System Inertia
System Inertia
System Inertia
Thomas Ackermann, Thibault Prevost, Vijay Vittal, Andrew J. Roscoe, Julia Matevosyan, Nicholas Miller
Figure 1: Renewable Energy Projections for the US Source: National Renewable Energy Laboratory. (2017).
Some power systems in the world already have situations with very high shares of converter based
power supply, see box on current shares of non-synchronous sources.
Figure 2 Wind Penetration Duration Curves for nominally 30% Annual Energy System Source: NSPI Renewable Integration
Study http://www.nspower.ca/site-nsp/media/nspower/CA%20DR-
14%20SUPPLEMENTAL%20REIS%20Final%20Report%20REDACTED.pdf
1.2 What about the Windy Sunny Neighborhood of the Grid?
Another reality of wind and solar power generation, is that some places are better than others. In the
case of wind power, location is critical to achieving high capacity factors (and therefore good return on
capital investment). Similar considerations drive utility-scale PV installations. If we consider the
representative system shown in Figure 3, a challenge presents itself. In this system, one corner has lots
of good wind and solar generation, extremely limited economic synchronous generation, and limited
transmission to the rest of the grid. A grid-wide look at the renewable penetration, might look like
Figure 1, but the corner with lots of wind and solar, can easily and often reach or exceed 100%
penetration of converter-based generation. What happens if that corner of the system disconnects
from the rest of the grid? Today, the answer is “you can’t run that island with 100% converters”.
The point of these simple examples is that the possibility to have actual operating conditions with zero
synchronous inertia exist now, and will grow rapidly in the immediate future. As an industry we cannot
wait until some distant future, when total renewable energy penetrations on an annual basis reach
towards 100%. There will be economic and reliability imperatives to be able to run with zero inertia
upon much of the industry in the very near future.
In the rest of this article, we explore the challenge and options associated with this radical
transformation of the grid. We start by examining present design and practice for the power electronics
that enable wind and photovoltaics to deliver AC power to the grid.
Hence it is essential for some of the converters to control the voltage. These converters are called grid
forming converters. Their controls ensure that the voltage waveform of the grid is stable even at a very
short time scale. This type of control enables the system to operate at a stable voltage even if loads
connect/disconnect from the grid. Figure 4 illustrates the behavior of converter operating as a current
source, when a load connects to it.
- Synchronous machines can provide extremely high current for a short period (1-100ms),
where converters can normally provide little more than their nominal current. This would
imply that the short circuit power will decrease. However, the issue is more complex:
o Often converters have a low loading factor. Therefore, the ratio between maximum
current that can be provided by converters and the actual active power produced
before a fault may not always be as low relative to the active power being produced.
o As an example, at initial loading of 20%, which is a typical average load factor, the
short circuit power that can be fed is around 5 times the active power delivered to
the grid.
o With synchronous machines, the active power delivered to the grid is often close to
their nominal power, under the assumption that synchronous machines are operated
at maximum power, and the short circuit power delivered to the grid is 3-5 times the
active power fed before the fault.
With regard to the stiffness of the network, the short circuit power is a good indicator, but for converters,
regulation is the main driver of their behavior, and control in steady state and in fault mode can be
radically different. As an example, the voltage regulation of a grid forming converter can create a very stiff
grid voltage, and in the meantime controls can block the converter during fault mode, therefore providing
no fault current. A new definition will probably be needed to address the grid stiffness with converters.
The behavior of grid forming converters during a fault is one of the issues that will need to be carefully
addressed, with one of the key aspects being the control of the voltage while maintaining current below
the maximum converter capacity.
Many small power systems (up to 10 MW peak demand) already achieve very high instantaneous non-
synchronous generation (NSG) penetration level of 60 to 80 %. Instantaneous NSG is thereby defined
as generation from Power from Converters (plus HVDC imports if applicable) divided by Demand plus
Exports for one hour.
The power system on the island of St. Eustatius, for instance, is using 1,9 MWp of PV and 1 MW of
batteries together with three diesel generators with a total capacity of 4 MW. PV and battery
instantaneous penetration levels as high as 89% have been observed and the instantaneous
penetration level will increase further as the PV system will be extended. Currently, even at high NSG
penetration levels, a synchronous machines (diesel generator) operates at low output power, acting as
synchronous compensators to provide solid voltage sources, while the converters provide the power. It
is planned to upgrade the St. Eustatius so that it can be operated at certain times without any
synchronous generator, i.e. a 100% instantaneous NSG penetration level could be achieved.
