The Effect of Manual Therapy and Stabilizing Exercises On Forward Head and Rounded Shoulder Postures: A Six-Week Intervention With A One-Month Follow-Up Study
The Effect of Manual Therapy and Stabilizing Exercises On Forward Head and Rounded Shoulder Postures: A Six-Week Intervention With A One-Month Follow-Up Study
The Effect of Manual Therapy and Stabilizing Exercises On Forward Head and Rounded Shoulder Postures: A Six-Week Intervention With A One-Month Follow-Up Study
Abstract
Background: The purpose of this study is to evaluate the effect of a six-week combined manual therapy (MT) and
stabilizing exercises (SEs), with a one-month follow-up on neck pain and improving function and posture in
patients with forward head and rounded shoulder postures (FHRSP).
Methods: Sixty women with neck pain and FHRSP were randomized into three groups: Group 1 performed SE and
received MT (n = 20), Group 2 performed SE (n = 20) and Group 3 performed home exercises (n = 20) for six weeks.
The follow-up time was one month after the post test. The pain, function, and head and shoulder angles were
measured before and after the six-week interventions, and during a one-month follow-up.
Results: There were significant within-group improvements in pain, function, and head and shoulder posture in
groups 1 and 2. There were significant between-group differences in groups 1 and 2 in head posture, pain, and
function favoring group 1 with effect size 0.432(p = 0.041), 0.533 (P = 0.038), and 0.565(P = 0.018) respectively. There
were significant between-group differences in both intervention groups versus the control group favoring the
intervention groups.
Conclusion: These findings suggest that both interventions were significantly effective in reducing neck pain and
improving function and posture in patients. However, the improvement in function and pain were more effective
in Group 1 as compared to Group 2, suggesting that MT can be used as a supplementary method to the stabilizing
intervention in the treatment of neck pain. More researches are needed to confirm the result of this study.
Trial registration: UMIN000030141 modified on 2018.03.08.
This study is a randomized control trial registered at UMIN-CTR website, the trial was retrospectively registered and
the unique trial number is UMIN000030141.
Keywords: Forward head posture, Function, Manual therapy, Neck pain, Stabilization exercises
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Fathollahnejad et al. BMC Musculoskeletal Disorders (2019) 20:86 Page 2 of 8
tilted, internally rotated scapula and the pectoralis Thus, the authors of this study tried to compare the
minor muscles shortness [3]. effects of a six-week intervention and one-month
Forward head and round-shoulder postures (FHRSP) follow-up of a combined treatment consisting of SEs and
can result in shoulder pain and dysfunction because of MT, with SE alone, on neck pain, function, and cranio-
altered scapular kinematics and muscle activity and cervical and rounded shoulder angles in patients with
consequently, placing increased stress on the shoulder neck pain and FHRSP.
[4]. Therefore, FHRSP has to be modified to decrease
stress on the shoulder [4]. Methods
Changes have been shown in head, shoulder and thor- Participants and procedure
acic posture in people with neck pain compared to asymp- This study is a randomized controlled trial registered at
tomatic ones [5]. Nejati et al. (2014) stated that FHP and UMIN_RCT website, and the unique trial number is
thoracic kyphosis are associated with neck pain although UMIN000030141.
they did not find any relationship between RSP and neck
pain in Iranian office workers [5]. Similarly, Silva et al. Ethics and consent statements
(2008) indicated that those with chronic non-traumatic The patients were informed about the details of the
neck pain have more FHP in standing position than pain- study and the volunteer subject provided written con-
free participants. The difference was considered statisti- sent to participate before study enrollment. Informed
cally not clinically meaningful [6]. consent was obtained from all the participants, and
Despite the fact that neck disorders are common in the procedures were conducted according to the Declar-
population, little evidence supporting effective interven- ation of Helsinki.
tions has been identified [7]. Meanwhile, one of the sug- Using a G-power software, with a power of 0.92 and a
gested interventions for improving musculoskeletal 3-group design tested at an alpha level of 0.01, 20 sub-
disorders is exercise therapy that includes a large variety jects per group are required to detect a posture data of
of methods such as mobilizing, stretching, isometric/static 0.8 points (Power and Precision™ 2.0).
or dynamic strengthening, endurance training, direction- This study was conducted for six weeks in the clinic
movement control and proprioceptive exercises [7]. Due of the university, with a one-month follow-up on mar-
to the contradictory results from different studies, treat- ried women aged 32–42 years with neck pain and
ment of neck pain has been considered challenging in FHRSP. Participants were recruited through physicians,
clinical healthcare’s [8]. orthopedic surgeons and physical therapists working in
It has been indicated that stabilization exercises private centers.
