that extend deep into the first layer of the Old
Alluvium (SW2). Two layers of interlocking Jet Grout Piling (JGP), 1.5m and 2.6m thick, were
pre-installed
to control ground deformations and reduce bending moments in the perimeter
diaphragm wall panels. The upper JGP is a sacrificial layer that is removed during the excavation
process. The final tunnel boxes are supported on drilled shafts (each 1.6m diameter) that extend
into the fundamental Old Alluvium (CZ).
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eiC
W &o
Ir2
-Re ID
N t 1SU,)
- r,
,,L -q
-l urru - q Pal. %
W. St-L
Ha '
I:2 __-
CZ
IN>
,.,,m,
]O N: tOO
Figure 8: Soil Profile and Design Support System for M3 Section (MOM, 2005)
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(O-SW2)
Skjb eered 50 < N< 100
(Q4A-SW)
.mented unwealemd N>100
(OACZ) -
The soil profile (Figure 8 and Table 1) comprises deep layers of marine (MC), estuarine
(E) and fluvial (F2) clays overlying much stronger layers of old alluvium (SW, CZ). The
engineering properties to be used in the original design were specified in a Geotechnical
Interpretative Memorandum (GIM). Please refer to Table 2 for more information on these
parameters.
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Following the collapse, a joint committee of experts reviewed the GIM Table of parameters
and concluded that the parameters were generally reasonable with a couple notable exceptions:
1. Permeability properties of the Old Alluvium were difficult to estimate. In general, the clays
and old alluvium layers are of low permeability.
2. Undrained shear strengths in the Lower Marine Clay (LMC) were potentially than the GIM
recommendations (based on an interpretation of piezocone penetration data). Field
monitoring of on-going settlements and pore pressures in the M3 are suggested that the LMC
layer was under-consolidated, and this may explain why lower shear strengths can ocurr in
this layer.
3. The GIM Table overestimated the undrained shear strength of the Lower Estuarine Clay due
to extrapolation of properties from the Upper Estuarine Clay.
Plaxis is a general purpose geotechnical finite element program suitable for modeling a
wide range of geotechnical processes. For the original design, a Plaxis model was generated to
find the maximum design loads, moments and deflections for the diaphragm walls and cross-lot
strut elements. The basic input parameters used in Plaxis to represent the various soil layers are
l Note that some of the input parameters used in the original analysis/design were incorrect. A new Plaxis model has
been generated (see Chapter 4) with the corrected soil parameters.
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Stratum Material Unit Pern Yref Eref Binc Cref ' R inter
Type Wdght
kN/m' nVday mRL 2
hWMN/mtm WNm2 Deges
Fill Drained 19 8.6E10' 10 0.1 30 0.67
Estuarine Undraind 15 8.6E110 92.9 6 0.92 0.1 18 0.67
M2(upper) Undrained 16 8.6E10 87.9 8 0.64 0.1 22 0.67
F2 Undrined 19 8.6E10 92.9 8 0.8 0.1 24 0.67
M30Wowr) Undrained 16 8.6E1 87.9 8 0.64 0.1 24 0.67
'
OA SW2 Drained 20 4.3E10 70/72 5.0 32 0.67
OA SWI Drained 20 4.3E10 144/158 360/395 0 0.5
OA CZ Drained 20 4.3E10 200 500 0 0.5
JGP Non por 16 0 131 300 0 0.33
OAClayN16 Undrained 20 4.3E10 l 32 80 0 0.5
OASandN20 Drained 20 4.3E10 40 0.1 32 0.67
OASandN26Undrained 20 4.31E1 52 130 0 0.5
The most significant aspects of the original Plaxis analysis are as follows:
1. The Soil layers are represented as linearly elastic-perfectly plastic materials, with shear
strength governed by the Mohr-Coulomb criterion with effective stress strength
parameters (c' and (p').
2. Each of the low permeability clay layers is treated as undrained material, while old
alluvium is assumed to be fully drained.
3. The JGP layers are assumed non-pourus with a cohesive component of shear strength,
Su= 300kPa.
4. Pore pressures in the Old Alluvium were established by specifying a phreatic line , with
reduced pressures below the base of the excavation.
More detailed background information on the use of Plaxis and the parameters included will be
provided in Section 4 of this thesis.
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The original design of the temporary wall and strutting system was carried out with the
following assumptions: (using the British Standard Code of Practice for Earth Retaining
Structures BS8002)
1. Effective stress strength parameters for characterizing the marine and estuarine clays at
the excavation site.
2. Load factor of 1.2 for structural elements as per British Standard Code of Practice for
Steel Elements (BS5950).
