(AG Brief) As FILED Nos. 19-1257 19-1258 DC Et Al Amicus BR
(AG Brief) As FILED Nos. 19-1257 19-1258 DC Et Al Amicus BR
(AG Brief) As FILED Nos. 19-1257 19-1258 DC Et Al Amicus BR
19-1257, 19-1258
IN THE
Supreme Court————
of the United States
MARK BRNOVICH, ATTORNEY GENERAL OF ARIZONA, et al.,
Petitioners,
v.
DEMOCRATIC NATIONAL COMMITTEE, et al.,
Respondents.
————
ARIZONA REPUBLICAN PARTY, et al.,
Petitioners,
v.
DEMOCRATIC NATIONAL COMMITTEE, et al.,
Respondents.
————
On Writs of Certiorari to the United States
Court of Appeals for the Ninth Circuit
————
BRIEF OF THE DISTRICT OF COLUMBIA AND
THE STATES OF CALIFORNIA, COLORADO,
CONNECTICUT, HAWAII, ILLINOIS, MAINE,
MARYLAND, MASSACHUSETTS, NEVADA,
NEW JERSEY, NEW MEXICO, NEW YORK,
OREGON, RHODE ISLAND, VERMONT,
VIRGINIA, AND WASHINGTON AS AMICI
CURIAE IN SUPPORT OF RESPONDENTS
————
KARL A. RACINE
Attorney General for the
District of Columbia
LOREN L. ALIKHAN
Solicitor General
Counsel of Record
CAROLINE S. VAN ZILE
Principal Deputy
Solicitor General
HARRISON M. STARK
Assistant Attorney General
D.C. OFFICE OF THE
ATTORNEY GENERAL
400 6th Street, NW Suite 8100
Washington, D.C. 20001
(202) 727-6287
[email protected]
Counsel for Amici Curiae
1
Available at: https://bit.ly/38zKtl9.
2
Available at: https://bit.ly/2MGKyL9.
15
decision in City of Mobile v. Bolden, 446 U.S. 55
(1980)—a vote dilution case. See Thomas M. Boyd &
Stephan J. Markman, The 1982 Amendments to the
Voting Rights Act: A Legislative History, 40 Wash. &
Lee L. Rev. 1347, 1356-1425 (1983). By drawing on
Gingles and the Senate Report, the current two-part
test adapts aspects of the more-developed vote-dilution
caselaw, analogizing those standards to vote-denial
harms.
From the perspective of the Amici States regulated
by Section 2, however, adapting existing precedent to
the vote-denial context makes good sense. In laying
out its now-familiar framework, even Gingles acknowl-
edged that Section 2 “prohibits all forms of voting
discrimination, not just vote dilution.” 478 U.S. at 45
n.10 (emphasis added). And both vote dilution and
vote denial operate to deny racial minorities “equal
access to the process of electing their representatives.”
Id. at 73 (quoting S. Rep. 97-417, at 36 (1982), as
reprinted in 1982 U.S.C.C.A.N. 177, 214). At worst,
the two-part test for vote denial acts as a creative-but-
faithful heuristic; in the Fifth Circuit’s words, it is “a
sufficient and familiar way to limit courts’ interference
with ‘neutral’ election laws to those that truly have a
discriminatory impact under Section 2 of the Voting
Rights Act.” Veasey, 830 F.3d at 247. This Court should
reject claims that the two-part test threatens neutral
state election systems by creating expansive liability.
As the Amici States’ experience shows, that “gloomy
forecast” has proven to be “unsound.” Id at 246.
16
III. The Two-Part Test Raises No Constitutional
Concerns Because It Prevents And Deters
Unconstitutional Conduct.
Finally, petitioners and their amici suggest that the
Ninth Circuit’s test would render Section 2 uncon-
stitutional. They claim that if the two-part test
stands, the results test “exceed[s] Congress’s powers
to enforce the Reconstruction Amendments.” State
Pet’rs Br. 25; see Private Pet’rs Br. 41 (“[T]he Ninth
Circuit’s approach . . . is plainly not a ‘congruent and
proportional’ means of combating purposeful discrim-
ination.”); Ohio et al. Br. 30 (“[A] disparate-impact test
along the lines the Ninth Circuit adopted below . . . is
not ‘appropriate’ Fifteenth Amendment legislation
and Congress had no power to enact it.”). Although
the Amici States do not lightly accept intrusion into
their autonomous processes, an honest appraisal of
the two-part Section 2 test shows it to be “remedial”
within Congress’s enforcement power. South Carolina
v. Katzenbach, 383 U.S. 301, 326 (1966).
