The Alleged Anonymity of The Canonical Gospel - Gathercole
The Alleged Anonymity of The Canonical Gospel - Gathercole
The Alleged Anonymity of The Canonical Gospel - Gathercole
SIMON GATHERCOLE
University of Cambridge
[email protected]
Abstract
The apparent anonymity of the Gospels is a neglected topic in New
Testament studies. The present article offers an investigation of the
theme. Initially, there is a survey of the work that has been done specific-
ally on the subject, as well as how it is treated in Gospels scholarship
more broadly. The main body of the argument is in two parts. First, ano-
nymity cannot be inferred from an absence of authorial self-reference in
the body of the work, and therefore the argument that the Gospels are
anonymous because they do not contain the authors’ names is invalid.
Secondly, and more positively, while the titles contained in the earliest
Gospel manuscripts may well in their present form be secondary, this does
not exclude earlier attributions of authorship made in some other way.
Practical considerations make the presence of author’s names very likely.
Second-century Christian literature is replete with references to Matthew,
Mark, Luke, and John as authors of Gospels, and there is never any sense
that the Gospels were anonymous or written by others. The most likely
conclusion to be drawn is that the attributions of authorship are original.
IT has been said by Terry Eagleton that ‘all literary works are an-
onymous, but some are more anonymous than others’.1 The ca-
nonical Gospels are usually classed very much on the ‘more
anonymous’ side, but surprisingly this apparent anonymity of the
Gospels has received relatively little scholarly attention. What lit-
tle discussion there has been has taken place mainly in Germany,
and in those discussions anonymity has often been lumped to-
gether with her bigger sister, pseudonymity. As David Aune has
noted, the topic of the anonymity of biblical books ‘has been al-
most completely neglected’.2
1
T. Eagleton, ‘Unhoused’, London Review of Books 30.10 (22 May 2008),
p. 19.
2
D. E. Aune, ‘Anonymity’, in Aune (ed.), The Westminster Dictionary of
New Testament and Early Christian Literature and Rhetoric (Louisville, KY:
Westminster John Knox, 2003), p. 35. I owe this reference to the article of
Baum discussed further below.
# The Author(s) 2018. Published by Oxford University Press. All rights reserved. 1 of 30
For permissions, please email: [email protected]
doi:10.1093/jts/fly113
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2 of 30 S I M O N G AT H E R C O L E
1. Specialised Studies
One of the most important articles to spark off interest in the sub-
ject is that of Kurt Aland, in an essay covering both anonymity
and pseudonymity.3 Aland takes it as read that these two topics
3
K. Aland, ‘The Problem of Anonymity and Pseudonymity in Christian
Literature of the First Two Centuries’, JTS 12 (1961), pp. 39–49, reprinted in
Aland, The Authority and Integrity of the New Testament (London: SPCK,
1965), pp. 1–13. German version: ‘Das Problem der Anonymit€at und
Pseudonymit€at in der christlichen Literatur der ersten beiden Jahrhunderte’, in
€
Aland, Studien zur Uberlieferung des Neuen Testaments und seines Textes (Berlin:
De Gruyter, 1967), pp. 24–34. Page references in the text henceforth are from
the JTS publication.
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ANONYMITY OF THE CANONICAL GOSPELS 3 of 30
4
Aland considers it unclear, however, whether John’s Gospel is really an-
onymous or pseudonymous (p. 41).
5
K. Aland, ‘Noch einmal: Das Problem der Anonymit€at und
Pseudonymit€at in der christlichen Literatur der ersten beiden Jahrhunderte’, in
E. Dassmann and K. S. Frank (eds.), Pietas: Festschrift f€ ur Bernhard K€otting
(M€unster: Aschendorff, 1980), pp. 121–39.
6
H. Balz, ‘Anonymit€at und Pseudepigraphie im Urchristentum:
€
Uberlegungen zum literarischen und theologischen Problem der urchristlichen
und gemeinantiken Pseudepigraphie’, ZThK 66 (1969), pp. 403–36.
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4 of 30 S I M O N G AT H E R C O L E
(p. 434; cf. 406). The article is more wide-ranging than Aland’s
focus on Christian literature of the first two centuries, but on the
other hand, it is taken up with pseudonymity to a much greater
extent than with anonymity. In the eight-page treatment of the
pagan context only the last sentence really discusses anonymity, al-
though Balz does cover instances where originally anonymous
material becomes pseudepigraphic, such as the works attributed
to Homer and Aesop (pp. 408–16). These examples, in his view,
provide an analogy or a background to what happened with the
Gospels (p. 417). When it comes to explaining anonymity in early
Christian literature, Balz, in contrast to Aland, focuses not so
much on the inspired process of composition, but on the fact the
author is only passing on traditional material, and so can—indeed
must—remain anonymous (pp. 433–4). The discussion of the
Gospels runs to just over one page, and stresses that the authors
are focused simply on reworking tradition, with their products
entirely marked in Balz’s view by their function of presenting in a
stable form the gospel as it was preached in their particular com-
munities (pp. 428–9). These two factors—the author’s modest
role as a redactor, and the work’s close connection to its commu-
nity—rule out for Balz the possibility of the author including his
name (p. 429).
