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    National Stock Exchange of India Limited

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    Hemlata Lodha
    This document contains forms and guidelines for issuers seeking to list securities on the National Stock Exchange of India (NSE) for the first time. Appendix A is a letter of application that issuers must submit listing the securities they wish to list. Appendix B is a more detailed listing application form requiring information about the company, management, share capital, proposed securities, listing fees, and signatures. The NSE reserves the right to request additional documents. The forms require all details to be provided and pages stamped by the company.

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    © All Rights Reserved
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    National Stock Exchange of India Limited

    Uploaded by

    Hemlata Lodha
    51 views7 pages
    This document contains forms and guidelines for issuers seeking to list securities on the National Stock Exchange of India (NSE) for the first time. Appendix A is a letter of application that issuers must submit listing the securities they wish to list. Appendix B is a more detailed listing application form requiring information about the company, management, share capital, proposed securities, listing fees, and signatures. The NSE reserves the right to request additional documents. The forms require all details to be provided and pages stamped by the company.

    Original Title

    Final_Listing_Application

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    This document contains forms and guidelines for issuers seeking to list securities on the National Stock Exchange of India (NSE) for the first time. Appendix A is a letter of application that issuers must submit listing the securities they wish to list. Appendix B is a more detailed listing application form requiring information about the company, management, share capital, proposed securities, listing fees, and signatures. The NSE reserves the right to request additional documents. The forms require all details to be provided and pages stamped by the company.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    51 views7 pages

    National Stock Exchange of India Limited

    Uploaded by

    Hemlata Lodha
    This document contains forms and guidelines for issuers seeking to list securities on the National Stock Exchange of India (NSE) for the first time. Appendix A is a letter of application that issuers must submit listing the securities they wish to list. Appendix B is a more detailed listing application form requiring information about the company, management, share capital, proposed securities, listing fees, and signatures. The NSE reserves the right to request additional documents. The forms require all details to be provided and pages stamped by the company.

    Copyright:

    © All Rights Reserved
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    of 7

    NATIONAL STOCK EXCHANGE OF INDIA LIMITED

    CAPITAL MARKET

    LISTING
    APPENDIX A
    LETTER OF APPLICATION
    (For Issuers Listing on NSE for the First Time)
    (On the letterhead of the company)

    To,
    The Manager,
    Listing Compliance Department,
    National Stock Exchange of India Ltd,
    Exchange Plaza,
    Bandra Kurla Complex, Bandra (East),
    Mumbai – 400051

    Dear Sir,

    In conformity with the listing requirements of the National Stock Exchange (NSE), we
    hereby apply for admission of the following securities issued by us for dealings on the
    NSE Pursuant to public issue of Debentures/ Bonds:

    1.

    2.

    3.

    4.

    Yours faithfully,

    (Name and Designation)


    CFO/ Company Secretary / Compliance Officer
    APPENDIX B

    FORM OF LISTING APPLICATION


    (For Issuers listing on the NSE for the first time)

    1. Name of the Company

    2. Act(Section/Clause/Sub clause)under
    which the issuer is incorporated, If not
    incorporated under Companies Act
    3. Web-site

    4. Address of the Registered Office

    STD Code
    Tel. Nos.
    Email-ID

    5. Address of the Corporate Office

    STD Code
    Tel. Nos.
    Email-ID

    6. Name and Address of Registrar and


    Transfer Agents (if any)
    Name of Contact Person
    STD Code
    Tel. Nos.
    Email ID
    7. Management
    a) Chairperson
    Name
    Direct Phone Number
    Mobile Number
    Email id
    PAN
    b) Managing Director
    Name
    Direct Phone Number
    Mobile Number
    Email id
    PAN
    c) Chief Executive Officer
    Name
    Direct Phone Number
    Mobile Number
    Email id
    PAN
    d) Company Secretary
    Name
    Direct Phone Number
    Mobile Number
    Email id
    - PAN
    e) Contact Person Details
    Name
    Designation
    Direct Phone Number
    Mobile Number
    Email id

    f) Statutory Auditor
    Name of Contact Person
    Direct phone number
    Email id

    8. Financial year
    9. Has any security of the issuer been
    Delisted from any Exchange, before?
    If so give particulars
    10. Subscribed and paid up share capital
    - Equity Shares
    No. of shares
    Total Amount
    Amount paid up per share
    Amount of calls in arrears

    - Preference Shares
    No. of shares
    Total Amount
    Amount paid up per share
    Amount of calls in arrears
    11. Proposed symbol under which trading will take place for the securities of the issuer on the
    NEAT system. The proposed symbol given by the issuer is subject to change, as
    Duplicate/similar symbols are not allowed. Issuers already permitted to trade on the
    Exchange need not provide symbol. Maximum 10 characters.
    12. Percentage of issue subscribed

    13. Date of finalization of basis allotment of


    allotment
    14. Date of allotment Book Building Portion Fixed Price Portion

    C Debentures/Bonds
    1 2 3
    1. Security Description
    2. No. of Securities
    3. Issue Price (Rs.)
    4. Nominal Value (Rs.)
    5. Paid up value (Rs.)
    6. Distinctive Numbers
    7. ISIN Code
    8. Coupon Rate
    9. Date of Allotment
    10. Interest Payment
    Dates
    11. Date(s) of
    Redemption
    12. Coupon Frequency
    13. Redemption Amount
    14. Rating Agency
    15. Rating Date
    16. Credit Rating
    17. Put/ Call Option
    18. Remarks

    D Listing Fees
    - Cheque / DD. No
    - Cheque / DD. Dated
    - Cheque / DD. Drawn on
    - Cheque / DD. Amount (Rs)
    - RTGS / NEFT

    Date
    Place
    CFO/ Company Secretary/ Compliance
    officer and Stamp of the company
    Name
    Designation

    Note:

    a) The form should be submitted duly completed in all respects and all details
    asked for in the forms should be filled. If a particular field/detail is not
    applicable, please mention that the same is not applicable.
    b) All pages of the forms must bear rubber stamp of company and initials of
    authorized signatory.
    c) In case the space provided in the form is not sufficient, please furnish the details
    as an annexure, duly stamped and initialed.
    d) The Exchange reserves the right to ask for documents other than those mentioned
    above.
    NATIONAL STOCK EXCHANGE OF INDIA LIMITED

    EXCHANGE PLAZA, BANDRA-KURLA COMPLEX,


    ANDRA (EAST), MUMBAI – 400051. INDIA
    TEL : 91-22-26598100-8114 / 66418100 . FAX : 91-22-26598237/38
    website : www.nseindia.com

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