Family Support Interventions For Families of Adults With Intellectual and Developmental Disabilities
Family Support Interventions For Families of Adults With Intellectual and Developmental Disabilities
Family Support Interventions For Families of Adults With Intellectual and Developmental Disabilities
Contents
1. Introduction 300
2. Impact of Having a Family Member with I/DD 301
3. Family Support Public Policies and Programs 311
3.1. Family support movement 311
3.2. Financial support 312
3.3. Impact of consumer direction on persons
with disabilities and families 313
3.4. Programs targeted to aging caregivers 316
3.5. Family support 360 317
4. Family Support Psychosocial Interventions 317
4.1. Future planning 318
4.2. Support groups 319
4.3. Support coordination and direct service program interventions
for older caregivers 321
4.4. Sibling support interventions 322
5. Conclusion 324
Acknowledgments 325
References 325
Abstract
Though families are considered the primary provider of support to people with
intellectual and developmental disabilities (I/DD), only a small amount of I/DD
funding in the United States goes toward offering assistance to these families.
In addition, formal interventions typically target families of children with I/DD,
which are no longer available when the individual enters adulthood. This
Department of Disability and Human Development, College of Applied Health Sciences, University of Illinois
at Chicago, Chicago, Illinois 60608-6904, USA
299
300 Tamar Heller and Abigail Schindler
chapter reviews the literature on family support interventions for families caring
for adults with I/DD. It first examines the impact of lifelong caregiving and the
support needs of these families. It then draws attention to various interventions
currently available for these families, including systemic federal and state
family support public policies (such as cash subsidies, and consumer-directed
supports), as well as group level psychosocial interventions (such as support
groups, future planning interventions, and support coordination). The review
calls attention to the need for more intervention research that is methodologi-
cally sound and that addresses not only the perspective of parents but also that
of other family members (such as siblings) and the person with disabilities.
1. Introduction
Families are typically considered the primary provider of support to
people with intellectual and developmental disabilities (I/DD) (Fujiura,
1998; Fujiura & Braddock, 1992; Turnbull & Turnbull, 2000). In 2006,
approximately 60% of individuals with I/DD in the United States lived with
family caregivers, comprising an informal system of residential care that was
five times greater than the formal out-of-home residential care system
(Braddock, Hemp, & Rizzolo, 2008a). Studies have shown that most
individuals with disabilities prefer to remain at home, a preference family
members typically share ( Johnson, Kastner, & the Committee/Section on
Children with Disabilities, 2005). However, as people with I/DD age,
support from family members tends to decline as parents age and the need
for formal services increases (Bigby, 2003). Life expectancy for adults with
developmental disabilities has risen dramatically over the last 80 years.
Reports show that mean age at death now ranges from the late 50’s
(for those with more severe disabilities or Down syndrome) to 71 years for
adults with mild to moderate intellectual disabilities (Bittles, Petterson,
Sullivan, Hussain, Glasson, et al., 2002; Patja, Iivanainen, Vesala, Oksanen,
& Ruoppila, 2000). This compares with an average life expectancy of
15 years for males and 22 years for females with intellectual disabilities in
1931 (Carter & Jancar, 1983). In 2006, women aged 40–44 ended their
childbearing years with an average of 1.9 children, as compared to 3.6
children in the 1950s (Dye, 2008). This aging trend in combination with
the low rate of childbirth results in both an extended period of caregiving for
adults with I/DD and fewer family members from which to draw support.