The most important treatment of the subject, and the first to
treat anonymity as a separate topic in its own right, was an article
by Michael Wolter in 1988.7 Wolter agrees with the previous
authors on the fact of the Gospels’ anonymity. The Gospels, along
with Acts (which forms, with Luke, a single Doppelwerk),
Hebrews, and 1 John, are works ‘die urspr€ € berhaupt kei-
unglich u
nen Verfassernamen genannt haben und darum als anonym zu
bezeichnen sind’ (p. 1). The idea that the titles are secondary
‘steht heute ausser Frage’ (p. 4). According to Wolter, anonymity
differs from pseudonymity in that the latter seeks to establish
continuity with apostolic tradition, while the anonymous litera-
ture of the New Testament seeks to ground Christ as the sole au-
thority (p. 6). Wolter offers a sociological context for this
contrast: the pseudepigraphical writings of the New Testament
assume a settled Christian identity in need of preservation, while
the anonymous works feel the need to provide a legitimation of
Christian identity, especially in relation to Judaism. John’s
7
M. Wolter, ‘Die anonymen Schriften des Neuen Testaments:
Ann€aherungsversuch an ein literarisches Ph€anomen’, ZNW 79 (1988), pp. 1–
16. Wolter criticizes Aland’s lumping of the two topics together (p. 3).
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ANONYMITY OF THE CANONICAL GOSPELS 5 of 30
8
A. D. Baum, ‘The Anonymity of the New Testament History Books: A
Stylistic Device in the Context of Greco-Roman and Ancient Near Eastern
Literature’, NovT 50 (2008), pp. 120–42. He deals with pseudonymity in his
monograph Pseudepigraphie und literarische F€
alschung im fr€
uhen Christentum:
Mit ausgew€ €
ahlten Quellentexten samt deutscher Ubersetzung (T€
ubingen:
Mohr, 2001).
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6 of 30 S I M O N G AT H E R C O L E
12
R. J. Bauckham, ‘Papias and Polycrates on the Origin of the Fourth
Gospel’, JTS 44 (1993), pp. 24–69, at 25. This essay is also reprinted, largely
unchanged, in Bauckham, The Testimony of the Beloved Disciple: Narrative,
History, and Theology in the Gospel of John (Grand Rapids, MI: Baker, 2007),
pp. 33–72. References to the essay henceforth will follow the pagination of the
JTS article.
13
Bauckham, ‘Papias and Polycrates’, p. 65.
14
See M. Hengel, The Four Gospels and the One Gospel of Jesus Christ
(London: SCM, 2000), p. 50: they were ‘not secondary additions but part of the
Gospels as originally circulated’. That this refers to the individual Gospels (not the
collection) is clear in his statements about Matthew (p. 77; cf. p. 97) and Luke (pp.
102–3). See also the questioning of anonymity in ‘Die Evangelien€ uberschriften’
(orig. 1984), in Hengel, Jesus und die Evangelien: Kleine Schriften V (T€ ubingen:
Mohr, 2007), pp. 526–67, at 542–3, and p. 565 on the origins of the titles at the
point of the final editing and earliest circulation of the Gospels.
15
B. D. Ehrman, Jesus: Apocalyptic Prophet of the New Millennium (Oxford:
Oxford University Press, 1999), p. 42.
16
M. A. Tolbert, Sowing the Gospel: Mark’s World in Literary-Historical
Perspective (Minneapolis: Fortress, 1989), p. 27.
17
D. Bock and D. Wallace, Dethroning Jesus (Nashville, TN: Thomas
Nelson, 2007), p. 127.
18
A. F. J. Klijn, ‘Die Entstehungsgeschichte des Neuen Testaments’,
ANRW II 26.1 (Berlin: De Gruyter, 1992), pp. 64–97, at 79.
19
W. Reinbold, Der Prozess Jesu (G€ ottingen: Vandenhoeck & Ruprecht,
2006), p. 41.
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8 of 30 S I M O N G AT H E R C O L E
20
D. Senior, P. J. Achtemeier, and R. J. Karris, Invitation to the Gospels
(New York/Mahwah, NJ: Paulist, 2002), p. 328. Cf. F. B. Watson, The Fourfold
Gospel (Grand Rapids, MI: Baker, 2016), p. 61, on Luke: ‘The third of the ca-
nonical gospels did not begin life as the work of “Luke,” nor does it identify
itself as a “gospel.”. . . he does not give his own name.’
21
G. E. Ladd, New Testament and Criticism (Grand Rapids, MI: Eerdmans,
1967), p. 128; P. Achtemeier, J. B. Green, and M. M. Thompson, Introducing
the New Testament: Its Literature and Theology (Grand Rapids, MI: Eerdmans,
2001), p. 143.
22
F. B. Watson, Gospel Writing: A Canonical Perspective (Grand Rapids,
MI: Eerdmans, 2013), p. 350.
23
E. D. Freed, The New Testament: A Critical Introduction (Belmont, MA:
Wadsworth, 2000), p. 123.
24
M. E. Boring and F. B. Craddock, The People’s New Testament
Commentary (Louisville, KY: Westminster John Knox, 2009), p. 284.
25
Boring and Craddock, People’s New Testament Commentary, p. 284.
26
Freed, The New Testament, p. 123.
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ANONYMITY OF THE CANONICAL GOSPELS 9 of 30
II. THE SIGNIFICANCE OF THE ABSENCE OF THE AUTHOR’S NAME
The first issue to address, then, is the significance of there being
no named author in the prologue or epilogue to the text (‘fact 1’
noted just above). Rather than looking at the entirety of ante-
cedent and contemporaneous literature from the Greco-Roman
world and the Near East, we can narrow the scope by sketching
how names were employed in three of the main candidates in
New Testament scholarship for the genre of the Gospels. Some
have claimed that the Gospels are sui generis, but if this is the case
then one cannot have any assumptions one way or the other. We
will explore here the conventions about the presence or absence of
the author’s name in works which can be classified as technical
treatise, history, or biography.
1. Technical Treatise
We can treat this case briefly as it has only been applied to Luke.
Alexander, in her arguments for the prologue of Luke’s Gospel as
a ‘scientific’ (in the sense of wissenschaftlich) preface, mentions the
absence of the name as a standard (non-) feature of technical
handbooks.27 In the appendix to an article on the subject, she
gives in full four examples of scientific prologues: those to
Diocles, Letter to Antigonus (4th c. BCE), Demetrius’s Formae
Epistolicae (1st c. BCE), Hero of Alexandria’s Pneumatica I (1st–
2nd c. CE), and Galen’s De Typis (2nd c. CE).28 Of these authors,
none mentions his own name except Diocles, who begins his trea-
tise with an epistolary address. Absence of the name from such
treatises, then, is unremarkable, and if Luke’s preface belongs in
this tradition, the absence of a name from it should not
arouse comment.
