Theory in The Practice
Theory in The Practice
Theory in The Practice
42
Bowen 43
BACKGROUND TO THEORY IN PSYCHOTHERAPY
Few events in history have influenced man's thinking more than psycho-
analysis. This new knowledge about human behavior was gradually incor-
porated into psychiatry, psychology, sociology, anthropology, and the other
professional disciplines that deal with human behavior, and into poetry,
novels, plays, and other artistic works. Psychoanalytic concepts came to be
regarded as basic truths. Along with the acceptance there were some long
term complications in the integration of psychoanalysis with other knowl-
edge. Freud had been trained as a neurologist. He was clear that he was
operating with theoretical assumptions, and that his concepts had no logical
connection with medicine or the accepted sciences. His concept of "psycho"
pathology, patterned after medicine, left us with a conceptual dilemma not
yet resolved. He searched for a conceptual connection with medicine, but
never found it. Meanwhile, he used inconsistent models to conceptualize his
other findings. His broad knowledge of literature and the arts served as
other models. A striking example was the oedipal conflict, which came from
literature. His models accurately portrayed his clinical observations and
represented a microcosm of human nature; nonetheless, his theoretical
concepts came from discrepant sources. This made it difficult for his succes-
sors to think in concepts synonymous with medicine or the accepted
sciences. In essence, he conceptualized a revolutionary new body of knowl-
edge about human functioning that came to exist in its own compartment,
without logical connection with medicine or any of the accepted sciences.
44 Theory in the Practice of Psychotherapy
The knowledge was popularized by the social sciences and the artistic
world, but few of the concepts found their way into the more basic sciences.
This further separated psychoanalysis from the sciences.
There have been some clear evolutionary developments in psycho-
analytic theory and practice during the twentieth century. Successors to
Freud have been more disciples than scientists. They lost contact with the
fact that his theory is based on theoretical assumption, and they have tended
to regard it as established fact. The more it is considered to be fact, the less
it has been possible to question the theoretical base on which it rests. Very
early the disciples began to disagree with certain details of the theory (
predictable in human relationship systems), and to develop different "theo-
ries," concepts, and "schools of thought" based on the differences. They
have made such an issue over "differences" that they have lost sight of the
fact that they all follow Freud's broad assumptions. The different branches
of the tree spend their lives debating the proclaimed "differences," unaware
that all spring from the same basic roots. As time passes and the number
of branches increase, so do the differences.
I believe that all the differences belong within the basic framework of
psychoanalysis, and that the eclectic shifting may be more for the needs of
therapist than the patient. The average training programs for mental health
professionals contain a few didactic lectures on theory appended to the basic
training An overwhelming amount of time goes to tutorial training, which
emphasizes the therapeutic relationship, learning about one's own emo-
tional problems, and the management of self in relation to the patient. This
46 Theory in the Practice of Psychotherapy
At the other extreme are the situations in which the evaluation of the
significant other is based largely on reality, with little pretense, and with
little of the intense relationship phenomenon. The principal ingredient is
knowledge or skill. Examples of this might be a genetic counselor, an estate
planner, or a successful professor who has the ability to inspire students in
his subject, more through knowledge than relationship. In between these
two extremes are relationships with healers, ministers, counselors, physi-
cians, therapists of all kinds, and people in the helping professions who
either assume or are assigned an importance they do not have. The assum-
ing and assigning of importance is clearest in its extreme forms in which
the pretending of importance is sufficiently grotesque for anyone to notice.
Actually, the assigning and assuming of importance, or unimportance, is
present to some degree in all relationships, and present enough to be detect-
able in most relationships on careful observation. A clear example is a love
relationship in which each has an overvalued image of the other. It is also
easy to recognize the change in a person who is in love. Overall, the degree
of assigning and assuming overimportance in the therapeutic relationship
is on the high side. Psychoanalysis has subtle techniques to encourage the
development of a transference, which is then dealt with in the therapy.
Other methods do even more of this, and efforts to correct the distortion
are even less.
Another set of variables revolve around the way the significant other is
introduced into the system. At one extreme, the significant other pleads,
exhorts, advertises, evangelizes, and makes promises of the great things if
he is invited in. At the other extreme, the significant other enters the system
only on unsolicited invitation and with a contract either verbal or written
Bowen 49
that comes closer to defining the reality of the situation. The rest fall
somewhere between these two extremes. Other variables have to do with the
length of time the significant other is involved in the system. The successful
involvement depends on whether or not the relationship works. This in-
volves the family member devoting a reasonable amount of thinking-feeling
energy to the relationship without becoming too emotionally preoccupied.
An important set of variables revolves around what it means to modify
relationships within the family. I avoid using change here because of the
loose way this word is used within the profession. Some speak of an emo-
tional conversion, a shift in mood, a shift in attitude, or a shift from feeling
sad to happy as being "change" or emotional "growth." The word growth
has been so misused during the past decade, that it has become meaningless.
In contrast, other people do not consider change to have taken place with-
out basic, documentable, structural alteration in the underlying situation
that gave rise to the symptoms. Between these two lie all the other manifes-
tations of change. It is common for mental health professionals to consider
the disappearance of symptoms as evidence of change.
