Case History Evaluation of Laterally Loaded Piles: J. B. Anderson F. C. Townsend and B. Grajales
Case History Evaluation of Laterally Loaded Piles: J. B. Anderson F. C. Townsend and B. Grajales
Abstract: This paper examines seven case histories of load tests on piles or drilled shafts under lateral load. Since the current design
software to estimate lateral load resistance of deep foundations requires p-y curves. The first approach used was correlative whereby soil
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parameters determined from in situ tests !standard penetration test "SPT# and cone penetration test "CPT#$ were used as input values for
standard p-y curves. In the second approach p-y curves were calculated directly from the stress deformation data measured in dilatometer
"DMT# and cone pressuremeter tests. The correlative evaluation revealed that, on the average, predictions based upon the SPT were
conservative for all loading levels, and using parameters from the CPT best predicted field behavior. Typically, predictions were conser-
vative, except at the maximum load. Since traditionally SPT and CPT correlation-based p-y curves are for ‘‘sands’’ or ‘‘clays,’’ this study
suggests that silts, silty sands, and clayey sands should use cohesive p-y curves. For the directly calculated curves, DMT derived p-y
curves predict well at low lateral loads, but at higher load levels the predictions become unconservative. p-y curves derived from
pressuremeter tests predicted well for both ‘‘sands’’ and ‘‘clays’’ where pore pressures are not anticipated.
DOI: 10.1061/"ASCE#1090-0241"2003#129:3"187#
CE Database keywords: Piles; Drilled shafts; Lateral loads; Load tests; Cone penetration; Case reports.
to a friction angle of, say, 30°. Consequently, an engineer must which to develop a load-deformation curve. Robertson et al.
use various correlations to obtain these parameters, usually !, k $1985% suggested a method that used the results of a pushed-in
or C, " 50 , " 100, from in situ tests such as the SPT and CPT. pressuremeter to evaluate p-y curves of a driven displacement
# is typically assumed to be between 1.41!10"8 and pile. They multiplied the pressure component of the PMT curve
1.89!10"8 kN/mm3 . The remaining parameters are not so obvi- by an ) factor to obtain the correct p-y curve. The critical depth
ous. Although many correlations are available from the literature, was assumed to be four pile diameters.
those below were used for this study $Anderson et al. 1999% Robertson et al. $1985% reduced ) near the surface, assuming
that the response was affected by the reduced vertical stress. To
obtain the p-y curve, the pressuremeter curve was translated to
Standard and Cone Penetration Test Correlations for
the lift-off pressure that is equivalent to the initial lateral stress
p - y Input Parameters
around the pile. The stress was multiplied by the pile width and
The equation from Peck et al. $1974% using SPT N values was the strain component (*R/R) was multiplied by the pile half-
used to estimate !; i.e., !#53.881"27.6034!e "0.0147!N . The width. For small strain conditions (*R/R) was equal to
recommendation by Terzaghi $1955% was used to determine the (*V/2V).
modulus of subgrade reaction, k. The correlation by Robertson Since the installation of the pushed-in pressuremeter results in
and Campanella $1983% was used to estimate the friction angle ! an initial pressure on the probe, an unload/reload sequence is
values from the CPT tip resistances q c . Correlations have been often used. For this method, the portion of the corrected pres-
attempted for estimating s u from SPT values, even though it is suremeter curve from the beginning of reload through the maxi-
known that these correlations are not reliable. The most common mum volume was used to determine the p-y curves.
of these is from Terzaghi and Peck $1968%, which was developed
primarily using unconfined compression tests. From the results of
this correlation, s u can be approximated by s u / P a #0.06N where Case Histories
P a is the atmospheric pressure. The relationship for estimating
undrained shear strength from the cone tip resistance in clay is The premise of this paper is that a design engineer will only have
given by data from one type of in situ test to use in design. However, if an
engineer is forced to use one type of analysis, which test will give
q c "& v o
s u# the best, most accurate, prediction of lateral load behavior? Con-
N kk sequently, data from the four in situ tests were applied to five
where q c #cone tip resistance; & v o #total overburden stress; and different test sites. For each test case, a separate, independent
N kk #15, the cone bearing factor 'Electrical Power Research In- analysis was performed for each type of in situ data, resulting in
stitute $EPRI% 1990(. a total of seven separate analyses. The seven test cases are
Roosevelt Bridge, Stuart, Fla., Spring Villa Geotechnical Test
Site, Auburn, Ala., East Pascagoula River Bridge Test Program,
In Situ Test Derived p - y Curves (Dilatometer Pascagoula, Miss., Puerto Nuevo, San Juan, P.R. $two tests%, and
and Pressuremeter Tests) Ratt Island, Wilmington, N.C. $two tests%.
