Rossini e La Forma Lirica
Rossini e La Forma Lirica
Rossini e La Forma Lirica
Spring 1988
Recommended Citation
Balthazar, S. L. (1988). Rossini and the Development of the Mid-Century Lyric Form. Journal of the American Musicological Society,
41(1), 102-125. Retrieved from http://digitalcommons.wcupa.edu/musichtc_facpub/5
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Rossini and the Development of the
Mid-Century Lyric Form*
BY SCOTTL. BALTHAZAR
*I wish to thank Professors Philip Gossett, Roger Parker, and Gary Tomlinson
for reading drafts of this paper and making many helpful suggestions.
1 Mazzatinti and Manis
1902, 332. See Lippmann 1969a, 295-97, for a discussion
of early assessments of "canto ideale" and "canto declamato."
2 See his letters
of 28 June and 26 August 1868 in Mazzatinti and Manis 1902,
325-27 and 329-33.
3 Lippmann has noted Rossini's use of declamatory melody primarily in the active
opening movements of duets. See Lippmann 1968, 825-26. On the rise of declama-
tory melody in Bellini and Donizetti, see Lippmann 1969b, 84, and Lippmann 1966,
96.
4 For discussions of closed and open melody, see Lippmann 1968, 8 u7-25, and
Lippmann i969c, 154-69. Parts of the latter study have been revised and translated
as Lippmann 198I. See pp. 427-28. On Bellini and Donizetti's abandonment of open
melody in the i83os, see Lippmann 1966, 82-83 and 96.
5 Lippmann 1966, ioi. In Lippmann's words (my translation), "In the case of
Italian arias composed between 18oo and i830 one must generally be happy if, after
the musical idea of the initial measures or else of its corresponding phrase, still other
ideas follow. Generally, in Rossini's operas too, true melodic elaborations or even
contrasting ideas are unusual, except of course in songs laid out like rondos such as the
famous entrance arias of Figaro and Rosina. With only a bit too much exaggeration it
can be said that one knows an Italian aria movement of that time if one knows its
beginning. Indeed, one often knows it if one only knows four measures; whoever [is]
intimate with the style hears the corresponding phrase in advance."
6 Tomlinson
(1988) has also noted the "populist" aspect of the Bellinian lyric
form. (I wish to thank Professor Tomlinson for giving me a pre-publication
manuscript of his study.) See also Tomlinson 1982, 176-77.
Example i
Verdi, Nabucco,act 2
Cantabile
V7
I e: i ii5
IO allarg.
pian- - to, sof- fri- va de- gli al- tri... al duol; ah!
ji V7 i G: iif V i] V 7
I3
15 con grazia
piti comuni e semplici, cioe un primo periodo di 8 battute a due frasi, un secondo di
4 battute, la ripresa poi della seconda frase del primo periodo, cui succede un altro
periodo come di appendice,e subito la cadenza.")
9 In Bellini's melodies the A phrase usually returns. Donizetti preferred new
closing phrases until the mid-I83os, when he began using thematic reprise with equal
frequency. Verdi chose recapitulation somewhat more often than continuation in his
early operas.
10
Eugene Narmour (1977, 148-52) discusses rhythmic closure and non-closure.
14 In citing pieces from Rossini's operas, I have used the standard numerical
designations for act and musical number given in the following sources: for Tancredi,
L'Italianain Algeri, and La Gazza ladra, Gioachino Rossini, Edizionecriticadelleopere,
vols. io, i1, and 21 (Pesaro, 1979, 1981); and for Otello,Ricciardoe Zoraide,Maometto
II, Zelmira,and Semiramide,prefaces to Early RomanticOpera,vols. 8 and 10- 3, ed.
Philip Gossett (New York, 1978-81).