The more the relationship with the significant other person is endowed
with high emotionality, messianic qualities, exaggerated promises, and
evangelism, the more the change can be sudden and magical, and the less
likely it is to be long term. The lower the emotionality and the more the
relationship deals in reality, the more likely the change is to come slowly
and to be solid and long lasting. There is some degree of emotionality in
any relationship, especially in the helping professions where the principal
ingredient is services rather than materials, but it is also present around
those who deal in materials, such as supersalesmen. The emotionality can
exist around the charismatic person who attracts the assignment of impor-
tance from others. Emotionality may be hard to evaluate with public figures
who attain their positions from superior skill and knowledge, in which
emotionality is low, and who then operate on reputation, in which assigned
importance is high. The doctor-patient relationship encompasses a wide
range of emotionality. At one extreme it can be almost all service and little
relationship, and at the other extreme the emotional component is high. The
physician who operates with a posture which says, "Have no fear, the
doctor is here," is assuming great importance, and also using it to calm
anxiety. The physician who says, "If doctors could only be half as important
as their patients think they are," is operating with awareness and less
assumption of importance. Emotionality is sufficiently high in medicine that
the placebo effect is routinely built into responsible research to check the
emotional factor.
Group therapy has long acted as though it did not have a theory. I
believe the reasons for this are that family therapy for the most part is a
decendant of group therapy, that family therapy has started variations in
method and technique that were not possible in group therapy, and that the
separation between theory and practice is greater in family therapy than any
of the other therapies. All these circumstances may account for the fact that
few family therapists have much awareness of theory.
For me, 1955 to 1956 was a period of elation and enthusiasm. Observing
entire families living together on a research ward provided a completely new
order of clinical data never before recorded in the literature. Only those who
were there could appreciate the impact of the new observations on psy-
chiatry. Other family researchers were observing the same things, but were
using different conceptual models to describe their findings. Why had these
findings, now so commonplace, been obscured in previous observations? I
believe two factors to account for this observational blindness. One was a
shift in the observing lens from the individual to the family. The other is
man's failure to see what is in front of him unless it fits his theoretical frame
of reference. Before Darwin, man considered the earth to have been created
as it appeared before his eyes. He had stumbled over the bones of prehistoric
animals for centuries without seeing them, until Darwin's theory permitted
him to begin seeing what had been there all the time.
I followed the dictates of the research evidence and after much careful
planning started my first method of family psychotherapy. Later, I heard
that others had also thought of family therapy. Jackson had been approach-
ing on one level and Ackerman was approaching on another. In 1956 I
heard that Bell had been doing something called family therapy, but I did
not meet him until 1958.
J'he first family sectional a, mationa1 meeting was organized by Spiegel-
at the American Q.rthczpsyychiatricmeeting_in,Chicagain March, Ig57. He
,
was Chairman of the Committee on the Family of the Group for the
Advancement of Psychiatry and he had just heard about the family work
in progress. That was a small and quiet meeting. There were papers on
research by Spiegel, Mendell, Lidz, and Bowen. In my paper I referred to
the "family psychOtherapy" used in my research since late 1955. I believe
that may have been the first time the term was used in a national meeting.
However it happened, I would date the family therapy explosion to March,
1957. In May, 1957, there was a family section at the American Psychiatric
meeting, also in Chicago. In the two months since the previous meeting,
there had been an increasing fervor about family therapy. Ackerman was
secretary of the meeting, and Jackson was also present. Family ideas gener-
ated there led to Jackson's book, The Etiology of Schizophrenia, finally
published in 1960 (4). At the national meetings in 1958, the family sessions
were dominated by dozens of new therapists eager to report their family
therapy of the past year. That was the beginning of the family therapy that
was quite different from the family research of previous years. The new
people, attracted by the idea of family therapy, had been developing empiri-
cal methods and techniques based on the psychoanalytic theory of individ-
ual and group psychotherapy. The family research and the theoretical
thinking that gave birth to family therapy were lost in the rush.
The rush into family therapy in 1957 and 1958 produced a wild kind
of therapy which I called a "healthy, unstructured state of chaos." There
were almost as many different methods and techniques as there were new
therapists. I considered the trend healthy in the belief the new therapists
would discover the discrepancies in conventional theory, and that the con-
ceptual dilemma posed by family therapy would lead to new concepts and
ultimately to a new theory. This did not occur. I did not realize the degree
of therapeutic zeal that makes psychiatrists oblivious to theory Family
therapy became a therapeutic method engrafted onto the basic concepts of
psychoanalysis, and especially the theory of the transference. New thera-
pists tended toward therapeutic evangelism, and they trained generations
of new therapists who also tended toward simplistic views of the human
dilemma and family therapy as a panacea for treatment. Family therapy not
only inherited the vagueness and lack of theoretical clarity from conven-
tional psychiatry, but it added new dimensions of its own. The number of
56 Theory in the Practice of Psychotherapy
minor differences and schools of thought are greater in family therapy than
in individual therapy, and it now has its own group of eclectics who solve
the problem through eclecticism.
Jackson and I were the only two from the original family researchers
with a significant interest in theory. Jackson's group included Bateson,
Haley, and Weakland. They began with a simple communication model of
human relationships, but soon expanded the concept to include the total of
human interaction in the concept. By the time Jackson died in 1968, he had
moved toward a rather sophisticated systems model. I believe my theory
had a sounder base to connect it with an instinctual motor; Jackson was
operating more on phenomenology, but he was moving toward a distinctly
different theory. One can only guess where he would have emerged had he
lived.
In the past decade, there has been the slow emergence of a few new
theoretical trends. It is not possible to stay on a broad conceptual level and
do justice to the work of individuals, and at this point it is not possible to
do more than survey the field in broad concepts. The notion of systems
theory started gaining popularity in the mid-1960s, but the the use of
systems in psychiatry is still in a primitive state. On one level, it is no more
than the use of one word to replace another. On another level, it has the
same meaning as a transportation system or circulatory system. On a more
sophisticated level, it refers to a relationship system, which is a system in
human behavior. On a broad level, people believe that "system" is derived
from general systems theory, which is a system of thinking about existing
knowledge. In my opinion, the attempt to apply general systems theory to
psychiatry, as psychiatry is presently conceptualized, is equivalent to the
effort to apply the scientific method to psychoanalysis. It has a potential,
longterm gain if things work out right. However, the slow emergence of
something that goes in a systems direction is one of the new evolutions in
the family field. There have been some fascinating innovations in concepts
that still retain much basic psychoanalytic theory. Among these is Paul's
concept (11) concerning unresolved grief reactions which has a therapeutic
method that fits the theoretical concept, and effectively taps the basic emo-
tional process. Boszormenyi-Nagy is one of the theoretical scholars in the
field (12). He has a rather complete set of theoretical abstractions that may
one day provide a theoretical bridge between psychoanalysis and a different
family theory. One of the more unique new orientations is Minuchin's (13).
