BIM in Facilities Management Applications: A Case Study of A Large University Complex
BIM in Facilities Management Applications: A Case Study of A Large University Complex
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Mohamad Kassem
Northumbria University
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Nashwan Dawood
Technology Futures Institute, Teesside University, Middlesbrough, UK, and
Michael Serginson and Steve Lockley
Faculty of Engineering and Environment, Northumbria University,
Newcastle, UK
Abstract
Purpose – Building information modelling (BIM) in facilities management (FM) applications is an
emerging area of research based on the theoretical proposition that BIM information, generated and
captured during the lifecycle of a facility, can improve its management. Using this proposition as a
starting point, the purpose of this paper is to investigate the value of BIM and the challenges affecting
its adoption in FM applications.
Design/methodology/approach – Two inter-related research methods are utilised. The literature is
utilised to identify the application areas, value and challenges of BIM in FM. Due to the lack of case
studies identified in the literature review, and to provide empirical evidence of the value and challenges
of BIM in FM, a case study of Northumbria University’s city campus, is used to empirically explore the
value and challenges of BIM in FM.
Findings – The results demonstrated that BIM value in FM stems from improvement to current
manual processes of information handover; improvement to the accuracy of FM data, improvement to
the accessibility of FM data and efficiency increase in work order execution. The main challenges were
the lack of methodologies that demonstrate the tangible benefits of BIM in FM, the limited knowledge
of implementation requirement including BIM for FM modelling requirements, the interoperability
between BIM and FM technologies, the presence of disparate operational systems managing the same
building and finally, the shortage of BIM skills in the FM industry.
Originality/value – There is lack of real-life cases on BIM in FM especially for existing assets despite
new constructions representing only 1-2 per cent of the total building stock in a typical year.
The originality of this paper stems from both adding a real-life case study of BIM in FM and providing
empirical evidence of both the value and challenges of BIM in FM applications.
Keywords Information technology, BIM, Information management, Facilities management,
Asset management, Facilities management (premises), Information exchange
Paper type Research paper
1. Introduction
Facilities management (FM) is an umbrella term under which a wide range of property
and user-related functions are brought together for the benefit of the organisation and
Built Environment Project and
its employees as a whole (Spedding and Holmes, 1994). FM is holistic in nature, Asset Management
covering everything from real estate and financial management to maintenance and Vol. 5 No. 3, 2015
pp. 261-277
cleaning (Atkin and Brooks, 2009). While researching and developing ways for the © Emerald Group Publishing Limited
2044-124X
efficient management of facilities has been discussed since advent of the industrial DOI 10.1108/BEPAM-02-2014-0011
BEPAM revolution, the industry has seen this debate renewed with the emergence of BIM,
5,3 and the proposition that BIM data captured during the project lifecycle can improve
the efficiencies of facility management functions. BIM is defined as the process of
generating, storing, managing, exchanging and sharing building information in an
interoperable and reusable way (Vanlande et al., 2008).
The operational phase of a building is the main contributor to the building lifecycle
262 cost. Estimates show that the lifecycle cost is five to seven times higher than the initial
investment costs (Lee et al., 2012) and three times the construction cost (BIM Task Group,
2013). As a result, there is now a considerable economic and environmental need to
manage both new and existing facilities in an efficient way. Governments around
the world have recognised the inefficiencies affecting the construction industry in
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general, and have either recommended or mandated the use of building information
modelling (BIM) as a strategy to addressing a declining productivity. For example, the
UK Government has mandated BIM level 2 − federated models held in separate discipline
“BIM” tools with attached data − on all centrally procured projects from 2016, including
the handover of digital data required for the operational phase (HM Government, 2012).
Although this mandate prescribes an operational handover specification there is still a
limited amount of research on the FM industry with regards to BIM.
The applications of BIM for FM are much less explored compared to its
implementation in planning, design and construction processes. In particular, efforts
investigating BIM applications in FM have mainly focused on new buildings, despite
new works making up only 1-2 per cent of the total building stock in a typical year
(Kincaid, 2004). There are also lack of real-world cases on BIM applications in FM
(Becerik-Gerber et al., 2012). In this paper, a contribution to this gap is added by
investigating the value and challenges of BIM in FM using an extensive literature
review and a real-world case study. The case study was conducted on 32 non-
residential buildings in Northumbria University’s city campus.