3. Surcharge load of 20 kPa, with actual surcharge not to exceed 10 kPa.
4. One strut failure analysis at selected locations.
For design purposes, the cut and cover tunnel was divided into 40 wall sections (approx. 6m
each). The selection of wall type was based on an assessment of the soil profile, in particular the
depth of the marine clays, and depth and width of the excavation.
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Apparently, the incorporation of JGP slabs was done to help cut off soil seepage and
reduce the need for further embedment of the diaphragm wall into the Old Alluvium (SW2). This
was done in order to control the potential consolidation settlements outside the excavation.
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The construction sequence that was planned for the braced excavation system included:
1. Install diaphragm walls: After excavating a trench for the diaphragm walls and placing all the
reinforcing steel for the wall panels, concrete was to be poured and cast on site to build the
diaphragm walls around the perimeter of the excavation.
2. Drive kingposts: Once the diaphragm wall was in place, kingposts were to be driven at the
specified locations (midpoint between the north and south walls and spaced horizontally
every 4 meters)
3. Jet Grout Piling (JGP): Holes for interlocking Jet Grout Piles (JGP) were to be perforated at
the specified locations of the design drawings in order to support the jet grout slabs shown in
Figure 9. The thickness of the upper and lower slabs was 1.5m and 2.6m, respectively.
4. Install bored piles: JGP were to be bored once the holes were perforated.
5. Excavate up to 0.5m lower than the 1st level struts: Excavation was to be carried out down to
an elevation of 0.5m below the first level of struts. Please refer to Figure 9 for more
information on strut level elevations.
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6. Install pre-loaded struts: The first level of pre-loaded struts was to be placed and framed to
the diaphragm walls or waler beams (depending on the location) at the specific points
determined in the design. (First level struts were spaced horizontally every 8m).
7. Excavate up to 0.5m lower than the next level struts: Following the installation of the struts,
excavation was to be resumed at an elevation of 0.5m below the second level of struts.
8. Install pre-loaded struts: The second level pre-loaded struts were then to be installed and
spaced every 4m in the horizontal direction of the wall.
9. Repeat steps 7 to 8 until the lowest struts (10 h level) were installed and pre-loaded
10. Excavate to formation level: Once the 1 0 th level struts were installed, excavation to formation
level was to be performed and 75mm thick lean concrete was to be cast without delay.
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4. The Collapse
At about 3:30pm on April 20, 2004, a 30m deep excavation adjacent to Nicoll Highway in
Singapore collapsed resulting in four casualties and a delay of part of the US$4.14 billion CCL
subway project. According to the Committee of Inquiry (MOM, 2005) that was set up to
investigate the failure, the main causes of the collapse included two critical design errors in the
temporary retaining wall system. These were:
1. The under-design of the diaphragm wall using Method A2 . The use of Method A in the
original design to model the undrained behavior of soft marine clays was incorrect. The
method over-predicted the undrained shear strength. In other words, it underestimated the
bending moments and deflections of the diaphragm wall. Hence, this resulted in an under-
designed diaphragm wall. Method B should have been used in this circumstance. The
bending moments and deflections in the original design were about 50% of the actual
bending moments and deflections observed by the diaphragm wall. This is equivalent to a
factor of 2 in the original design of the diaphragm wall in the Type M3 area.
that the splays would absorb one third of the load in the struts. Where splays were
omitted, the design load that resulted in the strut-waler connection was only about 70% of
the load in the strut, when the full 100% should have been used.
b) The change in the design of the waler plate stiffeners with C-sections (Figure 11) relied
on a stiff bearing length (bl) of 400mm instead of approximately 65mm in accordance
with BS5950, and on an effective length of 70% of the net web depth, where a number
close to 1.2 for unrestrained conditions would have been more appropriate. As a result,
the axial design capacity of the stiffeners was only about 70% of the assumed design load
for the connection. Further explanation of this will be provided later in this section.
2 Method A refers to the use of effective stress strength parameters to represent the undrained shear strength of low
permeability clay. Further explanation will be given in later sections
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The under-design of the waler connection caused the failure of the 9 th level strut-waler
connections at the Type M3 area during the excavation to the 10 th level. This was the initiating
failure of the collapse. The failure of the 9 th evel waler connection caused the transfer of loads to
the 8 th level struts, leading to the failure of the 8 th level strutting system and the subsequent
collapse of the Type M3 area. The collapse then propagated westward to the Type M2 area.