In the United States, over 25% of family caregivers of individuals with
I/DD are over the age of 60 years and another 35% are ages 41–59 years
(Braddock et al., 2008a). With the large number of people on waiting lists
for residential services and with the current fiscal crisis preventing further
expansion of residential services, the number of adults with I/DD living at
Family Support Interventions for Families of Adults 301
Consumer direction
Caldwell Home-Based Support Nine intervention Qualitative Semistructured in- Benefits expressed by
(2007) Services Program families of adults exploration of home interviews families fit within
(HBSSP); self- with intellectual experiences of three central
directed; service and families themes: (1) family
facilitation; developmental participating in a financial benefits,
benefits up to three disabilities (I/DD) consumer- (2) benefits from
times social in a consumer- directed support respite and
security (SS) directed program program personal assistance
services, and
(3) prevention of
institutional
placements
Caldwell HBSSP; self-directed 209 intervention; Cross-sectional Surveys: (a) (1) Caregivers of
(2006) services; service þ 85 control comparison of household adults in the
facilitation; families of adults economic, health, income, (b) program reported:
amount of benefits with I/DD who and social functioning of (a) fewer out-of-
up to three applied for the outcomes people with pocket disability
times SS HBSSP; randomly between families I/DD, (c) out- expenses,
assigned by lottery of adults with of-pocket (b) greater access
I/DD in the disability to health care,
HBSSP and expenses, (d) (c) engagement in
families on employment, (e) more social
waiting list physical/mental activities, and
health, (f ) health- (d) greater leisure
care access, (g) satisfaction
social activities, (2) Lower-income
and (h) leisure families reported
satisfaction better mental
health and access
to health care than
controls
Caldwell HBSSP; self-directed 38 intervention; Longitudinal study of Surveys: (a) unmet (1) Over time,
and services; service þ 49 control impact of a service needs, (b) families in the
Heller facilitation; families (at Time 3) HBSSP at three service program
(2007) benefits up to three of adults with points over a 9- satisfaction, experienced
times SS I/DD who applied year period: Time (c) community (a) decreased
for the HBSSP; 1 (1991), Time participation, and unmet service
randomly assigned 2 (1995), and (d) caregiving needs, (b) higher
by lottery Time 3 (2000). burden service
Cross-sectional satisfaction,
comparison of increased
groups at Time 3 community
participation of
individuals with
disabilities, and (c)
decreased
caregiver burden
(2) At Time 3,
families in the
program had
fewer unmet
needs and higher
service satisfaction
than did families
on the waiting list
Caldwell HBSSP; self-directed 97 families who had Cross-sectional Surveys: (1) More control by
and services; service applied to the survey of families (a) caregiving families of their
Heller facilitation; HBSSP and who using paid respite burden, respite/personal
(2003) received paid or personal satisfaction, and assistance services
303
(continued)
Table 9.1 (continued)
304
(continued)
Table 9.1 (continued)
306
(continued)
Table 9.1 (continued)
308
functions which
the mainstream
programs did not
(3) Case managers in
the specialist
programs were
more likely to
organize/facilitate
activity outside
the home
Support groups
Mengel Needs assessment of 33 family members Postintervention Questionnaires: (a) (1) Participants
et al. parents of adults from 24 families evaluation of family found the group as
(1996) with I/DD and/or from a intervention characteristics and a whole helpful
mental illness used community (b) informal
to design 5, 2-h agency resource needs
weekly support Feedback from (2) Participants
and educational group members reflected that the
meetings group gave them
new perspectives
(3) Many found that
caregiving parents
of children with
I/DD and mental
illness had more in
common than
they originally
thought
Smith et al. Focus group 30 parents of adults Process-outcome Survey questionnaire (1) Parents found
(1996) determined the with I/DD (17 evaluation with most helpful:
intervention lived with their quantitative and (a) information
psychoeducational child, 13 had qualitative data about future
support group that children who planning, (b)
met for six sessions lived elsewhere) developing
for 1.5 h. Didactic awareness of
presentation and formal services,
parent discussion (c) hearing the
concerns of other
parents, and
(d) sense of
camaraderie
(2) Parents found less
helpful:
(a) preparing them
to cope with
age-related
changes and
(b) enabling them
to call on support
network for
assistance
Only those interventions formally evaluated and reported in journals with outcome measures were included.
309
310 Tamar Heller and Abigail Schindler
while mothers show increased negative affect after receiving their child’s
diagnosis of I/DD, over time families adapt well to having a child with
I/DD. Still, mothers are likely to experience fewer visits with friends and
an economic impact reflected in lower maternal rates of employment,
lower family savings, and greater family-related work role strain (Ha,
Hong, Seltzer, & Greenberg, 2008; Seltzer, Greenberg, Floyd, Pettee, &
Hong, 2001).