2. Literature review
2.1 Challenges of BIM in FM applications
The lack of processes for updating the designed model with as built information is
considered among the top challenges for BIM in FM applications (Gu and London,
2010). Roles and responsibilities for providing the data and maintaining the model are
not well defined (Becerik-Gerber et al., 2012).
Facility managers have traditionally been included in the building lifecycle in a very
limited way and at the late phase of facility handover to clients (Azhar, 2011).
Additionally, design decisions are not usually challenged for their impact on
operational cost or maintenance (British Institute of Facilities Management, 2012).
As a result of these challenges, BIM data for FM is either lacking or inadequate. “The
FM field relies heavily on getting usable data from a BIM to do anything meaningful
with it. All too often, this data is not really there or is inaccurate, as the model has not
been updated with any design changes made after the design phase and is therefore
not an accurate model of the facility as it is built” (Khemlani, 2011).
The traditional procurement of FM contractors, in which FM contractors are
appointed for a contracted period of time, generally three to five years, is also considered
as an obstacle for BIM for FM applications. This change of contracts with FM
contractors often entails notoriously poor handed-over data between the contractors,
leading to additional survey costs being added to the fee. East and Brodt (2007) propose
that current facility maintenance contractors are paid to survey the existing building to
capture as built conditions and the owner will have to pay over and over − once for the Facilities
construction contractor to complete the documents at the end of construction − and again management
for the maintenance contractor survey and the start of every contract. This process is
inherently ineffective as it leads to a duplication of information. It could be suggested
applications
that there needs to be improvement made to the workflow of handover data and the
maintenance of that data through the life of the building.
The cultural approach to adopting new processes and technologies in the FM 263
industry is also considered a key challenge. The FM industry is quite rigid in its
approach to new technology, and unless BIM for FM benefits are clearly proven,
its uptake in the FM industry will continue to be low Becerik-Gerber et al. (2012).
Indeed, there is a lack of demand by clients for BIM’s for FM (Australian Institute of
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in BIM policies as a feasible option that allows limited use to another party while
maintaining copyright and ultimate control (British Institute of Facilities Management,
2012). However, this solution is challenged by the fact that there are difficulties with
embedded data and model validation (Australian Institute of Architects, 2010).
As a result, most contract forms still require the handover of paper documents
containing equipment lists, product data sheets, warranties, spare part lists, preventive
maintenance schedules, and other information. This often leads to incomplete and
inaccurate information that is difficult to access and utilise for the purpose of
increasing FM efficiencies (Lin and Su, 2013).
involvement of facility managers at a much earlier design stage, in order to convey their
input and influence on the design and construction of a building (Azhar, 2011). The
adoption of BIM in FM is also expected to provide ways for managing knowledge about
building operation which can be utilised in future designs (BIM Task Group, 2013).
For refurbishment projects, BIM and associated technologies such as laser scanning
are expected to reduce the cost of producing as built information and the accuracy and
reliability of FM information (Huber et al., 2011). Researchers are already exploring
ways for integrating the “scan to BIM” and the enhanced data capture of existing
buildings with non-destructive testing techniques to analyse materials and
existing properties, as these will not be captured in a scan (Volk et al., 2014).
3. Methodology
The research question posed at the start of this paper was to investigate the value and
challenges of BIM in FM for new and existing assets. The value of BIM in FM has been
explored in the literature review. However, there is also a need to test this value and
also explore further how BIM can add value to the FM of existing assets. A case study
was collated and aimed to investigate the value of BIM in managing spaces selected
as a specific FM function.
A case study typically combines a number of data collection techniques including
archives, interviews, questionnaires and observations (Eisenhardt, 1989), and seeks to
holistically explain and understand the dynamics of a contemporary phenomenon
(Yin, 2011). It is suggested that case studies are an ideal method when a holistic
in-depth investigation is needed (Tellis, 1997). Table I shows in chronological order the
adopted research.
business case for migrating from the current FM processes to BIM-based FM processes.
The case study involved personnel from the University’s estates department who
took part in detailed discussions investigating the value and challenges of BIM in
managing the spaces of the existing university campus. The values and challenges
explored are currently theoretical and will be used by the university in order to
implement a robust and integrated BIM strategy. The results are summarised into the
following categories.
Integrated
management
applications
BIM-based processes
Facilities
maintenance work
current data
Comparison between
flows with
Figure 1.
267
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5,3
268
Figure 2.
Single BIM
BEPAM
for information
as a trusted source
integrated database
Model based
Facilities
management
applications
269
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L2
Figure 3.
