Behavioural Brain Research: K. Lyons-Ruth, P. Pechtel, S.A. Yoon, C.M. Anderson, M.H. Teicher
Behavioural Brain Research: K. Lyons-Ruth, P. Pechtel, S.A. Yoon, C.M. Anderson, M.H. Teicher
Behavioural Brain Research: K. Lyons-Ruth, P. Pechtel, S.A. Yoon, C.M. Anderson, M.H. Teicher
Research report
h i g h l i g h t s
a r t i c l e i n f o a b s t r a c t
Article history: Early life stress in rodents is associated with increased amygdala volume in adulthood. In humans, the
Received 21 October 2015 amygdala develops rapidly during the first two years of life. Thus, disturbed care during this period may
Received in revised form 9 March 2016 be particularly important to amygdala development. In the context of a 30-year longitudinal study of
Accepted 28 March 2016
impoverished, highly stressed families, we assessed whether disorganization of the attachment relation-
Available online 6 April 2016
ship in infancy was related to amygdala volume in adulthood. Amygdala volumes were assessed among 18
low-income young adults (8 M/10F, 29.33 ± 0.49 years) first observed in infancy (8.5 ± 5.6 months) and
Keywords:
followed longitudinally to age 29. In infancy (18.58 ± 1.02 mos), both disorganized infant attachment
Amygdala
Attachment behavior and disrupted maternal communication were assessed in the standard Strange Situation Proce-
Maternal care dure (SSP). Increased left amygdala volume in adulthood was associated with both maternal and infant
Early life stress components of disorganized attachment interactions at 18 months of age (overall r = 0.679, p < 0.004).
Limbic irritability Later stressors, including childhood maltreatment and attachment disturbance in adolescence, were not
significantly related to left amygdala volume. Left amygdala volume was further associated with dis-
sociation and limbic irritability in adulthood. Finally, left amygdala volume mediated the prediction
from attachment disturbance in infancy to limbic irritability in adulthood. Results point to the likely
importance of quality of early care for amygdala development in human children as well as in rodents.
The long-term prediction found here suggests that the first two years of life may be an early sensitive
period for amygdala development during which clinical intervention could have particularly important
consequences for later child outcomes.
© 2016 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.bbr.2016.03.050
0166-4328/© 2016 Elsevier B.V. All rights reserved.
84 K. Lyons-Ruth et al. / Behavioural Brain Research 308 (2016) 83–93
alter critical developmental processes such as neurogenesis, synap- hemisphere of the amygdala. Adults exposed to maltreatment in
togenesis and myelination [6]. childhood have shown predominately right-sided differences in
The amygdala may be particularly vulnerable to such effects of amygdala volume as adults [18–20,38]. Findings based on neu-
early stressors due to high glucocorticoid receptor density [7] and to roimaging in childhood among children exposed to adversity
a postnatal developmental trajectory characterized by rapid initial (institutional rearing, maternal depression, maltreatment) have
growth and gradual pruning [8,9]. In accord with this hypothesis, varied, with some showing overall differences or right-sided dif-
translational studies show that manipulating type and timing of ferences [24,25,39] and others showing predominately left-sided
early stressors leads to persistent alterations in amygdala develop- effects [21–23].
