Chapter 601 - Pavement Design
Chapter 601 - Pavement Design
CHAPTER 601
Pavement Design
Design Revision
Sections Affected
Memorandum Date
20-01 Jan. 2020 Previously 304-1.0 through 5.0
The design memorandum applicable revision date is noted in brackets next to each section heading
below.
TABLE OF CONTENTS
Figure Title
PAVEMENT DESIGN
601-1.0 INTRODUCTION
This chapter provides guidance for the investigation, evaluation, and analysis of pavements for the
public roadway system under the jurisdiction of the Indiana Department of Transportation. It can
also be used by local governments in Indiana at their discretion. The pavement analysis should be
based on, but not limited to, sound pavement engineering principles, concepts, and economics, as
well as geotechnical conditions, environmental conditions, pavement material properties, and
traffic loadings. It is the ultimate goal and primary purpose of the pavement designer to determine
a pavement treatment that provides an appropriate level of service while yielding the least cost of
ownership to the Department unless otherwise directed by INDOT pavement staff. In the instance
that the most cost-effective pavement treatment lacks viability from either a project budget or
constructability standpoint, the pavement designer should work with INDOT pavement staff to
determine if a different pavement treatment should be recommended or if the programmatic intent
should be altered through change management.
601-2.0 HISTORY
The history of pavements in Indiana has transcended a number of types and configurations from
surfaces using bricks, aggregates, and Kentucky rock asphalt, to the most modern Superpave
Asphalt Binders. Kentucky rock asphalt is naturally occurring asphalt that has not been used in
recent years but can be found within an existing pavement structure when coring the roadway.
Sand surfaces were used extensively on asphalt pavements in the 1970’s and 1980’s. Both sand
surfaces and Kentucky rock asphalts appear as a relatively thin black dense layer in the core,
typically less than an inch thick.
Most of the initial interstate pavement constructed in the 1960’s and early 1970’s was either
continuously reinforce concrete (CRC) or jointed reinforced concrete pavement (JRCP) with 40-
ft joint spacing. In the early 1980’s these concrete pavements were undersealed and overlaid with
at least two lifts of HMA as a first rehabilitation measure. In the 1990’s the HMA was milled or
removed and new HMA applied as a rehabilitation measure. Also, in the 1990’s the HMA was
removed and the concrete pavements on the interstates were either cracked and seated, or rubblized
as a new method of slab reduction emerged, these concrete pavements were then resurfaced with
at least two lifts of HMA. INDOT did not get good performance from the cracked and seated
The National Highway System (NHS) routes were also constructed with different typical cross-
sections; such as variable thickness 9-7-9 in. from edge to center to edge with portland cement
concrete. These NHS routes were also typically 18 - 20 ft wide. Tilt sections were also common
in the early interstate and NHS pavements. As the tilt section pavements reached the point of
rehabilitation INDOT typically converted them to crown sections by milling and applying variable
thickness of HMA overlays.
Pavements on most state routes were initially 9-ft lanes, with little to no shoulders. Some of these
routes were initially county roads that were given to the State. Asphalt pavements used sand
surfaces, hot asphalt emulsions (HAE), bituminous coated aggregate (BCA) or “Greasy 5’s” on
these routes in the early days. The majority of all pavements today have been widened to at least
10-ft, 11-ft, or 12-ft lanes, with or without shoulders. Beginning in about 1992, SuperPave
Performance Grade (PG) binders were being used and replaced the Marshall Method of HMA
binder design. Beginning in 2011 most HMA pavement applied to these state routes with aggregate
or earth shoulders had the safety edge incorporated.
Underdrains have been utilized since the 1950’s. Transverse underdrains were some of the first
underdrains installed. Beginning in the 1960’s, longitudinal pipes were constructed along the
edges of the pavement and outlet to the side ditches. Geocomposite edge drains were used as
retrofit underdrains from the mid 1980’s to the mid 1990’s. From the mid 1990’s to present retrofit
underdrains consist of open graded material and 4-in. or 6-in. pipe along the pavement’s edge.
