5G Wavework Ofdm and FBMC Comparison
5G Wavework Ofdm and FBMC Comparison
1 Introduction
coding, clipping and cosine filters [6], but they actually do not cover all the merits of
5G that are needed. Scientific community has been working to propose another variant
of MC technique which is most promising one. FBMC appeared in 1960’s preceding
OFDM. Chang proposed the preliminary work for FBMC followed by Saltzberg [7]
who proposed the theory for a prototype filter design in such a way to as to meet the
Nyquist criteria, under which the prototype filter was supposed to achieve the ideal
reconstruction without Inter symbol Interference (ISI) [8]. The prototype filter gained
much attention as it claimed for the side lobes as small as possible [9]. This research
paper focuses on the transceiver structure of OFDM and FBMC, enlightening their key
differences, their performance and analysis in AWGN, Pedestrian Channel and
Vehicular Channel.
The already proposed waveforms for the 5G physical layer access spectrum
includes FBMC, Universal filter bank multi carrier (UFMC), Generalized frequency
division multiplexing (GFDM) [10] and OFDM [11].
FBMC applies the filter property to every subcarrier before it is transmitted; this
reduces the OOB radiation to several folds. UFMC applies the filter properties to the
whole symbol after being modulated and added [12] while in GFDM a tail biting
technique for CP is added [10]. All these techniques contribute to low PAPR as
compared to OFDM.
FBMC is one of the most widely researched waveform for 5G. In this paper only
FBMC and its implications are covered. FBMC is an evolved form of OFDM and MC
modulation scheme. It uses the blocks of FFT and inverse FFT (iFFT), adds PPN
structure to it [13] and produce more flexible results than already existing 4G multiple
access spectrum technology OFDM. FBMC do not use CP which adds to its SE. CP in
OFDM is used to cater for multipath fading when delay of the symbol is less than the
CP. The filter banks add features to FBMC that is easy computations, band selectivity,
low PAPR, low OOB radiation and low sampling rates.
The paper begins with the introduction to the 5G challenges and problems to 4G
physical layer scheme. Section 2 covers the OFDM transceiver model supported with
expressions and drawbacks with OFDM. In Sect. 3 FBMC transceiver model is cov-
ered in detail, along with its implementation ways. It also cites the key differences
between the two modulation schemes and proofed analyses. Section 4 is the simula-
tions and proven results section. The paper is concluded with future work, acknowl-
edgment and references.
Having said that we have OFDMA in current 4G networks. OFDM technologies have a
few shortcomings which make us re-think about a new flexible technique that can heal
the shortcomings of 4G waveform. The CP is added to the OFDM symbol, which is
1/4th of the symbol length itself, it is then concatenated at the beginning of the symbol
as shown in the Fig. 1. CP adds to extra redundancy and hence, reduced SE [16].
The OFDM symbols have higher PAPR and OOB radiations. These shortcomings
forced researchers to look for another solution. Filter banks made their way into these
problems and offer much better solutions along with FFT/iFFT band.
Fig. 1. CP in OFDM
OFDM is the one of the most widely used MC modulation technique. OFDM divides the
sub-carriers orthogonally by using FFT and iFFT modules which are easy to implement
[17]. Data is modulated using any QAM and higher order modulation and converted into
parallel streams, the parallel streams are of low data rates and easy to process. Then the
inverse Fourier transform block is inserted, iFFT is for the Orthogonality of the subcar-
riers see Fig. 2 for the block diagram. IFFT coverts the signal from frequency domain to
time domain but here in OFDM by convention it is used for Orthogonality purpose only.
(1) shows the IFFT operation and (2) shows the FFT operation for orthogonal sub carrier
generation. The Equations symbols are defined in Table 1.
FBMC TX
FBMC RX
N
2 1
X
xð t Þ ¼ X ½kej2pkt=N ð1Þ
k¼N=2
N
2 1
1 X
X ½K ¼ ej2pkt=N ð2Þ
N t¼N=2
Delay in time division means rotation in frequency domain, so the correct signal is
obtained by anti-rotation in frequency domain. Now without Multipath rotation is
shown in (5).