Robertson et al. $1989% suggested a method that adapts the early The soil parameters were obtained depending on the given soil
methods for estimating p-y curves using empirical strength pa- classification by each in situ test. The soil data, pile/drilled shaft
rameter correlations. The dilatometer test only produces 1 mm of geometry, and boundary conditions were input in FLPier. The top
lateral deformation. This means that there are no increments of lateral deflections calculated for each type of test were compared
pressure with which to develop a load-deformation curve. There- to each other and to measured top lateral deflections in order to
fore, the properties determined from the dilatometer indices are determine the best predictor of lateral load behavior. Table 2 $soil
used in conjunction with a cubic function to develop p-y curves. properties% and Table 3 $pile-shaft properties% present the soil and
These curves are constructed using limiting strength values $! pile properties, respectively. A brief site description follows.
and s u ) calculated using DMT data reduction procedures sug-
gested by Schmertmann $1982% and Marchetti $1980%, respec-
Roosevelt Bridge, Stuart, Florida
tively.
Unlike the dilatometer test, which produces 1 mm of lateral A submerged 4!4 free-head pile group of 760 mm prestressed
deformation, the pressuremeter test produces a large lateral defor- concrete piles was laterally loaded as part of a test program for
mation. Because of this, there are increments of pressure with the construction of a new bridge over the St. Lucie River by the
!b" Soil type Elevation !m" SPT N 60 !blowcount" CPT q c !kPa" CPT s u !kPa" DMT E d !kPa" DMT s u !deg"
Clay 0 to !2.0 26 16470 73
Clay 0 to !4.0 2494 163.8
Clay !2 to !6.5 13 11910 63
Clay !6.5 to !9.5 19 14650 51
Silty clay !4.0 to !8.0 4044 262.2
Clay !9.5 to !15.0 14
Clay-silt !8.0 to !12.0 5388 346.4
Clay-silt !12.0 to !15.0 4650 293.6
!c" SPT N 60
Soil type Elevation !m" !blowcount" CPT q c !kPa" CPT s u !kPa" CPT # !deg" DMT E d !kPa" DMT # !deg" DMT s u !kPa"
Clay !5.5 to !11.0 2 1,001.4 59.4
Sand !7.15 17,600 42
Clay !10.45 45
Clay !11.0 to !15.0 6 5,163.6 330.7 73,020 39
Clay !15.0 to !19.0 11 1,673.6 95.7 59
Gravel !19.0 to !22.0 78,136.5 45
Sand !22.0 to !23.0 19,455.6 41
Silty sand !23.0 to !25.0 7,663.6 33 70,320 40
Clay !24.3 63
Very dense sand !19.0 to !25.0 82 38,500 40
Very dense sand !25.8 82 38,500 40
Clay !28.3 82
Clay !30.4 119
Medium dense sand !25.0 to !32.5 11 2,928.4 30
Very dense sand !32.5 to !41.0 86
!e" Soil type Elevation !m" SPT N 60 !blowcount" CPT q c !kPa" CPT # !kPa" CPT s u !deg" DMT E d !kPa" DMT s u !kPa" DMT # !deg"
Clay !1.8 to !2.8 2
Clay !2.8 to !7.3 10 400 23 2,880 12
Sand !7.3 to !8.8 19 3,600 30 330 11
Sand !8.8 to !15.5 28 15,200 41 27,700 35
Sand !15.5 to !37.5 48 44 47,000 35
a
Water table at 4.0 m.
b
Water table at 0.5 m.
Florida Department of Transportation. Test Pile 9 was one of the walls, separated by approximately 7.6 m, as part of a test program
piles from the group but singly loaded in the opposite direction for a cantilever wall system by the U.S. Army Corps of Engi-
from which the group was deflected !Ruesta and Townsend 1997". neers, Jacksonville District. One pile was driven to elevation
!13.1 m !short pile", and the other to elevation !19.7 m !long
pile". The ‘‘preexcavation’’ test was performed with the ground
Spring Villa Geotechnical Test Site, Auburn, Alabama
surface at elevation "0.7 m; subsequently a cofferdam was in-
Six 915 mm !36 in. diameter" drilled shafts were laterally loaded stalled and the soil excavated to elevation !5 m !‘‘postexcava-
as part of a static and Statnamic test program for an Alabama tion’’" to simulate planned dredging in front of the wall. These
DOT and FHWA project at Auburn University. Shaft 2 in the analyses are for the ‘‘long pile’’ in the pre- and postexcavation
southwest corner of the site was analyzed for this study !Brown conditions using the SPT, DMT, and PMT as no CPT was per-
and Vinson 1997; Anderson and Townsend 1999". formed.