Little or no maintenance has been performed on the underdrain systems and studies show that poor
performance of the underdrain systems is a primary cause of failures of pavement structures.
INDOT has also improved on the design of underdrain systems since the mid 1990’s to facilitate
better maintenance. This includes 45º elbows to facilitate video logging, paved outlet protector
pads, and rodent screens. INDOT district maintenance now has underdrain maintenance as an
activity on the Work Management System (WMS).
INDOT pavement analysis and design philosophy are based on producing the most effective
pavement section that provides acceptable service life at the least cost of ownership, represented
by cost/lane mile/year of life. INDOT pavements should be investigated, evaluated, analyzed, and
designed to cost the least amount of money over the design life of the treatment, and constructed
using Quality Control/Quality Assurance (QC/QA) materials to be durable and be structurally and
functionally sound through that entire period. This pavement design process includes, but is not
limited to:
1. Investigation
a. Determination of pavement history, age, treatment history, etc.
b. Falling Weight Deflectometer (FWD)
c. Generation and assessment of pavement cores
d. Geotechnical investigation
e. Pavement condition data
f. Traffic data forecast
g. Other special testing
2. Evaluation
a. Identify types of distresses; severity and extent
b. Identify causes of distresses
c. Identify functional versus structural distress
3. Analysis
a. Multiple pavement treatment alternatives
i. See Figure 601-4A, Pavement Design Life for details regarding the
minimum design life expected for various pavement treatments.
b. Mechanistic-Empirical Pavement Design Guide (MEPDG), AASHTOWare
Pavement ME Design Software
i. See Figure 601-4B, Performance Criteria for New or Rehabilitation HMA
Pavement for MEPDG performance inputs for asphalt pavement
ii. See Figure 601-4C, Performance Criteria for New or Rehabilitation
Concrete Pavement for MEPDG performance inputs for concrete pavement
iii. See Figure 601-4D, MEPDG General Input Values for Asphalt Pavement
for MEPDG general asphalt pavement input values
iv. See Figure 601-4E, ESAL Category for QC/QA-HMA Mixtures for
determining specific asphalt categories to be used in MEPDG analysis for
401 mixtures
The pavement analysis and design process should be a continuous development flow as data is
collected, assessed and analyzed, converted to decision-support information and alternatives are
considered. The overall pavement design development process varies depending on whether the
project is an INDOT project or an LPA project. However, regardless of the project type and the
development requirements associated with the project type, there are general milestones to be
considered during the pavement design development process. The milestones include Preliminary
Pavement Design (no later than 30% (Stage 1) of overall project development), Final Pavement
Design (by 60% (Stage 2) of overall project development), and Pavement Design Validation at
90% (Stage 3) of overall project development).
The pavement designer will recommend the pavement type and thickness of the pavement layers
of the pavement structure based on subgrade conditions, materials, traffic, climate, economics, and
other considerations.
A Pavement Design Engineer is a qualified licensed engineer who has been trained in pavement
design analysis. Throughout this chapter the Pavement Design Engineer will be referred to as the
pavement designer. A pavement designer will be an INDOT Approved Consultant, a District
Pavement Engineer, or Central Office Pavement Engineer. For consultant pavement designers,
prequalification is required. See the INDOT Consultant Prequalification Manual for Pavement
Analysis – Design Services prequalification requirements. The manual is available on the INDOT
Consultants Prequalification webpage at https://www.in.gov/indot/2732.htm.