2. History
As we saw in our survey of the specialist studies above, Baum par-
ticularly maintained that histories written in Greek included their
authors’ names, in which case the absence of such names from the
Gospels would be a startling datum. The fountainheads of Greek
history-writing, Hecataeus of Miletus (6th–5th c. BCE), Herodotus
(5th c. BCE), and Thucydides (5th c. BCE) announce themselves as
27
L. Alexander, The Preface to Luke’s Gospel: Literary Convention and
Social Context in Luke 1.1–4 & Acts 1.1 (Cambridge: Cambridge University
Press, 1993), pp. 98–9.
28
L. Alexander, ‘Luke’s Preface in the Context of Greek Preface-Writing’,
NovT 28 (1986), pp. 48–74, at 72–3.
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10 of 30 S I M O N G AT H E R C O L E
29
Hecataeus, FGrHist 1 F 1; Herodotus, Hist. 1, Preface; Thucydides, Hist.
1.1.1. For later examples with the name included, see D. Fehling, ‘Zur
Funktion und Formgeschichte des Pro€ omiums in der €alteren griechischen
Prosa’, in K. Vourveris and A. Skiadas (eds.), ΔΩΡΗΜΑ: Hans Diller zum 70.
€
Geburtstag. Dauer und Uberleben des antiken Geistes (Athens: Griechische
Humanistische Gesellschaft, 1975), pp. 61–75, at 65; J. Marincola, Authority
and Tradition in Ancient Historiography (Cambridge: Cambridge University
Press, 1997), pp. 271–5.
30
Baum, ‘The Anonymity of the New Testament History Books’, p. 125.
31
Also regarded too much as the norm in E. Herkommer, Die Topoi in den
Pro€omien der romischen Geschichtswerke (Diss. Tubingen, 1968), pp. 46–52.
32
That Xenophon did publish the Anabasis pseudonymously (a point first
made by Plutarch) is questioned by e.g. M. Flower, Xenophon’s Anabasis, or
The Expedition of Cyrus (Oxford: Oxford University Press, 2012), pp. 53–4.
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ANONYMITY OF THE CANONICAL GOSPELS 11 of 30
now stated along with the title before the text?’33 Later, Baum
notes Josephus’ self-reference in the preface to his Jewish War,
but not the absence of his name from Antiquities of the Jews. Nor
are there prefatory self-references in such notable Greek histori-
ans, roughly contemporaneous with Luke, as Polybius (2nd c.
34
BCE) and Diodorus Siculus (1st c. BCE). To these we can add
Arrian (late 1st–2nd c. CE), though admittedly in his case the ab-
sence is ostentatiously self-effacing.35 Therefore although one
could talk of a possible tendency to include the name as an elem-
ent of ‘the prologue-form in ancient historiography’, the title of
Earl’s article on the subject, he is undoubtedly correct that ‘minor
variations such as the position or even the inclusion of the
author’s name were allowable’.36
Thirdly, although Baum’s treatment of the name appears in a
section on Greco-Roman historiography, he mentions no histories
in Latin, at least of a non-biographical character. Among Roman
historians, one can find major figures failing to include their
names, including Sallust (1st c. BCE),37 Livy (1st c. BCE–1st c. CE),
Tacitus (1st–2nd c. CE), and Florus (1st–2nd c. CE).38 Indeed,
Herkommer notes that this is the norm.39
3. Biography
In some respects biography is a subgenre of historiography, but it
is treated separately here because of the different ways in which
the sphragis may or may not be employed.40 Moreover, it is
33
C. Pelling, ‘Xenophon’s and Caesar’s Third-Person Narratives—or Are
They?’, in A. Marmodoro and J. Hill, eds. The Author’s Voice in Classical and
Late Antiquity (Oxford: Oxford University Press, 2013), pp. 39–73, at 41 n. 8.
34
D. Earl, ‘Prologue-Form in Ancient Historiography’, ANRW I 2 (Berlin:
De Gruyter, 1972), pp. 842–56, at 843, notes Diodorus and Polybius. S. A.
Adams, ‘Luke’s Preface and its Relationship to Greek Historiography: A
Response to Loveday Alexander’, JGRChJ 3 (2006), pp. 177–191, at 181, also
notes Dionysius, but see Ant. Rom. 1.8.4.
35
Moles, ‘Luke’s Preface’, p. 467. See further S. Swain, ‘The Hiding
Author: Context and Implication’, in A. Kahane and A. Laird (eds.), A
Companion to the Prologue of Apuleius’ Metamorphoses (Oxford: Oxford
University Press, 2001), pp. 55–63, at 56–8.
36
Earl, ‘Prologue-Form in Ancient Historiography’, p. 843.
37
Moles, ‘Luke’s Preface’, p. 467, noting Livy and Sallust.
38
Earl, ‘Prologue Form in Ancient Historiography’, p. 843.
39
Herkommer, Topoi in den Pro€omien, 48–9 notes that unlike some Greek
historians, Roman historians did not usually include their names in their
works. Similarly, Alexander, Preface to Luke’s Gospel, p. 27.
40
In Classical scholarship, the author’s reference to his name in the text is
often called, following Hesiod, the σφράγις, or ‘seal’. The classic study is W.
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12 of 30 S I M O N G AT H E R C O L E
probably true that the most popular view of the Gospels’ genre
(though not a consensus position) is that they most closely ap-
proximate to bioi. In this connection it is important to note that
Philo omits his name from his biographically oriented works on
Abraham, Joseph, and Moses. Josephus’ autobiography does not
contain a preface mentioning the subject’s name, so if absence of
such a self-reference were a criterion for anonymity we would be
left with the absurd result that Josephus’ Vita was anonymous.