The Amici States are well-equipped to address these
claims. Questions of congressional power to enforce
the Reconstruction Amendments are, at bottom, ques-
tions about the scope of federal authority to intrude on
state sovereignty. Unlike other constitutional provisions,
“[t]hose Amendments were specifically designed as an
expansion of federal power and an intrusion on state
sovereignty,” City of Rome v. United States, 446 U.S.
156, 179 (1980), and are “secured by way of prohibition
against State laws and State proceedings,” The Civil
Rights Cases, 109 U.S. 3, 11 (1883). The Amici States,
accordingly, are well-positioned to evaluate whether
Congress has faithfully exercised its power “to enforce”
the Constitution, Katzenbach, 383 U.S. at 326, or has
instead exceeded its authority by “decree[ing] the
17
substance of the [Reconstruction Amendments’]
restrictions on the States,” City of Boerne, 521 U.S. at
519-20. And as the Amici States’ experience demon-
strates, the two-part test passes constitutional muster
even applying this Court’s more demanding language
from the Fourteenth Amendment context.3
This Court has made clear that “Congress does not
enforce a constitutional right by changing what the
right is.” City of Boerne, 521 U.S. at 519. To preserve
the “line between measures that remedy or prevent
unconstitutional actions and measures that make a
substantive change in the governing law,” this Court
has required “congruence and proportionality between
the injury to be prevented or remedied and the
means adopted to that end.” Id. at 519-20. This Court
has made equally clear, however, that Congress’s
“power is not confined to the enactment of legislation
that merely parrots the precise wording of the . . .
Amendment,” and that the “power ‘to enforce’ the
Amendment includes the authority both to remedy
and to deter violation of rights guaranteed thereunder
3
This Court has yet to address whether the constitutional test
differs for legislation enacted under the Fifteenth Amendment as
opposed to the Fourteenth. See NAMUDNO, 557 U.S. at 204.
Scholars have suggested that the Fifteenth Amendment’s more
limited application may negate many of the far-reaching harms
that concerned this Court in City of Boerne, and Fifteenth Amendment
legislation would therefore require a less onerous test. See, e.g.,
Akhil Reed Amar, The Lawfulness of Section 5—and Thus of
Section 5, 126 Harv. L. Rev. F. 109, 120 n.30 (2013) (suggesting
that Thirteenth Amendment decisions like Jones v. Alfred H.
Mayer Co., 392 U.S. 409 (1968), “provide[] the sounder analogy
for proper Fifteenth Amendment doctrine”). Because the Amici
States believe that the Ninth Circuit’s two-part test survives under
either Amendment’s doctrine, this brief addresses petitioners’
claims using the Fourteenth Amendment framework.
18
by prohibiting a somewhat broader swath of conduct.”
Kimel v. Fla. Bd. of Regents, 528 U.S. 62, 81 (2000)
(emphasis added). That “broader swath” may include
conduct “which is not itself forbidden by the Amendment’s
text.” Id.; see City of Boerne, 521 U.S. at 518 (describing
how proportional and congruent legislation may still
“prohibit[] conduct which is not itself unconstitutional”).
The crux of petitioners’ challenge is that, because
the Fourteenth and Fifteenth Amendments prohibit
only intentional discrimination, Section 2’s results
test exceeds Congress’s authority. The Amici States’
experience, however, shows how the two-part test
functions to combat intentional discrimination in at
least two ways.
First, while “proof of intent is no longer required to
prove a § 2 violation,” Chisom, 501 U.S. at 394, dis-
criminatory results may still be probative evidence of
past discriminatory motive. See, e.g., Washington v.
Davis, 426 U.S. 229, 242 (1976); Village of Arlington
Heights v. Metro. Hous. Dev. Corp., 429 U.S. 252, 267
(1977). As this Court only recently explained, statutory
language like Section 2’s plays an important role in
“uncovering discriminatory intent: it permits plaintiffs
to counteract unconscious prejudices and disguised
animus that escape easy classification as disparate
treatment.” Inclusive Cmtys. Project, 576 U.S. at 540.
Congress enacted the results test precisely because of
concerns that the “test for identifying [intentional]
discrimination . . . is difficult, if not impossible, to
satisfy.” S. Rep. 97-417, at 128 (1982), as reprinted in
1982 U.S.C.C.A.N. 177, 300. Indeed, that is why this
Court concluded, in an opinion issued the same day as
Bolden, that “under the Fifteenth Amendment, Congress
may prohibit voting practices that have only a discrim-
inatory effect.” City of Rome, 446 U.S. at 175; cf. Miss.
