A General Unified Approach To Modelling Switching Dc-To-Dc Converters in Discontinuous Conduction Mode
A General Unified Approach To Modelling Switching Dc-To-Dc Converters in Discontinuous Conduction Mode
ABSTRACT a) b)
buck power stage:
A method 60~ modelling ~w~ehlng eonve4t~ ~n
the dWe.onUnu.o~ conducxion. mode ~ developed, who~e
L v L v
~~aAting po~nt ~ the uni6~ed ~tate-~pae.e ~e~e6en
t.aA:,.i,on, and who~e end ~uul:t ~ a e.omplete UneM Vg
ciAeuU model ~c.h e.oJtlL.ec:Uy ~ep~uen.t6 aU u~ent<.ai. c R R
6edtUILu, namehj, the ~nput, output, and tJuur..66e~
p~opVLtiu (~t.aA:,.i,e. de. a.6 well a.6 dyna.rni,e. ae. ~ma.U
.6.ignal) • Whi1,e the method .i6 genVLall.y appUc.a.bte to
any ~wUdU..ng e.onveJLt~ opvr.a..ting in the diAe.onilnuoUh boost power stage:
e.onduction mode, U cs ex.te~~vehj .iU.UhtJta:ted 60IL the L V L V
thJLee e.ommon powe~ ~tagu (buck, ooos t; and buc.k-boo.6t) .
The ILuu.U.6 6o~ the.6e e.onveJLteJL6 Me then eOAily tabu-
lated owing t» the ~xed equ<.val~ ci.JLc.ui.t t:opology V
g
~s-c~----' R V,,! R
06 thei.Jr. ClU10n.ie.a.l cilLc.ui.t model.
The ou.t.ti..ned method l.end6 -i.tA el6 ea.6ily to ~nve6t,i
ga:tion 06 the e:.tL6 e.on.ti..nuOU6 e.onduction mode in mo~e
complex .6~c.:tuIr.e.6 (e.a.6 cade. e.onnee:Uon 06 buck and ooost: buck - boost power stage:
c.onveJLtelL6, 60~ example), in w~c.h mo~e than one ~nducto~
c.ulVLe~ may bee.ome di..6 e.On.U.nUOUh •
S -V -v
M oppo-6ed to otheJL modelling tec.hn.ique6, the
new method eons-eden» the cU...6 eon.t(.nuoUh e.onduction mode c R~ R
a.6 a .6peci..a.l c.a.6e 06 the e.On.U.nUOU6 e.onduc.t.ion mode~.
36-PESC 77 RECORD
approaches ] 0 l [ - ] 4 [ ( ) have been proposed. However,
Thus the transition from continuous to discontin- while all these techniques J 0 l [ - ] 4 [ ( ) provide through
uous conduction mode is obtained by either incAJease of various linearization procedures the proper linearized
load R (hence by lowering of the average dc current I) transfer functions (duty ratio modulation d to output
or by decACOSe of inductance L or switching frequency f . g voltage ν and line voltage ν to output voltage ν trans
In any case, however, the operation in the discontin- fer functions), they are inclpable of representing the
uous conduction mode results in tha.ee different switched input properties of the converter, and hence fail to
networks, as illustrated in Fig. 3 for the buck-boost arrive at the complete linearized converter model. This
converter (as opposed to two switched networks for con- is an entirely analogous situation to that for contin
tinuous conduction operation). An analogous situation uous conduction mode [ 2 , 3 ] , where these methods could
exists for the other two converters of Fig. 1 as well not model the input properties (open- and closed-loop
as for a number of other switching converters. input impedance, for example) of the converters and
regulators in continuous conduction mode of operation.
a ) INTERVAL DTS- B ) INTERVAL D^TS · C ) INTERVAL D$Ts'- In addition, they stay throughout modelling in the do
main of equation manipulations only, and thus the use
ful insight which can be gained from lineal circuit
models (as demonstrated in [ l , 2 , 3 ] is lost. Hence the
primary objective of the development here becomes to
overcome all these difficulties by extending the power
ful state-space averaging technique of [ 2 ] , together
with its circuit model realizations, to the discontin
fig. 3. ThAee smXcked neJwonks ioK the buck-boost uous conduction mode of converter operation and finally
conveAteA operating Jjn the discontinuous con- to arrive at the complete linear ciAcuit model of various
duction mode,: a) tna.nsistoK on, diode o^; converters (like, for example, those of Fig. 1 ) .
b) VuansistoK ou, diode on; c) tAansistoK
ou, diode oU* 2.2 New state-space and circuit averaging methods for
switching converters in the discontinuous conduction
In Section 2 an extensive overview of the complete mode
structure of modelling of switching converters and regu-
lators in the discontinuous conduction mode by use of The state-space and circuit averaging methods pre
the new method is provided. In particular, the steps sented in [ 2 ] are now to be suitably modified to account
leading to the equivalent circuit models that describe for the discontinuous conduction mode of operation, and
both steady-state (dc) and dynamic (ac small signal) the results are summarized in the Flowchart of Fig. 4.