(SEs) for the scapula by improving and normalizing An experienced physiotherapist assessed the subjects
muscular activities can improve pain and posture in based on clinical history, posture and symptom responses
patients with neck pain and FHP and consequently, to active movements. For all the assessments, the assessor
the quality of life [9]. was blinded to the group allocation. The data analyst was
On the other hand, manual therapy (MT) is another form only blinded to the treatment allocation.
of conservative treatment provided by physical therapists, Initially, a total of 80 volunteers were evaluated with
chiropractors, osteopaths and sometimes other healthcare photogrammetry. The subjects were screened by meas-
providers. MT can be used as an effective modulation in re- uring the cervical angle (CA > 46°) and shoulder angle
lieving soft tissue, a range of motion (ROM), and pain, and (SA > 52°) with photogrammetry [15]. Given the inclu-
altering muscle function in musculoskeletal disorders [10]. sion and exclusion criteria, a total of 60 participants
There is also limited evidence that a multimodal were recruited.
intervention consisting of spinal and neuro-dynamic The inclusion criteria were non-specific neck pain
mobilizations and specific exercises is effective on pain reproduced by neck movement or provocation tests in
in patients with neck pain [10]. the location of the neck [16], neck pain between 3 and
There are studies that have reported considerable ef- 8 cm on a visual analog scale, and at least within the
fects on improving pain, shoulder and neck ROM, last three months as chronic pain [15, 17–19]. Subjects
function [11, 12] and posture [9, 13, 14] in patients were excluded when they had a history of cervical spine
with FHRSP using exercises, but most of them have no injury or surgery, neck pain secondary to other condi-
control or comparison groups. To our knowledge, there tions (e.g. neoplasm, neurological diseases or vascular
is no study which compared the effectiveness of a com- diseases), a neurological deficit, infection or inflamma-
bined MT and SE intervention and stabilizing interven- tory arthritis in the cervical spine, received physiother-
tion alone on posture, function, and pain in patients apy within the last 6 months, smoking habits, and poor
with chronic neck pain. Also, there is no one-month general health status that would interfere with the exer-
follow-up to support the effect of SE on FHRSP. cises [15–18].
Fathollahnejad et al. BMC Musculoskeletal Disorders (2019) 20:86 Page 3 of 8
The dimension of the sample was calculated to be at (no pain at all) to 10 (unbearable pain), which were dis-
least equal to 60 patients (20 per group) based on a 0.95 played along a horizontal line, 10 cm in length. Each
confidence level, a 0.8 statistical power, and a 0.6 score subjectively reported by a participant was
Cohen’s d effect size coefficient. regarded as her level of pain based on a range of scores
from 0 to 10 [17].
Randomization
Randomization was included in 2 sections. Firstly, a
list of numbers with each being randomly assigned to Functional endurance
a type of treatment (SE or SE plus MT), was provided. Progressive Iso-inertial Lifting Evaluation (PILE) has
Then, the SE or SE plus MT intervention was allo- been developed and modified over several years and is
cated to each of the participants based on their known as a standardized protocol and a functional test
recruiting order. Secondly, randomization followed a for measuring muscle endurance with ICC ≥ 0.85 [20,
fixed-size design with a concealed allocation ratio of 21]. In addition, the quantification of lifting capacity is
1:1. Thus, 20 participants were assigned to the SE plus an important measure of functional evaluation in this
MT intervention, and 20 participants were assigned to test [21].