Among well-known biographers Plutarch (1st–2nd c. CE) makes
no mention of his name in his Parallel Lives. Of the biographical
writings of Lucian (2nd c. CE), his Passing of Peregrinus has his
name, but as part of an epistolary prescript (‘Lucian to Cronus,
with best wishes’); otherwise, Alexander the False Prophet, the
Toxaris, and the biography of Demonax have no mentions of
Lucian’s name in a preface. In the Alexander, Lucian’s name
appears towards the end merely because he is a participant in the
drama (Alex. 55), and similarly Porphyry’s Life of Plotinus (3rd c.
CE) only features its author when Porphyry’s relationship with his
subject intrudes into the narrative. Accordingly, his Life of
Pythagoras does not mention Porphyry by name. The Life of
Apollonius by Philostratus (2nd–3rd c. CE) and two works entitled
Lives of the Sophists, one by him and another by Eunapius (4th–
5th c. CE), do not. Similarly, on the Roman side, Nepos (1st c.
BCE) makes no mention of his name in his preface. The Agricola
(late 1st c. CE) does not name Tacitus, although the mention that
the author is the subject’s son-in-law means that the writer’s
identity is not in doubt (Agr. 3). The opening pages of Suetonius’
Lives of the Caesars (2nd c. CE) are lost, and with them any possi-
bility of our knowing whether he mentioned his name.41 Lucian’s
Passing of Peregrinus is one of only two examples of a biographical
work which I have found with a prefatory mention of the author,
and this in a very different form from the self-descriptions of
Herodotus and Thucydides. The other instance is a fictional one,
42
Pace Droge, ‘Did “Luke” Write Anonymously?’, p. 495. Furthermore,
Mark and Luke do not give any explicit indication of being participants in the
events narrated in their Gospels (cf. Lucian and Porphyry noted above). If the
reader of Matthew’s Gospel knows an attribution to Matthew, then Matt. 10:3
would of course stand out as an authorial self-reference. The identity of the
beloved disciple as the author of the fourth Gospel is only unveiled in the pen-
ultimate verse (John 21:24), although John 19:35 is highly suggestive.
43
For a study of (i) to (iv) with reference to Gospel manuscripts, see S. J.
Gathercole, ‘The Titles of the Gospels in the Earliest New Testament
Manuscripts’, ZNW 104 (2013), pp. 33–76.
44
See e.g., with respect to rolls, M. Caroli, Il titolo iniziale nel rotolo librario
greco-egizio: Con un catalogo delle testimonianze iconografiche greche e di area
vesuviana (Bari: Casanova, 2007).
45
See e.g. F. Schironi, ΤΟ ΜΕΓΑ ΒΙΒΛΙΟΝ: Book-ends, End-titles, and
Coronides in Papyri with Hexametric Poetry (Durham, NC: American Society of
Papyrologists, 2010).
46
See S.J. Gathercole, ‘The Earliest Manuscript Title of Matthew’s Gospel
(BnF Suppl. gr. 1120 ii 3 / ?P4)’, NovT 54 (2012), pp. 209–35.
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14 of 30 S I M O N G AT H E R C O L E
1. Practical Considerations
We can return to Martin Hengel’s three suggested settings requir-
ing titles mentioned earlier. In two cases, namely the importance
of titles for (i) the book trade and (ii) libraries, it is hard to see the
significance for the period at the beginning (when the Gospels
were first distributed) with which we are concerned here. It is not
until the second century that appeal is made to the public avail-
ability of Christian books (although it is quite early in the second
century).52 Similarly, Christian libraries proper probably began
around the same time, although it is likely that some teachers
(such as the evangelists) and churches possessed a number of
Christian books, and it is easy to imagine that there they had
means of identifying the different volumes.53 Potentially more
significant is (iii) the setting of Christian worship: Hengel addu-
ces, for example, the comment at the beginning of Melito’s Peri
Pascha that ‘Exodus has been read’ and Luke 4, in which a scroll
identifiable as that of Isaiah is handed to Jesus. Even here, how-
ever, a nameless title ‘Gospel’ would be sufficient as long as only
one Gospel was in use—just as ‘Exodus’ was sufficient.
Perhaps more important is the common-sense speculation that
when Gospels left their original contexts and were read elsewhere,
it is hard to imagine at least some hearers not thinking ‘Says
who?’ Hengel’s point about anonymous writings potentially invit-
ing suspicion is relevant here. Even before the presence of mul-
tiple Gospels in one congregation, Christians might well have
wanted to know where a εὐαγγέλιον came from. Hence it is not ne-
cessarily the case that names must only have become a concern at
the earliest when two or more Gospels were gathered together, as
Wolter avers.54
52
Aristides, Apol. 15–16, presupposes the availability of Christian writings
to the emperor Hadrian around 125 CE.
53
See further M. Hengel, Studies in the Gospel of Mark (London: SCM,
1985), pp. 77–8.
54
Wolter, ‘Die anonymen Schriften’, p. 4.
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16 of 30 S I M O N G AT H E R C O L E
55
I leave aside here views according to which Luke also used Matthew (or
vice versa).
56
For an illustration of Matthew’s and Luke’s close adherence to Mark’s
order, see Mark 8:27—9:48//Matt. 16:13—18:9//Luke 9:18–50: a helpful table is
presented in M. S. Goodacre, The Synoptic Problem: A Way through the Maze
(London: Continuum, 2001), p. 18.
57
Wolter, ‘Die anonymen Schriften’, p. 15.
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ANONYMITY OF THE CANONICAL GOSPELS 17 of 30
the earliest copyists and then carriers. Again, the distance in time
between Mark on the one hand, and Matthew and Luke on the
other was not very great.
