Universal Haptic Drive: A Robot For Arm and Wrist Rehabilitation
Universal Haptic Drive: A Robot For Arm and Wrist Rehabilitation
Abstract—In this paper we present a universal haptic drive (NDT) [7], isolated selective movement of reaching, wrist ori-
(UHD), a device that enables rehabilitation of either arm enting and grasping are repetitively practiced. The emphasis is
(“ARM” mode) or wrist (“WRIST” mode) movement in two on reestablishment of range-of-motion (ROM), strength, spas-
degrees-of-freedom. The mode of training depends on the selected
mechanical configuration, which depends on locking/unlocking of ticity reduction, and selectivity of motion. Particularly, in most
a passive universal joint. Actuation of the device is accomplished of the stroke population arm reaching activity confined to a
by utilizing a series elastic actuation principle, which enables horizontal plane and wrist supination and extension movement
use of off-the-shelf mechanical and actuation components. A practice are the core building blocks of neurological rehabilita-
proportional force control scheme, needed for implementation of tion, which are needed to allow progress toward more functional
impedance control based movement training, was implemented.
The device performance in terms of achievable lower and upper whole upper extremity movement. It has been shown that inten-
bound of viable impedance range was evaluated through ade- sity of the upper extremity therapy positively correlates with the
quately chosen sinusoidal movement in eight directions of a planar motor outcome after stroke [6]. Unfortunately, the repetitive na-
movement for the “ARM” mode and in eight directions of a com- ture of therapy, which demands one-on-one manual interaction
bined wrist flexion/extension and forearm pronation/supination with a therapist, is time consuming as well as expensive as the
movement for the “WRIST” mode. Additionally, suitability of the
universal haptic drive for movement training was tested in a series majority of the healthcare budgets assigned to movement reha-
of training sessions conducted with a chronic stroke subject. The bilitation is related to labor costs.
results have shown that reliable and repeatable performance can There is a pressing need for a new, more cost-effective reha-
be achieved in both modes of operation for all tested directions. bilitation approaches. In order to increase the ratio between the
Index Terms—Arm, haptics, neurological rehabilitation, series outcome and cost of rehabilitation, robotic devices are being in-
elastic actuation, wrist. troduced into clinical rehabilitation [8]–[10]. Robot mediated
rehabilitation is a rapidly advancing field. Besides the cost-ef-
fective aspect, robotic devices introduce higher accuracy and re-
I. INTRODUCTION
peatability in performing rehabilitation exercises. Precise mea-
surements of quantitative parameters by means of robotic in-
Fig. 1. (a) UHD is composed of 1: handle bar, 2: universal joint, 3: force sensor, 4: sliding mechanism, 5: spherical joint, and 6: actuated bar. Switching between
“ARM” and “WRIST” mode can be easily achieved by locking or unlocking universal joint on the actuated bar. In “WRIST” mode, the length difference D of 1
the bar under the universal joint is compensated with sliding mechanism. (b) In “ARM” mode universal joint is locked. Movement in R: right, L: left, B: backward,
and F: forward directions is possible. (c) In “WRIST” mode universal joint is unlocked and forearm is supported to fix the centre of wrist joint. When handle bar
is set in HORIZONTAL position, S: supination/P: pronation, and F: flexion/E: extension can be exercised. Setting the handle bar in VERTICAL position enables
to exercise S: supination/P: pronation and U: ulnar/R: radial deviation.
after the isolated components of selective movement have been In this paper we present the proposed concept, development
adequately reestablished. The penetration of the rehabilitation of a prototype and the results of system performance evalua-
robotics into widespread clinical use may be significantly tion of a 2 DOFs haptic rehabilitation robot that enables planar
facilitated by lower cost hardware. Therefore, there is a need reaching movement and also wrist movement as well as results
for haptic rehabilitation robots that have only few DOFs, thus of limited clinical training tests.
reducing the costs of hardware, while at the same time offering
possibility of training reaching as well as wrist movement, II. DEVICE DESCRIPTION
which are essential prerequisites for rehabilitation of a more
complex functional movement of upper extremity. One ap- A. Mechanism
proach would be to conceive an innovative mechanical design The concept of the universal haptic drive (UHD) is presented
of a rehabilitation robot, which would be reconfigurable in such in Fig. 1. The UHD mechanism is composed of an actuated bar
a way that depending on the mechanical mode of operation inserted into a spherical joint, which is fixed to a base plate.