the SE program. Women began with an eight-pound load divided into
Demographic data (age, sex and body mass index five-pound iron bar plus container weight. The weight
(BMI)) and information on smoking habits, physical ac- was increased every 20 s at an equal rate to the initial
tivities, marital status and referred pain were obtained at free weight [7, 12, 15, 20]. The subjects performed four
baseline. All outcome measures were captured at base- lifting movements for 20 s. The PILE protocol (score)
line (time 1), 6 weeks’ post- intervention (time 2), and included the lifting of weights in a box, in a test for the
during one-month follow up (time 3) by an assessor capability of cervical lifting from waist to shoulder
blinded to the group allocation. height (30–54 in.). Also, the endpoint was also estab-
In order to reduce bias in data analyses, participants lished when fatigue or aerobic incapability in perform-
were blinded to which group considered (study flowchart). ing the test were felt [11, 20, 21]. An assessor evaluated
After randomization, Groups 1 (SE plus MT, n = 20) and 2 the PILE test. To be experienced in the evaluation of
(SE, n = 20) performed the interventions, 30 min/day, the test, the assessor had three days training according
three days/week for six weeks. The subjects in the control to the PILE test protocol.
group (n = 20) performed only a total of 3 times home ex-
ercise program weekly described as a postural correction
on daily activities but met more irregularly for lectures Measurement of forward head and protracted shoulder
and were given information on activities promoting gen- angles
eral health. The exercise interventions were performed Posture was assessed using the BioPrint postural analysis
under the supervision of the physiotherapist and two cor- system (Biotonix Inc., Montreal, CA). Markers were
rective exercise trainers. The subjects were asked not to placed over the right tragus of ear, acromion process and
receive any extra intervention for neck-shoulder pain. All C7 spinous process.
the subjects could take medications to reduce pain if Then, the subjects were asked to stand at 40 cm dis-
needed and prescribed by their physicians. However, the tance in front of a backdrop, bent forward three times,
participant did not report the use of any pill. reached overhead three times, and then stood to look
Subjects were also excluded if they missed practice for straight ahead in their natural resting position. A
three consecutive sessions or more. Pain, function and digital camera (Canon Power shot 95 USA) was placed
forward head and round-shoulder angles were measured on a tripod 1 m high and 3.5 m from the wall. Forward
three times in each group at baseline, after a six-week head angle (FHA) and forward shoulder angle (FSA)
intervention, and during a one-month follow-up after were measured using an image processing software
the intervention. (i.e. Adobe Photoshop) by the respective angles be-
tween the centers of the markers. FHA was measured
Instrumentation from the vertical anterior to a line connecting the tra-
Pain intensity gus and the C7 marker. FSA was measured from the
To evaluate pain intensity, as one of the primary out- vertical posterior to a line connecting the C7 marker
comes, visual analog scale (VAS) was used. This scale is and the acromial marker. FHA and FSA were mea-
widely used in clinical settings and is known as a valu- sured three times, and the average was used for subse-
able tool for assessing pain [18, 19] with ICC = 0.81 quent photos [15].
[18]. After an explanation, the participants indicated Normative value for FSA was an angle greater than 52°
their current pain level by choosing a number from 0 and FHP was an angle greater than 46° [1].
Fathollahnejad et al. BMC Musculoskeletal Disorders (2019) 20:86 Page 4 of 8
Stabilizing exercises the subject was asked to stay in the same supine pos-
Neck SEs were performed under the supervision of the ition as an extension. The C5–6 joints motion was
physiotherapist and two corrective exercise trainers checked to assess the flexion ROM. Then, the manipu-
three times a week for groups 1 and 2. The authors lation was performed by checking mobility [22]. To in-
provided cards and written illustrations to inform the crease the side bending motions of the cervical joints,
subjects how to properly perform the exercises. The the same method was used to analyze the ROM restric-
neutral posture during daily activities and the exer- tion and manual application was done for side bending
cises was educated using mirrors putting in the side motions [22]. It should be noted that during manual
and the front of the subjects. The subjects were asked therapy for all extension, flexion and side bending
to have the neutral position on the stable and unstable ROMs, movements of the other surrounding joints
surfaces during the exercises. The warm up was con- were prevented (to find full detailed information con-
sisted of 5–6-min walking. Descriptions of the exer- cerning the applied manual intervention, please check
cises are shown in Tables 1 and 2. Strengthening the study of Gong (2015)).