ment and function [10–12]. Both psychological stressors and stress Several factors may contribute to these inconsistencies. First,
hormone administration stimulate dendritic arborization and for- the timing of adversity may be critical [17,30,38]. Given the amyg-
mation of new spines in the amygdala, increasing volume [13,14]. dala’s developmental trajectory, it may be particularly sensitive
This pattern is opposite to stress-induced hippocampal atrophy and to structural changes during early childhood when it is growing
less reversible when the stressor is removed [15]. In particular, at a rapid rate, and again during preadolescence when growth
animal models indicate that low maternal responsiveness (LMR) peaks and pruning takes over, as observed in the hippocampus
during infancy is a potent stressor, associated with a host of alter- [47]. Second, stress-related effects on the amygdala may be cumu-
ations in infant development, including amygdalar effects, that lative, as well as non-linear, with amygdala enlarging in response
persist into adulthood [10–12,16]. In rodent models, LMR has been to early life stress but shrinking over time in the face of contin-
indexed by natural or provoked variations in the responsiveness of ued or overwhelming later stress [48]. Third, the amygdala may
maternal care [10,11,16]. show a differential response to different types of stressors, enlarg-
Studies are now examining the relation between varieties of ing in the face of neglect or insufficient human interaction, as with
early life stress and amygdala volume among human children and prolonged institutional deprivation, or shrinking with exposure to
adults. However, the consequences of early life stress on the human the types of intense abuse often reported by individuals with bor-
amygdala and the underlying causes (e.g., dendritic arborization) derline personality or dissociative identity disorders. Thus, while
remain inconclusive [17]. there is increasing literature to suggest that the human amygdala
First, a number of studies have found volumetric differences in is affected by stressful developmental experiences, it is likely that
relation to severe life events, including childhood maltreatment, factors including timing of stressor [38], age of assessment [23],
institutional rearing, and poverty [18–26]. However, other studies development of associated psychopathology [23], genetic loading
have reported no differences in amygdala volume following similar [22], and extent of stressful life events [22] will be important to the
types of adversity [27–37]. patterning of effects on the amygdala.
Second, adult volumetric differences related to childhood mal- While most human studies have focused on stressful events
treatment have most often involved increased hemispheric volume after the infancy period, a few studies have examined amygdala
([18,19,38]; but see [20] for reduced volume). Increased volumes structure or function in relation to the effect of low maternal
have also been reported among children exposed to institutional responsiveness in the first two years of life, including pro-
rearing or maternal depression [24,25,39]. However, in other stud- longed institutional deprivation or rearing by depressed mothers
ies assessing amygdala volumes in children or adolescents, effects [21,24,25,39]. While most studies found volumetric increases
have involved reduced volumes [21–23]. In addition, smaller amyg- [24,25,39,49] and increased activity in the amygdala [50–52], at
dala volumes in adulthood were reported among individuals with least one study found volumetric decreases [21] and one study
childhood trauma and diagnoses of Borderline Personality [40,41] reported no differences [53].
or Dissociative Identity Disorders [42,43]. Aberrant amygdala vol- To date, however, most studies have inferred low maternal
ume and function have also been reported in other psychiatric responsiveness from more distal indices such as institutional care
disorders marked by affective dysregulation [41,44–46]. or maternal depression. One study has involved direct assessment
Third, volumetric differences have varied in whether they of infant behavior, but maternal behavior was not assessed [49]. To
occurred in both hemispheres or more strongly in the left or right more carefully parse how the quality of maternal care during the
K. Lyons-Ruth et al. / Behavioural Brain Research 308 (2016) 83–93 85
first two years of life may affect the development of limbic stress was directly observed and coded with validated inventories for dis-
systems, it will be important to directly assess quality of care during rupted maternal behavior and disorganized infant behavior at 18
infancy. months of age.
For human infants, the most widely validated paradigm for A previous report assessed amygdala volume in relation to child-
direct observation of the quality of the mother-infant attach- hood maltreatment severity among the longitudinal participants
ment relationship is the Strange Situation Procedure (SSP) [2,3,54]. studied here, as well as a group of healthy cross-sectional con-
This paradigm includes two mildly stressful 3-min separations of trols [38]. Interviewed in adulthood, the longitudinal participants
mother and infant followed by 3-min reunions during which the reported more severe exposure to maltreatment in childhood than
degree of the infant’s security or conflict behavior in approaching controls and reported lower levels of maternal care on the Parental
the mother for care is coded. This assessment yields three classifica- Bonding Instrument than controls (p = 0.002). Both left and right
tions of attachment behavior prevalent in middle class samples that amygdala volumes were larger among longitudinal participants
are considered organized and adaptive, including secure, ambiva- than controls, with least square mean adjusted amygdala volume
lent, and avoidant attachment patterns. These organized patterns 3.8% greater among the longitudinal group. Severity of childhood
are related to variations in maternal sensitivity [55,56] but have not maltreatment was significantly related to right hemisphere vol-
been consistently associated with serious family risk factors. umes but not to left volumes, with severity of maltreatment at
However, some infants do not exhibit the consistent pattern- 10–11 years of age the most important predictor of right amygdala
ing of behavior characteristic of these organized classifications, volume.