He carefully avoids the complex concepts of theory, but he uses the term
Structural Family Therapy for a therapeutic method designed to change the
family through modification of the feedback system in relationships. His
focus is more on therapy than on theory.
Bowen 57
FAMILY SYSTEMS THEORY
Another longterm plan was directed at the research staff, and was based
on the notion that the clues for important discoveries are right in front of
our eyes, if we can only develop the ability to see what we have never seen
before. Research observers can see only what they have been trained to see
through their theoretical orientations. The research staff had been trained
in psychoanalysis, and they tended to see confirmation or extensions of
psychoanalysis. On the premise there was far more to be seen if they could
Bowen 59
get beyond their theoretical blindness, I devised a plan to help us all open
our eyes to new observations. One longterm exercise required investigators
to avoid the use of conventional psychiatric terminology and to replace it
with simple descriptive words. It was quite an exercise to use simple lan-
guage instead of terms such as "schizophrenic-obsessive-compulsive-
depressed-hysterical-patient." The overall goal was to help observers clear
their heads of pre-existing ideas and see in a new way. Although much of
this could be classified as an exercise or a game in semantics, it did contrib-
ute to a broader viewpoint. The research team developed a new language.
Then came the complications of communication with colleagues, and the
necessity of translating our new language back into terminology others
could understand. It was awkward to use ten words to describe "a patient,"
when everyone else knew the correct meaning of "patient." We were criti-
cized for coining new terms when old ones would be better, but during the
exercise we had discovered the degree to which well-trained professional
people use the same terms differently, while assuming that everyone under-
stands them the same way.
The core of my theory has to do with the degree to which people are
able to distinguish between the feeling process and the intellectual process.
Early in the research, we found that the parents of schizophrenic people,
who appear on the surface to function well, have difficulty distinguishing
between the subjective feeling process and the more objective thinking
process. This is most marked in a close personal relationship. This led to
investigation of the same phenomenon in all levels of families from the most
impaired, to normal, to the highest functioning people we could find. We
found that there are differences between the ways feelings and intellect are
either fused or differentiated from each other, and this led us to develop the
concept of differentiation of self. People with the greatest fusion between
feeling and thinking function the poorest. They inherit a high percentage
of life's problems. Those with the most ability to distinguish between feeling
and thinking, or who have the most differentiation of self, have the most
flexibility and adaptability in coping with life stresses, and the most freedom
from problems of all kinds. Other people fall between the two extremes,
both in the interplay between feeling and thinking and in their life adjust-
ments.
Much of the early family research was done with schizophrenia. Since
the clinical observations from those studies had not been previously de-
scribed in the literature, it was first thought that the relationship patterns
were typical of schizophrenia. Then it was discovered that the very same
patterns were also present in families with neurotic level problems, and even
in normal families. Gradually, it became clear that the relationship patterns,
so clear in families with schizophrenia, were present in all people to some
degree and that the intensity of the patterns being observed was related
more to the anxiety of the moment than the severity of the emotional illness
being studied. This fact about the early days of family research conveys
some notion of the state of psychological theory twenty years ago that is
not appreciated by those who were not part of the scene at that time. The
family studies in schizophrenia were so important that they stimulated
several research studies of normal families in the late 1950s and early 1960s.
The influence of the schizophrenia research on family therapy was so impor-
tant that family therapy was still being considered to be a form of therapy
Bowen 67
for schizophrenia as much as ten years after the family movement started.
The results of the early studies on normal families might be summarized
by saying that the patterns originally thought to be typical of schizophrenia
are present in all families some of the time and in some families most of the
time.
My work toward a different theory began as soon as the relationship
patterns were seen to repeat over and over, and we had achieved some
notion about the conditions under which they repeated. The early papers
were devoted mostly to clinical description of the patterns. By 1957, the
relationship patterns in the nuclear family were sufficiently defined that I
was willing to call a major paper, "A Family Concept of Schizophrenia."
Jackson, who was reasonably accurate in his use of the word theory, had
coauthored a paper in 1956 called, "Toward a Theory of Schizophrenia"
(3). He urged me to use the term theory in the 1957 paper, which was finally
published in 1960 (4), but I refused on the basis that it was no more than
a concept in a much larger field, and I wanted to avoid using theory for a
partial theory or a concept. The situation in the late 1950s was an absolute
delight for me. It satisfied my theoretical curiosity that schizophrenia and
the psychoses were part of the same continuum with neurotic problems, and
that the differences between schizophrenia and the neuroses were quantita-
tive rather than qualitative. Psychoanalysis and the other theoretical sys-
tems viewed psychosis as the product of one emotional process, and the
neuroses as the product of another emotional process. Even today a
majority of people in psychiatry probably still hold the viewpoint that
schizophrenia and the neuroses are qualitatively different. It is usual for
mental health professionals to speak of schizophrenia as one thing, and the
neuroses as another type of problem; they also still speak of "normal"
families. However, I know they are all part of the total human dimension,
all the way from the lowest possible level of human functioning to the
highest. I believe that those who assume a difference between schizophrenia,
the neuroses, and the normal are operating from basic psychoanalytic the-
ory without being specifically aware of it, and that they base the difference
on therapeutic response rather than on systems theory. I believe psychiatry
will some day come to see all these conditions as parts of the same con-
tinuum.