19
Republican Exec. Comm. v. Brooks, 469 U.S. 1002 (1984)
(summarily affirming Jordan v. Winter, 604 F. Supp.
807 (N.D. Miss. 1984), where a three-judge court “rejected
the contention . . . that Section 2, if construed to reach
discriminatory results, exceeds Congress’s enforcement
power under the [F]ifteenth [A]mendment,” id. at 811).
Whether legislation is congruent and proportional
“is a question that ‘must be judged with reference to
the historical experience which it reflects.’” Tennessee
v. Lane, 541 U.S. 509, 523 (2004) (quoting Katzenbach,
383 U.S. at 308). As this Court recognized in City of
Boerne itself, Congress did not enact a results test
lightly. 521 U.S. at 526-27. Instead, Congress author-
ized effects-based liability to “counter the perpetuation
of 95 years of pervasive voting discrimination” and in
response to “modern instances of generally applicable
laws passed because of [racial] bigotry.” Id. (emphasis
added). Given this history, a test like the Ninth
Circuit’s—which takes disparate impact as a starting
point before engaging in a more searching inquiry into
whether electoral systems actually function to exclude
minority voters—operates as a congruent and propor-
tional mechanism for smoking out ostensibly neutral
polices enacted or enforced with discriminatory animus.
Second, permissible remedial legislation may lawfully
“prohibit[] conduct which is not itself unconstitutional”
if it “deters” or “prevent[s] unconstitutional actions.”
City of Boerne, 521 U.S. at 518-19. To be sure, many
disparate impacts in the voting sphere will not be
traceable to covert racial animus. But the more racial
polarization exists, the greater the risk that future
state action may be improperly motivated by race.
Simply put, disparate impacts along racial lines
“provide an incentive for intentional discrimination in
the regulation of elections.” McCrory, 831 F.3d at 222.
20
That core insight is what led this Court to declare, in
the vote-dilution context, that racially polarized voting
“bear[s] heavily on the issue of purposeful discrimina-
tion,” Rogers, 458 U.S. at 623, and prompted Congress
to write in 2006 that racial stratification is the “clearest
and strongest evidence” of the continuing need for the
Voting Rights Act, H.R. Rep. No. 109-478, at 34 (2006),
as reprinted in 2006 U.S.C.C.A.N. 618, 638.
Indeed, these purposeful acts of disparate treatment
may be entirely unrelated to invidious animus. But
they may still entail, in a sense, “purposefully dis-
criminating between individuals on the basis of race.”
Shaw, 509 U.S. at 642. As Judge Kozinski has explained:
The lay reader might wonder if there can be
intentional discrimination without an invidious
motive. Indeed there can. . . . Assume you
are an anglo homeowner who lives in an all-
white neighborhood. Suppose, also, that you
harbor no ill feelings toward minorities.
Suppose further, however, that some of your
neighbors persuade you that having an
integrated neighborhood would lower property
values and that you stand to lose a lot of
money on your home. On the basis of that
belief, you join a pact not to sell your house to
minorities. Have you engaged in intentional
racial and ethnic discrimination? Of course
you have. Your personal feelings toward
minorities don’t matter; what matters is that
you intentionally took actions calculated to
keep them out of your neighborhood.
Garza v. City of Los Angeles, 918 F.2d 763, 778 n.1 (9th
Cir. 1990) (Kozinski, J., concurring and dissenting in
part). So too in elections: “[W]hen political preferences
fall along racial lines, the natural inclinations of
21
incumbents and ruling parties to entrench themselves
have predictable racial effects. Under circumstances
of severe racial polarization, efforts to gain political
advantage translate into race-specific disadvantages.”
Stephen Ansolabehere et al., Regional Differences in
Racial Polarization in the 2012 Presidential Election:
Implications for the Constitutionality of Section 5 of
the Voting Rights Act, 126 Harv. L. Rev. F. 205, 209
(2013). The results test avoids these perverse
incentives by prophylactically targeting the conditions
most likely to produce unconstitutional discrimination
in the future. Far from unduly hampering state
processes, the test assists states by removing incen-
tives for officials or local jurisdictions to engage in
potentially unconstitutional discrimination.
A pre-emptive approach based on discriminatory
effects also avoids stigma and further racial division
down the line: As Congress explained when enacting
Section 2, requiring courts to conclude that “individual
officials or entire communities” acted with racial
animus was spectacularly “divisive, threatening to
destroy any existing racial progress in a community.”