5. Requests that other pertinent data, including but not limited to, the following be obtained:
a. Falling Weight Deflectometer (FWD)
b. Department’s pavement condition
c. Maintenance records
d. Cores
e. Geotechnical
f. Traffic data from appropriate source, with % truck
g. Ground Penetrating Radar (GPR)
6. Analysis
a. The pavement designer should provide multiple pavement design alternatives in
accordance with the Mechanistic-Empirical Pavement Design Guide (MEPDG)
methodology utilizing AASHTOWare Pavement ME Design software. The
pavement design analysis provided with the pavement report should support the
chosen alternative by depicting service lives and cost of ownership of the
alternative treatments.
i. Functional treatments must show a 30-year projection or until functional
failure is observed, whichever is further.
ii. Structural treatments must show a 50-year projection.
iii. When in doubt, show a 50-year projection.
b. Life-Cycle Pavement Cost Analysis (LCPCA)
c. Alternate Pavement Types/Treatments Determination (this will require
coordination with INDOT pavement staff)
d. Specifying pavement material properties and/or pay items
Every INDOT proposed pavement project is generally evaluated for proper treatment prior to being
added to a construction and funding program as a project in the Call for Projects. The project
intent and its impacts on the existing or new pavement structure should be understood by the
pavement designer prior to developing the pavement treatment recommendation.
Utility projects and other small projects that address isolated pavement issues that result in small
cuts of no more than 100 ft wide or long, will require that the pavement designer check the
structural adequacy of the existing pavement to carry the current and future projected traffic loads.
This minimal pavement design, unless otherwise directed, will include pavement history or cores,
pavement condition assessment, and appropriate drainage and subsurface drainage provisions.
The project intent is not always driven by the pavement design, e.g., improved safety, addition of
travel lanes, interchange construction, improved sight distance, ADA compliance, correction of
deficient drainage, bridge projects, correction of geometric deficiencies, etc. The scoping engineer
must collaborate with the Central Office and District Pavement Engineer to determine the project
scope.
Pavement distresses are the first characteristics that should be determined and described in
consideration of the appropriate treatment for the project. See the Distress Identification Manual
for the Long-Term Pavement Performance Program, Publication Number: FHWA-RD-03-031,
latest edition for additional information.
The preliminary pavement treatment defined in the scope should identify potential pavement
alternatives to correct pavement structural or functional problems at the start of a project. The
preliminary pavement scope for INDOT projects will come from the data produced from the
Department’s Pavement Management System, such as International Roughness Index (IRI), rut
depth, Friction Number (FN), cracking, pavement history, maintenance history, as well as any
additional data that is available or recommendations from INDOT pavement personnel. It may not
include FWD data, cores and geotechnical investigation.
1. New Alignment,
2. Pavement Reconstruction,
3. Pavement Rehabilitation
4. Preventive Maintenance
Each category has numerous alternative treatments to be considered to accomplish the intent of
the project. Added travel lanes projects may be included in Pavement Reconstruction, Pavement
Rehabilitation or Preventive Maintenance (Mill and Fill) Projects.
INDOT Central Office Pavement Engineering will assign a preliminary pavement design project
or a final pavement design project to an INDOT Pavement Engineer or an INDOT Approved
Consultant Pavement Engineer and notify the District Project Manager of the assignment. INDOT
Approved Consultant Pavement Engineers who receive a pavement design assignment should
follow steps 1-4 below, while INDOT Pavement Engineer should proceed to step 4 below.
1. Receive project specific information from INDOT Central Office Pavement Engineering
2. Review the available project specific information, determine the Project Manager, and
determine the Design Engineer for the project.
3. Review the project type and scope, prepare a scope and fee to complete the pavement
design process, and submit the proposed scope and fee to INDOT Central Office Pavement
Engineering and the District Project Manager.
See Figure 601-5A, INDOT Pavement Design Process-INDOT Projects Flowchart for details
regarding the pavement design process.
The pavement designer, in collaboration with the Pavement Area Engineer, should submit a
preliminary pavement proposal for review no more than 30 days after the acceptance of the
proposed pavement design scope and fee. The preliminary pavement design should consist of the
following:
The preliminary pavement design should state what subsequent additional activities or testing must
be obtained, i.e., a geotechnical investigation, FWD data, cores, projected construction year traffic
data, and/or other testing data. The subsequent activities should be as appropriate to further identify
the causes of distress and obtain necessary data to help select the appropriate alternative and to
finalize the design to achieve the most effective solution at least cost of ownership.