exercises targeted the periscapular muscles (Y to W, L
to W, scapular protraction). Stabilization of the scap- Statistical analysis
ula was emphasized during instruction. Strengthening The statistical analyses of the data were performed by a
exercises were progressively performed for three sets, biostatistician using SPSS version 19.0 software (SPSS
with 10 to 15 repetitions. The stretching part of the Inc., Chicago, IL) with the values of p < 0.05. Shapiro-
exercises was done with the purpose of increasing the Wilk and Levene tests were used to respectively to as-
flexibility of the pectoralis and the cervical neck ex- sess the distribution and homogeneity of variance before
tensors muscles (pectoralis stretch, chin tuck). Exer- performing analysis of covariance (ANOVA). One-way
cises have been approved to be effective on the ANOVA was used to identify differences in the VAS,
lengthening of the pectoralis minor, activation of the function, and neck and shoulder angles before the inter-
lower trapezius/middle trapezius, serratus anterior, ventions among the three groups. Two-way ANOVA
and improvement of the posture [1]. was used to evaluate the effects of experimental groups
and pre-and post-tests as well as follow-up times on the
Manual interventions outcomes. Between-groups effect sizes were calculated
Manual therapy interventions were performed by a and interpreted according to Cohen’s d. Effect sizes were
skilled manual therapist in neck pain based on the classified as small (d = 0.20), medium (d = 0.50), or large
study conducted by Gong (2015). Group 1 received ma- (d = 0.80).
nipulation for 10 min, three times a week, for six weeks.
The aim of manipulation in the experimental group Results
was to increase flexion, extension, and side bending The results of the Shapiro-Wilk test indicated normal
ROMs by checking the passive motion in cervical facet data distribution.
joints. To assess the passive motions, firstly, the subject A total of 60 female subjects who had a history of neck
was asked to lay supine on the bed while the 7th cer- pain with forward head and rounded shoulder postures
vical vertebra was placed on the edge of the bed and participated in this study (Additional file 1). Table 3 pre-
others above the 7th vertebra were placed off the bed. sents the demographic data of all groups.
Thereafter, a manual therapist held the occipital region There were no differences in the demographic data of
and C6 spinous process with both hands and checked all groups. All the subjects completed 6 weeks of exer-
the mobility of the C5 and C6 joints. This method was cise intervention with no dropouts.
used to check the extension ROM restriction of the There were no differences in the characteristics of sub-
joint in the cervical spine by holding the C5, C4, and jects using VAS, function scores, as well as neck and
C2 SPs. Then, the therapist applied the manual inter- shoulder angles before the exercise interventions among
vention for extension ROM. To increase flexion ROM, the three groups (P > 0.05) (Table 4).
part of the trapezius muscle helps just to control the Gong (2015) demonstrated high levels of EMG activ-
amount of abduction of the scapula during upward ro- ity in the serratus anterior muscle during EMG studies
tation and does not play any role in the upward rota- at 90° flexion with scapular protraction (Y to W). The
tion of the scapula [25]. ‘L to W″ and “L to Y” exercises, with the shoulder hori-
In this study, L to Y exercise was selected because it can zontally abducted with external rotation and with the arm
externally rotate the shoulder to end range at 90° of ab- raised overhead in line with the lower trapezius muscle fi-
duction and cause maximum scapular depression, leading bers, with the subject in the prone position, generated the
to increased activity in the lower trapezius muscle [1, 11]. highest level of mean EMG activity in the middle part of
But there is low evidence of high activation of the upper the trapezius muscle [22]. Therefore, by performing the
trapezius muscle during L to Y exercise without resistance two exercises in this study, it can be speculated that im-
to the head and neck [22]. provement in pain and function may be caused by a
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Springer Nature remains neutral with regard to jurisdictional claims in ROM in university students with abnormal posture of the cervical spine.
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