Human Factors and Ergonomic Principles in Building Design For Life and Work Activities: An Applied Methodology
Human Factors and Ergonomic Principles in Building Design For Life and Work Activities: An Applied Methodology
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Human factors and ergonomic principles in building design for life and work
activities: An applied methodology
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Erminia Attaianese
University of Naples Federico II
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To cite this article: Erminia Attaianese & Gabriella Duca (2012): Human factors and ergonomic
principles in building design for life and work activities: an applied methodology, Theoretical Issues
in Ergonomics Science, 13:2, 187-202
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Theoretical Issues in Ergonomics Science
Vol. 13, No. 2, March–April 2012, 187–202
Even though all human activities are executed in a built environment, only a few
studies seem to be available about a building design methodology based on an
ergonomic approach. The article presents a preliminary survey of some principles
driven by human factors/ergonomics discipline, analysing the role they play in the
architectural design process, in order to define a design methodology supporting
the building designer to create working and living spaces actually fitting the needs
of inhabitants. The human-centred building design methodology presented here
takes inspiration from the holistic approach of ergonomics. It depicts an iterative
process for architectural design activities including human factors principles, such
as users’ involvement, their variability and diversity consideration, stereotypes
and standards followed. The design methodology is described in operational steps
supported by practical examples related to different architectural scales.
Keywords: users’ cluster; task analysis; user-related performances; architectural
details; design methodology; ergonomic principles
ergonomics. The international standard (ISO 13407: 1999) specifies that human-centred
design of systems is founded on a clear understanding of the characteristics of the users
and the overall tasks they will carry out with the system. In the workplace ambit, the
involvement of users implies the systematic application of participative techniques within
the ergonomics enquiry and intervention, considered a very powerful technology of
ergonomics for realising worker’s welfare (Nagamachi 1995).
In building design context, participation of users has increased over the last three
decades, but the attitude towards user participation is ambiguous among the architects for
the double nature, both artistic and socialistic, of architecture design. The artistic
dimension, moving from the conception that art is a private and not a collective activity,
can sometimes inhibit users from involvement in the design process even if, on the other
hand, the social dimension of architecture encourages one to try new methods to involve
users in the design activity so that the resultant architectural artefacts might attain a more
appropriate and effective design (Granath 2001).
With the growing interest in quality control, the role of users’ satisfaction becomes
essential within the building design. In this ambit, Volker and Prins (2005) indicate the
experience of quality as one of the main quality attributes in architecture, which originates
in confrontation between the individual and the object, building or place, and this
concerns the characteristics of the individual, the object and the situation. They state that
user participation does not assure design success although user exclusion invariably results
in dissatisfaction (Volker and Prins 2005). On the other hand, Brown (2001) reports the
need of a sort of appropriateness of user involvement in the design process, since certain
user groups at certain design stages can be counter productive.
Body sizes are the factors of variability that is most frequently considered in built
environment design, although the average measures usually applied to produce
architectural details that do not accommodate the variations of the wide range of
end-user characteristics. In addition, spatial features influencing mental and affective
reactions are usually neglected, except in the cases of work environment studies aimed to
understand human performances for the improvement of workers’ productivities (Lu and
Hignett 2006, Bluyssen 2010).
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goals in the broadest sense (i.e. satisfaction of explicit and implicit stakeholders’
objectives). In professional practice, the successful attainment of human factors’ issues
often depend on the availability of applicable voluntary ergonomics standards for the
specific building type, like the case of control centres design (ISO 11064-1: 2000), or
evidence-based design case studies, that let us understand effects of built environment
characteristics on specific activities and users (see for healthcare buildings, Gesler et al.
2004, Dijkstra et al. 2008; for schools, Sanoff 2009; for offices, Goins et al. 2010; for
residential environments for elderly, Clarke and Nieuwenhuijsen 2009).