The research on health effects of caregiving for adults with I/DD is
mixed. While some studies have shown little impact on their health (Chen,
Ryan-Henry, Heller, & Chen, 2001; Seltzer et al., 2001), several recent
studies have noted higher rates of certain health conditions and poorer
access to health care for subgroups of mothers (Caldwell, 2008; Magana &
Smith, 2006, 2008). Data from the National Health Interview Survey
showed higher rates of depressive symptoms, heart problems, and arthritis
in Latina mothers who were caregivers of adults with I/DD versus other
Latina mothers in the same age group (Magana & Smith, 2006, 2008). The
mothers caring for an adult with I/DD were also less likely to see a general
practitioner, see or afford a mental health professional, or afford prescription
medicines. Similar findings existed for Black American mothers caring for
adults with I/DD, as these mothers were more likely than other Black
American mothers to have arthritis and diabetes and also reported more
difficulty in affording medication and mental health professionals.
In a study of mothers coresiding with their adult child with I/DD who
had applied for a consumer-directed program, no differences existed in
physical health between these mothers and the general population of
mothers (Caldwell, 2008). However, the mental health of midlife caregivers
(45–54 years of age) and older caregivers (older than 65 years) was worse
than national norms. Caldwell (2005) notes that this may be associated with
two key periods: transitions to adulthood of individuals with disabilities and
transitions when aging caregivers are no longer able to provide care.
However, one alternative explanation is that the mothers who applied for
the program had worse mental health than mothers who did not apply
for the program.
A range of contextual factors influence the health and well-being of
families of adults with I/DD, including child characteristics, socioeconomic
status, minority cultural context, and extent of social support networks
(Greenberg, Seltzer, Krauss, & Kim, 1997; Heller, Hsieh, & Rowitz,
2000; Hong, Seltzer, & Krauss, 2001; Magana, Seltzer, & Krauss, 2004;
Orsmond, Seltzer, Greenberg, & Krauss, 2006; Orsmond, Seltzer, Krauss, &
Hong, 2003). Greater unmet needs for services have contributed to poorer
mental health (Caldwell, 2008), caregiving burden (Heller & Factor, 1993),
and to desire for an out-of-home placement (Heller & Factor, 1993).
Caldwell (2008) found that poorer access to health care was associated
with poorer mental and physical health among mothers caring for an adult
Family Support Interventions for Families of Adults 311
included special needs trusts and wills, funding sources, housing options,
home ownership, consumer-controlled housing, circles of support, and
self-advocacy.
The Psychoeducational Group Intervention for Aging Parents (Botsford
& Rule, 2004) was a professionally led psychoeducational group interven-
tion for older parents caring for an adult with I/DD at home. The inter-
vention provided caregivers the opportunity to express concerns about the
future for their offspring. Three sessions were devoted exclusively to parents
expressing concerns and interacting, while the remaining three sessions
included speakers on legal, financial, and other future planning issues.
The effectiveness of the intervention was assessed using a randomized
experimental design with a fairly small sample (N ¼ 27, of which 13 received
the intervention). Two weeks after the training, parents participating in the
program showed increases in knowledge and awareness of resources for
planning, a stronger sense of confidence and competence in their ability to
make future plans, and progress in making residential and legal plans for their
family member with I/DD.
In a study that included a longer-term longitudinal randomized design
with a larger sample, the Rehabilitation Research and Training Center on
Aging with Developmental Disabilities Family Future Planning Project,
examined the impact of its ‘‘Future is Now’’ curriculum. The curriculum
involves training of both family members and the person with I/DD. It is
based on a person-centered planning approach and a peer support model
which includes adults with I/DD and families as coleaders in the training.
The intervention studied consisted of a legal/financial training session
followed by five additional small-group workshops. Pretest and 1-year
follow-up surveys to 49 families (29 in the intervention and 19 control)
indicated that the intervention families were more likely to complete letters
of intent, take actions on residential planning, and develop special needs
trusts (Heller & Caldwell, 2006). In addition to these concrete future plans,
the intervention also led to decreased caregiving burden and increased
opportunities for daily choice-making of individuals with I/DD. The
major limitation noted was that families did not involve siblings of the
adults with I/DD in the planning process. Also, there were no data reported
on the perspectives of the adults with I/DD.
With the exception of a few studies on support groups for aging caregivers
(Mengel, Marcus, & Dunkle, 1996; Smith, Majeski, & McClenny, 1996),
little data are available on support groups for parents of adults with I/DD.