behaviour are briefly explained. The subsequent sections As before for the continuous conduction mode, the star
then give a detailed and thorough account of the new ting model for the switching converter (block 1 in the
method outlined in Section 2. Flowchart of Fig. 4) is either in terms of the State-
Space description of the switched networks (as in block
First, in Section 3, the procedure for modelling la) , or in terms of lineaA ciAcuit models of the switched
in discontinuous conduction mode is viewed as a special networks (as in block lb).
case of that for continuous conduction mode [l,2,3]
(provided the state-space averaging step of [2] is The difference, however, from the previous descrip
properly generalized to include three or more structural tion is not only that now there are thAee different
changes within each switching period as shown in Appendix) structural configurations within each switching period,
and additional constraints imposed to model special but also in the fact that instantaneous inductor cur
inductor current behaviour. Though the results obtained rent is KeStAJLcted in its behavior: it starts at zero
are in terms of linear equations, the useful circuit at the beginning of a switching period and falls to
realizations may be obtained as in Section 4 . The zero current'again even before the switching period
straightforward perturbation and linearization steps has expired (see the instantaneous inductor current
in Section 5 lead to dc and ac ciAcuit models. They waveform in block 1 of Fig. 4).
result for three common converters of Fig. 1 in the
fixed topology, canonical ciAcuit model and are easily It is actually this second difference which clearly
tabulated. Because of the need for complete presen- distinguishes the discontinuous conduction mode of
tation of the theoretical background of the new method, operation, while the first difference, that of having
and lack of space, only cursory experimental verifi- three different structural configurations, appears in
cation is included at the end of Section 6 . Finally, a way to be merely incidental. That is, in Appendix A
in Section 7 the completeness of the obtained converter it is shown that the state-space averaging step of [ 2 ]
circuit models is reemphasized by their direct incor- can be directly extended to include "three-state" con
poration in S^ûXching regulator models. verters (converters with three structural changes within
each switching period), provided such converters are
Since the method presented here is essentially a operated in the continuous conduction mode, and any
consistent extension of the technique for continuous restrictions on state-space variables (inductor currents
conduction mode [2], the exposition will closely fol- and capacitor voltages) are avoided; Therefore, our
low the format given in [2], such that the common steps objective in modelling converters operating in the dis
to both methods become immediately transparent, and continuous conduction mode (and exhibiting "three-state"
those that are different clearly distinguished. configuration behavior) becomes that of supplementing
this generalized state-space averaging step for "three-
state" converters by additional constraints which re
flect the special behavior of one of the state variables,
2 REVIEW OF THE NEW STATE-SPACE MODELLING TECHNIQUE the inductor current. Hence the switching-mode con
IN THE DISCONTINUOUS CONDUCTION MODE verter operating in the discontinuous conduction mode
(and having three structural changes) may be viewed as
2 . 1 Brief review of existing modelling techniques a Special case of the ordinary "three-state" converters
which are free from any restrictions on state variables.
Owing to the relatively more complicated nature of Thus the primary goal is properly to determine these
the converter operation in the discontinuous conduction additional constraints and to find how they propagate
mode, dynamic (ac small signal) models have been lacking through various paths of the modelling (such as paths
(even though valid models for continuous conduction
mode have already been obtained) until recently several a and b on the Flowchart of Fig. 4).
P E S C 77 R E C O R D - 3 7
From the Flowchart of Fig. 4 it is immediately clear along path α the general equations (through general
that path a follows a development strictly in terms of matrices A,, A , A 0 0 and vectors b,, b f t > and b ) are
state-space equations, the state-space averaged model 2ze the fact that the
retained to emphasize tfie outlined pro
ling technique, while the other path b proceeds in cedure is applicable to any "three-state" converter
terms of circuit models, circuit averaged modelling. operating in the discontinuous conduction mode, while
Moreover, as before for the continuous conduction mode, along path b a particular example of the boost con-
l-o
WITH: £ S Q
X=A X + bv 5
X-AjX+b^Vj* interval T d s 2
where x - ( i v ) T
in a circuit recognizable
(stale - s p a c e realization)
iboost example)
circuit
all transfer
internal
equivalent
functions
|:(^(4) d.: I transformation
additional requirement;
and a d d i t i o n a l constraints? i =
2L » d T
( boost example)
ifoM[(d.*<toT;>0 . i-^clTÎ
(boost e x a m p l e ) perturbation ^ j , 4b final a v e r a g e d circuit models
t e a d y - a f a t e ( d c ) model
3b
circuit model perturbed :
with: d-D*ei , ο > 0 ^ ϊ , i-I*î
I : ft: I
dynamic ( a c small-signal) model *
to τ
(beut eiomple")
Ftcj. 4, F^owJc/iaVLt Ojj ave^gXng appKQOLch<it> in moddLZLng milking dc-to- dc. ζοηνζηϊο,ηΔ in tine, dUcontcnuoLU>
conduction mode. Path a: gm&iaJL àtcûz-^pacz wnfejUAng; Pcutk b.* cJjicuJjt Vianù^onmation method.
3 8 - P E S C 77 R E C O R D
verter is followed, owing to the requirement for the Finally, both models (block 4a or 4b) can be used
specific converter topology along that path. Speci to determine the transfer functions of interest: line
fically, for the boost power stage, - A« φ A« are voltage variation ν and duty ratio modulation d to
2 x 2 matrices, and b^ * b^ ^ 0, b^ « 0 are vectors. output voltage ν (blocks 6a and 6b respectively).