The test program consisted of pushing apart two 1,219 mm !48 in. Comparisons between measured and predicted results presented
diameter" open ended steel pipe piles, with 19 mm !0.75 in." thick in Figs. 1– 6 reveal mixed success. All four in situ test methods
Fig. 1. Comparison between measured and predicted lateral deflections for Roosevelt Bridge
Fig. 2. Comparison between measured and predicted lateral deflections for Auburn test site
!SPT, CPT, DMT, and PMT" predicted well for Roosevelt Bridge Measured deflection
!submerged sand" and Auburn !clays above the water table" !Figs. R value! "100%
Predicted deflection
3 and 4". Three of the four in situ methods predicted satisfactorily
at Pascagoula and Wilmington !both submerged clays", but only Table 4 summarizes the R values for the four in situ test methods.
the DMT was satisfactory at both sites. Only the SPT correlated A conservative R value ranges from 0 to 100%, while unconser-
predictions were acceptable at Puerto Nuevo !submerged clay". vative R values range from 100% to infinity.
No ‘‘Davisson’’ type capacity exists to evaluate ‘‘failure’’ for
piles under lateral load. Therefore, in order to evaluate the ‘‘good- Standard Penetration Test Predictions
ness’’ of predictions, the ‘‘measured load’’ versus ‘‘predicted’’ for
deformations at 25, 50, 75, and 100% of the applied lateral test Given the premise that most sites will always have SPT data,
load was compared using an R value defined as the ratio of the Table 4 reveals that the average SPT predictions were conserva-
two methods evaluated tive at low load levels (R values #77%); with ‘‘better’’ matches
Fig. 3. Comparison between measured and predicted lateral deflections for Pascagoula, Miss.
Fig. 4. Comparison between measured and predicted lateral deflections for Puerto Nuevo, P.R. "a# Preexcavation condition; "b# postexcavation
condition
(R values !95%) at higher loads "except for Wilmington#. Ac- Dilatometer Test Predictions
cordingly, conservative preliminary analyses for lateral loads via
p-y curves can be made using $ "Peck et al. 1974#, and Terza- The average DMT predictions were unconservative (R values
ghi’s k "1955#. Of these two parameters, the k value is the more ranging from 116 to 156%# for lateral loads greater than 50% of
critical. Silts, silty sands, and clayey sands should use cohesive the maximum. However, the data are unfavorably influenced by
p-y curves; with s u / P a !0.06N as an initial estimate. the poor predictions in the saturated clays at Puerto Nuevo. By
excluding these two predictions, the average R values decrease by
Cone Penetration Test Predictions approximately 20% and are deemed acceptable.
For low load levels "25% of ultimate# DMT derived p-y
On the average the CPT best predicted field behavior, and the R curves predict field behavior well, but at higher load levels the
values were slightly better that those for the SPT. The average predictions become unconservative "too stiff#. These observations
predictions were conservative (R values between 78 and 90%#, are as expected, in that the DMT’s flat shape introduces less soil
except at the maximum load (R value !110%). disturbance affecting the horizontal stress; the membrane only
Fig. 5. Comparison between measured and predicted lateral deflections for Wilmington, N.C. !a" 762 mm prestressed concrete pile; !b" 915 mm
pipe pile
Fig. 6. R values for case histories: !a" standard penetration test; !b"cone penetration test; !c" dilatometer test; !d" pressuremeter test
deforms 1 mm and thus does not model softening at large defor- Conclusions
mations.
1. The average SPT correlation based predictions were conser-
Pressuremeter Test Predictions vative for all loading levels.
2. On the average the CPT best predicted field behavior. The
The average PMT predictions were the poorest, unconservative average predictions were conservative (R values between 78
!too stiff" predictions. Only two locations, submerged sands at and 90%", except at the maximum load (R value $110%).
Roosevelt and dry clays at Auburn, were successfully predicted 3. On the average, DMT derived p-y curves predict well at low
by the PMT. This provides credence to the # values that were lateral loads. Intuitively, this is expected as the DMT mem-
used !Robertson et al. 1985". However, the remaining poor pre- brane only deforms 1 mm into the soil.
dictions were in saturated clays, which suggests that the PMTs 4. PMT derived p-y curves predict well for both ‘‘sands’’ and
were affected by pore pressures. Accordingly, it is recommended ‘‘clays’’ where pore pressures are not anticipated. For clays
that PMTs under these conditions be performed slowly !Penu- below the water table, rate effects may cause unconservative
madu and Chameau 1997". !too stiff" predictions.
Fig. 6. „Continued"