showing instead a variety of confused or conflicted behaviors However, no healthy control group was available for assess-
upon reunion with the mother. These infants are described as ing the longitudinal questions of interest in the present report.
disorganized in attachment behavior, and infant attachment dis- Here we examine a separate and orthogonal set of questions
organization has been meta-analytically associated with serious regarding infancy and childhood predictors of adult amygdala
family risk factors, including poverty, maternal psychiatric dis- volumes within the longitudinal group only. Based on previous
order, and maltreatment, as well as later externalizing behavior animal models, we predicted that the quality of the mother-child
problems [2,3]. Disorganized behavior on the part of the infant is attachment relationship in infancy might have a unique relation to
also associated with directly observed disturbed maternal inter- adult amygdala volumes, independent of later contributors includ-
action [57]. In addition, infants with disorganized attachments ing childhood maltreatment. To evaluate this prediction, we first
demonstrate a more prolonged cortisol response to stressors assessed whether overall attachment disturbance, including both
[58–60] and atypical patterns of diurnal cortisol secretion [61]. This disorganization of infant attachment behavior and disruption in
association between disorganized attachment and increased stress mother-infant interaction, was related to amygdala volume in
responses in infancy suggests the further hypothesis that disturbed adulthood. Second, we evaluated whether later stressors in child-
attachment relationships may be associated with differences in hood and adolescence, including maltreatment, could account for
amygdala volume. Given the large body of work confirming the any relations between quality of early care and adult amygdala vol-
later negative child outcomes associated with disorganized attach- umes. Finally, to explore whether any observed differences had
ment, it is important to assess the aspects of brain morphology that functional significance in adulthood, we assessed whether adult
may be affected by such early disturbed care and serve as potential psychiatric symptoms were related to amygdala volumes, includ-
mediators of later psychopathology. ing anxiety disorders, depressive disorders, substance dependence,
To explore effects of early attachment disturbance, as well as and dissociative symptoms. We also assessed symptoms of limbic
later stressors, on amygdala volumes, we recruited subjects from system irritability, which have been strongly related to child-
a low-income cohort first seen in infancy. More than half of the hood adversity [62–65]. Limbic system irritability is assessed by
longitudinal sample experienced clinically significant levels of dis- the Limbic System Checklist-33 LSCL-33; [64] which evaluates
turbed care in infancy as judged by area service providers (see the frequency with which subjects experience symptoms often
Material and Methods 2.1). Quality of mother-infant interaction encountered as phenomena of ictaltemporal lobe epilepsy, such as
86 K. Lyons-Ruth et al. / Behavioural Brain Research 308 (2016) 83–93
Table 1
Overview of measured variables.
brief hallucinatory events [66]. Table 1 provides a listing of study II psychopathology on the SCID in adulthood ( = 0.045–0.032,
measures. p = 0.753 −0.845). Participants were marginally more likely than
Consistent with previous research [24], the hippocampus, cau- non-participants to have been referred for clinical services in
date, and thalamus were selected a priori as contrast or control infancy = 0.219, p = 0.093 and to have been classified in the
structures. The hippocampus is also highly stress susceptible, with Strange Situation Procedure as having a disorganized attachment
sensitive periods in early childhood and during the pubertal period, in infancy ( = 0.235, p = 0.084).
but effects of stress are less persistent [15,24,47]. The remaining
structures are less susceptible to early stress due to their develop-
2.2. Attachment assessments in infancy
mental trajectories and/or lower glucocorticoid receptor densities
[67–69].