'5 Many codas in Bellini's and Donizetti's melodies are no more distinct than the
one sung by Arsace. See for example Norma's cabaletta "Ah! bello a me ritorna,"
which follows her famous primo tempo"Casta diva" (A4 A'4 B2 B'2
A"sex3).
model, with A4 A'4 setting lines 1-4, B2 B'2 lines 5-6, and A" lines
7-8. Although this piece clearly conforms to mid-century practice, it
exhibits neither the unadorned vocal style nor the scenic dramatic
function of a folk-like preghieraor canzone.Instead, in its extravagant
vocal display it typifies cabalettas in the I820s.
Rossini wrote a number of similar melodies in the Bellinian mold,
both for arias and for duets, choosing this design often, but not
exclusively, for the principal themes of cabalettas.16Many of his other
melodies differ only slightly from the later archetypal form. He
frequently incorporated a long concluding passage with numerous
sub-phrases, underscoring the finality of that section.17 In other
examples he took the opposite approach, weakening long-range rhyth-
mic closure by enlarging the B phrases to create an additive rhythm
(4+4+4 . . . ) with the phrases that come before and after.'8
In many cases the similarity of Rossini's melodies to later ones is
disguised by his more emphatic articulation of their three functional
sections. Brief pauses sometimes separate the A phrases from one
another or from the rest of the melody, as in the cabaletta "Si, sperar
16 A
partial list of these includes Ginardo's "Se al intorno voi leggete" (Matildedi
Shabran,act I, number 2; A4 A'4 B2 B'2 A"4 coda7), which follows an open melody
"Chi vi guida a queste mura";the cabaletta "La forza primiera"of Semiramide's duet
with Assur (Semiramide,act 2, number 8; A4 A'4 B2 B'2 A"4); and the slow movement
"Giorno d'orrore"from Semiramide and Arsace's second duet, sung by the soprano
and contralto together in parallel thirds (act 2, number i i; A8 A'8(SI 1-8) B4 B4(S21-4)
coda). Examples that follow the lyric form in their music but set fewer than
Clo(S25-)
eight lines of text include Lindoro and Mustafa's cabaletta "Ah, mi perdo, mi
confondo," which divides two quatrains of text between the singers (L'lItalianain
Algeri, act i, number 3; A4 A'4 B2 B'2 C4); the principal theme of Uberto's slow
movement "Oh fiamma soave" (La donnadel lago, act 2; A4 A'4 B B'2 A"4); and
Idreno'sprimotempofrom act 2 of Semiramide ("La speranza piti soave," A4 A'4 B2 B'2
A"4).
17 Maometto's second aria "All'invito generoso" (MaomettoII, act 2, number 8)
illustrates this approach. Although it closes with both A4 and C4, necessitating
repetition of lines from the second stanza, and appends an unusually long coda, it
otherwise adheres to Lippmann's model: A4 A'4(SI1-4) B2 B'3(S21-2) A4(S21-2)
C4(S23-4) coda. Bellini himself wrote a structurally similar melody for Pollione's
cabaletta "Me protegge, me difende" (Norma,act i). Its closing section uses both a
variation of B, modified to cadence, and a new C phrase whose contour is derived
from that of B'. The entire melody may be diagrammed as follows: A4 A'4(opening)
B4(medial) B'4 C4(closing). A similar alternative often seen in Rossini's melodies
involves repetition of the closing phrase. One example is the cabaletta "Amor, dirada
il nembo" of Otello's cavatina (Otello,act i, number 2; A4 A'4 B2 B'2 C4
18 Aside from this difference, one of Rossini's most famous
C'4).
themes, "Di tanti
palpiti," at its second appearance within Tancredi's cabaletta (Tancredi, i, number
act
3, at "Sara felice") comes surprisingly close to the later lyric form: A4 A'4(SII-4) B4
B'4(S21-2)A''4(S23-4).
Example 2
act I
Rossini, Semiramide,
fl., cl.
Allegro I _
•, •
•
E: I V7
V7/V V I ii6
IO
Example 2, (continued)
'9
19a
., >--,
mo- re, si, m'a- ni- m6! d'A- ze- ma, di quel
22
I4 V7 I ii6
25
?ffo.f n
• _b--2
I V7 I ii6 I6 V7
28
3'
19 For example, in the slow opening movement "La speranza pidi soave" of
Idreno's second aria from Semiramide (act 2, number i o), orchestra and voice exchange
the same falling motive within the two B phrases, with the orchestra leading off.
