Assessing The Current State of Cognitive Frailty: Measurement Properties
Assessing The Current State of Cognitive Frailty: Measurement Properties
Assessing The Current State of Cognitive Frailty: Measurement Properties
Abstract: Background: Currently, an estimated 25-30% of people ages 85 or older have dementia, with a
projected 115 million people worldwide living with dementia by 2050. With this worldwide phenomenon fast
approaching, early detection of at-risk older adults and development of interventions focused on preventing
loss in quality of life are increasingly important. A new construct defined by the International Consensus Group
(I.A.N.A/I.A.G.G) as «cognitive frailty» combines domains of physical frailty with cognitive impairment and
provides a framework for research that may provide a means to identify individuals with cognitive impairment
caused by nonneurodegenerative conditions. Using the integrative review method of Whittemore and Knafl.,
2005 this study examines and appraises the optimal measures for detecting cognitive frailty in clinical
populations of older adults. Methods: The integrative review was conducted using PubMed, CINAHL, Web of
Science, PsycInfo, and ProQuest Dissertations & Theses. From the total 185 articles retrieved, review of titles
and key words were conducted. Following the initial review, 168 articles did not meet the inclusion criteria for
association of frailty and cognition. Of the 18 fulltext articles reviewed, 11 articles met the inclusion criteria;
these articles were reviewed in-depth to determine validity and reliability of the cognitive frailty measures.
Results: Predictive validity was established by the studies reviewed in four main areas: frailty and type of
dementia MCI (OR 7.4, 95% CI 4.2-13.2), vascular dementia (OR 6.7, 95% CI 1.6-27.4) and Alzheimer’s
dementia (OR 3.2, 95% CI 1.7-6.2), frailty and vascular dementia (VaAD) is further supported by the rate of
change in frailty x macroinfarcts (r = 0.032, p < 0.001); frailty and the individual domains of cognitive function
established with the relationship of neurocognitive speed and change in cognition using regression coefficients;
individual components of frailty and individual domains of cognitive function associations inculded slow gait
and executive function (β -0.20, p < 0.008 ), attention (β -0.25 p < 0.008), processing speed (β -0.16, p < 0.008),
word recall (β - 0.18, p = 0.02), and logical memory (β = 0.04, p =0.04). Weak grip was predictive for changes
in executive function (β - 0.16, p =0.008). Physical activity was associated with changes in executive function
(β = -0.18, p= 0.02) and word recall (β = 0.17, p= 0.02), individual components of frailty and global cognitive
function were found in several studies which included grip strength (r = - 0.51, p < 0.001), gait speed (r = - 0.067,
p < 0.001), and exhaustion (β - 0.18, p < 0.008). Conclusions: This paper presents the first-known review of
the measurement properties for the cognitive frailty construct since the published results from the International
Consensus Group (I.A.N.A/I.A.G.G). Evidence presented in this review continues to support the link between
physical frailty and cognition with developing validity to support distinct relationships between components of
physical frailty and cognitive decline. Results call attention to inconsistencies in reporting of reliability, validity,
and heterogeneity in the measurements and operational definition for cognitive frailty. Further research is needed
to establish an operational definition and develop psychometrically appropriate clinical measures to construct an
understanding of the relationship between physical frailty and cognitive decline.
cognition. Additionally, the consensus group recommended The criteria used to identify frailty often depend on the
formal assessments based on studies that supported findings operational definition. The commonly-known criterion is the
of an association between progressive physical frailty and “phenotypic” definition developed by the work completed
cognitive impairment in older adults. The new construct called in the Cardiovascular Health Study (CHS) (5, 11). The CHS
cognitive frailty (3), extends the physical frailty construct with phenotype includes decline in lean body mass, strength,
a formal cognitive assessment and a comprehensive assessment endurance, balance, walking performance, and low activity
of depressive symptoms. (5). It allows for a continuous scoring system versus a nominal
The construct cognitive frailty, will provide new system because it can capture the multidimentional nature of
opportunities for research, assist in further defining cognitive frailty. The components have concurrent and predictive validity
impairment related to physical causes, and promote with hazard ratios (HR) ranging from 1.82-4.46 (p < 0.05) for
interventions that lead to improved quality of life in older outcomes that include incident disease, hospitalization, falls,
adults. Multiple studies have been conducted to develop disability and mortality in community-dwelling older adults (5).