Mothers and infants were videotaped in the well-validated
Strange Situation Procedure (SSP) at 18.58 (±1.02) months infant
2. Material and methods age [2,56]. In the SSP, the infant is videotaped in a playroom during
a series of eight structured 3-min episodes in which the mother
2.1. Participants leaves and rejoins the infant twice. The procedure is designed
to be mildly stressful in order to activate the infant’s attach-
Participants were 18 young adults (8 M/10F, 29.33 ± 0.49 years) ment behavior. Infant attachment behavior was reliably coded
first recruited as infants (8.5 ± 5.6 months) as part of a longitudinal by coders naïve to all other data [70]. The bivariate classification
study of the effects of social risk factors on child development [70]. for organized versus disorganized attachment was used in this
The study was approved by the Harvard Medical School, Cambridge report, following earlier precedent [2]. Maternal behavior was reli-
Hospital, and McLean Hospital IRBs. Subjects provided informed ably coded over all episodes of the SSP using the well-validated
written consent and were reimbursed $100 for their time. Atypical Maternal Behavior Instrument for Assessment and Clas-
The larger study from which these participants were recruited sification (AMBIANCE) by coders naïve to all other data [74]. The
consisted of 76 families who were at or below 200% of federal AMBIANCE coding protocol yields a scaled score [1–7] for over-
poverty levels. 52.6% of families had been referred for clinical all Level of Disrupted Communication that takes into account five
help in parenting their infants during the first year of life. Rela- subtypes of maternal disrupted communication: (1) affective com-
tions between infancy risk factors and maladaptive developmental munication errors (e.g. giving contradictory cues; non-response
outcomes in the larger longitudinal cohort have been well charac- or inappropriate response to clear infant cues), (2) role confusion
terized from infancy to adulthood [70–73]. (e.g. self-referential or sexualized behavior), (3) negative-intrusive
At age 29, 33 participants were relocated and screened for behavior (e.g. negative attributions about the infant; mocking or
inclusion in the current study. Eighteen met inclusion criteria and teasing the infant; physical intrusiveness), (4) fearful-disoriented
participated in the MRI study. The remaining subjects did not meet behavior (e.g. appearing frightened by the infant; disoriented wan-
MRI safety criteria or reported substance abuse in the past six dering in infant’s presence), and (5) withdrawal (e.g. fails to greet
months or had a significant medical or neurological condition. All infant; interacts silently; backs away from infant approach). Moth-
participants except one were right-handed. Seventy-two percent ers who are rated at 5 or above on the overall Level of Disruption
of study participants had been referred for parent-infant clinical Scale are classified as Disrupted. Validity of maternal AMBIANCE
services during the first 18 months of life. classification has been confirmed by meta-analysis in relation to
Participants in the MRI study were representative of the larger infant attachment disorganization [57] and, in individual studies, in
longitudinal cohort from which they were recruited. They did not relation to adolescent psychiatric outcomes [72,75,76]. Test-retest
differ from the remainder of the cohort in family demographic data indicate substantial stability in maternal behavior over periods
characteristics effect sizes: family income = 0.205, p = 0.130; male ranging from 8 months to 5 years, meta-analytic stability coefficient
gender = −0.136, p = 0.234; mother single parent = −0.022, t = 0.56 (N = 203) [57].
p = 0.867; mother high school only = −0.026, p = 0.848; ethnic The above infant and maternal measures are theoretically and
minority status = 0.052, p = .652; severity of childhood mal- empirically related [57]. To capture the combined effect of overall
treatment ( = 0.100, p = 0.460); or extent of Axis I or Axis attachment disturbance, we also created a summary attachment
K. Lyons-Ruth et al. / Behavioural Brain Research 308 (2016) 83–93 87
measure as follows: 0 = No maternal or infant attachment distur- somatic disturbances, brief hallucinatory events, visual phenom-
bance in the Strange Situation Procedure; 1 = Disturbance on either ena, automatisms, and dissociative experiences. Psychometric
maternal or infant assessment in the Strange Situation Procedure; studies have shown that the Limbic System Checklist-33 has high
2 = Disturbance on both maternal and infant assessments in the test-retest reliability (r = 0.92, N = 16) and scores are strongly influ-
Strange Situation Procedure. enced by childhood adversity [64].