The pavement designer will determine if all pertinent data to complete a final pavement design is
available. If all pertinent data to complete a pavement design is not available, the pavement
designer will work with the Pavement Area Engineer, the District Pavement Engineer, and when
necessary the District Project Manager to obtain the necessary information required to complete a
final pavement design. Once all pertinent project data has been provided to the pavement designer,
a draft of final pavement design should be completed and submitted to INDOT Central Office
Pavement Engineering for review.
The final pavement design memorandum should include the intent of the project, existing
pavement type, history of the pavement from initial construction through the last treatment,
thickness of all layers, site visit findings and recommendations, test data findings and
recommendations, key professional engineering assumptions and facts, table of design data,
pavement design recommendations, patching summary table, and other pertinent information, i.e.,
critical utilities issues, recommend future maintenance schedule, and key constructability issues.
Constructability issues may include temporary widening, temporary runarounds, temporary ramps,
A pavement designer contracted by INDOT should submit the final pavement design by
memorandum on their letterhead including a report with the information listed below. The
submittal should provide evidence that all pavement designs are checked and signed by a qualified
peer. The executive summary should be clear and concise and only include the necessary pavement
information to implement the design.
1. Executive Summary;
2. Project Description;
3. Pavement History;
4. Methodology for selecting preferred pavement strategy;
5. Assessment of Current Pavement Condition (Functional and Structural) with photographs;
6. Pavement Design and Recommendations, including at least one feasible Alternate
Pavement treatment;
7. Life-Cycle Pavement Cost Analysis (LCPCA) for projects equal to or greater than 10,000
yd²;
8. Functional and Structural life of the pavement alternatives analyzed;
9. Construction and Maintenance Issues and Concerns; and
10. Appendices as follows:
a. Traffic Data;
b. Geotechnical Investigation Report;
c. Pavement Cores with Photographs and Pavement Distress Photographs;
d. Non-Destructive Testing Results, such as FWD;
e. HMA Binder Selection using LTPPBind;
f. Typical Sections;
g. AASHTOWare Pavement ME Design Input Summary;
h. AASHTOWare Pavement ME Design output, at least the optimal design and then one
failure iteration; and
i. LCPCA Results.
After the draft of the final pavement design has been reviewed and approved by the INDOT Central
Office Pavement Engineering Assigned Reviewer, the final pavement design should be signed,
stamped, and sealed with an active Indiana Professional Engineer (PE) stamp by the responsible
Engineer for the project. The final pavement design should then be routed by the Central Office
pavement designer through the District Pavement Engineer for their review and approval. After
district approval, a copy of the design will be sent to the Pavement Area Engineer and Pavement
Director. Finally, the pavement design will be reviewed and approved by the Manager of the
The qualifications of the pavement designer noted in Section 601-5.0 apply to LPA
Projects that involve federal funding. The project intent and its impacts on the pavement structure
should be understood prior to developing the pavement treatment recommendation. LPA pavement
designs may be reviewed by INDOT as noted in the following sections.
Projects that include work on a locally-owned, non-NHS route do not require review and
approval by INDOT.
The LPA may follow the INDOT pavement design process (Section 601-5.01), or choose
to use their own pavement design criteria. If the INDOT pavement design process is chosen, it is
the LPA’s responsibility to request FWD testing and analysis through ITAP.
Where an LPA chooses to use their own pavement design criteria, the following will apply:
• The LPA is responsible for the design and performance of the pavement section.
• A Life-Cycle Pavement Cost Analysis in accordance with Section 606-1.0 is not required.
• It is the LPA’s responsibility to ensure that the pavement pay items are compatible with
the INDOT Standard Specifications.
• If the LPA uses a standard typical pavement section, it must be included in the final
pavement design.
• The final pavement design must be initialed by the Employee in Responsible Charge
(ERC) sealed, signed, and dated by a licensed Indiana Professional Engineer and
uploaded to ERMS as the Final Pavement Design.