There are certain drawbacks with OFDM waveform which include Inter-Carrier
Interference (ICI), PAPR, higher OOB, and low SE. These shortcomings pave ways to
redesign the physical layer for 5G applications.
earlier are under research by the research and development sector of various countries.
FBMC is one of the most widely researched and oldest waveform for 5G. It is nearest
to OFDM and was proposed earlier than OFDM. Proposed research will analyse
FBMC as lurking waveform nominee for 5G and will focus on its bit error analysis in
more realistic environments than done before.
3 FBMC Model
FBMC is a derived form of Multi carrier (MC) modulation. It uses FFT and iFFT quite
differently than OFDM see Fig. 2 for detailed structure and difference of OFDM and
FBMC transceivers. Since in the presence of multipath fading, FFT modulated signals
cannot be reconstructed fully to original signal at Receiver (Rx) so in order to
reconstruct the signal at receiver we have two options. First is to add an extended
sequence or guard-band greater than channel impulse response which is followed in
OFDM. Second way is to keep intact the length of the symbol but add some cus-
tomization and processing to FFT block, second approach is used in FBMC Modu-
lation [13].
FBMC model uses the filter characteristics of the FFT block and implements a bank
of filters approach. An FIR filter is represented by (8).
sin pfM
Ið f Þ ¼ ð8Þ
M sin pf
Now Consider FFT (2) with k index and M FFT size we get (9).
1MX1
j2pki
yk ¼ xðn M þ iÞe M ð9Þ
M i¼0
Here, the Nyquist Criteria which promises for zero Inter symbol interference
(ISI) of symbols ensures the division of the filter into two halves and meet the sym-
metry conditions by taking squares of the frequency co-efficients. The co efficients are
5G Waveform Competition … 57
derived in [13] (see Table 1) using the same Criteria. The interpolation formula for the
values of the coefficients is given in (11).
X
k¼1 K
sinðp f MK MK
Hð f Þ ¼ Hk k
ð11Þ
k¼k1
MK sin p f MK
duplex case, a little bit think process is needed as now we ought to adventure with the
neighboring/adjacent sub channels as well.
One way is to use even index of the sub channel with the real part of iFFT and odd
index of the sub channels with the imaginary part of the iFFT. As the filter follows
Nyquist criteria we can get a basis and increased throughput to choose our modulation
scheme. The throughput is achieved due to the symmetry of the filter, the imaginary
part crosses through the time axis of symbol period at the integral multiple of it, and the
real part cross through half of the symbol period at the odd multiple of it. Offset
Quadrature Amplitude Modulation (OQAM) is adapted to fulfill the criteria of a full-
duplex mode in FBMC [21]. The offset corresponds to the sub channel spacing
between the real and the imaginary part of the symbol.
3.3 Key Differences Between the Two Waveforms and Our Analysis
After the research of Tx, Rx models of OFDM and FBMC we list down their key
differences and our research analysis in rationalized form in Table 2. These differences
are the roadmap for the simulations and testing the two schemes. These logical
differences are the base line for the re-design of a new waveform which meets the
requirement of the 5G applications, out of which low latency, SE and loose syn-
chronization directly demands from the physical layer. Our research analysis followed
by our simulations and testing validate our research.
FBMC and OFDM modulations are simulated using MATLAB 2015. The Fig. 2
blocks are adapted as simulation Algorithm in the same sequence. Several parameters
of the two waveforms are simulated and compared. Filters comparison, subcarrier
comparison, PSD and the BEP are simulated. BEPs are simulated using the expressions
derived already in [22, 23].
Figure 4 shows the OFDM window filter and FBMC PHYDAS filter in time
domain. In time domain the filter used for OFDM is generally a window filter which is
applied to a band of subcarriers to remove clipping. In FBMC a PHYDAS filter is
designed and applied to each sub-carrier before it is transmitted.