ings underscore the potential importance of the quality of early and 11 years of age [38], but show left amygdala enlargement here
maternal care for the development of the amygdala. In addition, in relation to quality of early care. These differential effects within
these findings add to the evidence base that human amygdala vol- the same subjects, using well-validated assessments of both early
ume is sensitive not only to very atypical rearing conditions, such care and later maltreatment, suggest some differential hemispheric
as institutional care, but also to serious disturbances in maternal sensitivity to type and timing of childhood stressors.
care observed among infants reared at home [21,25]. The profile of maternal behavior associated with left amyg-
The high rate of infant attachment disorganization in this sam- dala enlargement was similar to that described in the translational
ple (67%) points to a high level of disturbance, compared to a rate literature on low responsive mothers, with mothers’ withdraw-
of 15% among infants in middle-income samples [2], 25% of infants ing behaviors (e.g. failure to greet, backing away from the
in low-income families [2], and up to 85–90% of maltreated infants infant, interacting from a distance, interacting silently) and con-
[97–100]. Cyr et al. [100] also found that families with multiple tradictory communications (failure to respond appropriately to
social risk factors, but no reported maltreatment, were as likely clear infant cues; mixed communications such as sweet voice
to have disorganized infants as maltreating families. As noted ear- but negative message) showing the largest associations with
lier, this was a degree of risk that was evident to pediatric nurses amygdala volume (r = 0.397 and 0.405, respectively). In contrast,
and other service providers in the community and, in many cases, mother’s negative-intrusive, disoriented, and role-confused behav-
resulted in referral to infant mental health services. iors showed negligible to negative associations to left amygdala
Notably, attachment assessments are among the best validated volume (r = 0.11, −0.19, and −0.28, respectively). Behavioral studies
assessments of early risk in developmental science. Supporting have confirmed that, even in the context of overall disorganiza-
large scale studies and meta-analyses have confirmed their rela- tion, maternal withdrawing behavior is associated with higher
tion to concurrent risk factors in infancy and their predictive value levels of infant approach behavior, while maternal negative- intru-
for behavior problems in childhood [2–4,54,101,102]. In addition, sive, disoriented, and role-confused behaviors are associated with
these studies have consistently pointed to disorganized attach- increased infant avoidance of the mother [74]. Thus, the mother’s
ments as the forms of insecure attachment that carry the greatest relative unavailability to the infant may be important in stimulat-
risk for later psychopathology [2–4,101,102]. Thus, these results ing infant hypervigilance to the mother’s whereabouts and infant
suggest that further work exploring the neural mechanisms asso- approach motivation, mediated in part by the left amygdala.
ciated with deviations in early attachment relationships may be Consistent with this thinking, the infant’s disorganized behav-
particularly fruitful for understanding developmental trajectories ior is thought to indicate that the infant cannot organize a strategy
toward pathology. of consistently avoiding or consistently approaching the caregiver
The specificity of the effect of early disturbance on regional and, instead, exhibits confused, contradictory or aborted attempts
brain volumes was also important. We hypothesized that the amyg- to approach the mother for comfort. While consistent avoidance
dala would be most affected by quality of early care compared of the mother at reunion has been associated with maternal irri-
to hippocampus, thalamus, or caudate, based on evidence that tation, anger, rejection, and interfering behavior [56,74,111–113],
the amygdala has high glucocorticoid receptor density [7] and is infant disorganized behavior has been associated with mixed signs
developing more rapidly shortly after birth [9]. In accord with of both maternal hostility and withdrawal [57,74,114]. The pattern-
expectations, these other regions were not strongly or significantly ing of maternal data here suggests that the mother’s withdrawal
related to early attachment disturbance. However, as noted, the and contradictory communications may be particularly important
medium effect sizes for left and right caudate [103] and right hip- to the left amygdalar effects related here to disorganized attach-
pocampus, while not as strong as those for the amygdala, may ment, in contrast to the right hemisphere effects recently associated
warrant further study in larger samples. with infant organized avoidant behavior [49].