This example will later be pursued in detail along
both paths. 2.3 New canonical circuit model for discontinuous
conduction mode
We now follow path α more closely. The crucial
step is made in going from block la to 2a in that the As for the continuous conduction mode, the cul
original description through three state-space equations mination of the modelling is again a canonical circuit
(block la) is substituted by a single state-space model (block 5 of Fig. 4 ) , whose fixed topology (though
averaged model (block 2a). This is justified as fol different from the one for continuous conduction mode)
lows. The fundamental performance requirement of has all the features necessary to present a COmpteJx,
switching converters (negligible switching ripple) CÜLCuit modal. However, this fixed topology of the
results in natural frequencies ω and f much lower model for discontinuous conduction mode came merely
than the switching frequency f . This, in turn, leads
ß
as a by-product, since for the three converters of
as shown in Appendix A to the generalized state-space Fig. 1 (buck, boost, and buck-boost) the ac small-sig
averaging step. So far this would be the same aver nal models all resulted in the fixed topological struc
aging step as applied to any ordinary "three-state" ture of the model in block 4b of Fig. 4 without any
switching converter. However, as indicated before, need for equivalent circuit or other transformations.
the inductor current i do&6 not behave as a true state- It does not appear that this canonical circuit topology
space variable in the discontinuous conduction mode could be directly extended to some arbitrary converter.
since it does not have free boundary conditions (but Even though this canonical circuit model is not so
fixed at zero) which is shown to lead to the following general as that for two-state converters [2], a use
constraint: ful comparison between the two canonical circuit topo
logies can be made (at least for the common converters
of Fig. 1 in both operating modes).
This immediately reduces by one the order of the basic While in the continuous conduction mode the effect
state-space averaged model (block 2a), since one of of duty ratio modulation d was represented by voZtagt
the dynamic equations (that for inductor current) and CUAAtnt duty ratio dependent generators at the
reduces to a static equation. In addition to this, input port (hence properly representing negative closed-
an expression describing the average inductor cur loop input impedance at low frequencies as shown in [2],
rent i can be found directly from the converter it here in discontinuous conduction mode there are two
self (block 1) and becomes the second constraint, duty ratio dependent ΟΛΛΛ&ηΧ. generators, one in the in
termed perturbation equation I, which is put circuit (again, properly to model converter input
properties as shown later in Section 7), and the other
i = i(v , v, d, L, Τ )
a (2) in the output circuit to generate the duty ratio â to
g b
P E S C 77 R E C O R D - 3 9
In summary, the new method is generally applicable for this particular example and discussed in depth,
to any "three-state" converter operating in the discon including determination of the boundary between the two
tinuous conduction mode (block 4a), even though for an modes of converter operation.. From the dynamic (ac small-
arbitrary converter the final circuit model (block 4b) signal) model, the two transfer functions of interest
may have different (more complicated) topology than the (v(s)/v (s) and v(s)/â(s)) are also determined to enable
canonical circuit model for the three common converters compariSon with the corresponding transfer functions
(block 5). We also emphasize the fact that the methods derived from the final circuit averaged model for the
for finding dc and ac small-signal models are consistent boost converter presented in Section 3.3.
with each other. Namely, for both models we need only
the standard state-space or circuit averaging step (de Basic state-space averaged model
pending on whether path a or b is chosen) applicable to
any converter with three switched network configurations. We first define the time-domain description of an
Then to distinguish that the converter is operating in arbitrary three-state switching converter operating in
the discontinuous conduction mode, additional restric the discontinuous conduction mode with the help of Fig. 5,
tions (1) and (2) are imposed. Now, the dc part of per which displays the switch drive (Fig. 5a) and instantan
turbation equation (2) together with the dc state-space eous inductor current (Fig. 5b) which becomes discontin
or circuit averaged model completely determines the uous. The definition of the three intervals Τ d , T_d , and
final dc model, while the ac part i of (2) helps in com - S -Τ e 2>
, ! » D-,
,
n T d 0
a) dit)
It may seem that the method outlined holds only for
"three-state" converters in discontinuous conduction mode.
This is not so, since it can easily be generalized to
include more complicated schemes of discontinuous con dTs
duction mode of operation. As an illustration of this
generality, consider the new class of switching conver t Ts 2
both inductor currents could become discontinuous under T D and T D ) . While the first "on" interval $ D is
g
certain operating conditions in which case four-state dictated by the switch drive and is a known quantity
converters are generated. Therefore, the generalized (at least in open-loop converter usage), the second inter
state-space averaging step (Appendix A) applicable to val T d« (or T D ) , which will be termed the "decay"
s g 2
four-state converters is supplemented with additional interval, is as yet unknown and depends in general on
constraints: for each discontinuous current there will both the length of the first interval and some circuit
•be two constraints imposed analogous to (1) and (2). parameters, and describes how deep in the discontinuous
The immediate consequence of these constraints is that conduction mode the converter is operating. Nevertheless
the fourth-order original converter model becomes only we assume that the decay interval Τ D^ exists (hence the
a second-order final state-space or circuit averaged discontinuous conduction mode) and îeave it to the model
ling procedure itself to reveal how it is actually
model (with two inductances effectively disappearing
determined.
from the final circuit averaged model).