clinical screening tools for the detection of cognitive and Additionally, the CHS model has positive predictive validity
functional decline independently, with many clinical screening (PPV) in detection of physical limitations. The Edmonton Frail
instruments available to clinicians. However, the optimal Scale (EFS) includes evaluation of the social support domain
measures or combination of measures to accurately detect and has been validated with non-specialists with no formal
cognitive frailty in the clinical setting is unclear (3). As training in geriatric care (12). Construct validity for the EFS for
researchers attempt to deconstruct the relationship between detection of physical performance was statistically significant
physical frailty and cognitive impairment, the emphasis must be (r= - 0.58, p = 0.006, n=21) along with inter-rater reliability
placed on evaluating the strength of the psychometric tests used (k = 0.77. p = 0.0001) and internal consistency (Cronbach α
to evaluate the new construct. The purpose of this integrative = 0.62)12. However, the use of the EFS for the detection of
review was to examine the literature to determine progress in cognitive impairment (r = - 0.005, p = 0.801, n=30) was not
the establishment of validity and reliability for the measurement statistically significant (12).
of cognitive frailty. Other validated frailty instruments with unique operational
definitions have been described in the literature: the Frailty
Operational and Theoretical Definitions Index (FI), Clinical Frailty Scale, Study of Osteoporotic
Fractures (SOF), SPPB (gait speed, repeated chair stands, and
Establishing a comprehensive understanding of the new tandem balance tests) validated in the Established Population
construct cognitive frailty requires a critical review of what is for Epidemiologic Studies of the Elderly (EPESSE), and
known about the consensus on operational definitions and tools Tilburg Frailty Indicator (TFI) which includes three frailty
used to study frailty and cognitive impairment individually. domains (physical, psychological and social) (13–16). Several
frailty assessment tools are time consuming, not practical
Frailty except for research purposes, and have slightly different
The first definition of frailty was proposed in 1988 (6), but measurement properties. The literature reflects the lack of
since that time the international community has come to no consensus and ongoing debate about how to operationalize a
consensus on a definition of the term or an assessment tool definition for frailty (17).
to measure the condition (7). The International (I.A.N.A.)
Task Force on Frailty identified 17 cohort-based definitions, Cognitive Impairment
all using different frailty assessment tools. More recently, The theoretical and operational definition for the progressive
Rodríguez-Mañas et al, 2013 attempted to achieve consensus loss of memory unrelated to the normal aging process has
for an operational definition using a Delphi process, which been controversial. Mild cognitive impairment (MCI) was
resulted in consensus on the value of screening for physical first proposed by Petersen et al, 1999 then revised with the
frailty in the following six domains: physical performance, International Working Group on Mild Cognitive Impairment
including gait speed and mobility, nutritional status, mental (19). MCI is the most commonly used term to describe a
health, and cognition. Because there is still a need to identify a progressive measurable change in memory that differs from
specific combination of clinical and laboratory biomarkers for healthy aging adults. The recommended criteria for MCI is
a diagnosis, an operational definition was not recommended self and/or informant report of memory impairment and/or
(8). Even though consensus has not been reached regarding an evidence of decline over time on objective tasks with preserved
operational definition of frailty, the theoretical definition, which activities of daily living, and minimal impairment in complex
is generally agreed upon, describes frailty as a multidimensional instrumental functions with no diagnosis of dementia (19).
geriatric syndrome with increased vulnerability to stressors as Resulting from the research on MCI the Diagnostic Statistical
a result of reduced capacity of different physiological systems Manual-5 (DSM-5) included a category of neurocognitive
with adverse health outcomes that include falls, disability, disorder and distinguishes between mild (mNCD) and major
hospitalizations, and mortality (7, 9, 10). (mNCD) neurocognitive disorders to describe the heterogeneity
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these articles were reviewed in-depth to determine validity and probable/possible diagnosis of dementia (26, 27). Although
reliability of the cognitive frailty measures. several studies reported baseline cognitive status, scores were
Data extraction, was used to identify the psychometric not always considered in the statistical model. This finding
properties based on the measurements provided in the article may be important because baseline cognition can decrease
or if the criteria could be found in the original longitudinal the association between frailty and all dementia outcomes;
study as referenced by the author. The level of evidence was association between frailty and dementia was stronger with
appraised for each study using the Center for Evidence Based higher baseline scores (HR 1.78, 95% CI 1.14-2.78) than those
Medicine Levels of Evidence (23). Studies were evaluated with lower baseline cognitive scores (HR 0.79, 95% CI 0.50-
with a systematic approach and rated based on their strength 1.26 p value for interaction = 0.02) (28).
of evidence. The operational definitions for both frailty and
cognition were reported separately to highlight the combination Figure 1
of tools being used to study the relationship between physical Search Strategy Diagram
frailty and cognition and report on measurement properties
and significant findings. A framework, presented in Table
1, was developed to report the operational definition criteria
being used for cognitive frailty based on impairment in the
physiological domains defined by The Interventions on Frailty
Working Group: mobility, balance, muscle strength, motor
processing, nutrition (often operationalized as nutritional status
or weight change/sarcopenia), cognition, endurance (including
feelings of fatigue and exhaustion), and physical activity (24).