either reaching or wrist movement would be possible. Upon the actuated bar a series of elements are serially linked: a
OBLAK et al.: UNIVERSAL HAPTIC DRIVE: A ROBOT FOR ARM AND WRIST REHABILITATION 295
TABLE I
ROM IN HUMAN WRIST AND UHD
Fig. 3. (a) Model of the actuator, where all parameters and variables are converted from rotational to translational motion. (b) Bode plots of open-loop dynamics
of a series elastic actuator with fixed load. Shown are experimental results as well as simulation results for three different values of spring stiffness.
The second reason to use springs relates to the effect that, load force for frequencies below the natural frequency ,
by introducing an elastic element in series with the motor we which depends on the spring stiffness:
have actually designed a series elastic actuator (SEA), which
provides many benefits in force control. These benefits include
greater shock tolerance, lower reflected inertia, more accurate (4)
and stable force control and the capacity for energy storage
[27]–[30]. However, these benefits come with one shortcoming, In general, the stiffer the spring the larger bandwidth of the
which is related to reduction of the achievable bandwidth. This actuation system can be achieved.
is illustrated by a simple linear model for an actuator with a Since the UHD device is predominantly intended for reha-
series elastic element, where all parameters and variables are bilitation purposes where relatively slow movement can be ex-
converted from rotational to translational motion as shown in pected during training we have experimentally determined that
Fig. 3(a). the spring stiffness value of N/m provides sufficient
Dynamics of the system, where the load is assumed to be actuator bandwidth on one hand while on the other hand pro-
clamped, is determined by the following two equations: vides also sufficient attenuation of backlash and friction non-
linear effects as well as actuator’s own impedance.
(1) Open-loop dynamics of SEA with fixed load used in the UHD
was assessed in experimental measurements. The experiment
(2)
was done by fixing the load of the actuator and sweeping the
frequency spectrum of the actuator input. The damping term
where is the motor’s force converted from the motor torque; ( Ns/m) was determined experimentally by fitting
is the double stiffness of the spring, [see Fig. 3(a)] while model damping term to match simulation results with experi-
and are the positions of the load and motor. Values mental measurements, see Fig. 3(b).
(36,7 kg) and stand for reflected motor mass and reflected
viscous friction in motor and planetary gearhead. By taking C. Control
Laplace transforms and assuming that the output of the actuator Haptic devices used in rehabilitation are typically controlled
is clamped , the transfer function between the output in such a way to 1) provide unhindered movement, i.e., the inter-
force and the motor force is given by action force between the haptic device and the hand of the user
should be as small as possible to give a feeling of “an empty
(3) space;” 2) provide a force “tunnel” along the desired move-
ment trajectory where radial force typically proportionally in-
creases with the radial deviations from the desired trajectory,
The (3) presents open-loop dynamics of a series elastic actu- thus forcing the hand of the user back to the desired trajectory
ator with fixed load. Fig. 3(b) shows the Bode plots of (3), for while force tangential to the desired trajectory also proportion-
three different values of stiffness of the springs. One can observe ally increases if the user is either lagging or leading the desired
good agreement between the input motor force and output trajectory in the tangential direction. Haptic devices can be also
OBLAK et al.: UNIVERSAL HAPTIC DRIVE: A ROBOT FOR ARM AND WRIST REHABILITATION 297
Fig. 5. (a) Ranges and directions of motion for “ARM” and “WRIST” modes. (b) Device performance in “ARM” mode. Plot shows the force (solid line) that user
can feel on the handle bar, while making similar movements in forward/backward direction (dotted line). In the first 10 s UHD performed “LOW IMPEDANCE”
environment. In time interval from 10 to 20 s “HIGH IMPEDANCE” environment was performed and in the last 10 s, the motors were switched off. (c) Device
performance in “WRIST” mode. Plot shows the torque (solid line) that a user can feel on the handle bar, while making similar supination/pronation movements
(dotted line). In first 10 s UHD performed “LOW IMPEDANCE” environment. In the time interval from 10 to 20 s “HIGH IMPEDANCE” environment was
performed and in the last 10 s, the actuation was switched off.