For each of the three intervals in Fig. 5, there
Despite this demonstration of the generality of the
exists in general a different switched network (compare
method, we will restrict ourselves in the remaining
with Fig. 3 for the buck-boost converter example), which
Sections to the "three-state" converters in the discon
can be described by a corresponding state-space equation
tinuous conduction mode since all the essential features
as follows:
of the method are present there.
i - A,x + b,v for interval d,T , (0 - t - t.)
3 STATE-SPACE AVERAGING IN DISCONTINUOUS CONDUCTION
MODE 1 1 g Is 1
χ - A x + b v
0 for interval d T ,
0 (t. - t - t ) (3)
0 0
3 3 g 3 s 2 s
3.1 State-space averaging While for the continuous conduction mode a similar
expression is sufficient to describe the converter, here
In this section, the final state-space averaged in discontinuous conduction mode, (3) does not describe
model (block 4a of Fig. 4) is derived, first in general the switching converter completely. Namely, the instan
for any three-state switching converter in discontin taneous inductor current is restricted in its evolution
uous conduction mode, and then demonstrated on the since from Fig. 5
idealized boost circuit example (parasitic effects not
included). Steady state (dc) conditions are obtained i(0) = i[(d + d ) T ] = 0 and i(t) ξ 0 for t e[t ,T ] (4)
]L 2 g 2 fl
4 0 - P E S C 77 R E C O R D
Therefore (3) together with (4) completely determine the d A )x + (d b + 2 2 + 3 3 g (8) d b ) v
l l 2 2 ( d A + d A 3 3 1 1 d b
tion which will accuratley represent the evolution of the ate-space and circuit-oriented)
o t h e r d e r i v a t l o n 8 ( b o t h 8t
state-vector at the switching instants. It is also desir-_and represents an averaged model over a single period T .
able that the additional constraint (4) be appropriately
g
accounted for to modify this averaging equivalent, but Note, also from (7) that the caluclation of the
in such a way as to interfere the least possible with its average inductor current i is actually based on the assump
orderly procedure. tion of the linearity of the inductor current waveform
(triangular waveshape in Fig. 5 ) . However, this does
The first task is accomplished by application of the
generalized state-space averaging step for three-state not pose any limitations at all, since the linearity of
converters (Appendix A) to (3), which results in a single the inductor waveform is again a consequence of the small
state-space description switching ripple requirement and therefore consistent
with the same basic assumption made in the continuous
x - (d A + d A conduction mode.
(5)
1 1 2 2 +
3 3 d
< l l
A
2 2
) x +
3 3 g
d b + d b + d b ) v
- 0 (6)
dt dX/dt ξ 0, the state-space equation (8) reduces to the
linear algebraic system
It follows that the inductor current in the equi
valent continuous system (5) ceases to be a tAae state- AX + bV = 0 (11)
Space vanlable, since according to (6) it has lost its g
dynamic properties. Nevertheless, despite the zero con
straints i(nT ) - 0 and di/dt(nT ) » 0 for η = 0,1,..., where
g
rent (shown in dotted lines on Fig. 5b) from its steady- (12)
state waveform (heavy line in Fig. 5b), which in turn D b
3 3 2 2 + D b
(11) to solve for the unknown duty ratio D~, and hence to
determine the length of the second interval 2^s* D I n
and designate it peituhbation equation I, for reasons general, then, D is dependent on circuit parameters (such
which will become apparent later. Naturally, the other
2
P E S C 77 R E C O R D - 4 1
In summary, expressions (11) and (13) completely Vynamlc {ac small-signal) model.*
determine the dc conditions in the discontinuous con
duction mode, and at the same time help to determine χ » Ax+bv +d[(A -A )X+(b -b )V ]+d [(A -A )X+(b -b )V ]
g 1 3 1 3 g 2 2 3 2 3 g
which was then used in (15). Example.: Ideal boost ροωεΛ stage In discontinuous
conduction mode
The perturbed model given by (15), (16), and (17)
is nonlinear owing to the presence of at least second- For the ideal boost power stage of Fig. 1 the three
order terms. switched networks in the discontinuous conduction mode
of operation are shown in Fig, 6.
Linearization and fainal state-space averaged modal
£osi discontinuous conduction mode
a) INTERVAL dis b) i n t e r v a l d T :
2 s c] i n T E R v a l d/T s :
ν d d χ
' £2 '
9
K< λ Κ<1
V* « D X < K 1 ( 1 9 )
2 2 g
Subject to constraint χ = A x + b v for interval d T
0 0
J s 0
3 3 g
I = i(V , V, D, L, T ) (21)
g g
where
4 2 - P E S C 77 R E C O R D
« -i κ Δ 2L Δ 2L .