58
D. D. Hannah, ‘The Four-Gospel “Canon” in the Epistula Apostolorum’,
JTS 59 (2008), pp. 598–633.
59
G. N. Stanton, Jesus and Gospel (Cambridge: Cambridge University
Press, 2004), pp. 92–105.
60
Others have proposed some additional works as containing potential testi-
monia. See e.g. M. Hengel, The Johannine Question (London: SCM, 1989), p.
74 and R. J. Bauckham, Jesus and the Eyewitnesses (Grand Rapids. MI:
Eerdmans, 2006), p. 464, on Ep. Ap. 2.1. I am not quite convinced that this is
sufficient evidence, though it is quite plausible that the author would assume
an identification. Some, e.g. Hengel, Four Gospels, p. 21, have argued that
Gaius and the ‘Alogoi’ in the second century claimed that the fourth Gospel
was not written by John but by Cerinthus. However, both the dating of
Gaius’s floruit to the second century and the authenticity of his attribution of
the Gospel (and not just the Apocalypse) to Cerinthus are questionable: see S.
Manor, Epiphanius’ Alogi and the Johannine Controversy (Leiden: Brill, 2016),
pp. 60–74, on both the date of Gaius’s work (early 3rd c.) and the authenticity
of the Cerinthus attribution to the Gospel. See also as a possibility
Epiphanius’ Asian source, probably from the late second or third century: C.
E. Hill, The Johannine Corpus in the Early Church (Oxford: Oxford University
Press, 2004), p. 138. Since these are all potential testimonia to John, which are
plentiful elsewhere, they would not greatly affect the picture in this article.
Tertullian could also have been included, but his works mentioning the evan-
gelists lie just outside the time-frame: John is first mentioned in Praescr. 22.5
(c.203 CE), and they all appear in Marc. 4.2.2 and thereafter. The Adversus
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18 of 30 S I M O N G AT H E R C O L E
The first two testimonia we can note which might well derive
from the second century are two manuscripts:
iii. Fairly securely dated right at the end of the second century
(and in one case, into the third) are Clement of Alexandria’s
statements of the evangelists as Gospel writers. The earliest
references to authors of the Gospels are Matthew in
Stromata I (c.198), Mark in Quis dives salvetur (c.203), Luke
in Paedagogus (c.197), and John in Protrepticus (c.195).63
iv There are several other references specifically to John from
around this time, which identify John as the beloved disciple
who reclined at Jesus’ side (John 13:23–5; 21:20), and there-
fore as the author of the Gospel (21:24; cf. 19:35). One of
these has, to my knowledge, hitherto been missed. In a scene
in the Nag Hammadi Acts of Peter and the Twelve (second
half/end of the 2nd c.64), Jesus gives the apostles a pouch of
medicine, and tells them: ‘Heal all the sick of the city who
Marcionem as we have it in its third edition dates to c.207–8 CE, although its
first edition appeared ‘perhaps as early as 198’, according to Tertullian:
Adversus Marcionem, ed. and trans. E. Evans (Oxford: Clarendon Press, 1972),
p. xviii.
61
Gathercole, ‘The Titles of the Gospels’, pp. 37–8.
62
Ibid., p. 38; see further, Gathercole, ‘Earliest Manuscript Title of
Matthew’s Gospel’, pp. 209–35.
63
Strom. 1.21.147.5; Quis 5.1; Paed. 2.1.15.2; Protr. 4.59.3. Dates in J.
Ferguson, Clement of Alexandria (New York: Twayne Publishers, 1974), pp.
16–17. See Hill, Johannine Corpus, pp. 121–2 for possible earlier dates.
64
See P. Nagel, Codex apocryphus gnosticus Novi Testamenti (WUNT 326;
T€ ubingen: Mohr, 2014), p. 348 (mid–late 2nd c.); M. Scopello, ‘Introduction’,
in M. Meyer (ed.), Nag Hammadi Scriptures (New York: HarperOne, 2007), p.
359 (end 2nd/beginning 3rd c.); A. L. Molinari, The Acts of Peter and the
Twelve Apostles (NHC 6.1) (Atlanta, GA: Society of Biblical Literature, 2000),
pp. 201–33 provides a helpful overview of the various scholarly attempts to
date the work, and an argument (which is by no means decisive) for a post-
Decian date.
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ANONYMITY OF THE CANONICAL GOSPELS 19 of 30
believe in my name.’ Not being medically trained, the disci-
ples are baffled by this. Peter does not want to ask Jesus how
this could be possible, so he signals to John, who is next to
Jesus, and tells him to ask Jesus about it. John then does so:
ⲁϥⲣ ϩⲟⲧⲉ ⲛϭⲓ ⲡⲉⲧⲣⲟⲥ [ⲉ]ⲟⲩⲁϩⲙⲉϥ ⲉⲣⲟϥ ⲙⲡⲙⲉϩⲥⲉⲡ [ⲥ]ⲛⲁⲩ ⲁϥⲕⲓⲙ ⲉⲡⲏ
ⲉⲧϩⲓⲧⲟⲩ ⲱϥ ⲉⲧⲉ €ⲓⲱϩⲁⲛⲛⲏⲥ ⲡⲉ ϫⲉ ϣⲁϫⲉ ϩⲱⲱⲕ ⲙⲡⲓⲥⲟⲡ ⲁϥⲟⲩⲱϣⲃ
ⲛϭⲓ €ⲓⲱϩⲁⲛⲛⲏⲥ ⲡⲉϫⲁϥ ϫⲉ ⲡϫⲟⲉⲓⲥ ⲧⲛ ⲣ ϩⲟⲧⲉ ϩⲁ ⲧⲉⲕⲉϩⲏ ⲉϫⲉ ⲟⲩⲙⲏⲏϣⲉ
ⲛϣⲁϫⲉ . . . (AcPetTwelve 11.1–8)
Peter was afraid to reply to him again. He motioned to the one
who was beside Jesus, which was John: ‘You speak this time.’