Other errors such as inadequate welding of the members could have also contributed to
the collapse of the excavation system, but these factors were not as critical as the two specified
previously. The failure of the 9 th level strut-waler system together with the inability of the
temporary retaining wall system to resist the redistributed loads as the 9th level strutting failed
led to a catastrophic collapse of the excavation system (Figure 12).
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Figure 12: Site Before and After the Collapse (MOM, 2005)
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Due to the contractive nature of the soft clay, the undrained strength (D, Fig. 11) is less
than the drained strength. Since the Mohr-Coulomb model does not model this contractive effect,
it cannot reproduce the stress path followed by the soft clay as it is sheared. The Mohr-Coulomb
model using effective stress strength parameters therefore over-estimates the strength of soft
normally consolidated clay in undrained condition. (MOM, 2005, Ch. 5)
Mohr-coulomb
I
Cu
(Method A
cu
(Methods
C, D)
The Mohr-Coulomb model allows the user to input either effective stress parameters (c'
and p') or the undrained strength parameters (c'=c%, p'=O).Although this approach would give
the correct undrained strength, it cannot correctly model the stress path followed by the soft clay.
(MOM, 2005, Ch. 5)
In the original design, the use of a Mohr Coulomb soil model with effective stress
strength parameters in combination with an undrained material type has been referred to as
Method A. Method B refers to the use of Mohr-Coulomb soil model with undrained strength
parameters in combination with undrained material type. The latter method prevents the Mohr-
Coulomb model from over-estimating the strength of soft clay in undrained condition (as shown
in Fig. 11).
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The pore water pressure generated by the Mohr-Coulomb model will not be
representative of those generated in-situ under an undrained loading condition. This is true
regardless of whether the effective stress parameters (Method A) or the undrained parameters
(Method B) are used. The parameters used for the various methods are tabulated in Table 3.
Undrained Behaviour
B Undrained Mohr-
Coulomb Cu, u
(total) E', v'
(effective) Effective stress and
pore pressure
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Figure 14 presents a comparison of the predicted displacements for wall Type M3 under
each method. The predicted displacements using Method B are more than 100% greater than the
Method A prediction.
Figure 15 shows a comparison of the predicted bending moment profiles for wall Type
M3 under each method. The figure also includes the as-built moment capacity. The unfactored
bending moments predicted using Method B exceeded the as-built moment capacity of the wall
by more than 100% at several locations.
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4 1rJ
Method A
I u
100
95
90
85
E
80
75
70
65
60
55
-0.050 0.000 0.050 0.100 0.150 0.200 0.250 0.300
Wall Disp. (m)
Method B
4 nJ;
u~
100
95
90
85
_.J
80
75
70
65
60
55
-0.050 0.000 0.050 0.100 0.150 0.200 0.250 0.300
Wall Disp. (m)
- Exc to RL 100.9or S1 ---- Ex to RL 9.1 for S2 --&- Exe to RL 94.6 for S3
-- Exc to RL 91.1 or 84 --- Exc to RL 87.6 for S5 -.- Exc to RL 4.6 for SO
-- Exc to RL 81.8 for 87 ---- Exc to RL 783 for S - Ex to RL 75.3 for S9
Figure 14: Diaphragm Wall Deflections under Methods A and B (MOM, 2005)
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4 AI
Method A
iu
100
95
I
90
85 -
E
. 80 I
I
75
I
70 r-
-1
65
I
60 I
I
8d omn ° 8 ° 8 o
Binding Moment (kNmIm)
.^e
100
95
90
85
80
75
70
65
80
55
o a 0 0 0 0 0 0 0 0 0 E 0
c, Cl C
C~ N
2 8Mq.
Bending Moment (kNm/m)
--- Ex 10o L 100.9 for S --- Exc to RL 98.1 for S2 6- Exc to RL 94.6 for S3
ExctoRL91.f totS --- xclo RL 67.6for S5 -- Excto RL.84.6for 6
-- '-- Ewc o RL 1.6 tor S7 --- Ec to RL 78.3 for S8 I Ex to RL 75.3 fo S9
- Excto RL 72.3 for 510- -BM Cacty
Figure 15: Diaphragm Wall Bending Moments under Methods A and B (MOM, 2005)
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It is clear from the results that Method A under-predicted both, bending moments and
displacements of the diaphragm wall. The retaining wall system designed using the results
obtained from the Method A analysis was therefore severely under-designed. This led to the
excess of the wall moment capacity and the formation of plastic hinges as the excavation reached
deeper levels. For example, Figure 16 shows the wall deflections measured by two inclinometers
(I-104, South and 1-65, North) at type M3, for excavation immediately prior to failure on April
17.