(33)
RT ΪΓ s f
1_
Ο - ~r This dimensionless parameter Κ plays a key role in the
RC
discontinuous conduction mode since it combines uniquely
all the parameters responsible for such behavior. Ano
°J [l L° °]
T ther quantity which will frequently appear is the dc
voltage gain V/V , so we define also another dimension-
b
2= b
3 " less parameter M as 8
ever, the dc conditions are not quite determined since D = /KM(M-l) (38)
D is as yet unknown. But, by use of the additional
2
(31)
2L Hence, (36) and (37) conveniently determine dc quantities
for open-loop considerations, while (38) and (39) are
together with (29) and (30), dc conditions (and also D ) 2
likewise useful for closed-loop considerations.
are completely determined. For example, substitution
of (31) into (30) results in It is now interesting to compare the open-loop dc
gain in the discontinuous conduction mode given by (36)
2L MK
D
2 ™" RI (32) with the corresponding dc gain in the continuous con
R DT V D
s g g duction mode, which, for the ideal boost converter is
P E S C 77 R E C O R D - 4 3
Hence, the ideal dc gain (40) is dependent on duty ratio has a maximum of 4/27 at D » 1/3. This now enables an
D only and not on circuit parameters (such as L, R) or important conclusion about operating mode to be drawn.
switching frequency f . In sharp contrast to this, the Namely, if the parameters L, R, and f are such that the
de gain M in the discontinuous conduction mode (36) is computed parameter Κ is greater than S/27, expression (46)
dependent also on Κ in addition to D and hence is a is satisfied JuigaAdleSA of duty ratio D. Hence for
strong function of switching frequency f , inductance L, Κ > 4/27 the converter always operates in the continuous
and load R. Nevertheless, when the converter is used conduction mode, no matter what the operating condition
in this mode in a closed-loop regulator, the self- (duty ratio D) is. However, if parameters L, R, and f
correcting feature of the duty ratio D would compensate are such that Κ < 4/27 ^ 0.15 the situation becomes as
any possible changes of load R or switching frequency f shown in Fig. 7a, where the particular example of Κ »
g
and still keep the output voltage relatively constant. 0.08 < 0.15 is chosen. For a certain range of duty ratio
D, that is D . < D < I> (as shown by the shaded area
Another question naturally arises in comparison of in Fig. 7a),cße condition (47) is satisfied and the con
the two dc gains: when do we calculate dc gain from one verter operates in the discontinuous conduction mode,
(36) or the other formula (40), or, what is the criterion while for the remaining portions of the operating range
to determine in which of the two modes (continuous or (0 < D < D and D < D < 1.0) it again operates in
m i n
discontinuous) the converter is operating? The answer the continuous conduction mode, since then inequality
is provided easily with reference to Fig. 5. When the (46) holds.
second interval D T is smaller than interval (l-D)T ,
2 g g
4
27 27
Do > 1 (41) χ /
K=0.08 K=0.08
discontinuous conduction
D 2 < 1 - D
mode.
(42)
/ Dmin D
max
1.0
D
boundary between two conduction modes This discussion has been in terms of open-loop con
siderations, when duty ratio D is given and externally
D « 1 - D controlled. However, as before for dc conditions, it is
2 (43) desirable to have the boundary condition (45) in terms
of the dc gain M, which is a more suitable quantity for
By use of (37) in (43), the equation to determine the closed-loop considerations. This can easily be done
critical value of parameter K, that is, Κ for which since the de gain M is continuous across the boundary
this happens, is crit (as seen by use of (43) in (29) resulting in (40)), and
thus substitution D » (M-l)/M in (45) gives
K
crit +
« W * « 2 D D
' - K
cri t
(44) M-l
crit (49)
from which M 3
The solution (45) is the proper solution of (44) since As before, for Κ < 4/27, the converter is in the dis
2DD» - Κ - 2DD* - D D = 2DD»(2-D») = 2DD (1+D) is
, Z f
continuous conduction mode, but now for de gain M in
always positive regardless of D, resulting in a proper the range M ^ < M < M as shown by the shaded area
positive right-hand side of (44). With this, the cri in Fig. 7b. $his reveaîs a potentially serious problem
teria (41) and (42) for determination of the operating if the boost regulator were designed (and compensated)
mode become to operate in the discontinuous conduction mode only.
Namely, during the initial turn-on process, the out
continuous conduction mode κ > κ (46) put voltage starts from zero, and the converter would
crit
have to pass through the continuous conduction region
discontinuous conduction mode {^ASt (for 1 < Μ < Μ ^ ) , before coining to the dis
η
4 4 - P E S C 77 R E C O R D
problem of having, for example, infinite when M*l continuous conduction mode
from (39) is only a fictitious one, since (39) is for
the discontinuous conduction mode and hence not appli R < R . (53)
crit
cable in the vicinity of and at gain M • 1.
di6continuous conduction mode
R>R (54)
\
crit u
2 R *= R . (55)
crit
Κ < 4' 27
0.0 Dmax 1.0 D the converter will always operate in the continuous con
duction mode if
Fig. 8. Boost conventeK de voltage gains in continuous 27
and discontinuous conduction modes as a function R < (56)
oi duty hatio V.
or for the given numerical example for R < 238Ω. When
R > 238Ω there will be a range of gain M (see Fig. 8)
We conclude this dc analysis with some numerical for which the converter operates in the discontinuous
examples and related quantitative and qualitative signi conduction mode.
ficance of the dimensionless parameter K. For example,
for the set of parameters L » 880uH, R » 220Ω and f β
This concludes the extensive dc analysis and we now
20kHz, we compute Κ * 2Lf /R - 0.16. Therefore, since turn to the dynamic (ac small-signal) model analysis of
Κ « 0.16 > 4/27, the converter will with this set of this ideal boost converter example.