The main part of this family systems theory evolved rather rapidly
over a period of about six years, between 1957 and 1963. No one part was
first. A concept about the nuclear family emotional system and another about
the family projection process had both been started in the early
descriptive papers. They were both reasonably clear by the time it was
possible to compare the patterns in schizophrenia with the total range of
human problems. The notion that all human problems exist on a single
continuum gave rise by the early 1960s, to the concept of.differentiation of
self. The notion
62 Theory in the Practice of Psychotherapy
of triaiigles, one of the basic concepts in the total theory, had been started
in 1957 when it was called the "interdependent triad." The concept was
sufficiently developed to be used in therapy by about 1961. The concept of
multigenerational transmission process started as a research hypothesis as
early as 1955, but the research that brought it to reasonable clarification had
to wait till 1959 to 1960, when there was a larger volume of families for
study. The concept oKibling position had been poorly defined since the late
1950s, but it had to Wait until Toman's Family Constellation (14) in 1961
provided structure. By 1963, these six interlocking concepts were suffi-
ciently defined that I was willing to put all six together into family systems
theory, which satisfied a fairly strict definition of theory. It was not included
in Intensive Family Therapy by Nagy and Framo (5), which was published
in 1965, because they had specifically asked for a chapter on schizophrenia.
The six concepts were finally published as a coherent, theoretical system in
1966 (1). After 1966, there were numerous changes in therapy, but the
theory as presented in 1966 has remained very much as it is today, with
some extensionsAnd refinements. Finally, in 1975, two new concepts were
added. The first-,-'he emotional cutoff, was merely a refinement and a new
emphasis of former theoretical principles. The last and eighth concept,
societal regression, had been rather well defined by 1972, and was finally
added as a separate concept in 1975. Also, the name family systems theory
was formally changed to the Bowen theory in 1975.
The Bowen theory contains no ideas that have not been a part of human
experience through the centuries. The theory operates on an order of facts
so simple and obvious that everyone knew them all the time. The uniqueness
of the theory has to do with the facts that are included, and the concepts
that are specifically excluded. Said in another way, the theory listens to a
distant drumbeat that people have always heard. This distant drumbeat is
often obscured by the noisy insistence of the foreground drumbeat, but it
is always there, and it tells its own clear story to those who can tune out
the noise and keep focused on the distant drumbeat. The Bowen theory
specifically excludes certain items from individual theory that are equiva-
lent to the foreground drumbeat. The concepts we learned in individual
theory all have their accuracy within one frame of reference, but they tend
to nullify the unique effectiveness of the simple story told by a broad systems
perspective. The Bowen theory is very simple to those who can hear, and
the simple approach to therapy is determined by the theory.
_iwen 65
THE BOWEN THEORY
The Bowen theory involves Jw.0 main variables. One is the degree of
anxiety, and the other is the degree of integration of self. There are several
variables having to do with anxiety or emotional tension. Among these are
intensity, duration, and different kinds of anxiety. There are far more vari-
ables that have to do with the level of integration of the differentiation of
self. This is the principal subject of this theory. All organisms are reasonably
adaptable to acute anxiety. The organism has built-in mechanisms to deal
with short bursts of anxiety. It is sustained or chronic anxiety that is most
useful in determining-the differentiation Otself.TfaniietY siiffiCiently low,
almost any organism can appear normal in the sense that it is symptom free.
When anxiety increases and remains chronic for a certain period, the orga-
nism develops tension, either within itself or in the relationship system, and
the tension results in symptoms or dysfunction or sickness. The tension may
result in physiological symptoms or physical illness, in emotional dysfunc-
tion, in social illness characterized by impulsiveness or withdrawal, or by
social misbehavior. There is also the phenomenon of the infectiousness of
anxiety, through which anxiety can spread rapidly through the family, or
through society. There is a kind of average level of differentiation for the
family which has certain minor levels of difference in individuals within the
family. I shall leave it to the reader to keep in mind there is always the
variable of the degree of chronic anxiety which can result in anyone appear-
ing normal at one level of anxiety, and abnormal at another higher level.
intimacy, two pseudo-selfs will fuse into each other, one losing self to the
other, who gains self. The solid self does not participate in the fusion
phenomenon. The solid self says, "This is who I am, what I believe, what
I stand for, and what I will do or will not do," in a given situation. The
solid self is made up of clearly defined beliefs, opinions, convictions, and life
principles. These are incorporated into self from one's own life experiences,
by a process of intellectual reasoning and the careful consideration of the
alternatives involved in the choice. In making the choice, one becomes
responsible for self and the consequences. Each belief and life principle is
consistent with all the others, and self will take action on the principles even
in situations of high anxiety and duress.
The pseudo-self is an actor and can be many different selfs. The list of
pretends is extensive. He can pretend to be more important or less impor-
tant, stronger or weaker, or more attractive, or less attractive than is realis-
tic. It is easy for most people to detect gross examples of pretense, but there
is enough of the impostor in all of us so that it is difficult to detect lesser
degrees of the impostor in others. On the other hand, a good actor can
appear so much for real that it can be difficult for the actor or for others
without detailed knowledge of how emotional systems function to know the
Bowen 69
dividing line between solid self and pseudo-self. This also applies to thera-
pists, mental health professionals, and researchers who may attempt to
estimate the level of differentiation in themselves or in others. The level of
solid self is stable. The pseudo-self is unstable, and it responds to a variety
of social pressures and stimuli. The pseudo-self was acquired at the behest
of the relationship system, and it is negotiable in the relationship system.