Lippmann (1969c, i68) has also noticed this characteristic.
20 See
again Maometto's "All'invito generoso," in which a cadenza-like flourish
extends B' and defines the end of the medial section.
21 See the cabaletta "Alle
pii care immagini" from the first duet of Semiramide
and Arsace (Semiramide,act i, number 6; A4 A'4 BI2 Bi'3 B22 C17), which cadences
on G minor in B22 before launching into closing material. Obviously the enormous C
phrase (actually a group of subphrases) compensates considerably for the cadence in
B22, but only in retrospect.
22 Celletti
(1968, 272) discusses the relatively flat overall profiles of many of
Rossini's melodies.
TABLE I
Arias and Duets from Semiramide
In the case of movements with lyric-form melodies, these melodies are dia-
grammed; other movements are represented by dashes.
Arias
Act/Number Performer Primo Tempo Cabaletta
from the relatively flat overall dramatic shape often found in Rossini's
early melodies.
23 The
openingmovement "Invantu fingiingrata"of ZoraideandZomira's duet
fromRicciardoe Zoraide(acti, number4) illustrates
thealternative
approach of using
correspondingantecedent andconsequent phrasesfortheopeningsection,inthiscase
five-measurephrasessharedby theorchestra andvoice.Themelodycontinueswith
threetwo-measure B phrases thatembellishvocallya descendingmotivegivenfirstin
the orchestra,followedby a longclosingpassage(C16),whichimpliesbut evades
arrivalseveraltimesbeforereaching thetonic.
Thesethree-part themesarenot confinedto Rossini'slateoperas.They occur
commonlyas earlyas Tancredi, forexamplein Amenaide andTancredi'sfirstduet
"L'aura cheintornospiri."Herinitialstatementbeginswithasymmetrical antecedent
andconsequent phrases(A6A'5),followedby a repeated four-measure
B phraseof
pseudo-canon betweenthe orchestraand vocalist.The melodycloses with an
extendedpassageoffioriture(C14). Theentiremelodymaybe diagrammed A6A'5B4
B'4 C14.
Example 3
act 2
Rossini, Semiramide,
I
Allegro
SEMIRAMIDE
Se la
?w -I I r EF
vo- la, va, t'in- vo- la, va, t'in- vo- - la a'sguardi
Example 3, (continued)
21
24
27
spet- to non sa- pre- i piit sof- frir d'un tra- di-
30
------
rJo
33
36
tor, d'un tra- di- tor, d'un tra- di- tor, no, sof-
39
text (for a double quatrain, two lines of text for each phrase of music)
and of a constantly paced declamation of text (one line of text for two
measures of music). Yet this divergence from Bellinian practice is
inevitable, since throughout Rossini's career single stanzas (usually
quatrains, although three- and six-line stanzas also occur) were the
norm for the principal melodies in reflective movements. Single
stanzas naturally preclude the formal relationship between poetry and
music found in Lippmann's model. Yet, given the constraint of four
lines instead of eight, Rossini's approach to setting his texts usually
has important similarities to the techniques of later composers. As in
Bellini's arias, many of Rossini's melodies allot two lines of poetry to
each four-measurephrase of music. And both the thematic block A A'
and the combined medial and closing phrases B C receive one stanza
of text (two different stanzas in Bellini, the same stanza repeated in
Rossini). The fast primo tempo"Ah! si per voi gia sento" of Otello's
cavatina (Otello, act I, number 2) follows this format: A4(S I1-2)
A'4(S 13-4) B2 B'2(S I 1-2) A'"4(SI3-4).24
Nonetheless the general scarcity of double quatrains across Ros-
sini's career cannot explain the infrequency with which the archetypal
text-music relationship occurs in the sizeable number of cases where
both Bellinian lyric forms and eight-line texts are present. In such
cases-Semiramide is the most prominent among Rossini's operas--
other factors must be taken into account.25For example, the librettist
Gaetano Rossi seems to have reserved the exceptionally long eight-line
texts for scenes of particular theatrical or dramatic importance.