parameters always operate in the continuous conduction
mode. However if, for example, the switching frequency dynamic [ac small-signal) model analysis
is reduced to f * 10kHz, this results in Κ - 0.08 < 4/27
and some range of discontinuous conduction operation Before we apply the general result to this ideal
should be expected (see Figs. 7 and 8). Therefore, the boost converter example, let us first put the con
reduction of parameter Κ below 4/27 causes this transi straint (27) into a more suitable form by using the
tion. From the definition of Κ in (33) this reduction steady-state average inductor current I of (31) to get
and change to the discontinuous conduction mode is
qualitatively achieved by three means: increase of ν dT ν d
8 8
-Α (57)
load R, decrease of the inductance L or switching fre 2L ν D
quency f . There is also a fourth way to enter the dis g
continuous conduction mode, and that is to change the
operating condition, the duty ratio D, as illustrated By use of perturbation equation (57), model description
in Fig. 7 and Fig. 8, but only if the condition Κ < 4/27 (26) and definition (12) in the general result given by
is met. (22) through (24), we obtain
Very often, however, out of all these four pos dynamic (ac small-signal) model
sibilities, one is mostly interested in how the change
m —
of load R affects the operating mode. Namely, the
parameters L and f are usually design parameters whose
g
di
0
V i
" DfD ~ 2 V
_£
choice may depend on the size and efficiency require dt L L L
ments of th^ converter or regulator. On the other hand, at + ν +
the range of variation of duty ratio D, or equivalently 1 g
of gain M, is a design requirement in a closed-loop dv D
2 η n
dt C RC V υ u
implementation since the output voltage V is maintained
constant against the range of variation of input voltage -
V (hence range of M * V/V ) by the action of negative V -V
fledback. The load R also can have a wide range of
S
P E S C 77 R E C O R D - 4 5
where
Ο = - D v + (IM-D )v
2 2 + V d + (V -V)d g 2
(61)
2M-1 1_
(67)
M-l RC
v/R + Id (62)
C
dt V 2
and
with additional constraint (60). Note, however, that now 2V / KM
the first static equation (61) actually determines the M, 2M-1
"od 2M- M-l
(68)
J
unknown modulation quantity d (modulation of the second 2
we can now express from (61), current modulation i also uous conduction mode where two poles and even a right
appears. But, from the perturbation equation I (60) it half-plane zero are obtained [2] (for the G ^ transfer
is also determined in terms θί the known ac quantities function only). This in turn suggests easier compen
Λ
(forced modulations ν and d). In general, both equa- sation (even no compensation at all) and reduced sta
tions(60) and (61) c§uld have both modulation quanti bility problems if the converter as a part of a swit
ties i and d for some arbitrary converter. But, they
2
ching regulator is operating consistently in the dis
are linear algebraic equations and could be solved for continuous conduction mode. But, a potential danger
i and do in terms of other ac quantities and then sub exists there: any significant transient changes (such
stituted in the remaining dynamic description (which could as sudden change of input voltage or temporary substan
be, for some converter with more than two storage elements, tial change of load R) could move the operating point
higher than the first order model given by (62)). to the continuous conduction region (see Fig. 8) and
cause instability. Another problem is inherent to the
Another general feature, which is hidden in this discontinuous conduction mode. In addition to the out
model, is that (61) can be considered as a consequence put current, now the input current becomes pulsating
of the equation as well (as shown in Fig. 5) which increases elect
romagnetic interference problems. Hence, a decision
(d+d W dv (63) on the choice of operating mode becomes a complex one,
9 2
g 2
depending on the particular design requirements. To
which after usual perturbation and linearization steps facilitate that decision, we now undertake the task of
and subtraction of dc terms reduces to (61). Hence, developing useful circuit models of the switching con
in analogy to (57), equation (63) can now be designated verter operating in the discontinuous conduction mode.
perturbation equation II. The appearance of (63) in
the modelling will become more apparent later in the
hybrid modelling and circuit averaging techniques. But
in any case, the unknown modulation quantities i and d 2
dv 2M-1 1 Λ
M 2M-1 2V 0 - τ ±
d (65) dt
dt M-l R M-l R g V
R / KM (M-l)
(69)
In (65) all proportionality constants would become infi
nite and meaningless when M - l . However, it was ex dv
plained in the dc analysis that in the vicinity of and at dt RC L _J
V
(71)
2L
v(s) =
(66)
vg v (s)
g
og 1 + s/ω It now becomes clear that introduction of (70) into (69)
reduces the first dynamic equation to perturbation equa
tion II as given before by (63). But, instead of intro
v(s) ducing this substitution, let us first find the circuit
= G realization of the state-space equations (69) as shown
vd od
d(s) 1 + s/ω in Fig. 9.