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Even if many authors (e.g. Passini 1996, Jensen 2005, Hedge 2008) consider the success
of the architectural design process related to the extent to which users judge a building
suitable for their intents and/or needs, literature does not report experiences of a full
integration of ergonomics analysis and design techniques into the architectural design
process, since studies generally concern human factors’ issues in relation to a single design
stage, users’ involvement technique or a specific architectural detail. Four main fields of
investigation of the human factors’ role in building design can be delineated which are as
follows: (1) ergonomics and building sustainability, (2) usability measurements for
buildings, (3) buildings accessibility and design for all and (4) building use in design
management perspective.
the building users are also seen to be very important for some companies and facility
management departments’ (Jensø et al. 2004). Reported experiences in this field concerns
case study of effectiveness, efficiency and satisfaction measurement by user experiences
that are mainly based on the walk-through or post-occupancy evaluation techniques
(Hansen et al. 2005) conducted with the direct involvement of end-users. Based on the
concept that usability, or functionality in use, is concerned with a building’s ability to
support the economic and professional objectives of the users’ organisation (Alexander
2008), this recent approach seems to focus principally on the assessment of building
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performances for the existing buildings in an improvement perspective, rather than the
consideration of users’ needs during the whole flow of building design process.
team (Chan et al. 2004). In this view, human factors can be a great element of uncertainty
at individual, organisational or practical levels, needing strategic management approaches,
able to control collaborative multidisciplinary design of buildings so as to fulfil the
expectations of all the parties concerned, either directly or indirectly (Volker and
Prins 2005).
One of the first approaches focused on users’ needs as key elements for a comprehensive
design process has been suggested for non-residential buildings by Burgess (1981). He
proposes a human factors systems paradigm for analysis of user building requirements,
founded on a basic goal statement for operating the entire building. The analytic method
starts from the stipulation of operational goals of each area of the building. In this
method, functions, expressing the building mission, became essentially the things that must
be done or provided to accomplish goals, while design criteria indicate how the building
must be structured or laid out to facilitate these functions.
In order to define efficient building features, and review if the needs to be satisfied have
been really incorporated into the design, it is considered most effective to include
employers in different process phases: in the early planning phase, by participative
management procedures; in the drawing review phase, by users scrutinising preliminary
design; and in the building evaluation phase, by users assessing building suitability after
construction. An interesting point is the analysis of training functions, aimed to assure
end-users and personnel training about some building design features in operation and
maintenance.
More recently, a matrix of items defining the nucleus of architectural detail has been
proposed (Emmitt et al. 2004), starting from the idea that detailing decisions influence,
above all, the easiness with which users can use their buildings, and finally affecting the
quality of life of building users. Items considered in the matrix include comparable aspects
such as human factors, use of buildings, indoor climate convenience together with shape
and form, component parts, matter, energy and materials, nature, environment and
production process.
Design briefing:
functional goals and Users profiling and users
environmental context clusters setting
data gathering
Task analysis:
task scenarios identification
and sub-tasks description of
use of building by users
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Requirements tailoring in
order to fit needs /
expectations of all user
clusters
Architectural detailing
implementing tailored
requirements
Users-related performances
in use monitoring
4.1. Design briefing: functional goals and environmental context data gathering
It could be said that the earliest stage of the building design process starts when a customer
formulates the request of some spatial needs to be satisfied.
The consciousness of these needs may be quite general (e.g. expressed in terms of an
office for a certain number of employees or a residential block for a given number of
people, etc.) or more specific, since customer requests can be addressed to the design team,
emphasising the stakeholder care for some specific design aspects such as the building’s
environmental footprint, aesthetic preferences, expected operational conditions, etc. Other
constraints like time and costs for construction can be given, but what is important to
consider is that the existence itself of a planned building involves a variety of stakeholders,
each of them bringing a wide range of expectations, that may be explicit or implicit
according its own background, type of interest in the design output and level of
involvement in the design process (Pati et al. 2006).
In order to fulfill the widest range of all stakeholders’ expectations in the entire
building’s lifecycle, the design team should spend the initial effort for grasping information
as accurately as possible on intended use, planned facility management strategy, expected
people behaviour, future possible transformations and any other information to make
designers more engaged with the delivery of design outcomes (Macmillan 2004), since only
in that way, the achievement of functional requirements will attain the technical context
most suitable to user goals.
194 E. Attaianese and G. Duca
Haltered pace
Brisk walk
Slow walk
Behavioral
Weight/luggage handling with trolleys
characteristics
Fear of falling
Unknown place
Figure 2. User clustering for understanding mobility needs (adapted from De Margheriti 2009).
4.3. Task analysis: task scenario identification and sub-task descriptions according to
users’ goals
This phase is aimed at describing how all users can/could achieve their goals using the
building. Each users’ cluster can be concerned with a number of tasks that are carried out
by a set of sub-task. These sub-tasks break down into simpler actions that elicit the
understanding of users building different interactions; it also makes clear what are the
technical features of a buliding people use and which among them support rather hinder
users’ tasks (Figures 3 and 4).