WE em (Wm) t IDIbllmmmtau
94.4 44 * n X r Ia ' ' m * O ,a
S II"
04 zw
sA.
jIe
i I
· ~~·i
. I . I - - :1
: 4 f d e i j I -;---'1
D~WfLDeIon84
1-~~tor III'
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The use of Method B in the analysis resulted in a diaphragm wall design with thicker wall
sections and possibly deeper penetration into the competent Old Alluvium.
4.2 The Impact of Method A and Method B on the Strutting System Design
The maximum predicted strut load at each level during the excavation sequence using
Method B is given in Table 4 and is compared to the unfactored design of the strutting system.
Table 4: Strut Loads at Type M3 Area under Design Methods A and B (MOM, 2005)
The strut loads predicted by Method B and the design (unfactored) strut loads using
Method A fall within a range of 60% to 1 10% of the original design value. For level 9, Method
A resulted in the strut design being under-estimated by about 10% in comparison to Method B.
However, the strut load for level 9 used in the revised design that is presented in Section 5 is less
than that used under Method A (approximately 93% of 2173 kN or 2020 kN). Even though the
revised design was performed using Method B, the variation of the loads in the revised design
from the loads predicted by Method B in Table 4 are due to an increment in the thickness of the
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diaphragm wall used in the revised design. Further explanation on this will be provided in
Section 5 of this thesis.
In the original design of the strut-waler connection, the check for local buckling of the
waler web used a wrong value of 400mm for the stiff bearing length. The correct value in a strict
interpretation of the code BS5950 would be 65mm. Stiff bearing length has a direct correlation
with the capacity of the waler system. A longer stiff bearing length produced a buckling
resistance of the waler web in the design calculations. In spite of the error, it was found that the
buckling resistance Pw was still less than the strut load bearing on the waler Pbr.
For H-400, which was used at the 9th level strutting system of the Type M3 area, Pbr was
3543 kN, while Pw was 2218 kN. This meant that the web could not, on its own, be able to
withstand the forces acting on it and therefore stiffeners were required in order to increase the
capacity of the connection against buckling. Please refer to Appendix C for details on these
calculations.
The design error in the stiff bearing length, although not in accordance with BS5950, did
not contribute materially to the capacity of the original stiffener design (using plate stiffeners)
because the wrong waler web buckling capacity (Pw) was not used in this calculation set. The
capacity of the H-400 waler section stiffened with a plate on each side of the web was calculated
correctly as 2424 kN in accordance with BS5950.
The stiffener plates were crucial components of the strut-waler connection. The ability of
the entire strut/waler connection to bear the forces acting upon it was dependent on the strength
of the stiffened section. The integrity of the entire strutting system could be affected by the lack
of adequate capacity in the strut-waler connection to withstand the load. It was therefore critical
that the design of the stiffeners (and any changes made to it) was carefully reviewed to ensure its
adequacy and strength.
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Figure 17: Stiffener Plate and Waler Beam Web Buckling (MOM, 2005)
This condition led the contractor to replace the double stiffener plates with C-channel
sections. The replacement of double stiffener plates with C-channels provided only minor
improvement to the design in terms of axial load bearing capacity for the waler connections, but
this came at the expense of ductility. The change worsened the design and made it more
susceptible to the brittle "sway" failure mode. This is proved a posteriori in the results of finite
element analyses and physical laboratory tests that were performed by experts after the collapse
occurred.
Finite element calculations showed that in the elastic range, the C-channels attracted
about 70% of the axial strut load. This caused the yielding of the C-channels before the web
reached its full capacity. Once the C-channel had yielded completely, a fundamental change in
the behavior of the connection occurred: the resistance of the waler flanges to relative
displacement (i.e. lateral sway) was reduced. As the axial compression continued, local crushing
of the web occurred. At this point, there was little resistance to rotation and lateral displacement
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on the outer (towards the excavation, away from the wall) waler flange. The results post-collapse
demonstrated clearly that the connection was susceptible to sway failure under direct
compression.
Once the axial force reached the yield capacity of the C-channel connection, the
connection displayed a very brittle response, resulting in a rapid loss of capacity upon continued
compression. Conversely, the plate stiffeners connection was significantly more ductile. Please
refer to Figure 18 for a graphical visualization of this fact.
rod
----
4500 D1- Walerwith double
4000
3500:
40*t- Ix- V 4!plate
L~~~
Al5fl.0-
8
tiffeners
,I
~u
3000.