4 6 - P E S C 77 R E C O R D
The constraint (70) leads, in the circuit model of duced. For consistency, the conventional, physically
Fig. 9, to effective disappearance of the inductance L, realizable, ac transformer only, is pictorially repre
since v, - Ldi/dt « 0. The resulting equality of the sented as in Fig. 11c. Later in Section 5.2, for si
two voltage generators produces again the perturbation milar purposes, the same overprint glyphs will be used
equation II given by (63). At the same time shorting with resistance symbols.
of the inductance causes reduction of system order by Following the procedure outlined in this section
one, and effectively a single pole transfer function one can easily obtain the basic averaged circuit models
result becomes apparent. of the three common power stages of Fig. 1. These
models for discontinuous conduction mode are summarized
v ~ Ldildt-o
L in Fig. 12,
L |v -v)dT /2L
g s
|d + d i v ( i
2 g
* R
jjn _ 1 iout V
(d+d )
2 d : I
2
Tig. 11. definition o{ various transformer symbols used ν = V +v , l+i, Dfd, D d , ν = V+v
in modelling switching dc-to-dc converters. g g g 2 + 2
(72)
PESC 77 RECORD-47
the nonlinear model of Fig. 13 results. 5.2 Dynamic (ac) circuit model
' 11 / 16 is obtained.
Q 0 τ (D+D )i+(^d )I
2 2
(DHD )y(d*d>)V
2 g
\
Wi=(V w )(D+d)ls-/2L
g g
m
1
— 1
I+i \ bation equation I (see Fig. 16), the other modulation
quantity d can easily be obtained from the inside loop
m m
2
I î = V DTs/2L+
+ g Iâ/D+lv /V g g
(I»D )v + (d+d )V = D v + d V
2 g 2 g 2 2
(74)
straint).
5.1 Steady-state (dc) circuit model The equation (74) can now be solved for the unknown
modulation jpd, together with the perturbation equa
With all ac quantities set to zero, the dc circuit tion defining i, determines the two current generators
model is obtained directly from Fig. 14, and upon sub in terms of the known modulation quantities as follows:
stitution of dc dependent generators by the dc trans
former symbols, the circuit model in Fig. 15 results. 2VI V (D+D )I
j - (d+d )I + (I»D )i * — d + ψ ^ νg ν (75)
± 2 2
v-v
l=V DT i2L 1 c
g s
g g g
V g - ^ 2V I 2V-V 1
dI + Di g d + & - ν (76)
2 2
V-V V-V R
g g
(D+D2] 0-
2 I
Since the converter dynamic model is usually used in
Fig. 15. Final dc clKcult model Ion the boost conventen. closed-loop regulator applications, we conveniently ex
In the discontinuous conduction mode. press all dc quantities in terms of M, K, R and output
regulated voltage V (as explained before) to arrive at
This circuit model is also supplemented by the dc
part of the perturbation equation I, which is, of course, • _ 2V / M * M 1 * J
M_ _1 *
(77)
the same as ( 3 1 ) . From the circuit model in Fig. 1 5
3
i R ν/ K(M-l) M-l R g V
M-l R V
48-PESC 77 RECORD
An interesting comparison with the circuit model
2\f )IÛ d -M ν M(2M-l)v 2Vd - M v
9
topologies for the continuous conduction mode [l,2] seems
RVKÎMHT (M-I)R (NTÏÏR (M-I)R RVKM(M-I) (M-I)R . appropriate here. While in the continuous conduction
mode the effect of duty ratio modulation d was expressed
through duty ratio dependent voltage and current gener
ators, here two duty ratio dependent current generators
(one at the input and the other at the output port)
appropriately account for both input and transfer pro
perties (and output properties, as well). Another dis
tinction and unique feature of the circuit model of
Flg. 17. Vynamic lac mail-signal) circuit modal oh the Fig. 18 is the presence of ac resistances only (which
boost converter mXh perturbation equation I are in general dependent on an operating condition,
(ior modulation >c) and perturbation equation II the gain M ) , a characteristic not present in the con
{equality oi the voltage generators ν. and ν ) tinuous conduction mode. But despite these topological
Included In the circuit model. * 0
and qualitative differences, the circuit models for con
tinuous conduction mode [l,2] and discontinuous con
The two voltage generators v.^ and ν in Fig. 17 duction mode (Fig. 18) have something very important
are purposely shown in dotted lines to emphasize the in common: they both represent a complete linearized
fact that they are no linger essential, since the in circuit model which accurately represents not only
formation provided by them (74) has already been used transfer properties but input and output properties
to find modulation and substituted elsewhere in the as well.
circuit model, Therefore they can now be omitted from
the circuit model. Finally, by modelling the current The method outlined in this section, and illustrated
generators in Fig. 17 which are proportional to vol for the boost converter, is applied to the other two
tages across them as ac resistors only, the final cir converters of Fig. 1 and results are presented in various
cuit model of Fig. 18 is obtained. tabular forms (including the boost circuit example) in
Section 6 on a canonical circuit model.