was carried out by moving (“ARM” mode)/rotating (“WRIST” maximal force was approximately 10 N. On the other hand,
mode) the handlebar in a given direction for approximately forces that appear in “HIGH IMPEDANCE” environment
cm/ with a frequency of approximately 1 Hz while simul- were approximately 40 N, which corresponds well to a desired
taneously measuring the force interaction between the user and virtual stiffness of 500 N/m. Fig. 5(c) shows performance of
the UHD device. This frequency was selected as being close the UHD in “WRIST” mode where the maximal torque that the
to the upper bound of expected frequency range in upper limb user felt in “LOW IMPEDANCE” environment was approxi-
movement rehabilitation. As can be seen from the Fig. 5(b), mately 0.7 Nm, which is much smaller than in the case when
showing the performance of the UHD in “ARM” mode, the the motors were switched off, where the maximal torque was
maximal force that the user felt in “LOW IMPEDANCE” approximately 1.8 Nm. On the other hand, torques that appear
environment was approximately 2.5 N, which is much smaller in “HIGH IMPEDANCE” environment were approximately
than in the case when the motors were switched off, where the 7 Nm, which corresponds to a virtual stiffness of 20 Nm/rad.
OBLAK et al.: UNIVERSAL HAPTIC DRIVE: A ROBOT FOR ARM AND WRIST REHABILITATION 299
TABLE II
DEVICE PERFORMANCE TESTED IN EIGHT DIFFERENT DIRECTIONS FOR BOTH MODES OF OPERATION
Fig. 6. (a) Subject’s tracking performance in “WRIST” mode before and after the training. (b) ROMs before and after the training.
Table II shows the results (mean values and standard devi- since the movement, performed by the tested subject, was rather
ations) for different impedance modes for five repetitions of variable.
movement in each of the eight tested directions for “ARM”
and “WRIST” mode. The qualitative inspection of the results IV. EXPERIMENTAL EVALUATION—CLINICAL TESTS
in various directions shows that the performance of the UHD is The developed UHD device was tested also in a series of
similar in all tested directions for different modes of operation. training sessions in which movement of arm and wrist was prac-
Quantitative analysis of these results would not be appropriate, ticed by a volunteer subject (10 years poststroke), with chronic,
300 IEEE TRANSACTIONS ON NEURAL SYSTEMS AND REHABILITATION ENGINEERING, VOL. 18, NO. 3, JUNE 2010
Fig. 7. (a) Subject’s tracking performance in “ARM” mode before and after the training. (b) ROMs in each of the tracking directions before and after the training.
right-sided hemiparesis resulting in limited movement abilities was assisted if she lagged behind the required reference trajec-
in shoulder, elbow and wrist as well as grasp (score 5 out of 7 on tory with the force/torque proportional to the selected parame-
Utrecht Arm/Hand Test). The subject gave informed consent for ters of impedance controller. The desired position and actual po-
the experimental tests, which were approved by the Slovenian sition were displayed on computer screen in a form of easily vis-
national ethics committee. The primary objective of these clin- ible circular objects, Fig. 4(b); therefore the training tasks were
ical tests was to determine whether the achievable impedance visually cued. If the subject’s movement was faster than the
range of the UHD device, presented in the previous section, is movement of reference trajectory the UHD provided no assis-
suitable for adequate assistance in movement tracking tasks. tance. Throughout the training sessions the impedance parame-
Overall six training sessions were performed on six consecu- ters were gradually decreased, according to the gradual progress
tive days in both “ARM” and “WRIST” modes of operation. The in patient’s progress in the following ranges: virtual stiffness
training protocol for each session consisted from performing N/m (“ARM” mode); 20–8 Nm/rad (“WRIST”
tracking movement, first of the wrist and followed by the arm. mode) and virtual damping Ns/m (“ARM” mode);
The duration of each training session was approximately 45 min. 0.5–0.25 Nms/rad (“WRIST” mode). Training of each move-
Training of the movement was in form of tracking tasks, which ment modality (three wrist movements and planar arm move-
were for the wrist confined consecutively, only to each single ment in eight directions) consisted of 7 min activity. In the first
DOF: ulnar/radial deviation, pronation/supination and flexion/ 2 min of tracking the subject was instructed to be passive while
extension while training of the arm movement included tracking the impedance controlled UHD device performed tracking of
tasks in eight directions within the plane of movement. ROM in the reference trajectories. In the following 5 min the subject was
tracking tasks was determined such that the subject was com- instructed to follow or if possible to be ahead of the reference
fortable with the extent of movement. Tracking trajectories were trajectory while the UHD provided assistance according to the
composed by using polynomial functions with time as indepen- characteristics of the impedance controller as described above.