In response, John said: ‘Lord, we are afraid to say many words
in your presence . . .’.
The scene seems to recall John 13:22–5, where the disciples are
also baffled by what Jesus has said. There too Peter does not ask
Jesus himself for an explanation, but motions to the beloved dis-
ciple—who is next to Jesus—to ask him, which the beloved dis-
ciple then does. Seeing John as the one ‘beside Jesus’, the Acts of
Peter and the Twelve Apostles thereby probably sees John as the
beloved disciple and therefore the author of the Gospel.
65
Bauckham, ‘Papias and Polycrates’, p. 28.
66
Ibid., p. 31.
67
B. M. Metzger, The Canon of the New Testament: Its Origin,
Development, and Significance (Oxford: Oxford University Press, 1997) pp. 191,
194. Arguments for the later date have not proven convincing.
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20 of 30 S I M O N G AT H E R C O L E
68
Irenaeus (AH 3.3.3) mentions bishop Eleutherius (174–89 CE) as current,
but not his successor Victor.
69
Theophilus’ chronicle in Autolyc. 3.28 implies composition in 180 CE.
70
Hill, Johannine Corpus, p. 88.
71
The reference to an evangelist in the New Testament sense of the term
(Acts 21:8; Eph. 4:11; 2 Tim. 4:5) would be redundant after ‘apostle’.
72
For the text, see Anecdota Graeca, ed. J. A. Cramer, vol. 2 (Oxford: The
University Press, 1835), p. 88 and C. de Boor, Neue Fragmente des Papias,
Hegesippus und Pierius in bisher unbekannten Excerpten aus der Kirchengeschichte
des Philippus Sidetes (TU V/ 2; Leipzig: Hinrichs, 1888), p. 169.
73
See H. J. Lawlor, Eusebiana: Essays on the Ecclesiastical History of
Eusebius (Oxford: Clarendon Press, 1912), pp. 40–56. This whole section is a
series of brilliant pieces of detection. For a different view, see R. J. Bauckham,
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ANONYMITY OF THE CANONICAL GOSPELS 21 of 30
xi. The Acts of John (c.150–20076), like Polycrates and the Acts
of Peter and the Twelve, shows knowledge of the tradition
that the beloved disciple—and therefore the implied author
of the Fourth Gospel—was John (Ac. Jn. 89), the son of
Zebedee (Ac. Jn 88).
Jude and the Relatives of Jesus in the Early Church (Edinburgh: T & T Clark,
1990), p. 97.
74
R. M. Grant, Second Century Christianity: A Collection of Fragments
(Louisville. KY: WJK, 2003), p. 175, has c.175. Eusebius (EH 4.19.1–21.1)
puts Apollinaris’ floruit in the time of Soter (c.168–74), and his composition of
an apology to Marcus Aurelius (161–80 CE) is also indicative of his dates (EH
4.27.1). See further on Apollinaris, R. M. Grant, Greek Apologists of the
Second Century (London: SCM, 1988), pp. 83–91.
75
Trans. mine. On the passage, see further See U. Huttner, ‘Kalender und
religi€ose Identit€at: Ostern in Hierapolis’, ZAC 15.2 (2011), pp. 272–90.
76
Acta Iohannis: Textus Alii—Commentarius—Indices, ed. E. Junod and J.-
D. Kaestli (CCSA 2; Turnhout: Brepols, 1983), p. 700, gives a date of 150–
200 CE.
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22 of 30 S I M O N G AT H E R C O L E
77
Grant, Second Century Christianity, p. 70, talks of Heracleon being active
in the third quarter of the century.
78
The Fragments of Heracleon, ed. A. E. Brooke (Texts and Studies, 1.4;
Cambridge: Cambridge University Press, 1891), p. 55.
79
J. J. Gunther, ‘Early Identifications of Authorship of the Johannine
Writings’, JEH 31 (1980), pp. 401–27, at 425.
80
In his Epistle to Flora (apud Epiphanius, Pan. 33.3.6), Ptolemy also calls
the author of the Gospel an apostle.
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ANONYMITY OF THE CANONICAL GOSPELS 23 of 30
xiv. Another neglected testimonium is the probable allusion to
Matthew the evangelist in the Gospel of Thomas
(c.140–80):81
ⲡⲉϫⲉ ⲓⲥ ⲛⲛⲉϥⲙⲁⲑⲏⲧⲏⲥ ϫⲉ ⲧⲛⲧⲱⲛⲧ⳿ ⲛⲧⲉⲧⲛϫⲟⲟⲥ ⲛⲁⲉⲓ ϫⲉ ⲉⲉⲓⲛⲉ ⲛⲛⲓⲙ
ⲡⲉϫⲁϥ ⲛⲁϥ⳿ ⲛϭⲓ ⲥⲓⲙⲱⲛ ⲡⲉⲧⲣⲟⲥ ϫⲉ ⲉⲕⲉⲓⲛⲉ ⲛⲟⲩⲁⲅ⳿ⲅ* ⲉⲗⲟⲥ ⲛ ⲇⲓⲕⲁⲓⲟⲥ
ⲡⲉϫⲁϥ ⲛⲁϥ ⲛϭⲓ ⲙⲁⲑ⳿ⲑⲁⲓⲟⲥ ϫⲉ ⲉⲕⲉⲓⲛⲉ ⲛⲟⲩ* ⲣⲱⲙⲉ ⲙⲫⲓⲗⲟⲥⲟⲫⲟⲥ
ⲛⲣⲙⲛϩⲏⲧ⳿ ⲡⲉϫⲁϥ ⲛⲁϥ ⲛϭⲓ ⲑⲱⲙⲁⲥ ϫⲉ ⲡⲥⲁϩ ϩⲟⲗⲱⲥ ⲧⲁⲧⲁⲡⲣⲟ
ⲛⲁhϣiϣⲁⲡϥ⳿ ⲁⲛ ⲉⲧⲣⲁϫⲟⲟⲥ ϫⲉ ⲉⲕⲉⲓⲛⲉ ⲛⲛⲓⲙ⳿ (Gos. Thom. 13: 1–4)
Jesus said to his disciples: ‘Compare me and tell me whom I
resemble.’ Simon Peter said to him: ‘You are like a righteous
angel.’ Matthew said to him: ‘You are like a wise philosopher.’