Figure 5 shows the comparison of filters in frequency domain, it is clear that side
lobes of FBMC filter are much lower than OFDM filter. Due to very low OOB
radiations in FBMC, it undergoes a smaller ICI than OFDM and is ideal to use in
cognitive spectrum.
60 M. Imran et al.
1.2
FBMC
OFDM
1
0.8
PSD
0.6
0.4
0.2
-0.2
-2 -1.5 -1 -0.5 0 0.5 1 1.5 2
Normalized Time
30 FBMC
OFDM
20
10
Magnitude (db)
-10
-20
-30
-40
-50
-60
OFDM subcarriers
0
-10
-20
PSD
-30
-40
-50
-60
-1 -0.5 0 0.5 1 1.5
Normalized frequency
FBMC SubCarriers
0
-20
-40
PSD
-60
-80
-100
-120
-1 -0.5 0 0.5 1 1.5
Normalized frequency
OFDM
-10
FBMC
-30
-40
-50
PSD Difference
-60
-70
-80
-90
-100
-50 -40 -30 -20 -10 0 10 20 30 40 50
Normalized Frequency
Figure 9 indicates that in AWGN channel distribution, OFDM and FBMC shows
almost the same BEP, which strengthen the fact that it is the CP which caters for the
multipath fading and multipath fading don’t occur in AWGN channel. Moreover, it
increases the keenness to simulate the waveforms in more realistic channels to
investigate their performance and see a visible difference.
Table 5. ITU parameters for vehicular channel model A and pedestrian channel model B
Tap Vehicular channel model A Pedestrian channel model B
Relative delay (ns) Average power (dB) Relative delay (ns) Average power (dB)
1 0 0 0 0
2 310 −1 200 −0.9
3 710 −9 200 −4.9
4 1090 −10 1200 −8.0
5 1730 −15 2300 −7.8
6 2510 −20 3700 −23.9
[24], which are also shown in Table 5. The objects for the channel Models are present
in MATLAB under 802.11g Libraries. Equations for the BEP Simulations are taken
from IEEE letter [22].
Figures 10 and 11 are the same BEP curves under Vehicular Channel Model A
except for the fact that in Fig. 10 BEP is plotted against velocity and in Fig. 11 BEP is
plotted against SNR. The results indicate that FBMC performs better than OFDM in
mobile channel. CP-OFDM shows better BEP than FBMC in lower velocities but in
higher velocities FBMC takes the lead. CP-OFDM shows the low BEP in low
velocities because the CP perfectly gratifies for multipath fading but as soon as the
velocity increases the PHYDAS filter in FBMC plays its part. This indicates that when
the channel becomes dominated by Doppler shift (the change in frequency which
produce delay spread) FBMC performs better than CP-OFDM due to its PHYDAS
filter. The performance of OFDM without CP is the poorest one in both Fading
channels.
64 M. Imran et al.
10 -1
10 -2
10 -3
-5 0 5 10 15 20 25 30 35
Signal-to-Noise Ratio (dB)
Figure 12 is the BEP curve for Pedestrian Channel Model B. As Pedestrian channel
is a slow fading channel, FBMC and CP-OFDM shows the same BEP curves as in the
case of AWGN channel. Figures 11 and 12 show that FBMC’s performance in slow
fading channel is better than its performance in fast fading channel.
5G Waveform Competition … 65
5 Conclusion
The research started with enlisting the key drivers for 5G and keenness to redesign its
physical Layer. The concept behind FBMC and OFDM modulation schemes was
developed, alongwith their transceivers differences supported with expressions. Fur-
thermore, the respective filters (both in time and frequency domain) were simulated and
visualized their PSD. For the BEP simulations the AWGN channel was used for fast
fading Vehicular channel and a slow fading Pedestrian channel. The results show that
FBMC has much lower OOB radiations, almost comparable BEP in AWGN channel
and a very good BEP in fast (Vehicular) and slow fading (Pedestrian) channels as
compared to OFDM. This makes FBMC an ideal candidate waveform for 5G. Proposed
work achieved very good bit error ratios for FBMC at the cost of adding more com-
putations to the systems in the form of filters and PPN network.
6 Future Work
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