Also larger power systems already reach significant penetration levels. Tasmania is an island electrically
connected to the mainland Australia by a monopolar HVDC interconnector (Basslink) rated at 500MW
but offering dynamic rating of 630/480 MW (export/import). Tasmanian demand ranges from 900 to
1700MW and the generation sources include hydro 2250MW, gas 380MW wind generation 300MW, PV
96MW and 478 MW HVDC import. The record NSG penetration level reached 78%, considering Wind, PV
and HVDC import.
In Ireland (5 GW peak demand, around 3 GW wind power installed), the maximum NSG penetration level
is currently limited by the system operator to 60%, but it is expected that the limit will be increased step-
by-step in the near future.
3. Technology Options
Grid forming converters, with appropriate controls both in the active power loop and in the reactive
power loop, together with correctly designed droop characteristics, provide the ability to develop and
operate inertia-less systems. The proof of concept can be demonstrated by means of large scale system
simulation with effective models in positive sequence time domain simulations of large systems.
In a recent project completed by the Power Systems Engineering Research Center, the viability of a zero
inertia power system has been systematically examined and analyzed. This viability analysis has been
conducted on a large-scale system using the conventional industry practice of positive-sequence time
domain simulation. A key initial step in this study was to develop an appropriate model for converter
interfaced generation which would capture the essential characteristics of the actual device.
The primary focus of the study was on the possibility of control and operation of a zero inertia system;
therefore, the reserve margin was not studied. It was found that the principles of power-frequency droop,
coupled with the availability of fast response from the converter devices, can serve ably in both arresting
frequency change and in the recovery of frequency.
The analysis conducted has shown that the control and operation of a zero inertia power system is viable.
There is a primary assumption here that there is adequate active power margin to balance the system.
For this to be the case with only converter-based renewable generation, some of the renewable sources
of energy would need to be dispatchable or wide-spread use of energy storage would be needed.
The second assumption is that every converter interfaced generation source is capable of providing
voltage support, which requires sizing of the converter to ensure that sufficient current is available to
provide needed active and reactive current.
Large-scale simulations of the Western Electricity Coordination Council (WECC), which includes all parts
of the U.S west of the Rockies, the northern part of Baja California in Mexico and the Canadian provinces
of British Columbia and Alberta, were performed. Amongst others, the following contingency case was
examined using the inertia-less system model. The closing of a transmission line must be studied to
ensure that it does not cause excessive transients of current and voltage. To observe this
scenario, the power flow of the system was solved with a line between two major buses in
Arizona outaged, resulting in a high angle difference between the buses. At t=15s, the line was
closed leading to a severe transient. With the maximum converter current set as 1.7pu, Figure 5
and 6 show the converter currents for nearby generating units. From the figures it can be seen
that though there is a large increase in the instantaneous current, the pre-disturbance current
value is achieved within 1s. In addition, as expected, the unit located close to the line is affected
to a much larger extent, but the system, is stable and secure. However, if the nearby generating
units had a maximum current value of 1.4pu, the unit located close to the line would trip while
the other units pick up the slack.
Figure 5: Converter current of one Plant A unit for the opening of a tie line between Arizona
and Southern California following a line fault
Fig. 6: Current of a generating unit located close to the line with Imax=1.7
This large-scale simulation based exercise has demonstrated that the use of only grid-forming
converters with well-designed control and adequate head room in the generation resources could work
effectively even in large systems and tolerate large disturbances including significant loss of generation
and closing of large transmission lines.
Volt/Volt Ampere Reactive (VAR) regulation: the adjustment of reactive power following a
setpoint, or using a droop control that links the terminal voltage and the reactive power.
This is today required for most of converters while they are producing active power. As
active power of such installations is usually fluctuating, it will become more and more
necessary that the reactive power capability does not depend on the active power output.
Such a requirement is sometimes called STATCOM capability. It is a very important ability
because it ensures a stable voltage at any time of the day (with or without sun/wind)
Fast frequency control (so called synthetic or emulated inertial response). To limit frequency
deviation, converters can provide short term frequency regulation. The energy that is
provided to the grid can come from different sources: kinetic energy of a wind turbine,
dedicated battery and other such reserves. The main difference between emulated inertia
and actual inertia is that the emulation requires the frequency to be measured (see also box
on Measuring Frequency); therefore its effect on the grid is delayed and for very fast
frequency transients it may not be enough.