One study revealed that parents of adults with mental illness were more likely
to participate in support groups than were parents of adults with I/DD
(Greenberg et al., 1997). The authors hypothesized that this may be because
mothers of adults with I/DD are more likely to have more extensive social
supports already through family and friends than do parents of adults with
mental illness.
The parents of adult children with developmental disabilities (PACDD)
group, part of the parents helping parents (PHP) network is designed to
support parents and adult siblings of people with I/DD. This group holds
monthly seminars on topics such as in-home support services, challenging
behaviors, and social security. In addition to these more formal seminars, the
group meets for potluck dinners every few months. These informal times
offer a chance for parents to fellowship and create a network of support
(Parents Helping Parents, 2008).
Many parent support groups employ an online format, utilizing message
boards and listservs to help parents make connections with others in similar
situations. Many of these support groups are disability-specific, and connect
parents of children with I/DD, Down syndrome, Autism, and a variety of
other disorders. Very few of the in-person or online support groups have
been evaluated for their impact on participants.
Two studies examining support groups for aging caregivers of adults
with I/DD provide some limited data that show promise, but do not
include much empirical data (Mengel et al., 1996; Smith et al., 1996).
Smith et al. (1996) describe a psychoeducational support group program
attended by 30 aging parents of adult offspring with I/DD established with
assistance from a focus group of practitioners and parents. The six sessions,
which were led by professionals, aimed to provide information on future
planning and to help families cope with their caregiving demands. Partici-
pants appraised the sessions very positively and were most satisfied with the
opportunities provided them for networking and sharing experiences with
other families. Parents who coresided with the adult with I/DD were more
interested in information on future planning; whereas parents whose adult
child lived out of the family home were most interested in information on
quality of residential care.
Mengel et al. (1996) evaluated a support and education group targeting
33 aging caregivers of individuals with I/DD and mental illness. The group
was held in a senior service center, so the population targeted did not
necessarily reflect those families that are connected to the disability services
network. The group held three meetings that provided educational support
from experts in permanency planning, residential options, and community
services. The majority of parents attending the group had a son or daughter
Family Support Interventions for Families of Adults 321
with I/DD, with only about a quarter of offspring having mental illness, and
one having a traumatic brain injury. The remaining two meetings were
designed for parents to get acquainted with one another and offer emotional
support. While no formal measures were used to assess the efficacy of this
group, anecdotal reports indicate that this support group contributed to
shared coping strategies between parents, dispelled myths about mental
illness and I/DD, and provided insight and self-understanding for group
members. An indication that the group may have been successful in meeting
needs of families was that 15 members of the support group continued to
meet once a month after the first five sessions held at the senior center.
While psychoeducational support groups for aging caregivers hold promise
as effective means of helping aging caregivers acquire information and
network with other families, the empirical research to date is very scant
regarding their outcomes.
was increased access to out-of-home activities and services for people with
ID. Also, 59% of families reported that they were better able to make plans
and decisions about the future, including the process of separation and
letting go, and 48% of families reported that their trust or access to formal
services increased (Bigby et al., 2002). Further study on this initiative
revealed that there were few differences between the program targeted at
older caregivers and ‘‘mainstream’’ programs that had older caregivers as
clients (Bigby & Ozanne, 2005). While there have been a couple of reports
of various projects comprehensively addressing aging caregivers as noted
above, this study is one of few to report on an extensive evaluation of the
program’s effectiveness. It highlights the need for effective brokering of
services that can enable families to bridge both the aging and disability
networks, determine support needs, and find providers and services.
sibling’s voice to be heard, and their sibling’s health, safety, and happiness
(Heller & Kramer, 2006). Major support needs of siblings were for support
groups, workshops/training on how to assume caregiving responsibility,
financial support, and printed material on making future plans.