Based on my experience with this concept, I believe that the level of solid
self is lower, and of the pseudo-self is much higher in all of us than most
are aware. It is the pseudo-self that is involved in fusion and the many ways
of giving, receiving, lending, borrowing, trading, and exchanging of self. In
any exchange, one gives up a little self to the other, who gains an equal
amount. The best example is a love relationship when each is trying to be
the way the other wants self to be, and each in turn makes demands on the
other to be different. This is pretending and trading in pseudo-self. In a
marriage, two pseudo-selfs fuse into a we-ness in which one becomes the
dOminant decision maker or the most active in taking initiative for the
we-ness. The dominant one gains self at the expense of the other, who loses
it. The adaptive one may volunteer to give up self to the dominant one, who
accepts it; or the exchange may be worked out after bargaining. The more
that the spouses can alternate these roles, the healthier the marriage. The
exchanging of selfs may be on a short or longterm basis. The borrowing and
trading of selfs may take place automatically in a work group in which the
emotional process ends up with one employee in the one-down or deselfed,
position, while the others gain self. This exchanging of pseudo-self is an
automatic emotional process that occurs as people manipulate each other
in subtle life postures. The exchanges can be brief—for instance, criticism
that makes one feel bad for a few days; or it can be a longterm process in
which the adaptive spouse becomes so deselfed, he or she is no longer able
to make decisions and collapses in selfless dysfunction—psychosis or
chronic physical illness. These mechanisms are much less intense in better
levels of differentiation or when anxiety is low, but the process of people
losing and gaining self in an emotional network is so complex and the degree
of shifts so great that it is impossible to estimate functional levels of differen-
tiation except from following a life pattern over long periods.
one knows and gaining relationship status than in the inherent value of their
work. Their pseudo-selves are assembled from an assortment of discrepant
principles, beliefs, philosophies, and ideologies that are used in pretend
postures to blend with different relationship systems. Lacking solid self,
they habitually use, "I feel that . . ." when expressing their pseudo-self
philosophies; they avoid, "I think," or "I believe," positions by using an-
other person or body of knowledge as their authority when making state-
ments. Lacking a solid self-conviction about the world's knowledge, they
use pseudo-self statements, such as, "The rule says .. ." or "Science has
proved . . ." taking information out of context to make their points. They
may have enough free-functioning intellect to have mastered academic
knowledge about impersonal things; they use this knowledge in the relation-
ship system. However, intellect about personal matters is lacking, and their
personal lives are in chaos.
the anxiety of the moment. Their social disorders include all levels of
impulsive and irresponsible behavior.
Profile of Moderate to Good Differentiation of Self. This is the group in
the 50 to 75 range. These are the people with enough basic differentiation
between the emotional and intellectual systems for the two systems to
function alongside each other as a cooperative team. The intellectual system
is sufficiently developed so that it can hold its own and function autono-
mously without being dominated by the emotional system when anxiety
increases. In people below 50, the emotional system tells the intellectual
system what to think and say, and which decisions to make in critical
situations. The intellect is a pretend intellect. The emotional system permits
the intellect to go off into a corner and think about distant things as long
as it does not interfere in joint decisions that affect the total life course.
Above 50, the intellectual system is sufficiently developed to begin making
a few decisions of its own. It has learned that the emotional system runs
an effective life course in most areas of functioning, but in critical situations
the automatic emotional decisions create longterm complications for the
total organism. The intellect learns that it requires a bit of discipline to
overrule the emotional system, but the longterm gain is worth the effort.
People above 50 have developed a reasonable level of solid self on most of
the essential issues in life. In periods of calm, they have employed logical
reasoning to develop beliefs, principles, and convictions that they use to
overrule the emotional system in situations of anxiety and panic. Differen-
tiation between the emotions and the intellect exists in subtle gradations.
People at the lower part of this group are those who know there is a better
way; but intellect is poorly formed, and they end up following life courses
similar to those below 50.
People in the upper part of this group are those in which there is more
solid self. Persons with a functional intellectual system are no longer a
prisoner of the emotional-feeling world. They are able to live more freely
and to have more satisfying emotional lives within the emotional system.
They can participate fully in emotional events knowing that they can extri-
cate themselves with logical reasoning when the need arises. There may be
periods of laxness in which they permit the automatic pilot of the emotional
system to have full control, but when trouble develops they can take over,
calm the anxiety, and avoid a life crisis. People with better levels of differen-
tiation are less relationship directed and more able to follow independent
life goals. They are not unaware of the relationship system, but their life
courses can be determined more from within themselves than from what
others think. They are more clear about the differences between emotion
and intellect, and they are better able to state their own convictions and
beliefs calmly without attacking the beliefs of others or without having to
defend their own. They are better able to accurately evaluate themselves in
Bowen 73
relation to others without the pretend postures that result in overvaluing
or undervaluing themselves. They marry spouses with equal levels of differ-
entiation. The life-style of a spouse at another level would be sufficiently
different to be considered emotionally incompatible. The marriage is a
functioning partnership. The spouses can enjoy the full range of emotional
intimacy without either being deselfed by the other. They can be autono-
mous selfs together or alone. The wife is able to function more fully as a
female and the husband more fully as a male without either having to debate
the advantages or disadvantages of biological and social roles. Spouses who
are more differentiated can permit their children to grow and develop their
own autonomous selfs without undue anxiety or without trying to fashion
their children in their own images. The spouses and the children are each
more responsible for themselves, and do not have to blame others for
failures or credit anyone else for their successes. People with better levels
of differentiation are able to function well with other people, or alone, as
the situation may require. Their lives are more orderly, they are able to cope
successfully with a broader range of human situations, and they are remark-
ably free from the full range of human problems.
ration, is the molecule or the basic building block of any emotional system,
whether it is in the family or any other group. The triangle is the smallest
stable relationship system. A two-person system may be stable as long
as it is calm, but when anxiety increases, it immediately involves the most
vulnerable other person to become a triangle. When tension in the triangle
is too great for the threesome, it involves others to become a series of
interlocking triangles.