Thomas said to him: ‘Master, my mouth is completely unable
to say whom you are like.’
The view that this is a reference to Matthew the evangelist now
has considerable scholarly support.82 A lengthy case has been
made elsewhere,83 but the key point is that here Matthew seems
to be an authoritative spokesman, alongside Peter, who needs to
be rebutted by the Gospel of Thomas. The reference to Matthew
here also appears in a logion heavily influenced by Matthew’s
Gospel.84 Some have also suspected that the reference on
Matthew’s part to Jesus as a ‘wise philosopher’ might reflect a
perspective on the christology of Matthew.85 Matthew is known
for little else in early Christianity besides being an evangelist,
and so there is a high degree of probability that this dialogue in
81
It is not mentioned as a testimonium in Hengel, Four Gospels,
for instance.
82
A. F. Walls, ‘References to the Apostles in the Gospel of Thomas’, NTS
7 (1960–1), pp. 266–70; E. Haenchen, ‘Literatur zum Thomasevangelium
(Fortsetzung)’, ThR 27 (1961), pp. 306–38, at 315; T. V. Smith, Petrine
Controversies in Early Christianity (T€ ubingen: Mohr, 1985), pp. 115–16; R.
Trevijano Etcheverrıa, ‘Santiago el Justo y Tomas el Mellizo (Evangelio de
Tomas, Log 12 y 13)’, Salmanticensis 39 (1992), pp. 97–119, at 112; E. H.
Pagels, Beyond Belief: The Secret Gospel of Thomas (New York: Random
House, 2003), p. 47 (tentatively); R. J. Bauckham, Jesus and the Eyewitnesses:
The Gospels as Eyewitness Testimony (Grand Rapids, MI: Eerdmans, 2006), pp.
236–7; G. W. Most, Doubting Thomas (Cambridge, MA and London: Harvard
University Press, 2005), p. 93; S. J. Gathercole, The Composition of the Gospel
of Thomas (Cambridge: Cambridge University Press, 2012), pp. 169–74;
Gathercole, The Gospel of Thomas: Introduction, Translation and Commentary
(Leiden: Brill, 2014), pp. 259–66; Watson, Gospel Writing, p. 230.
83
See e.g. Gathercole, Composition of the Gospel of Thomas, pp. 169–74.
84
Gathercole, Composition of the Gospel of Thomas, pp. 174–7.
85
Bauckham, Jesus and the Eyewitnesses, pp. 236–7.
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24 of 30 S I M O N G AT H E R C O L E
86
Bauckham, ‘Papias and Polycrates’, p. 46.
87
See C. E. Hill, ‘“The Orthodox Gospel”: The Reception of John in the
Great Church Prior to Irenaeus’, in T. Rasimus (ed.), The Legacy of John:
Second-Century Reception of the Fourth Gospel (Leiden: Brill, 2010), pp. 233–
300, at 286, for a list of other scholars.
88
Bauckham, ‘Papias and Polycrates’, pp. 53–6.
89
Clement, citing the ancient elders in the Hypotyposes, apud Eusebius, EH
6.14.7. It is possible, however, that Clement is writing independently of Papias,
in which case his testimonium would be independent.
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ANONYMITY OF THE CANONICAL GOSPELS 25 of 30
There are two more clear pieces of evidence for John as a named
evangelist. One garbled testimony to Papias, despite its howlers,
evidently makes reference to John: ‘The Gospel of John was
made known and given to the churches by John while still in the
body . . . as one called Papias of Hierapolis, a disciple dear to
John, reports in his five <exegetical> books.’90 Another fragment
quite independently states that one of the five books discussed
John’s Gospel, with John’s Gospel containing the pericope adul-
terae.91 Some also argue for Papias having discussed Luke, though
this is more uncertain.92
The question arises of Papias’s date.93 According to Eusebius,
he is a contemporary of Polycarp and Ignatius—he appears sand-
wiched between them (EH 3.36.1),94 and in another list he
appears after Clement, Ignatius, and Polycarp (3.39.1): the list
Papias—Polycarp—Ignatius also appears in Jerome’s version of
Eusebius’ Chronicon, placed at the end of the 219th Olympiad, i.e.
around 100 CE.95 Irenaeus is quoted as calling Papias and
Polycarp ἑταῖροι (3.39.1). Eusebius also records Irenaeus’ state-
ment that Papias was an ἀρχαῖος ἀνήρ (3.39.2), and notes that he
overlapped with Philip’s prophetic daughters (3.39.9).96 Eusebius
disputes Irenaeus’ claim that Papias was a hearer of John (3.39.1–
2), and the passage he cites seems to support Eusebius’ point.
Even so, Aristion and John the elder managed to be both disciples
of Jesus and contemporaries of Papias (3.39.4): in contrast to find-
ing out from the elders what each of the other disciples had said
(εἶπεν), Papias discovered from the elders what Aristion and John
90
Holmes, fr. 19: The Apostolic Fathers, ed. and trans. M. W. Holmes, 3rd
edn. (Grand Rapids, MI: Baker, 2007), p. 756.
91
Holmes, fr. 23: see The Apostolic Fathers, pp. 760–1.