Alternatively, ancillary services for active power/frequency control can be defined based on
specific system needs and procured thought market mechanisms. This would allow suitable
technologies to provide the services in the most efficient way. For example, large industrial
loads with underfrequency relays are capable of providing fast, effective and sustained
response during under frequency events.
Specific fault ride through behavior: formerly converters used to disconnect when the
voltage was too low; they are now able to provide current even during faults. Moreover, the
current is fully controllable, and it can be tuned to provide active only, reactive only or any
configuration of both. This can be tuned to limit the voltage drop on the grid during a fault
transient. Nowadays converters are even able to provide unbalanced current during faults
for specific needs like protection.
Other mitigation measures, such as power production limit due to weak grid concerns (e.g. in ERCOT),
non-synchronous generation penetration limit and/or inertia limit (e.g. in Ireland), use of synchronous
condensers throughout the network, etc. can be applied in the interim to maintain system reliability. -
5. Long-term Solution: To push the limit of Converter Penetration
up to 100% new Controls will be Necessary
The first capability is for converters to be grid forming. One of the consequences of being grid forming is
that the output power of the converter is now driven by the AC grid and not directly by the primary
source. From a consumer’s point of view, it is a basic requirement, to be sure that when a new load is
connected, it will be fed by the grid. From a producer’s point of view, this is more challenging. The
converter is basically a link between an uncontrollable load and varying but predictable primary energy.
Controls can change the operating point of the converters to adjust the output to the input, but during
transients, some energy will be needed leading to the requirement for some type of storage or head
room. (The amount of storage or head room will depend on the speed of the controls; small sized
devices could be sufficient.)
Voltage controlled converters are prone to overcurrent during grid transients. In case of a grid transient,
if the voltage angle shifts, it leads to a shift between active and reactive power but the total current
remains constant and limited to the maximum value. When converters are operated in the voltage
source mode, the active and reactive power that flows out is guided by the network voltage amplitude
and phase before the action of the controls. The apparent power of the converter has very limited
impact on it, and network modification due to topology changes can lead to high overcurrent as
illustrated in the section on near-term solutions.
Constraining transients for a grid forming converter can be tie line opening and closing, or “large” load
connection/disconnection close to “small” converters.
The VSM needs to have a suitable AVR (automatic voltage regulator) control loop applied, which
provides voltage and reactive power control just as a real machine. A governor is also required which
can take many forms, either following active-power setpoints, controlling frequency, providing droop
response, or any combination. Optionally, “slow” prime mover responses can be simulated, i.e. steam
turbine responses. Exactly what governor and prime mover models to use for a particular scenario
requires more research, especially in the context of renewables, to examine the energy and power flows
against time, and the requirement for short-term or long-term energy stores to ride through dynamic
events.
The VSM behaves as a voltage source, since both its rotor dynamics (~2Hz bandwidth) and AVR
dynamics have bandwidths < 50 Hz, and the adjustments to the pulse width modulation (PWM) patterns
are slow relative to the 50 Hz fundamental. It therefore does a very good job of “mopping up”
unbalance, and it can provide power to heavily unbalanced loads. It is also quite good at “mopping up”
harmonic voltages, although linear load is also (or more) effective at high harmonic orders. Because the
VSM is a voltage source, during the closest faults, some intervention is needed to protect the solid-state
devices from overcurrent. Viable methods have been demonstrated in the laboratory, able to sustain
>140ms full-depth balanced and unbalanced faults, but without compromising the normal “voltage
source” capability. Additional interventions can be made during faults to (for example) set H=999 during
a fault, which helps to stop the virtual rotors accelerating while fault ride-through is active, and offers to
make VSMs potentially more robust against faults, than real machines. Parameters such as damping,
inertia and governor response can, if needed, be adjusted in real-time, remotely via software.
Because the VSM is a voltage source, with a frequency and voltage stabilized by its virtual inertia and
AVR, it provides “synchronizing torque”. It also provides inertia. But, crucially, it is not necessary to
provide inertia to provide synchronizing torque. They are not the same thing. It is possible to provide
“synchronizing torque” without providing inertia.