In periods of calm, the triangle is made up of a comfortably close
twosome and a less comfortable outsider. The twosome works to preserve
the togetherness, lest one become uncomfortable and form a better together-
ness elsewhere. The outsider seeks to form a togetherness with one of the
twosome, and there are numerous well-known moves to accomplish this.
The emotional forces within the triangle are constantly in motion from
moment to moment, even in periods of calm. Moderate tension states in the
twosome are characteristically felt by one, while the other is oblivious. It
is the uncomfortable one who initiates a new equilibrium toward more
comfortable togetherness for self.
One experience, above all others, was important in learning about trian-
gles. That was a period in which much of my family therapy was with both
parents and behavior problem adolescent child. It was possible to see the
workings of the triangle between parents and child in microscopic detail.
The more I could stay outside the triangle, the more clearly it was possible
to see the family emotional system as it operated on well-defined emotional
circuits between father, mother, and child. Therapeutically, the family did
not change its original patterns. The passive father became less passive, the
aggressive mother less aggressive, and the symptomatic child would become
78 Theory in the Practice of Psychotherapy
asymptomatic. The average, motivated family would continue for 30 to 40
weekly appointments and terminate with great praise for the "good result."
In my opinion, the family had not changed, but I had learned a lot about
triangles. It was possible to observe a family and know the next move in
the family before it occurred.
From the knowledge of triangles, I hypothesized the situation would be
different by excluding the child and limiting the therapy to the two parents
and the therapist. Rather than dealing in generalities about staying out of
the family emotional system, I was then armed with specific knowledge
about the parents' triangling moves to involve the therapist. Therapeu-
tically, the results were far superior to anything before that time. This has
remained the one basic therapeutic method since the early 1960's. On a
broad theoretical-therapeutic level, if the therapist can stay in viable emo-
tional contact with the two most significant family members, usually the
two parents or two spouses, and he can be relatively outside the emotional
activity in this central triangle, the age-old fusion between the family mem-
bers will slowly begin to resolve, and all other family members will au-
tomatically change in relation to the two parents in the home setting. This
is basic theory and basic method. The process can proceed regardless of
content or subject matter discussed. The critical issue is the emotional
reactiveness between the spouses, and the ability of the therapist to keep self
relatively detriangled from the emotionality. The process can proceed with
any third person who can keep self detriangled, but it would be difficult to
find such an outside relationship. The method is as successful as other
methods in short-term crisis situations. In the early years, I was active in
engaging the family emotionally in consultations and short-term crisis
situations. A calm, low-keyed, detriangling approach is more effective with
a single appointment or with many.
The lower the level of differentiation, the more intense the emotional
fusion of marriage. One spouse becomes more the dominant decision maker
for the common self, while the other adapts to the situation. This is one of
the best examples in the borrowing and trading of self in a close relationship.
One may assume the dominant role and force the other to be adaptive, or
one may assume the adaptive role and force the other to be dominant. Both
may try for the dominant role, which results in conflict; or both may try
for the adaptive role, which results in decision paralysis. The dominant one
gains self at the expense of the more adaptive one, who loses self. More
differentiated spouses have lesser degrees of fusion, and fewer of the com-
plications. The dominant and adaptive positions are not directly related to
the sex of the spouse. They are determined by the position that each had
in their families of origin. From my experience, there are as many dominant
females as males, and as many adaptive males as females. These characteris-
tics played a major role in their original choice of each other as partners.
The fusion results in anxiety for one or both of the spouses. There is a
spectrum of ways spouses deal with fusion symptoms. The most universal
mechanism is emotional distance from each other. It is present in all mar-
riages to some degree, and in a high percentage of marriages to a major
degree.
Other than the emotional distance, there are three major areas in which
80 Theory in the Practice of Psychotherapy
the amount of undifferentiation in the marriage comes to be manifested in
symptoms. The three areas are marital conflict; sickness or dysfunction in
one spouse; and projection of the problems to children. It is as if there is
a quantitative amount of undifferentiation to be absorbed in the nuclear
family, which may be focused largely in one area or distributed in varying
amounts to all three areas. The various patterns for handling the undifferen-
tiation comes from patterns in their families of origin, and the variables
involved in the mix in the common self. Following are general characteris-
tics of each of the three areas.
Marital Conflict. The basic pattern in conflictual marriages is one in
which neither gives in to the other or in which neither is capable of an
adaptive role. These marriages are intense in the amount of emotional
energy each invests in the other. The energy may be thinking or action
energy, either positive or negative, but the self of each is focused mostly on
the other. The relationship cycles through periods of intense closeness,
conflict that provides a period of emotional distance, and making up, which
starts another cycle of intense closeness. Conflictual spouses probably have
the most overtly intense of all relationships. The intensity of the anger and
negative feeling in the conflict is as intense as the positive feeling. They are
thinking of each other even when they are distant. Marital conflict does not
in itself harm children. There are marriages in which most of the undifferen-
tiation goes into marital conflict. The spouses are so invested in each other
that the children are largely outside the emotional process. When marital
conflict and projection of the problem to children are both present, it is the
projection process that is hurtful to children. The quantitative amount of
marital conflict that is present reduces the amount of undifferentiation
that is focused elsewhere.