3D view of removed
(blue) and existing
(red) asbestos in
building model
BEPAM manufacturer using the FM model before carrying out the task. Another example could
5,3 be to check the paint colour code for a room where the wall finish has been damaged,
thus saving staff time and material resources. The developed BIMs for FM were used to
trial option appraisal for redevelopment and refurbishment as phased plans, sections,
elevations and 3D rendered views that could be quickly displayed and assessed
(Plate 1). Such functionalities provide time and costs efficiency in future FM option
270 appraisal and represent a platform for more accurate strategic decision making from a
management perspective.
The creation of a BIM have revealed that some areas of buildings on the campus failed
to line up when the two-dimensional drawings and elevation scans were used as a basis
to build the models (Plate 1). This has called upon the estate department to order new
surveys to verify the building layout. It was also agreed that once the FM team achieve
the required BIM skills, the maintenance of geometric records will be accomplished in a
more efficient way from both economic and quality perspective (Figure 4).
Plate 1.
Generation of design
options for internal
refurbishment
Facilities
management
applications
271
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Figure 4.
Improved accuracy
of building records
when implemented
in BIM (red: original,
black: updated)
BEPAM maintaining and controlling the BIMs for FM. A concise BIM for FM specification must
5,3 be developed to define the information required to suit the particular requirements of
the business and FM functions – space management in this specific case study.
It was also acknowledged that there are still industry-wide challenges related to
technologies and processes. FM teams wishing to implement BIM for FM in the
immediate future should be willing to adapt to such challenges. For example, one of the
272 major concerns was the limited compatibility between BIM technologies and FM
technologies (e.g. CAFM, building automation systems, building energy management,
etc.) which can be exacerbated by the huge difference amongst the lifecycle of updates
of BIM technologies, FM technologies and buildings. The lifecycle of updates of a BIM
authoring platform is typically 12-24 months, with, for example, Autodesk Revit
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upgrading every year and older models not opening in new upgrades, whereas the
lifecycle of FM legacy systems last much longer and building lifespan can be up to
anything upwards of 50 years (Kincaid, 2004). This means that data standards and
interoperability will remain critical for the adoption of BIM for FM technologies in the
mid and long term. Indeed, the authors’ experience from several consultancy works
conducted on BIM for FM projects, especially for existing assets, suggests that the FM
data are stored in several disparate databases and is likely to be and methodologies
that link BIM to these databases are needed. Therefore, FM organisations wishing to
implement BIM for FM in the immediate term should take a long-term view (e.g.
minimum five years) and be willing to work with different standards and information
formats. It was also identified that due to the evolving nature of the BIM for FM field,
and the differences in the lifespans of technologies, FM organisations must not fit their
FM business processes to suit a particular technology which would otherwise result in
a continuous effort of adaptation. However, FM organisations can presently attain the
benefits of BIM for FM through the development of a tailored BIM specification and
templates (e.g. naming structure and standard to tie all existing systems together and
to a BIM, information to be included, level of detail, object styles, line styles, units,
export settings, etc.) that suit their particular business requirements. It has been found
on live projects that in fact the geometry on FM models can be a lower level of
development, so long as the data can be added or linked to the model. An example
of the levels of development used in the case study is reported in Plate 2 using the AIA
LODs (AIA, 2012). These AIA LODs have generally been set up with new buildings
in mind where there is a need for a higher level of development during the construction
process. Such specifications and templates will also help to engage with the
supply chain on future work on the university campus and enable compatibility with
the organisation’s FM procedures.
Plate 2.
BIM models at AIA
LOD 500 (left) and
AIA LOD 100 (right)
5. Discussion and conclusion Facilities
BIM applications have been thoroughly discussed and researched at planning, design management
and construction phases. BIM in FM application is still considered an emerging field.
The understanding of the challenges and value-adding potential of BIM in FM is
applications
fundamental at this early stage. To explore these areas, a literature review and
confirmatory case study were used in this research. The findings provided evidence
that there is agreement about the value and potential of BIM in FM. Such value stems 273
mainly from:
• Improvement to the current manual processes of information handover;
improvement to the accuracy of FM data.
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(1991-1999). He was the Director of the Construction Informatics Research Centre and Chair of
Architectural Informatics at the Newcastle University (1998-2002) and has recently worked in
industry as research and development director for the Royal Institute of British Architects
Enterprise division (2002-2007). Past member of the EPSRC Peer review College, he has managed
over 15 post-doctoral researchers and supervised several PhD students to completion, operated
as a consultant to industry and government bodies and has published extensively on building
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