This can be achieved by a using a second variety of grid-forming (voltage source) converter control
algorithm. This second variety implements frequency and voltage control loops which operate on a strict
pair of droop slopes: active power to frequency, and reactive power to voltage. There is effectively an
“instant” (~10ms) governor/prime-mover response time. The converter simply measures its output
power either over a short window such as 1 exact cycle (which provides good harmonic mitigation), or
measures the instantaneous power output and applies low-pass filtering of the order of <1 cycle period,
so that the control loop bandwidth is <50 Hz, normally perhaps in the ~20 Hz region. Then, using a
simple linear droop slope with configurable frequency and power setpoints, a “target” frequency is
determined. This target frequency is within a few percent of nominal for normal setpoint and droop
slope configurations. The converter simply advances its “virtual rotor” at this frequency and power
synchronization is effectively achieved. A parallel loop operates on reactive power and voltage. Such a
control scheme has acquired various names in the literature such as “Power Synchronization” or
“VSM0H”. This latter term refers to the fact that the response of this architecture can be shown to be
mathematically identical to a VSM, but with H=0, no direct rotor electrical damping, and an “instantly
responding” (with1 cycle) governor/prime mover delivering “instant” droop response. While rotor
electrical damping is proportional to rotor speed minus electrical stator frequency, droop response is
proportional to electrical frequency minus setpoint electrical frequency. While they are different, the
“instant” droop response actually provides a useful damping of grid frequency disturbance, and is
extremely effective at limiting frequency nadir during events. It also provides what would be called
“synchronizing torque”, even though it has zero inertia, because it acts as a stiff, balanced voltage
source, with a well-defined frequency close to nominal, behind a reactance (formed by its filter
impedance). A network powered only by “VSM0H” converters is entirely viable. In this scenario, a
discrete resistive load step results in a network frequency that transitions from one frequency to
another frequency (defined by the droop slopes and setpoints), over a period of about 1 cycle.
So, while this VSM0H type of controller offers no inertia, it is entirely viable as a grid-forming solution as
confirmed by the PSERC analysis, and can also be used in parallel with real machines, and VSM
converters that do offer inertia. No special time-sensitive communications are required between the
converters, so long as sensible configurations of set-points and conventional droop slopes are used to
suit the network and the connected energy sources. Sufficient energy must also be available on the DC
busses to drive the converters, and serve the loads.
In both the above modes “VSM” and “VSM0H”, the converters are grid-forming, provide synchronizing
torque, serve unbalanced loads and mitigate unbalanced voltages, and serve non-linear loads and
mitigate harmonic voltages. The converter contribution to these services is, by default, inversely
proportional to the magnitude of the effective filter impedance, in exactly the same way as a
synchronous machine’s contribution to these phenomena is inversely proportional to its transient
reactance X’. For a real machine, X’ is inversely proportional to machine rating, and this is normally true
for a converter filter impedance too. So, the device’s contribution to power quality and synchronization
torque is roughly proportional to its rating, since X is normally in the region of 0.1-0.15pu (per unit) for
both machines and conventional converters. This presents some further challenges (and perhaps
opportunities) for multi-level converters which may in the future have much lower inductive filter
impedances than conventional converters.
Since so many existing grid-connected devices and machines expect frequency to change relatively
slowly, sudden removal of all inertia from an existing network overnight would be a bad idea, with (for
example) unpredictable consequences for protection relays, and large power transients for directly-
connected pumps and AC machine loads. As noted in the introduction, the evolution of the system will
likely be on a continuum towards lower levels of synchronous resources. Whatever strategies are
adapted must be capable of working with some synchronous machines.
More likely, in the near to medium term we will require a managed balance of inertia-providing and
non-inertia-providing devices, the choice for each device being made with consideration to the
properties of the energy source connected. However in the long-term more holistic system planning
approach is needed. Band-aid solutions applied in interim by system operators world-wide to maintain
reliability may inadvertently limit further integration of converter-connected devices. Defining grid
forming function as essential reliability service may attract new grid forming inverters to the market but
may also just provide additional incentives for existing synchronous generation. Requiring grid forming
converter control from new converter-connected devices could be another route, still it will take time
until sufficient number of those is installed. More research is needed to bridge that implementation gap
between available grid-forming converter technology and integration of this technology into a power
system with its existing energy resources, protection systems, interconnection requirements, energy
and AS market structures and other attributes.