The early thoughts about marriage and children are more prominent in
the female than the male. They begin to take an orderly form before adoles-
cence. A female who thinks primarily of the husband she will marry tends
to have marriages in which she focuses most of her emotional energy on the
husband, and he focuses on her, and symptoms tend to focus more in
marital conflict and sickness in a spouse. Those females whose early
thoughts and fantasies go more to the children they will have than the man
they will marry, tend to become the mothers of impaired children. The
process can be so intense in some women that the husband is incidental to
the process. Spouses from lower levels of differentiation are less specific
about marriage and children. The children selected for the family projection
process are those conceived and born during stress in the mother's life; the
Bowen 83
first child, the oldest son or oldest daughter, an only child of either sex, one
who is emotionally special to the mother, or one the mother believes to be
special to the father. Among common special children are only children, an
oldest child, a single child of one sex among several of the opposite sex,
or a child with some defect. Also important are the special children who were
fretful, colicky, rigid, and nonresponsive to the mother from the beginning.
The amount of initial special emotional investment in such children is great.
A good percentage of mothers have a basic preference for boys or girls,
depending upon their orientation in the family of origin. It is impossible for
mothers to have equal emotional investment in any two children, no matter
how much they try to protest equality for all.
On a more detailed level, the projection process revolves around mater-
nal instinct, and the way anxiety permits it to function during reproduction
and the infancy of the child. The father usually plays a support role to the
projection process. He is sensitive to the mother's anxiety, and he tends to
support her view and help her implement her anxious efforts at mothering.
The process begins with anxiety in the mother. The child responds anx-
iously to mother, which she misperceives as a problem in the child. The
anxious parental effort goes into sympathetic, solicitous, overprotective
energy, which is directed more by the mother's anxiety than the reality
needs of the child. It establishes a pattern of infantilizing the child, who
gradually becomes more impaired and more demanding. Once the process
has started, it can be motivated either by anxiety in the mother, or anxiety
in the child. In the average situation, there may be symptomatic episodes
at stressful periods during childhood, which gradually increase to major
symptoms during or after adolescence; intense emotional fusion between
mother and child may exist in which the mother-child relationship remains
in positive, symptom-free equilibrium until the adolescent period, when the
child attempts to function on his own. At that point, the child's relationship
with the mother, or with both parents, can become negative and the child
develop severe symptoms. The more intense forms of the mother-child
fusion may remain relatively asymptomatic until young adulthood and the
child can collapse in psychosis when he attempts to function away from the
parents.
The basic pattern of the family projection is the same, except for minor
variations in form and intensity, whether the eventual impairment in the
child be one that leads to serious lifelong dysfunction, or one that never
develops serious symptoms and is never diagnosed. The greatest number of
people impaired by the projection process are those who do less well with
life and who have lower levels of differentiation than their siblings, and who
may go for a few generations before producing a child who becomes seri-
ously impaired symptomatically. This theory considers schizophrenia to be
the product of several generations of increasing symptomatic impairment,
84 Theory in the Practice of Psychotherapy
with lower and lower levels of differentiation, until there is a generation that
produces schizophrenia. In clinical work, we have come to use the term
the triangled child to refer to the one who was the main focus of the family
projection process. Almost every family has one child who was more trian-
gled than the others, and whose life adjustment is less good than the others.
In doing multigenerational family histories, it is relatively easy to estimate
the family projection process and identify the triangled child by securing
historical data about the life adjustments of each sibling.
Emotional Cutoff. This concept was added to the theory in 1975 after
having been a poorly defined extension of other concepts for several years.
It was accorded the status of a separate concept to include details not stated
elsewhere, and to have a separate concept for emotional process between the
generations. The life pattern of cutoffs is determined by the way people
handle their unresolved emotional attachments to their parents. All people
have some degree of unresolved emotional attachment to their parents. The
lower the level of differentiation, the more intense the unresolved attach-
ment. The concept deals with the way people separate themselves from the
past in order to start their lives in the present generation. Much thought
went into the selection of a term to best describe this process of separation,
isolation, withdrawal, running away, or denying the importance of the
parental family. However much cutoff may sound like informal slang, I
could find no other term as accurate for describing the process. The thera-
peutic effort is to convert the cutoff into an orderly differentiation of a self
from the extended family.
The person who runs away from his family of origin is as emotionally
dependent as the one who never leaves home. They both need emotional
closeness, but they are allergic to it. The one who remains on the scene and
handles the attachment by intrapsychic mechanisms tends to have some
degree of supportive contact with the parents, to have a less intense overall
process, and to develop more internalized symptoms under stress, such as
physical illness and depression. An exaggerated version of this is the
severely impaired person who can collapse into psychosis, isolating himself
Bowen 85
intrapsychically while living with the parents. The one who runs away
geographically is more inclined to impulsive behavior. He tends to see the
problem as being in the parents and running away as a method of gaining
independence from the parents. The more intense the cutoff, the more he
is vulnerable to duplicating the pattern with the parents with the first
available other person. He can get into an impulsive marriage. When prob-
lems develop in the marriage, he tends also to run away from that. He can
continue through multiple marriages, and finally resort to more temporary
living together relationships. Exaggerated versions of this occur in relation-
ship nomads, vagabonds, and hermits who either have superficial relation-
ships or give up and live alone.
If we followed the line through the children who emerge with about the
same levels of differentiation, we see a remarkable consistency of family
functioning through the generations. History speaks of family traditions,
family ideals, and so on. If we follow the multigenerational lineage of those
who emerge with higher levels of differentiation, we will see a line of highly
functioning and very successful people. A family at a highest level of differ-
entiation can have one child who starts down the scale. A family at the
lowest level can have a child who starts up the scale. Many years ago I
described schizophrenia from a phenomenological standpoint as a natural
process that helps to keep the race strong. The weakness from the family
is fixed in one person who is less likely to marry and reproduce and more
likely to die young.