Semiramide sings double stanzas for both the primo tempo and
cabaletta of her aria in act I (act i, number 5), as does Arsace for his
aria of indecision and ultimate heroic resolution in the second act (act
2, number 9). Operatic events such as these--the cavatinaof the prima
donnaor the hero's moment of moral reckoning-may have suggested
to Rossini expansive musical presentations, more expansive perhaps
than he could sustain with concise, direct melodies in the Bellinian
mold. Ironically, in these instances Rossini probably avoided taut
24 Singlequatrains
alsooccur in the ariasof latercomposers,for
occasionally
example Bellini'sfamous"Castadiva"fromNorma, discussedabove,p.
25 In of thetwenty-five
movements 114.
inariasandduets(excluding
Semiramide, tempi
di mezzobutincludingSemiramide's from
preghiera the second actfinale)almosthalf
(i i) set doublestanzasin theirlyricstatements
(inarias:act I, number4, cabaletta;
act I, number 5, and act 2, number 9, primo tempoand cabaletta; act 2, number 12,
cabaletta; in duets: act i, number 3, slow movement; act 2, numbers 8 and i i, slow
movement and cabaletta). In addition, Arsace's cavatina(act i, number 2) includes
two quatrains in its primo tempo, although Rossini chose to set the second as a
transition (see below, p. 121), and provides an eight-line stanza for the cabaletta.
lyric forms for basically the same reason that the poet gave him double
quatrains.
In other examples, where the first movement of an aria leads
directly to a cabaletta, the two stanzas may be devoted to passages of
music that have different functions, so that only one stanza is available
for a cantabiletheme. For example, Rossini set the first stanza of
Arsace's "Ah! quel giorno ognor rammento" (act i, number 2),
recalling in general terms the hero's rescue of the princess Azema, to
a closed melody, one with two balanced opening phrases and a single
closing phrase (A4 A'4 C4). However, he employed the second stanza,
which describes the incident more graphically, for a more urgent,
modulatory transition that leads to a dominant preparation of the
cabaletta.
The tradition of text setting in which Rossini began his career-
that is, one that valued articulation and restatement over continuity
and economy-probably also influenced his treatment of the relation-
ship between poetry and music. Like his eighteenth-century prede-
cessors, Rossini tended to sectionalize texts, even single quatrains,
and to reiterate not only individual words but also phrases and whole
stanzas to underscore articulations built into the poetry. For example,
Semiramide's opening statement "Serbami ognor si fido" from her
first duet with Arsace (act i, number 6, first movement) sets a typical
quatrain of text that follows the rhyme scheme abbc and concludes
with a troncoline:
26 The translation has been adapted from Peggie Cochrane's for the London
recording of the opera [A 4383; OSA 1383] (1966).
Example4
act I
Rossini, Semiramide,
4 ob.,
fl..r--,
tuo- - - i; e
e tut- - - to a- vrai da
3 3
ABSTRACT
Rossini's conservative, florid treatment of the expressive surface of
melody has encouraged recent scholars to differentiate his approach to
melodic structure from that of his followers. In particular,'the freedom and
complexity of his melodic designs have been contrasted with the convention-
ality and simplicity of the mid-century lyric form A A' B A' adopted by
Bellini and others. However, Rossini's conception of melodic form embraced
a broader range of options than we have previously acknowledged. Many of
his melodies in fact prefigure later lyric conventions exactly, while others
incorporate numerous aspects of later practice. Rossini's role in the develop-
ment of the mid-century lyric form suggests that we should regard Bellini not
as the originator of the design that would for many years dominate Italian
melody, but rather as the composer who solidified and popularized an
approach that Rossini had already tested and made successful.