7. Recommended reading
M. Yu, A. J. Roscoe, A. Dyśko, C. D. Booth, R. Ierna, et al., "Instantaneous Penetration Level Limits of
Non-Synchronous Devices in the British Power System," IET Renewable Power Generation, 2016.
Pengwei Du; Weifeng Li; Xinda Ke; Ning Lu; Orlando A. Ciniglio; Mitchel Colburn; Phillip M.
Anderson,“Probabilistic-Based Available Transfer Capability Assessment Considering Existing and Future
Wind Generation Resources” , IEEE Transactions on Sustainable Energy, Year: 2015, Volume: 6, Issue: 4
Ramasubramanian, D., Z. Yu, R. Ayyanar, V. Vittal, and J. Undrill, “Converter Model for Representing
Converter Interfaced Generation in Large Scale Grid Simulations,” IEEE Transactions on Power Systems,
Vol. 32, No. 1, pp. 765-773, January 2017.
Julia Matevosyan, Pengwei Du,: Inertia: Basic Concept and Impact on ERCOT Grid, 15th International
Workshop on Large-Scale Integration of Wind Power into Power Systems, Vienna, November 2016.
Kroposki, et al., “Achieving a 100% Renewable Grid,” IEEE Power & Energy Magazine, March/April 2017.
8. Biographies
Thomas Ackermann is chief executive officer of Energynautics GmbH in Darmstadt, Germany.
Thibault Prevost is a research Engineer at RTE, France.
Vijay Vittal is the Ira A. Fulton Chair Professor in the School of Electrical, Computer and Energy
Engineering at Arizona State University.
Andrew J. Roscoe is a senior lecturer at the University of Strathclyde, Glasgow, UK.
Julia Matevosyan is Lead Planning Engineer at Resource Adequacy group of Electric Reliability Council of
Texas, USA.
Nick Miller is Senior Technical Director at General Electric’s Energy Consulting group in Schenectady, NY.
Measuring Frequency: Not as easy as you might think
For more than a hundred years of utility practice, the speed of synchronous
generators has been the proxy for grid frequency. Turbine-generator governors
have used deviations in rotor speed as the measure of departure of the grid from
50 or 60Hz. Today, non-synchronous resources must measure frequency directly
from the grid. Conceptually simple. But there are challenges. For example, when
is a disturbance a change in frequency, and when is it something else? This figure
is for a single phase of a 50Hz voltage sine wave. In the middle of the signal, a 20
degree phase jump occurs, as might be associated with a transmission line
switching event. The elongation of the half-wave means that the “frequency”, in
this case defined by time between zero crossing, has dropped dramatically to
45Hz for the next half-cycle. Of course, a synchronous machine would filter this
out to a negligible deviation. Suitable filtration of the signal here would do
likewise. But be careful what you ask for: rapidly measuring frequency can have
some strange outcomes.
0 70 Frequency (Hz)
0 0.01 0.02 0.03 0.04 0.05 0.06
-0.5 65
-1 60
-1.5 55
-2 50
-2.5 45
ROCOF = -500Hz/sec
-3 40
0 0.01 0.02 0.03 0.04 0.05 0.06
Time (seconds)
Grid Forming Converters: a Twenty-year view from an Island.
In the later years of the preceding century, the Native Alaskan community of
Metlakatla faced a difficult technical and economic power system riddle: How to
manage the extreme active power swings associated with the biggest load on
their island grid? In order to displace an expensive, dirty diesel generator needed
for regulation, a 1MW-class utility-sale battery-converter systems was built. That
system uses 1990’s vintage self-commutating converters, with an early version of
grid-forming, virtual synchronous machine controls. The system has been used
to set frequency and voltage, black-start the grid, and manage a variety of
difficult grid dynamics. After 20 years, the system has saved the community
millions in diesel fuel costs, while maintaining a cleaner and more reliable grid.
Figure: Wall of batteries at Metlakatla Power & Light installation, c 1996. (N.W.
Miller, R.S. Zrebiec, R.W. Delmerico – GE, G. Hunt – GNB , Darrel Pierce –
Metlakatla P&L; “Battery Energy Storage System for Metlakatla Power and
Light,” International Confe