dent variable similarly as described in [10]. Impedance con- On the first day and the last day of the training period the
troller assistance implemented during the movement tracking tracking performance of the subject was evaluated in conditions
tasks was also similar to the one described in [10] where the where the impedance controller provided no assistance but was
UHD device opposed to deviations in radial directions in accor- setup to maintain “LOW IMPEDANCE” environment in radial
dance to selected impedance parameters [virtual stiffness and as well as tangential directions relative to reference tracking tra-
damping, Fig. 4(b)], while in the tangential direction the subject jectory directions. The ROM for each trained DOF (for wrist
OBLAK et al.: UNIVERSAL HAPTIC DRIVE: A ROBOT FOR ARM AND WRIST REHABILITATION 301
radial/ulnar deviation, pronation/supination and flexion/exten- impediment for their widespread use. The cost of robotic de-
sion; for arm eight directions in the plane of movement) was vices for rehabilitation could be reduced by 1) using standard
determined as the mean peak value of five repetitions. Range mechanical components that are produced in large quantities
of motions before and after the six training sessions was com- and 2) by designing mechanisms to enable training of various
pared in paired t-test. Level of statistical significance was set to aspects of upper extremity movement. The proposed haptic de-
. vice presented in this paper is made from off-the-shelf mechan-
Fig. 6 shows the tracking performance for each DOF of the ical components, motors and motor drives. Also low cost single
wrist before and after the training. One can observe that in nei- DOF force load cells or even measurements of springs elonga-
ther direction the subject was able to reach the required peak tions could be used in the future instead of multiaxis robotic
excursions (set to ). The most difficulties in movement the wrist force sensor.
subject experienced in the forearm supination and wrist exten- The developed universal haptic drive offers similar quality of
sion, which was markedly improved after the training. a haptic training environment for practicing movement of the
Fig. 7 shows the tracking performance for planar arm move- arm and the wrist, where the mode of training depends only on
ment before and after the training. The results show that the sub- the configuration of mechanical linkage.
ject could perform the required task satisfactorily already be- The UHD device presented in this paper has potentially two
fore the training. The performance after the training was similar major advantages over single-purpose (either reaching move-
where modest improvement can be observed in two of the eight ment or wrist movement) rehabilitation robots [6], [13]–[22]:
tracking directions. Also, after the training one can observe im- i) it enables isolated training of specific movement of arm
proved coordination of movement in the directions 3 and 7. and wrist and ii) by combining mechanical structure with
SEA-based actuators the cost of hardware may be signifi-
cantly reduced thus possibly enabling future development of
V. DISCUSSION rehabilitation robots for home use. Through presented innova-
This paper presented the universal haptic drive, a device that tive approach haptic training environment may become more
can be used for arm as well as wrist rehabilitation. The UHD is readily available to a major portion of stroke population that is
designed in a way that allows performing exercises in two dif- in need of a targeted, specific movement training of both arm
ferent modes, “ARM” mode and “WRIST” mode, which enable and wrist movement. Such targeted, specific movement training
movement in two DOFs, depending only on the mechanical con- must precede attempts of whole upper extremity functional
figuration of the device, while exactly the same controller and movement training that can be facilitated either by a human
the same controller’s gains are used for both modes of operation. therapist or an exoskeleton type of rehabilitation robots with
Results show that entirely acceptable performance can be ex- many DOFs [25]. In the current design of the UHD only
pected in both modes of operation. The frequency and ampli- reaching movement in the horizontal plane is possible. How-
tude of movement selected for experimental evaluation of UHD ever, one can easily imagine that if the handle was displaced
performance (Fig. 5) was rather high and can be regarded to rep- by a firm rod for example laterally from the force sensor, in the
resent the upper limit of practiced movement in rehabilitation. direction parallel to the users’ arm, then the reaching movement
The maximal force that the user feels in low impedance environ- in the forward direction would incorporate also a component of
ment termed as “an empty space” was similar to performance of vertical movement. In further development of UHD device we
other “single-task” haptic devices, for example MIT wrist robot will focus on improvements of a mechanism that will enable
[24]. practicing reaching in needed directions for each individual
SEA-based actuation system utilized in the UHD device user.