Cognition was further defined in the framework based on
the use of neuropsychiatric testing and/or a clinical cognitive
assessment tool (i.e. MMSE or CDR) in the operational
definition. To accompany these results, and to help with
replication of the work, the search strategy and data extraction
results have been made available online.
Results
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Table 1
Operational Definitions of Cognitive Frailty
Reference Mobility/ Strength Balance Motor Pro- Nutrition/ Endurance/ Physical Neuropsy- Clinical
Gait Speed cessing Weight loss Fatigue Activity chiatric Cognitive
Testing Assessment
Tool¥
Shimada et X X X X X X X
al. 2013
Kulmala et X X X X X X
al. 2014
Buchman et X X X X X X
al. 2014
Rolfson et X X X X X X X X
al. 2013*
Oosterveld X X X X X X X
et al. 2014
McGough X X X X X X
et al. 2013
Alencar et X X X X X X X
al. 2013
Gray et al. X X X X X X X
2013
Solfrizzi et X X X X X X X X
al. 2013
Robertson X X X X X X X
et al. 2014
Han et al. X X X X X X
2014
*Rolfson et al. (2013) used 3 operational definitions: CHS, Edmonton Frail Scale, and Frailty Index; ¥ Clinical Cognitive Assessment Tool was defined as use of any of the following:
MMSE, MoCA, CDR, ADAS-Cog or CASI
the CHS criterion (5) with the addition of a functional status Validity
evaluation and tested the MMSE and Clinical Dementia Rating For all the studies in this review, criterion validity was
Scale (CDR). The study did not control for chronic diseases or examined for performance of the operationalization of various
depression. Additionally total sample size (n=182) was small, cogntive frailty measurements. Predictive and discriminant
affecting power for individual classifications of frailty (non- validity was commonly reported as odds ratio (OR) or
frail n=43, pre-frail n=104, frail n=35) (30). hazard ratio (HR); two studies used Pearson correlations and
multiple linear regression models to establish associations
Longitudinal studies between components of physical frailty and cognitive function.
Results from four longitudinal studies were published after Predictive validity was established by investigating frailty
2013. A modified CHS criterion (5) was used in three of and rate of change in cognition or correlation of frailty and
the studies. One study used more than one frailty instrument cognitive decline. Discriminant validity was established by
to determine if the relationship between neurocogntive analyzing the relationship between measures of frailty (frail,
speed (NCS) and frailty was affected by how frailty was pre-frail, and robust) and type of demenia (MCI, clinically
operationalized (33). The use of biomarkers, clinical markers, diagnosed dementia, vascular dementia, and Alzheimer’s) (26,
and imaging varied among studies. The use of biomarkers 28, 30, 32). All of the studies evaluated community-dwelling
and imaging was more commonly used in the longitudinal older adults for which the CHS frailty measures are validated
studies than cohort and cross-sectional studies (Table 2). (5). Only one study compared more than one operational
Functional status evaluation was added in one study (34) and defintion of frailty: CHS, FI, and EFS (33). Heterogeneity was
co-morbidities were considered in the analysis for all of the present in the objective measures, and the terminology-specific
studies. language for the components of the CHS frailty construct often
varied from the validated CHS criteria (5).
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Heterogeneity was present in the objective measures for (β – 0.18) (36) were predictive for changes in global cognition.
cognitive assessment and neuropsychiatric testing. Two studies Psychological markers were frequently used for the
assessed global cognition with the MMSE (30, 34), four used assessment of endurance, fatigue, or depression. However,
the MMSE and domain specific neuropsychiatric testing (26, variability existed in the type of assessment scale used and how
29, 32, 33), three used only domain neuropsychiatric testing the psychological marker was operationalized. Psychological
(27, 28, 35), and one assessed global cognition with both the markers were typically used to either assess endurance for
MMSE and MoCA with domain specific neuropsychiatric fatigue in the CHS criteria (29, 35) or considered as a covariate
testing (36). The Cognitive Dementia Rating scale (CDR) had in the statistical analysis (27, 28, 32, 34). Variability in the
no predictive validity with evidence of no difference between psychological markers can be seen in Table 2 and online
frailty and cognition (relative risk = 2.1; p = 0.393) (32). The material.
National Center for Geriatrics and Gerontology-Functional
Assessment tool (NCGG-FAT) had good test-retest reliability Reliability
with moderate to high external validity (Person r= 0.496 to Due to the heterogeneity in the objective measures for
0.842). The MMSE continues to be the most commonly used frailty, reliability was not consistently examined for cognitive
clinical cognitive assessment tool for operationalizing cognitive frailty. The limited reliability and variability in the operational
frailty (25); concurrent validity (Pearson r = 0.776; p < 0.001) measurements used for the CHS frailty criteria add challenges
and reliability test-retest (Person r = 0.827; p = 0.001) (37) with to establishing an operational definition for cognitive frailty.
neuropsychiatric testing predictive and discriminate validity Motor performance was the only measurement for which
is established by the rate of change in MMSE and CHS frailty validity and reliability was established (34).
criterion (32).