Stiffener
2000
[ I 4_
1500
[/ T
x- ; C1 - Walerwith
500
channelstiffeners
Figure 18: Load-Displacement Curves of the C-channel and Plate Stiffener Connections
(MOM, 2005)
This graph proves that the failure load / peak capacity of waler with C-channel stiffeners
is about equal to that with double plate stiffeners. However, the C-channel stiffeners accentuated
the problem associated with the under-design of the waler connections because they induced the
sway mode of failure into the strutting system. When the C-channel was compressed beyond the
peak capacity, there was a rapid and sudden release of load, resulting in a large reduction of the
capacity of the C-channel connection beyond yield, thereby causing a brittle failure.
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The bending stress was the greatest concern in the design of the diaphragm wall. Figure
21 summarizes the envelope of bending moments for the complete excavation sequence. The
maximum moment, Mmax (+) = 6.21MN-m/m occurs at Elevation 71.6m, while much smaller
bending moments occur at the back of the wall, Mmax ( - ) = 2.22MN-m/m at Elevation 68.3m.
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The total amount of rebar should be placed in the following manner to effectively resist
the bending moments:
For the entire depth of the wall, # 14 bars should be spaced every 102mm on the front face of the
wall to resist positive bending moments. On the rear face of the wall, # 9 bars should be spaced
every 102mm to resist negative bending moments for the first 19m and the last 21.5m of wall
depth. Please refer to Figure 20 for a sketch of the wall design with location of the rebars.
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the excavation were extracted from the Plaxis analysis. Since these forces only reflected one
single line of struts, and the struts were spaced every 4m, the horizontal tributary area was
factored into the calculations. These forces were fairly comparable to the ones observed in the
original design. Please refer to Table 6 for a summary of the strutting system design and Table 7
for a summary of the original and revised Plaxis output strut reactions and strut member designs.
Once the maximum axial forces were identified for each strut, a design was carried out
using the AISC Manual of Steel Construction (ASD) Ninth Edition. The connections on each end
of the struts were assumed (conservatively) to be pinned connections. Since the unbraced length
on the x-x direction of the struts was greater, it was assumed to control the design. A check for
slenderness ratios on each direction was later performed in order to confirm this assumption. All
members were designed below 65% of their capacity to account for possible load increments in
the removal stage of these members. Please refer to Appendix F for further detail on the strutting
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equal to or less than the length contained between the stiffener plates plus 18 times the thickness
of the waler beam web.
The waler section proposed is a W14x233 with four 1-in-thick stiffener plates spaced
12in from each other (6in from each side of the concentrated strut load). Please refer to
Appendix G for further information on these calculations.
Figure 23 shows a plan and an elevation view of the revised design for the Diaphragm
Wall, Strutting System and Waler Connection for the 9 th level of struts. Other strut levels have
the same waler connections but different strut member sizes.
1.2nl J 8000ra
q.
4 r 25,4x356mm
..i : 800r,m THICK
,· ~CON'
C, PACKING
-'..4.-~f I~~~~1N I 1. :233
-R
4: 25A4 Ix356mm
I (TYP)
STIF ;FENER (TYP)
L/ &
.....
· ._-51 Bi
.0m
Ie= .uy~~S '14x233 'EL
.-..
:' :'·~~~~B TH LEVEL
TRUT (TYP)
TYP)
__ _ V 14x233
39'
w' i.·" S'
ALER 102m EVERY 102m,,
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6. Summary
Several valuable lessons arise from this thesis. Still, some of these lessons or
recommendations should be used on a specific project basis. Each project must be appropriately
assessed before considering these observations. In summary, these are the fundamental lessons
that can be learned from this study:
Finally, it is important to remember that most structural components are designed based on
code calculations, and therefore have intrinsic redundancies built into them. These redundancies,
in terms of their load bearing capacity, are over and above the various factors of safety applied in
calculations of the capacity of each member. This robustness is a necessary and essential factor
of safety and stability in the overall context of the design, and it should not be ignored.