successfully enabled generation of LOW IMPEDANCE en- In this paper we have demonstrated that rather simple mech-
vironment in both modes of operation. Generation of HIGH anisms, which enable training of various aspects of upper ex-
IMPEDANCE environment is limited to a stiffness of 500 N/m tremity movement by employing limited number of actuated
for the “ARM” mode and 20 Nm/rad for the “WRIST” mode, DOFs, can be successfully designed and implemented for pur-
which is due to a conservative requirement for stability of SEA poses of neurological rehabilitation.
actuators [30]. However, this should not represent a notable
limitation in rehabilitation where more compliant and thus
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Mar. 2007. neering from the University of Ljubljana, Ljubljana,
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design,” in Proc. 2005 IEEE 9th Int. Conf. Rehabili. Robot., Jun. 2005, Imre Cikajlo received the Ph.D. degree in robotics
pp. 500–504. and electrical engineering from the University of
[16] G. Rosati, P. Gallina, and S. Masiero, “Design, implementation and Ljubljana, Ljubljana, Slovenia, in 2003.
clinical tests of a wire-based robot for neurorehabilitation,” IEEE From 2003 until 2004 he was a post-doc fellow
Trans. Neural Syst. Rehabil. Eng., vol. 15, no. 4, pp. 560–569, Dec. at the Tohoku University, Japan. Currently he is a
2007. Research Associate at the Institute for Rehabilita-
[17] ReoGo [Online]. Available: http://www.motorika.com tion, Ljubljana, Slovenia and an Associate Professor
[18] L. E. Kahn, M. L. Zygman, W. Z. Rymer, and D. J. Reinkensmeyer, at the University of Nova Gorica, Slovenia. His
“Robot-assisted reaching exercise promotes arm movement recovery research interests include human motion analysis
in chronic hempiaretic stroke: A randomized controlled pilot study,” J. and synthesis, biomechanics, integration of sensory
Neuroeng. Rehabil., Jun. 3–12, 2006. information, control of machine and human move-
[19] S. J. Spencer, J. Klein, K. Minakata, V. Le, J. E. Bobrow, and D. J. ments and rehabilitation robotics. Currently, he is involved in the development
Reinkensmeyer, “A low cost parallel robot and trajectory optimization of rehabilitation devices and procedures that may be used in clinical and/or
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Koeneman, “A pneumatic muscle hand therapy device,” in Conf. Proc. Unit at the Institute for rehabilitation, Ljubljana,
IEEE Eng. Med. Biol. Soc., 2004, vol. 4, pp. 2711–2713. Slovenia and an Associate Professor of Biome-
[22] D. Takahashi, L. Der-Yeghiaian, V. H. Le, and S. C. Cramer, “A robotic chanics at University of Ljubljana, Ljubljana,
device for hand motor therapy after stroke,” in Proc. 2005 IEEE 9th Int. Slovenia.
Conf. Rehabil. Robot., Jun. 2005, pp. 17–20. His research interests include human motion
[23] N. Hogan, H. I. Krebs, B. Rohrer, J. J. Palazzolo, L. Dipietro, S. E. Fa- analysis and synthesis, biomechanics and control
soli, J. Stein, R. Hughes, W. R. Frontera, D. Lynch, and B. T. Volpe, of human movement and rehabilitation robotics for
“Motions or muscles? Some behavioral factors underlying robotics as- neurorehabilitation. Currently, his work is focused
sistance of motor recovery.,” J. Rehabil. Res. Development, vol. 43, pp. on development and clinical validation of simple
605–618, 2006. rehabilitation robotic devices that may be used at
[24] H. I. Krebs, B. T. Volpe, D. Williams, J. Celestino, S. K. Charles, D. homes of individual users through application of telerehabilitation techniques.
Lynch, and N. Hogan, “Robot-aided neurorehabilitation: A robot for Dr. Matjac̆ić received prestigious Slovenian national award “The Joz̆ef Stefan
wrist rehabilitation,” IEEE Trans. Neural Syst. Rehabil. Eng., vol. 15, Golden Emblem Award” for outstanding contributions made to science in his
pp. 327–335, Sep. 2007. Doctoral thesis.