Predictive validity was established in four main areas: 1) Feasability
frailty and type of dementia: MCI (OR 2.0; p= <0.001) and Instrumental assessments for cognitive frailty are currently
(OR 7.4, 95% CI 4.2-13.2) (29, 30); vascular dementia (OR time-consuming, expensive, require extensive training, and
6.7, 95% CI 1.6-27.4) and (HR 2.68, 95% CI 1.16-7.17) (30, the clinical translation properties are not clear. The addition
34); and Alzheimer’s dementia (OR 3.2, 95% CI 1.7-6.2), (HR of biomarkers and imaging potentiates the complexity of
1.08, 95% CI 0.74-1.57), and (HR 0.62, 95% CI 0.20-1.89) the feasability for measures and complicates the process for
(28, 30, 34). The relationship between frailty and vascular detection of cognitive frailty in the clinical setting.
dementia (VaAD ) is further supported by the rate of change in
frailty x macroinfarcts (r= 0.032, p < 0.001) (35). Evidence of Discussion
convergent validity exists between dementia and non-dementia
types with findings to support the associations between frailty The findings from this review continue to support evidence
and non-Alzheimer’s dementia (OR 2.57, 95% CI 1.08-6.11). for the association between physical frailty and cognitive
2) Frailty and the individual domains of cognitive function decline. However, while cross-sectional studies have detected
was identified by evaluating the relationship of neurocognitive a relationship, further studies are needed to determine causal
speed and change in cognition using regression coefficients (33) pathways (38). Studies continue to use different combinations
and evaluation of the MMSE subdomains. Individual domains of measurement instruments for cognitive frailty, but are
of cognitive function were found to be gender specific (31). measuring similar domains of physical frailty and cognition.
Predictive validity was dependent on the frailty operational Based on the findings in this review the CHF criteria with
definition; Frailty Index (FI) and NCS (OR 0.87, 95% CI 0.81- measures of mobility/gait speed, strength, nutrition/weight
0.95) compaired to the modified CHS and EFS which found no loss, endurance/fatigue, and physical activity, neuropsychiatric
correlation with neurocognitive speed (33). testing and a cognitive assessment tool was the most common
3) Individual components of frailty and individual domains operational definition (Table 1). Further testing of the
of cognitive function associations inculded slow gait and cognitive frailty construct should attempt to provide validity
executive function (β -0.20), attention (β -0.25), processing and reliability for objective measures and scales which are
speed (β -0.16) (36), word recall (β -.0.18, p = 0.02), and based on self-report. Self-report scales must prove to be stable
logical memory (β = 0.04, p =0.04) (27). Weak grip was over time (test-retest reliability), and those administered by
predictive for changes in executive function (β – 0.16, p several individuals need to exhibit good inter-rater reliability.
=0.008) (27). Physical activity was associated with changes in Additionally, inclusion of a theoretical framework will provide
executive function (β = -0.18, p= 0.02) and word recall (β = a structure for generating cumulative knowledge on which
0.17, p= 0.02) (27). interventions can be based.
4) Individual components of frailty and global cognitive Studies are starting to deconstruct the relationship
function were found in several studies (27, 28, 34–36). between the components of physical frailty and cognitive
Individual components included grip strength (r = - 0.51, p < decline. Unravelling of the complex cognitive frailty
0.001), gait speed (r = -0,067, p < 0.001) (35), and exhaustion construct will refine the operational definition and improve an
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Table 2
Use of biological, clinical, and imaging markers for cognitive frailty: International Consensus Group (I.A.N.A/I.A.G.G)
J Nutr Health Aging
Shimada et Kulmala et Buchman et Rolfson et Oosterveld McGough Alencar et Gray et al. Solfrizzi et Robertson Han et al.
al. 2013 al. 2014¥ al. 2014 al. 2013 et al. 2014 et al. 2013 al. 2013 2013 al. 2013 et al. 2014 2014
Biomarkers
Inflammatory markers (e.g. CRP, IL-6)
Beta-amyloid protein (aβ) X
aPOEε4 genotype X X
Anemia
Serum albumin X
Cholesterol Xβ
Vitamin D status
Clinical markers
MMSE X X X X X X X X X
Executive tests X X X X X X
ADAS-Cog X
CDR X X X
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MoCA X
Gait speed X X X X X X X X X X X
Hand grip strength X X X X X X X X X X X
Weight loss X X X X X X X X X X X
Psychological marker: GDS X® X£ X€ X§ Xф XΩ Xᵏ X§
Actigraphy
Imaging
Dual energy
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