See Figure 601-5B, INDOT Pavement Design Process-LPA Projects Flowchart for details
regarding LPA pavement design process requirements.
601-5.02(02) LPA Final Pavement Design for State and NHS Routes
Projects that include work on a State route or NHS route must be reviewed and approved
by a Central Office Pavement Design Engineer and follow the INDOT pavement design
process. See Section 601-5.01.
Standard pavement sections may be used in lieu of project-specific pavement designs for
low volume roads and trails as follows:
1. Aggregate Pavement on Low Volume Roads, AADTT ≤ 50 trucks. The pavement section
will consist of:
2. Trails and other Non-Vehicular Use Facilities. The pavement sections will consist of the
section as shown on the INDOT Standard Drawings series 502-NVUF for concrete
pavement and 604-NVUF for HMA pavement.
For projects reviewed and approved by INDOT, the Central Office pavement engineer will
send a Letter of Pavement Analysis/Design Acceptance (acceptance letter) to the ERC,
INDOT project manager, and the LPA pavement designer.
The acceptance letter should be initialed by the ERC, combined with the final pavement
design, and uploaded into ERMS as the Final Pavement Design. Preferably, the file
should be uploaded within two weeks of receiving the acceptance letter. The pavement
designer should notify the district coordinator, INDOT project manager, INDOT Central
Office Pavement Design Coordinator, and the ERC when the file has been uploaded.
Figure 601-4A
(Page 1 of 2)
Minimum Acceptable Design Life,
Pavement-Work Type
Years2
Ultrathin Bonded Wearing Course (UBWC) 9
Microsurface Overlay 8
Thin HMA Overlay with Profile Milling 9
Concrete Pavement Rehabilitation (CPR) Techniques 6
Chip Seal 4
Asphalt Crack Sealing, Rout and Seal 3
Asphalt Crack Filling 1
1
The performance period should be decreased to 8 yr for existing composite HMA.
2
It is the ultimate goal and primary purpose of the pavement designer to determine a
pavement treatment that yields the least cost of ownership to the Department unless
otherwise directed by INDOT pavement staff. In the instance that the most cost-
effective pavement treatment lacks viability from either a project budget or
constructability standpoint, the pavement designer should work with INDOT pavement
staff to determine if a different pavement treatment should be recommended or if the
programmatic intent should be altered through change management.
Figure 601-4A
(Page 2 of 2)
Performance Performance Limit at End of Reliability Reliability
Criteria Design Life New Pavement Design Overlay Design
Figure 601-4C
Asphalt General Input Value
Reference Temperature, °F 70
Thermal Conductivity, Asphalt, BTU/h-ft-°F 0.63
Heat Capacity, Asphalt, BTU/lb-°F 0.31
Poisson Ratio 0.35
Volumetric NMAS,
Value
Properties as Built mm
25.0 8.7
19.0 9.5
Effective Binder
12.5 10.7
Content, %
9.5 11.6
SMA 9.5 13.4
25.0 8
19.0 8
Air Voids, % 12.5 8
9.5 8
SMA 9.5 7
25.0 144.4
19.0 143.8
Total Unit Weight,
12.5 143.08
lb/ft3
9.5 142.6
SMA 9.5 160
Figure 601-4D
Initial AADTT, Design ESALs, QC/QA-HMA
trucks per day millions* Category**
AADT < 510 ESAL < 3 2
510 ≤ AADTT < 1700 3 ≤ ESAL < 10 3
AADTT ≥ 1700 ≥ 10 4
2-LANE ROAD
6-LANE ROAD
8-LANE ROAD
Figure 601-4E
Initial AADTT, Design ESALs, HMA
trucks per day millions* Category
Figure 601-4F
NOTES:
6 PE = Professional Engineer
Figure 601-5A
INDOT Cental Office
Pavement Engineering Receives
from the LPA the Pavement
Design Report and the
Request for Accptance
of Pavement Design
No
Work on a State or NHS Route
Does Cental Office Must be Submitted to,