S. Rep. No. 97-417, at 36, as reprinted in 1982
U.S.C.C.A.N. 177, 214 (quoting the testimony of
Arthur S. Flemming, Chairman, U.S. Comm’n on Civ.
Rts.). Avoiding direct allegations of intentional discrim-
ination alleviates the need for divisive finger-pointing.
For all of these reasons, Section 2’s “results” test
successfully “deters” or “prevent[s]” future intentional
acts in direct furtherance of the Reconstruction
Amendments. City of Boerne, 521 U.S. at 518-19.
This conclusion disposes of another, related consti-
tutional principle that Amici’s sister states invoke in
support of reversal. In their view, the Ninth Circuit’s
test “would radically alter the balance of federal and
22
state authority over election laws,” and this Court
should insist on a “‘plain statement’” before authoriz-
ing “so radical an alteration.” Ohio et al. Br. 21, 25
(quoting Bond, 572 U.S. at 857). Two points bear
emphasis:
First, as described in Part II, supra, the two-part
inquiry hardly constitutes an invasive intrusion into
state election systems that “alter[s]” the federal-state
balance. Properly characterized, Section 2’s results
test imposes limited liability only where challengers
conclusively demonstrate that a state electoral process
is “not equally open to participation by members of a
class of citizens.” 52 U.S.C. § 10301(b). That has
been true since 1982 and this Court’s decision in
Gingles. Applying that familiar framework to vote-
denial claims—the original target of the Voting Rights
Act—hardly constitutes a “radical” reorientation of
state and federal authority.
Second, when Congress invokes its authority under
the Fourteenth and Fifteenth Amendments, as with
Section 2, it makes little sense to apply “background
principles of [statutory] construction . . . grounded in
the relationship between the Federal Government and
the States.” Bond, 572 U.S. at 857. Although it is
true that the Constitution intended, as a default, for
“States to keep for themselves . . . the power to regu-
late elections,” Sugarman, 413 U.S. at 647 (quoting
Mitchell, 400 U.S. at 125), this Court has made clear
that “principles of federalism that might otherwise be
an obstacle to congressional authority are necessarily
overridden by the power to enforce the Civil War
Amendments ‘by appropriate legislation,’” City of Rome,
446 U.S. at 179; see City of Boerne, 521 U.S. at 518
(explaining how Congress’s enforcement power author-
izes intrusion into “legislative spheres of autonomy
23
previously reserved to the States” (quoting Fitzpatrick
v. Bitzer, 427 U.S. 445, 455 (1976)). If Congress’s
chosen means unduly usurp state autonomy, that is
the precise harm that the “congruent and propor-
tional” test exists to prevent. And, as described above,
Section 2 qualifies as “appropriate” remedial legislation
under this Court’s precedent.
CONCLUSION
This Court should affirm the judgment of the court
of appeals.
Respectfully submitted,
KARL A. RACINE
Attorney General for the
District of Columbia
LOREN L. ALIKHAN
Solicitor General
Counsel of Record
CAROLINE S. VAN ZILE
Principal Deputy
Solicitor General
HARRISON M. STARK
Assistant Attorney General
D.C. OFFICE OF THE
ATTORNEY GENERAL
400 6th Street, NW Suite 8100
Washington, D.C. 20001
(202) 727-6287
[email protected]
Counsel for Amici Curiae
January 2021
24
On behalf of:
XAVIER BECERRA PHILIP J. WEISER
Attorney General Attorney General
State of California State of Colorado
WILLIAM TONG CLARE E. CONNORS
Attorney General Attorney General
State of Connecticut State of Hawaii
KWAME RAOUL AARON M. FREY
Attorney General Attorney General
State of Illinois State of Maine
BRIAN E. FROSH MAURA HEALEY
Attorney General Attorney General
State of Maryland Commonwealth of Massachusetts
AARON D. FORD GURBIR S. GREWAL
Attorney General Attorney General
State of Nevada State of New Jersey
HECTOR BALDERAS LETITIA JAMES
Attorney General Attorney General
State of New Mexico State of New York
ELLEN F. ROSENBLUM PETER F. NERONHA
Attorney General Attorney General
State of Oregon State of Rhode Island
THOMAS J. DONOVAN, JR. MARK R. HERRING
Attorney General Attorney General
State of Vermont Commonwealth of Virginia
ROBERT W. FERGUSON
Attorney General
State of Washington