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The following data was obtained from the Plaxis Analysis output in the original model: (Please
note that this data gives the maximum forces/moments in each phase of the of the excavation
and that the 21 phases in this model are comparable to the 24 phases used in the revised
model)
Construction Max Deflections Max Mom + ) Max Mom (-) Max. Shear
Phase [mm] [kNm/m] [kNm/m] [kN/m]
1 51.2 203.6 -107.4 -243.0
2 26,3 272.4 -101.9 -240.0
3 54.3 769.6 -220.5 309.9
4 46.8 680.5 -340.3 350.5
5 75.3 1101.4 -528.6 552.3
6 65.2 857.0 -400.9 487.3
7 90.1 1294.8 -1150.5 825.8
8 82.7 1111.6 -529.1 510.5
9 106.5 1596.2 -852.9 918.5
10 97.1 1335.2 -581.9 544.9
11 114.1 1701.1 -621.3 920.2
12 105.3 1401.1 -579.6 534.2
13 117.6 1783.4 -725.2 937.4
14 107.7 1305.4 -652.6 507.1
15 114.6 1632.0 -760.8 922.9
16 107.6 987.5 -652.2 -465.6
17 107.6 885.8 -513.2 806.0
18 107.4 883.8 -512.0 -591.0
19 106.8 1050.4 -1240.1 1247.0
20 107.0 878.9 -783.2 836.3
21 107.0 1325.6 -1078.2 997.5
Overall Maximum 117.6 1783.4 -1240.1 1247.0
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Please note that envelope calculations for the moments were included in this design, thereby leading
in some occasions to greater moments than those shown in the summarized Plaxis output table for
the original model.
Design Data:
40 N/mm z fc 18 N/mm z
fy 460 N/mmZ fy 400 N/mmz
B 6000 mm Yms 1.15 mm
h 800 mm YLF 1.2 mm
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J'Y/4
I I
- Strrt - Strut
Sply
WAler Wler
.- _
__ [ -
I\%\1
'1
lu _
.
T -/
. TYPE-I TYPE-2
FVL: 27419.
The calculationresultsare shown n P.742
42 7419/,. .A
>tff4-,
Source:E72Pg74-1
Figure 5.7 Design calculation for waler connections (extract from E72).
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-J
z wu
I. W
o 8
.c2
w
w
.5
0
C,
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OtherRemarkomments:
APMo rev
AproStatus App m - Reason S,-
NLC eig Miager
*PA _~~~
A7
, 'I,
NLC Temp WotkPE
CorPP nrr
J
jeoL
Y
_ .~"~q~l f
fr
Iu~
~~~ ~ L- -J .a
Source: MaunsellER Pg 82
.4
Temporary Works - Drawing Change Notification for change from
stiffener plates to C-channel.
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Lmr4.4-2X2A45.8ca
.1,ALA1-.9 AdAwLl
'V W
4
RA- Ra Q80.7SwL
RI-=LwL
· 2[-lsOX76X6JX O ,x
RA+RoS= 0.3/X2796- 1049kN c Pc 121cN OK!
· Web .i
1a = 125X2796/2 17481kN - 2181kN OKm
Source: MaunsellER Pg 83
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(2) TYPE-2
Provide 2a-200X80X7. x
A=2X31.3S=62.&m.
r.-88cm "
L,=40.0-2X.14LSkm
ph266N/mn (Bs690Tllbb7)
Pe-po A=5 X .66X 10lOkN > F-P =1i325kN O
Casd- .
w w
iAR= 0.1J76wL
RB,; wl
·*,r.-]O
aI O 6Xis L25#bL
.-!+Ro= 07.87X41 = 1647kN <c a = 160 NO OK
.. R =I' iR
25X4892/ 27146N Pw = 35OlON O
0
Source: MaunsellERPg 84
Figure 5.11(b)
Design calculations for C-channel connection in Drawing Change
Notification.
Notification .
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The following data was obtained from the Plaxis Analysis output in the revised
model: (Please note that this data gives the maximum moments in each phase
of the of the excavation and that the 24 phases in this model are comparable
to the 21 phases used in the original model)
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The following data was obtained from the Plaxis Analysis output: (Please note that this data gives the force
envelope including all the phases of the of the excavation)
Elevation Max Deflections Max Mom (+) Max Mom - ) Max. Shear (+ ) Max. Shear ( - )
[m] [mm] [kNm/m] [kNm/m] [kN/m] [kN/m]