92
See C. E. Hill, ‘What Papias said about John (and Luke): A “New”
Papian Fragment’, JTS 49 (1998), pp. 582–629, at 625–9, and the criticisms in
Bauckham, Jesus and the Eyewitnesses, pp. 433–7.
93
The best account here, with fairly devastating criticisms of a late date for
Papias and compelling reasons for an early date, is that in R. Yarbrough, ‘The
Date of Papias: A Reassessment’, JETS 26 (1983), pp. 181–91.
94
Appended to this list later is Quadratus, who, as we know from Eusebius’
comment on his Apology, flourished in the time of Hadrian (EH 4.3.1–2).
95
See Eusebius Werke VII/1. Hieronymi chronicon, ed. R. Helm (GCS;
Leipzig: Hinrichs, 1913), pp. 193–4; see further on this Yarbrough, ‘The Date
of Papias’, p. 186.
96
Yarbrough notes further: ‘The force of this appellation for Papias is
strengthened when it is remembered that Irenaeus referred to John as seeing
the Apocalypse “no very long time ago but almost in our own day, towards the
end of Domitian’s reign”’ (‘The Date of Papias’, p. 187, referring to
AH 5.30.3).
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26 of 30 S I M O N G AT H E R C O L E
Taken all in all, then, the first two centuries CE are populated by a
good deal more references to Gospel authors than is commonly
appreciated. The most common attestation is to John and
Matthew in the top two, with Mark and Luke in the lower tier,
facts which roughly dovetail with the evidence from the papyri as
well as with the relative frequency of biblical references from the
period.97 The evidence may be summarized in the follow-
ing table:
97
Hurtado lists the number of second to third-century manuscripts for each
Gospel as ‘Matthew (12), Mark (1), Luke (7), John (16)’. See L. W. Hurtado,
The Earliest Christian Artifacts: Manuscripts and Christian Origins (Grand
Rapids, MI: Eerdmans, 2006), p. 20. The listing of patristic references to the
Gospels in the first volume of Biblia Patristica, which essentially covers the
second century, has for each of the evangelists: Matthew—c.70 pages (pp.
223–93); Mark—c. 27 pages (pp. 293–319); Luke—c.59 pages (pp. 319–78);
John—c.37 pages (pp. 379–415). See J. Allenbach et al. (eds.), Biblia
Patristica: Index des citations et allusions bibliques dans la litterature patristique,
vol. 1: Des origins a
Clement d’Alexandrie (Paris: Editions CNRS, 1975).
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ANONYMITY OF THE CANONICAL GOSPELS 27 of 30
98
Pace Watson, Gospel Writing, p. 254, who assumes that at the time of 2
Clement ‘the term “Gospel” remains essentially anonymous and is not yet associated
exclusively with the direct or indirect testimony of named apostles’. On the other
side, see M. Hengel, Studies in the Gospel of Mark (London: SCM, 1985), p. 71.
99
Justin, Dial. 103.8 refers to composition by apostles and their followers:
this distinction suggests that he knows particular apostles and followers. Justin
also does not name Paul, whose writings he certainly knows.
100
C. E. Hill, Who Chose the Gospels? Probing the Great Gospel Conspiracy
(Oxford: Oxford University Press, 2010), pp. 179–80.
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28 of 30 S I M O N G AT H E R C O L E
101
Bauckham, ‘Papias and Polycrates’, p. 25.
102
Cf. Origen apud Eusebius, EH 6.25.14.
103
See n. 60 above.
104
See e.g. Hengel, Four Gospels, p. 54.
105
T. D. Barnes, Tertullian: A Historical and Literary Study (Oxford:
Clarendon Press, 1971), p. 47.
106
The homilies on Hebrews date to c.239–42, according to P. Nautin,
Origene: Sa vie et son oeuvre (Paris: Beauchesne, 1977), p. 411.
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ANONYMITY OF THE CANONICAL GOSPELS 29 of 30
IV. CONCLUSION
A good deal of the foregoing argumentation has been negative.
This is because the first plank in the positive case for anonymity
made by so many, viz. the absence of the author’s name in the
work, is completely insignificant (§2). Even in the case of histories
written in Greek, where the name is perhaps most frequently
found in a preface in the work, there is by no means anything
approaching a rule to this effect. In consequence, it is a pointless
exercise to try to give a theological rationale for why there is no
self-reference.
The second plank in the case for anonymity is, as we have seen,
the view that the present titles were only added later, with the
often unstated implication that not only were the titles absent in
their present form but that there were also no accompanying indi-
cations of authorship of any kind at all. The anonymity view not
only has the (insufficiently acknowledged) difficulty of arguing
for a negative here, it also has to contend with all the positive evi-
dence against it. In addition to all the early references to the evan-
gelists’ names (§3.2), there is the difficulty of imagining Matthew
and (perhaps especially) Luke accepting the second Gospel on
trust without accompanying testimony (§3.1), and also finally the
important silences (§3.3).
To follow up on the individual Gospels, we have noted that at-
tribution of the second Gospel to Mark goes back to John the
elder in the first century. This cannot be more than about 20 years
after the composition of the Gospel. In the light of this, it seems
extremely unlikely that there was a time when Mark was not asso-
ciated with the Gospel. The testimonia to Matthew are both early
and scattered: Papias and the Gospel of Thomas are notable early
witnesses. Again, there are only thirty-odd years between
Matthew and Papias. Luke on the other hand is not attested as an
author so early, in fact is not so before Irenaeus and the
Muratorian fragment, whichever came first. However, of all the
Gospels Luke is perhaps the least likely to be anonymous, given
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30 of 30 S I M O N G AT H E R C O L E
107
I am extremely grateful to Prof. Richard Bauckham, Dr James Carleton
Paget, Dr Jane Heath, Prof. Charles Hill, Dr Jonathan Linebaugh, and Prof.
Stephen Oakley for reading and commenting on this article, and for making
very helpful suggestions on both points of detail and on the larger question.