NAU PA CLASS CODES AND DORMANCY PERIODS FOR NON-GOVERNMENTAL HOLDERS

Class Dormant Dormant Class Dormant

Code Period Code Period Code Period
ACCOUNT BALANCES INSURANCE SECURITIES
AC01 Checking Accounts 5 IN01 Individual Policy Benefits or Claim 5 SC01 Dividends 3
AC02 Savings Accounts 5 Payments SC02 Interest (Bond Coupons) 3
IN02 Group Policy Benefits or Claim 5 SC03 Principal Payments 3
AC03 Matured CD or Savings Cert. 10 Benefits
SC04 Equity Payments 3
AC04 Christmas Club Funds 5 IN03 Proceeds Due Beneficiaries 3
SC05 Profits 3
AC05 Money-Deposit to Secure Funds 5 IN04 Proceeds from Matured Policies 3
SC06 Funds Paid to Purchase Shares 3
Endowments or Annuities
AC06 Security Deposits 5 SC07 Funds For Stocks & Bonds 3
IN05 Premium Refunds 5
AC07 Unidentified Deposits 5 SC08 Shares of Stock (Returned by Post 3
IN06 Unidentified Remittances 5
AC08 Suspense Accounts 5 IN07 Other Amounts Due Under Policy 5 Office
Terms SC09 Cash for Fractional Shares 3
AC99 Aggregate Account Balances<$50
IN08 Agent Credit Balances 5 SC10 Unexchanged Stock & Fractional 3
IN99 Aggregate Insurance Property<$50 Shares of Successor Corp
UNCASHED CHECKS TRUST, INVESTMENTS, AND ESCROW SC11 Other Cert of Ownership 3
CK01 Cashier's Checks 7
ACCOUNTS SC12 Underlying Shares or Other 3
CK02 Certified Checks 7
TR01 Paying Agent Accounts 3 Outstanding Certificates
CK03 Registered Checks 7
TR02 Undelivered/Uncashed Dividends 3 SC13 Funds for Liquidation Redemption of 3
CK04 Treasurer's Checks 5
TR03 Funds held in Fiduciary Capacity 5 Surrendered Stocks or Bonds
CK05 Drafts 5 3
TR04 Escrow Accounts 5 SC14 Debentures
CK06 Warrants 5 3
TR05 Trust Vouchers 5 SC15 US Govt Securities
CK07 Money Orders 7 SC16 Mutual Fund Shares 3
TR99 Aggregate Trust Property<$50
CK08 Traveler's Checks 15 SC17 Warrants (Rights) 3
MINERAL PROCEEDS & MINERAL
CK09 Foreign Exchange Checks 5 SC18 Matured Bond Principal 3
INTERESTS
CK10 Expense Checks 5 SC19 Dividend Reinvestment Plans 3
MI01 Net Revenue Interest 5
CK11 Pension Checks 3 SC20 Credit Balances 3
MI02 Royalties 5 3
CK12 Credit Checks or Memos 5 SC99 Aggregate Security Related Cash
MI03 Overriding Royalties 5
CK13 Vendor Checks 5 <$50
MI04 Production Payments 5
CK14 Checks Written Off to Income 5
MI0S Working Interest 5
CK15 Other Outstanding Official Checks 5 MISCELLANEOUS
MI06 Bonuses 5 5
CK16 CD Interest Checks 5 ZZZZ Properties Not Identified Above
MIO? Delay Rentals 5
CK99 Aggregate Uncashed Checks< $50
MI08 Shut-In Royalties 5 * Property should be reported prior to delivery
TRADITIONAL IRA, SEP IRA,
SARSEP, and SIMPLE IRA MI09 Minimum Royalties 5 of safe deposit box contents. The UPD will
3 Ml99 Aggregate Mineral Interests< $50 5 review the report and provide delivery
IR01 Traditional IRA - Cash
instructions, if applicable.
IR02 Traditional IRA - Mutual Funds 3 MISCELLANEOUS CHECKS &
IR03 Traditional IRA - Securities 3 INTANGIBLE PERSONAL PROPERTY ** 60% of the unredeemed portion of the face
value if an expiration period is displayed on
MS01 Wages, Payroll, Salary 1
ROTH IRA the certificate. Gift certificates with no
MS02 Commissions 1 expiration date, or a statement that the
IR05 Roth IRA - Cash 3
MS03 Workers' Compensation Benefits 5 expiration date does not apply in North
IR06 Roth IRA - Mutual Funds 3 Carolina, do not escheat.
MS04 Payment for Goods & Services 5
IR07 Roth IRA - Securities 3 MS05 Customer Overpayments A3/5
"If as a result of retail business transaction, 3
SAFE DEPOSIT BOXES & SAFEKEEPING MS06 Unidentified Remittances A3/5
year dormancy period; otherwise, 5 year
SD01 Safe Deposit Box Contents * 2 MS07 Unrefunded Overcharges A3/5 dormancy period.
SD02 Safekeeping/Loan Collateral * 5 MS08 Accounts Payable 5
SD03 Other Tangible Property * 5 MS09 Credit Balances (3 Retail/5 Other) A3/5
MS10 Discounts Due A3/5
DEMUTUALIZATION MS11 Refunds Due A3/5
3 MS12 Unredeemed Gift Certificates ** 3
DM01 Cash
DM02 Stock 3 MS13 Unclaimed Loan Collateral 5
DM99 Aggregate Demutualization 3 MS14 Pension & Profit Sharing Plans 3
Property <$50
MS15 Dissolution or Liquidation 1
UTILITIES MS16 Misc Outstanding Checks 5
UT01 Utility Deposits MS17 Misc Intangible Prop 5
1
UT02 Membership Fees MS18 Suspense Liabilities 5
1
UT03 Refunds or Rebates MS19 Layaway Deposits & Payments 3
1
UT04 Capital Credit Distributions MS20 Rents 5
3
UT99 Aggregate Utility Property< $50 MS99 Aggregate Misc Checks & Intangible
Personal Property<$50
REV 03/2020
Dormancy Chart
3200 Atlantic Avenue • Raleigh, North Carolina 27604
Telephone: (919) 814-4200 • Fax: (919) 855-5811 • www.NCCash.com