102.9 14.10 0.00 0.00 0.29 -0.63
102.65 14.85 0.41 -1.26 3.81 -10.02
102.4 15.59 1.95 -5.00 8.70 -19.84
102.15 16.34 4.72 -11.18 13.55 -29.58
101.9 17.08 8.68 -19.78 17.90 -39.28
101.9 17.08 8.68 -19.78 422.17 -292.47
101.65 17.82 84.48 -91.46 412.05 -301.99
101.4 18.57 186.21 -168.35 401.46 -313.13
101.15 19.31 285.22 -248.13 390.39 -325.04
100.9 20.05 381.37 -330.94 378.87 -337.70
100.9 20.05 381.37 -330.94 379.01 -337.53
100.45 21.40 547.13 -488.12 357.74 -361.49
100 22.77 703.16 -656.54 335.34 -387.22
99.55 24.15 848.81 -836.98 311.65 -414.85
99.1 25.56 983.43 -1030.21 286.52 -444.48
99.1 25.56 983.43 -1030.21 582.27 -72.54
98.875 26.28 1046.44 -1035.54 575.85 -88.28
98.65 27.01 1106.52 -1057.20 569.56 -104.11
98.425 27.75 1163.65 -1082.40 563.40 -119.86
98.2 28.49 1217.83 -1111.11 557.38 -135.37
98.2 28.49 1217.83 -1111.11 556.77 -137.50
97.75 30.00 1318.86 -1182.81 541.09 -181.40
97.3 31.54 1410.53 -1274.57 524.93 -226.62
96.85 33.12 1492.79 -1387.05 508.36 -273.46
96.4 34.73 1565.63 -1520.97 491.40 -322.24
96.4 34.73 1565.63 -1520.97 491.64 -321.82
96.2 35.46 1595.48 -1587.56 484.99 -344.31
96 36.20 1623.91 -1658.74 478.14 -367.36
95.8 36.95 1650.93 -1734.58 471.11 -391.01
95.6 37.70 1676.51 -1815.18 463.91 -415.27
95.6 37.70 1676.51 -1815.18 1158.37 -0.34
95.35 38.67 1706.49 -1691.86 1128.41 -0.33
95.1 39.65 1734.25 -1576.40 1097.67 -0.33
94.85 40.64 1759.79 -1469.05 1066.21 -0.32
94.6 41.65 1783.10 -1374.17 1034.03 -0.32
94.6 41.65 1783.10 -1374.17 1034.14 -0.32
93.975 44.21 1885.96 -1312.46 950.63 -0.31
93.35 46.85 2105.09 -1308.92 862.75 -95.96
92.725 49.55 2294.34 -1366.92 770.50 -199.10
92.1 52.32 2453.45 -1489.85 673.92 -307.91
92.1 52.32 2453.45 -1489.85 1389.77 -4.01
91.85 53.46 2508.58 -1356.32 1347.49 -5.19
91.6 54.61 2558.92 -1271.64 1304.53 -13.59
91.35 55.77 2604.42 -1198.54 1260.93 -21.98
91.1 56.94 2645.04 -1137.29 1216.72 -30.37
91.1 56.94 2645.04 -1137.29 1216.61 -30.37
90.475 59.89 2827.27 -1037.22 1103.15 -51.38
89.85 62.89 3077.37 -1015.69 985.21 -72.52
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I
C)
4-
C)
C) 0
+
A_
(IA E0
cr
E C
4f-
0
o,
x Cc)
d)
+
0.
0
w
-
C\1
-
e
E l
c.
o 6.-
o
o
"{3
c~ C Q
C)
C) 5
u
C)r
To
To
CD,
[tu] UOlIAaI3 I
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Conversion Values
1 KN = I: 0.2248091kips
Im = : i:- 3.280841ft
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L d2 = 1066.7mm J
I- -I
14 Steel Baikrs -·
18.6 m · · · · 04.8 mm1ift)
rr
# 9 Steel Bars
OOO ,
4.4 m
L
I. I
14 Steel Bars
d = 909.32 mm
9 Steel Bars
21.3 m r t = 1200mm
L
K
Wall Elevation Wall Plan
NTS NTS
INPUT VALUES
Es -= !:,.=i,,-l ksi
Ec
fy -= I - -; 01 ksi
fc -= ;-::, .4ksi
,
cover length
Width (b) ,.: ksi
m
Wall Thickness = ' .I-- ~' 47.2 in
Bar diameter = OI
"";}~?41in
Barspacing OK>1.5db
Number of rows = I.. :"-41
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OUTPUTVALUES
EA = 4.14E+07 KN/m
El = 4.96E+06 KN mA2/m
Depth(do) 35.8 in
xbar (from left) 23.6 in
Ig= b*(tbott)/12 105449 n4
Yt 23.6 in (Distance rom N.A to edge in tension)
fr 0.5 ksi AASHTO 8.15.2.1.1
Morad = fr*lg/ Yt 176 k-ft
1.2*Mcrk 212 k-ft AASHTO 8.17.1.2
I's 24 ksi
fc 1.6 ksi
n = Es/Ec 6
r = fs/fc 15
k = n/(n+r) 0.28
j= 1-k/3 0.91
dI-xbar 12.2 in
Note:
Due to a varying moment, 14 bars spaced every 4-in might not be needed or the entire depth of the wall.
However, becausesignificant depth of the wall would need his amount of reinforcement, t was assumed hat
these rebars would run the entire depth of the wall. Please refer o Plaxis output for more nformationon the
moment diagram of the diaphragm wall.