Bowen 87
Sibling Position. This concept is an adaptation of Toman's work on the
personality profiles of each sibling position. His first book in 1961 (14) was
remarkably close to the direction of some of my research. He had worked
from an individual frame of reference and only with normal families, but
he had ordered his data in a way no one else had done, and it was easy to
incorporate them into the differentiation of self and the family projection
process. His basic thesis is that important personality characteristics fit with
the sibling position in which a person grew up. His ten basic sibling profiles
automatically permit one to know the profile of any sibling position, and,
all things being equal, to have a whole body of presumptive knowledge
about anyone. His ideas provided a new dimension toward understanding
how a particular child is chosen as the object of the family projection
process. The degree to which a personality profile fits with normal
provides a way to understand the level of differentiation and the direction
of the projection process from generation to generation. For instance, if an
oldest turns out to be more like a youngest, that is strong evidence that
he was the most triangled child. If an oldest is an autocrat, that is strong
evidence of a moderate level of impaired functioning. An oldest who
functions calmly and responsibly is good evidence of a better level of
differentiation. The use of Toman's profiles, together with differentiation
and projection, make it possible to assemble reliable presumptive
personality profiles on people in past generations on whom verifiable facts
are missing. Knowing the degree to which people fit the profiles provides
predictive data about how spouses will handle the mix in a marriage, and
how they will handle their effort in family therapy. Based on my research
and therapy, I believe that no single piece of data is more important than
knowing the sibling position of people in the present and past generations.
Societal Regression. This eighth and last of the concepts in the Bowen
theory was first defined in 1972, and formally added to the theory in 1975.
I have always been interested in understanding societal problems, but the
tendency of psychiatrists and social scientists to make sweeping generaliza-
tions from a minimal number of specific facts resulted in my interest's
remaining peripheral except for personal reading. Family research added a
new order of facts about human functioning, but I avoided the seductive
urge to generalize from them. In the 1960s, there was growing evidence that
the emotional problem in society was similar to the emotional problem in
the family. The triangle exists in all relationships, and that was a small clue.
In 1972 the Environmental Protection Agency invited me to do a paper on
human reaction to environmental problems. I anticipated doing a paper on
assorted facts acquired from years of experience with people relating to
larger societal issues. That paper led to a year of research, and a return to
old files for confirmation of data. Finally I identified a link between the
family and society that was sufficiently trustworthy for me to extend the
88 Theory in the Practice of Psychotherapy
basic theory about the family into the larger societal arena. The link had
to do, first, with the delinquent teenaged youngster, who is a responsibility
for both the parents and society, and secondly, with changes in the way the
parents and the agents of society deal with the same problem.
It has not yet been possible to write this up in detail, but the overall
structure of the concept was presented in outline form in 1974 (16). The
concept states that when a family is subjected to chronic, sustained anxiety,
the family begins to lose contact with its intellectually determined princi-
ples, and to resort more and more to emotionally determined decisions to
allay the anxiety of the moment. The results of the process are symptoms
and eventually regression to a lower level of functioning. The societal
concept postulates that the same process is evolving in society; that we are
in a period of increasing chronic societal anxiety; that society responds to
this with emotionally determined decisions to allay the anxiety of the mo-
ment; that this results in symptoms of dysfunction; that the efforts to relieve
the symptoms result in more emotional band aid legislation, which increases
the problem; and that the cycle keeps repeating, just as the family goes
through similar cycles to the states we call emotional illness. In the early
years of my interest in societal problems, I thought that all societies go
through good periods and bad, that they always go through a rise and fall,
and that the cyclical phenomenon of the 1950s was part of another cycle.
As societal unrest appeared to move toward intensification of the problems
through the 1960s, I began to look for ways to explain the chronic anxiety.
I was looking for concepts consistent with man as an instinctual being,
rather than man as a social being. My current postulation considers the
chronic anxiety as the product of the population explosion, decreasing
supplies of food and raw materials necessary to maintain man's way of life
on earth, and the pollution of the environment which is slowly threatening
the balance of life necessary for human survival.
This concept proceeds in logical steps from the family to larger and
larger social groups, to the total of society. It is too complex for detailed
presentation here. I outline it here to indicate that the theoretical concepts
of the Bowen theory do permit logical extension into a beginning theory
about society as an emotional system.
SUMMARY
Most members of the mental health professions have little interest in,
or awareness of, theory about the nature of emotional illness. I have devel-
oped a family systems theory of emotional functioning. For some ten
years I have been trying to present the theory as clearly as it is possible
for me
Bowen 89
to define it. Only a small percentage of people are really able to hear it. In
the early years, I considered most of the problem to be my difficulty in
communicating the ideas in ways others could hear. As the years have
passed, I have come to consider that the major difficulty is the inability of
People to detach themselves sufficiently from conventional theory to be able
to hear systems concepts. In each presentation, I learn a little more about
which points people fail to hear. I have devoted almost half of this presenta-
tion to some broad background issues which I hoped would set the stage
for people to hear more than they had heard before, and to clarify some of
the issues between my family systems theory and general systems
theory. I have never been happy about my efforts to present my own
theory. I
can be perfectly clear in my own mind, but there is always the problem of
restating it so others can hear. If it gets too brief, people hear the theory
as too static and too simplistic. If I try to fill out the concepts with more
detail, it tends to get wordy and repetitive. Ultimately, I hope to present
it so that each theoretical concept is illustrated with a clinical example, but
that is a long and complex book. I believe that some systems theory will
provide a bright new promise for comprehending emotional illness.
Whether the ultimate systems theory is this one or another remains to be
seen. After some twenty years of experience with this theory, I have great
confidence in it. It does mean that the therapist must keep the whole
spectrum of variables in his head at once; but, after some experience,
knowing the variables well enough to know when one is out of balance
becomes automatic.
REFERENCES