In addition, the effect of early care on amygdala volume in Finally, intriguing findings from rodent models indicate that
adulthood was not explained by intervening family disturbances low maternal responsiveness (LMR) is related to differential left
in childhood and adolescence, including both severity of childhood hemisphere responding in medial prefrontal cortex (mPFC). Ani-
maltreatment and observed disturbances in attachment in adoles- mals exposed to LMR develop excessive hemispheric asymmetry
cence. Thus, this work adds to the evidence from animal models in mPFC DA stress responsivity, such that peak DA stress responses
that early stress-related dendritic growth in the amygdala may be in left mPFC of LMR animals are two to three times greater
resistant to change [10–12,15]. than those of controls [115]. Although mPFC and amygdala have
The results also contribute additional intriguing evidence extensive bidirectional connections and often function in tandem
regarding the possibility of differences in left versus right amygdala [110,116,117], these mPFC findings on greater left responding
sensitivity to the types and timing of critical stressors in infancy under conditions of deprived care are suggestive but have yet to
and childhood. While both left and right amygdala develop shortly be extended to amygdala structure or function.
after birth, the left amygdala develops more rapidly, while the right In relation to the current findings, one potential hypothesis
amygdala has a more prolonged developmental period [9]. In addi- is that low levels of maternal care differentially activate the left
tion, left amygdala has been shown to be particularly responsive to amygdala and promote infant hypervigilance to the whereabouts
maternal stimuli in childhood [104], as well as to the discrimination of the mother, possibly also dampening early right amygdala activ-
of family faces more generally [105]. Such findings are consis- ity [115]. In this view, the amygdala may be lateralized to respond
tent with the motivational hypothesis emerging from EEG studies differentially to different evolutionary threats to survival, and this
that the left hemisphere is more involved in motivating approach laterality may be enhanced under threat of abandonment. Models
behavior and the right hemisphere is more involved in motivating of prototypic threat have focused on threat of attack, with proto-
avoidance behavior [106]. Thus, right amygdala may be differ- typic responses of fight, flee, or freeze. An equally potent survival
entially responsive to negative or threatening stimuli [107–109], threat to the infant is the threat of neglect or abandonment by the
and alterations in structure [38,109,110] of the right amygdala caregiver. Fight, flight, or freeze responses would be counterpro-
in adulthood have been particularly related to exposure to child- ductive in response to maternal withdrawal and might decrease
hood maltreatment. Also notably, compared to cross-sectional survival. When the mother is withdrawn or inattentive, the adap-
controls, the same participants studied here exhibited right amyg- tive response is to increase the intensity of the distress signal to the
dala enlargement in relation to the severity of maltreatment in parent and to pursue proximity and contact with the parent, that
middle childhood, with peak effect from maltreatment between 10 is, to seek and squeak rather than to fight or flee.
K. Lyons-Ruth et al. / Behavioural Brain Research 308 (2016) 83–93 91
The consequences of increased left amygdala volume for adult (NIH Award #UL1 RR 025758) and the Frederick Leonhardt Foun-
symptomatology further suggest the potential clinical implications dation awarded to KLR, MHT, and PP, R01 MH091391 awarded to
of the present findings. The Limbic System Checklist-33 (LSCL-33) MHT, and R01 MH062030 awarded to KLR. The authors would like
was created to test the hypothesis that childhood adversity kin- to thank Nancy Hall Brooks, Sarah Richardt, and Cynthia McGreen-
dled the amygdala and associated limbic system and increased the ery for their invaluable contributions to participant recruitment
occurrence of symptoms characteristically observed in individuals and data collection.
with temporal lobe epilepsy [64]. In previous work, these ‘limbic
irritability’ symptoms were dramatically elevated among adults
with maltreatment histories [33,63,65,118]. In addition, a signif- References
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