'i C
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Development Lenath
Ld(baac).04Ab*fy/(fyc)2 37.7 in
2
Ld(bic)= .04*Abfy(rfC) 37.7 in
Ld(development ength) = 50 in
/2
Lhb 1200db/(fc)l 21.3 in
90-dea Hooks:
Conclusion
From the previous analysis ransverse reinforcingsteel bars should be placed in the following manner:
a) For the entire depth ofthe wall use 14 barsspaced every 4-in on the near-endof the wall to resist positive bending moments.
b) For the first 62 ft of wall depth, use 9 bars spaced every 4-in on the far-end of the wall to resist negative bending moments.
c) For the last 70 ft of wall depth, use again 9 bars spaced every 4-in on the far-end of the wall to resist negative bendingmoments.
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-,
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1 2 3 (1*2+3)
Strut Trib.Width Temp.Effect Design Pa = Design
Layer MaxStrut Reaction KN/m) (m) (KN/nos) Forces Forces kips)
1 461 4.0 137 1981 445
2 848 2.0 97.2 1793.2 403
3
4 1419
1391 2.0
2.0 59.9
58.8 2897.9
2840.8 651
639
5 1481 2.0 54.5 3016.5 678
6 1549 2.0 50.6 3148.6 708
7 1670 2.0 102 3442 774
8 1486 2.0 103 3075 691
9 2020 2.0 97.1 4137.1 930
10 1142 2.0 103 2387 537
Lx= 33 ft
A 1
nLZ-ffi__
Fy EI Z 501ksi
K ASD 5-135
Lx
Ly | 8ft
ft ASD Table C-50
[usingMAX(KLx/rx,Kly/ry)]
Strut Section rx (in) ry (in) KLx/rx KLy/ry Area in^2) Pa kips) fa (ksi) Fa ksi) fa/Fa
1 W14x132 6.28 3.76 63 58 38.8 445 11.5 22.2 0.52
2 W14x132 6.28 3.76 63 58 38.8 403 10.4 22.2 0.47
3 W14x159 6.40 4.00 62 54 46.7 651 14.0 22.4 0.62
4 W14x159 6.40 4.00 62 54 46.7 639 13.7 22.4 0.61
5 W14x176 6.43 4.02 62 54 51.8 678 13.1 22.4 0.59
6 W14x176 6.43 4.02 62 54 51.8 708 13.7 22.4 0.61
7 W14x193 6.48 4.05 61 53 56.8 774 13.6 22.6 0.60
8 W14x176 6.43 4.02 62 54 51.8 691 13.3 22A4 0.60
9 W14x233 6.64 4.10 60 53 68.5 930 13.6 22.7 0.60
10 W14x145 6.33 3.98 63 54 42.7 537 12.6 22.2 0.57
:ci 1
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High strut reaction orce (P) will cause waler beam web to sway (see figure below):
/ Diaphragam Wall
At t AW
Wall Elevation
NTS
r~
I 11K 1 I
I
Section A-A
NTS
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Waler beamproperties:
- x
B B I
b = 31 n
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CostAnalysis
NotesandAssumptions:
1. Forpracticality, nly he ncrementsf the costsassociated ith he diaphragm allare ncluded, ince hechangesmade o he design f the
strutting ystem houldnot havea strong mpacton he costof he original esign.
3. Unitcostsare he standar sed n the US. Itwasassumedhat hese osts should ot varysignificantlyn Singapore
ExcavationCost
Fill
Depth = 4.7 m
Length = 33 m
Thickness = 0.4 m (increasedhickness f thediaphragmwall)
3
TotalVolume = 62.04m = 81 CuYd
PriceperCuYd $35.9
TotalCost = S2.915
Depth = 1.8 m
Length = 33 m
Thickness = 0.4 m
PriceperCuYd $45.8
TotalCost £1.424
Depth = 31 m
Length = 33 m
Thickness = 0.4 m
PriceperCuYd $45.8
TotalCost S24.532
S;
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FluvialClay (FirmClay)
Depth = 3.8 m
Length = 33 m
Thickness = 0.4 m
PriceperCuYd $64.3
TotalCost $4.217
Depth 3m
Length 33 m
Thickness 0.4 m
3
TotalVolume 39.6 m 52 CuYd
PriceperCuYd $74.4
TotalCost $3.855
Mobilization actor 5%
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MaterialCosts
Concrete:
ReinforcingSteelBars:
PositiveMomentnear-end)
NegativeMoment far-end}
= 12 CuYd 22 CuYd
PriceperTon $2,027
.. )
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