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Starting the
moving in the Getting the Moving away moving in the town
train trip
platform are platform area destination
train from the from the train
town to the town
Using facilities in Using facilities in
the platform destination the platform
area area
Leaving
Reaching
Reaching Leaving railway
Entering the the Entering Getting off
the platform station and
train platform the hall the train
platform area enter the
area
town
Using facilities of
Buying tickets
the platform area
E. Attaianese and G. Duca
Using facilities in
the hall
Steering to the ticket AT THE TICKET Buying AT THE TICKET Steering to the ticket
counter COUNTER ticket MACHINE machine
Going on with
other tasks
architectural finishes are detailed (Attaianese 2008). The outputs of this design phase
are not only technical drawings and renderings, but also conceptual diagrams and
mock-ups, some of which are intelligible, but not for technical stakeholders.
5. Conclusions
Ergonomic approach is aimed to optimise human interactions with systems, in order to
make human activities more efficient, safe, comfortable and satisfying. Built environments
influence people’s everyday life because all human activities are executed in a built space.
In this framework, architectural design can be enhanced by the consideration of human
factors perspective, because it gives the cultural and practical references to envisage how
technical solutions can fit the environmental needs derived from people’s life and work
activities they perform.
Theoretical Issues in Ergonomics Science 199
process and, consequently, require adequate professional skills to manage it. On the other
hand, the effectiveness of the design outcomes has a great significance in buildings where
human performances are crucial (Clements-Croome 2000), such as the case of safety
critical contexts (e.g. control centres and hospitals) or the case of buildings with social
relevance (e.g. schools, health care environments and public spaces in general). In
these cases, benefits resulting from the human-centred approach to architectural design
would largely offset the efforts required for the implementation of the proposed
methodology.
The human-centred approach appears particularly fitting in the case of refurbishment
design (Attaianese 2000); in this case, the tailoring of users requirements just represents
what users’ may expect from the renovation of their living and working environment.
The possibility of applying a structured methodology for observing actual users and their
actual behaviours in using spaces to be refurbished, could allegedly increase the overall
quality of delivered design solutions in terms of users’ satisfaction.
After all, built environment represents the actual context of use for products, services
and systems, whose use quality level is strongly affected just by physical features of
the places they are used in. Thus, building design, according to an user-centred
methodology, represents a challenge for creating more suitable life and work contexts of
use for all.
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Ergonomists). She is president of the Italian national board for Eur.Erg. certification and national
representative at CREE, member of the General Principles workgroup for the Ergonomics
Commission at UNI, member of the ISO group ‘Ergonomics for elderly and people with disabilities’
and Member of Professors Body of PhD in Architectural Technology at University Federico II of
Naples. Dr Attaianese has taught courses on ergonomics and architectural technology topics within
undergraduate and postgraduate programmes at universities of Reggio Calabria, Rome La Sapienza,
Federico II and Second Universities of Naples. In over 20 years of academic engagement, she has
investigated ergonomics in products, buildings and constructions fields, with special reference to use
quality, comfort and safety for users; she patented a telephone for people affected by Parkinson’s
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disease and has led many researches and national and international projects in ergonomics, for
public agencies and private companies.
Gabriella Duca is currently a Post-Doc Fellow at LEAS – Laboratory of Applied and Experimental
Ergonomics based in the Faculty of Architecture of University Federico II of Naples (Italy). She
received her PhD in ‘Buildings and environment rehabilitation’ by University of Genoa (Italy), after
a specialisation as ‘Expert researcher in methods and procedures for built environment rehabilitation
with information technology’ (Corited consortium, Naples). In 2003 she obtained the European
certification of professional competences in ergonomics with the Eur.Erg. title awarded by the
CREE (Centre of Registration of European Ergonomists). Dr. Duca works as academic researcher
focusing on the application of ergonomics to the built environment and investigates the topics of
usability, accessibility, health and safety in built environment, as well as ergonomic qualities for
construction project, process and materials. She is also experienced in other ergonomic fields such as
product, service and software usability; she developed applied researches for ergonomic programs
implementation in relevant manufacturing and software industries. She is regularly invited to teach
or seminars, lectures and workshops for university and professional classes on the above research
topics. She serves as editorial board member and reviewer for scholar journals about the same
themes.