Interventions for adult siblings of people with I/DD have taken several
forms, including conferences, support groups (both in-person and online),
and information provision. Organizations for child and adult siblings
currently exist in Australia, Belgium, Croatia, Guatemala, Greece, Iceland,
Ireland, Italy, Japan, New Zealand, the United Kingdom, and the United
States. These organizations sponsor various interventions for training, sup-
porting, and providing information to adult siblings. Conferences offer
adult siblings the opportunity to network with peers and to learn more
about specific issues of concern like future planning, service provision, and
balancing care responsibilities with the role of a sibling. Sibs, an organization
in the United Kingdom designed to enhance the lives of child and adult
siblings of individuals with I/DD, sponsors the ‘‘Working with Adult
Siblings of Disabled People’’ conference, targeted for adult siblings and
their supporters in London (Sibs, 2008). Beginning in 2007, the US national
Sibling Leadership Network initiated an annual conference for adult sib-
lings. Their first annual conference was held in Washington, DC, during
which attendees heard from a wide range of experts about sibling issues
across the lifespan, future planning, and policy (Heller & Kramer, 2007).
The second conference was held in Ohio the following year. The goal of
the Sibling Leadership Network is to provide opportunities for siblings of
Americans with I/DD to increase their involvement in disability advocacy,
policy-making and services concerning their siblings with disabilities.
Its mission is ‘‘to provide siblings of individuals with disabilities the infor-
mation, support, and tools to advocate with their brothers and sisters and
to promote the issues important to them and their entire families’’
(Heller, Kaiser, Meyer, Fish, Kramer, et al., 2008).
In addition to support groups, many organizations provide information
for adult siblings on their web sites on issues of importance to siblings. All of
the organizations mentioned in the previous section provide information
for adult siblings, including the UK Sibs group, Supporting Illinois Brothers
and Sisters, The Arc of the Greater Twin Cities, AHRC New York, Ohio
Sibs, and the Fox Valley Sibling Support Network (AHRC, 2008; Sibling
Support Project, 2008). Some organizations also provide workshops and
training sessions for adult siblings. The Sibling Support network sponsors
workshops for adult siblings that employ a large-group discussion format in
which adult sibling participants learn from researchers, clinicians, and other
siblings about topics of interest (Meyer, 2007).
While siblings voice a need for supports in providing care and advocacy
for their siblings with I/DD and some emerging promising practices exist to
address these need, no studies to date have examined the effectiveness of
324 Tamar Heller and Abigail Schindler
5. Conclusion
While a large body of research exists on supportive intervention for
families of children with I/DD, the literature on families of adults with
I/DD is sparse. Literature examining the public support policies has mostly
examined the effectiveness of consumer-directed programs. However, the
empirical studies pertaining to families of adults with I/DD have mostly
focused on one state: Illinois. This was a good state to study in the earlier
years of its program since admission into the program was originally based
on a lottery system. This research needs to expand to other states, and
include the perspectives of adults with I/DD. One key issue is the impact
of having families as paid caregivers on the self-determination and well-
being of the adult with I/DD. The impact of training of families and
individuals in directing their own supports has also not yet been investigated
in this population.
While there are various programs that provide support for families of
adults with I/DD such as the HCBS Waiver, the National Caregiver
Support Program, the family support 360 programs, and the Aging and
Disability Resource Centers, the effectiveness of these programs for this
population has not been studied or documented. For example, we know
very little about the effectiveness of the Aging and Disability Resource
Centers in providing ‘‘one-stop’’ support coordination for families of adults
with I/DD.
The psychosocial interventions that have received the most attention for
families of adults with I/DD are those that address future planning. Some
evidence exists that training of families can result in more plans being
made and in increasing the choice-making of adults with I/DD. However,
the research needs to be expanded to larger samples and to inclusion of
the perspectives of the adult with I/DD. One of the biggest issues in future
planning is the unavailability of suitable services, with the large waiting lists
for residential services and with the growing deficits in state budgets.
Given the health and economic impact that lifelong caregiving can have
on mothers of adults with I/DD, particularly those from minority back-
grounds or those living in poverty, we need to have programs that assist
these mothers through financial supports and availability of adequate health
care. In addition, we need to develop and test models of health promotion
that can help mitigate depression and preventable health conditions.
Family Support Interventions for Families of Adults 325
ACKNOWLEDGMENTS
Support for this research was provided through the Rehabilitation Research and Training
Center on Aging with Developmental Disabilities, National Institute on Disability and
Rehabilitation Research (Grant No. H133B080009).
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