PESC 77 RECORD-49
cuit model in Fig. 12b by simply taking all quantities Buck-boost conveniez in the discontinuous
to be dc quantities and as usual considering the capa conduction mode
citance C to be open for dc signals. Hence, as should
have been expected, the circuit models in Fig. 12 to The dc circuit model for the buck-boost converter
gether with the additional expressions for the average is obtained directly from the circuit model in Fig. 12c.
inductor current i are valid dc models. But this is After perturbation and linearization of the model, the
exactly why it was previously emphasized that the pre dynamic (ac) circuit model in Fig. 20 is obtained.
sented methods for finding dc and ac models are con
sistent with each other. After all, ac small-signal
models really represent the linearized perturbation Di+dl DÎgtdVg -(D v+â,V) - ( D f c U ^ D 2
Μ ι 8
2M
2 " R
(87)
I/KR M
Hg. 79. Vynamic (ac small-signal) circuit model foK the
buck conveniez in discontinuous conduction mode
Again the same circuit topology of Fig. 18 results, but
with cowueSQonding pentunbation equation I fou
With element values (86) and (87). However, there is a
modulation i.
small distinction from the previous two models since
now, as seen in (86), g - 0. Therefore there is no
x
5 0 - P E S C 77 R E C O R D
STEADY STATE (DC) CIRCUIT MODEL DYNAMIC (AC SMALL SI6NAL ) CIRCUIT MODEL
I : M, I : M 2
Fig. 21. Steady-state, (dc) circuit modeJL {or the con Fig. 11. Final ac smalt-signal circuit model {or con
verters o{ Fig. 1 in the discontinuous con verters o{ Fig. 1 in the discontinuous con
duction mode. duction mode.
2V(|-Mf' a
2-M I
buck M
2 Κ 2 I / K M 2 Ί/Κ M(2-M) I - M R C
buck K( l - M )
I+YI+4K/D 2
D l*Vl+4K/D 2
V l-M
2V iJKM 2M-I I
boost M
boost l+Vl+4Cp/K Κ l*Vl + 4 D ? / K V K M ( M - I )
l / K M 2M-i \/M-I M-l RC
D 2 VM-I
buck- V 2
boost M
buck - D
VK
RC
1/K MVK
boost
VK
G g
V Ç g Gog i + s / ^ , C V c J a - C d
0 | + s / î J -
P E S C 77 R E C O R D - 5 1
bounauiy between the two conduction modes them will operate in the discontinuous conduction mode
for a portion of the duty ratio range. With this, and
κ or R = Rcrit (88) the first column in Table II, the dc voltage gain as a
crit
function of duty ratio can be shown as in Fig. 23b for
continuous conduction mode Κ < 4/27, while the corresponding result for continuous
conduction mode is illustrated for comparison purposes
Κ > Κ R < R . _ (89) in Fig. 23a for Κ > 1.
crit or crit
a) c o n t i n u o u s conduction b) discontinuous conduction
open-loop c o n s i d e r a t i o n c l o s e d - loop c o n s i d e r a t i o n
converter
type
Tig. 23. Comparison of the dc voltage gain chahacten.-
Kcrit (D) RcritlD.R, Kcrit (M) Rcrit(M,Rnom) istics in the two conduction modes fon. the
common conveniens of Tig. 1.
buck I - D I - M In Fig. 23b heavy lines designate the region of
actual discontinuous conduction operation, whereas
dotted lines signify that the continuous conduction
mode takes over and the dc gain characteristics begin
boost D( l-D)
to follow those for the continuous conduction mode
D(l-D) 2
M-l
(see for comparison Fig. 8 ) . From Fig. 23b it is also
evident that in the buck and the buck-boost converter,
buck- «\nom
boost d - D f (M + l f R n o m the transition between the two conduction modes occurs
; I - D I 2
(ΜΗ only once at higher duty ratio D, and not also at the
lower end as it does in the boost converter. There
TABLE V. Vetenmination of the boundary between the two fore during initial start-up of the converter, when the
conduction modes, expressed fon. open-teop as duty ratio changes from zero to the value required by
well as fon. ctosed-loop considerations. the steady-state gain M, the two converters (buck and
buck-boost) can be designed to stay in the discontinuous
In Table V nominal resistance R is a design para- conduction mode only, even in this transitional period.
nom
meter defined by
We now present another viewpoint, which in an inter
R = 2Lf (91)
nom s esting pictorial way and a unique frequency interpretation,
illuminates the determination of the converter operating
It has already been demonstrated in Section 3.1 for mode and the basic small switching ripple requirement.
the boost converter that parameter Κ can be chosen Namely, from Fig. 1 it is apparent that the three common
(K > 4/27), such that the converter is always operating converters essentially consist of the single switch S
in the continuous conduction mode regardless of the positioned differently among the source voltage V and
operating point, that is dc duty ratio D, while the three elements, inductance L, capacitance C, and road R.
discontinuous conduction mode can occur only for Κ < 4/27, With only these three elements three different "inherent"
and then only for a portion of the dynamic range of duty frequencies can be defined regardless of the converter
ratio D. The same holds true for the other two conver type. Two of them, ω and ω , termed natural frequencies,
ters, and the following criteria can be set: are defined as
1 1 (92)
a) when Κ > the converter is always in con
2RC /LC
tinuous conduction mode regardless of D.
b) when Κ < discontinuous conduction mode
However, yet another "inherent" frequency can be
can occur,^>ut only for a limited range of
defined by these three elements as
duty ratio D.
R (93)
Parameter I L . is actually the maximum of the duty 3 2L ω S
ratio D dependent function of first column in Table V, The dimensionless parameter Κ, which plays a crucial role
and is for comparison purposes listed in Table VI. in the determination of the conduction mode, can now be
expressed as
buck- f
buck boost boost
Κ = — (94)
4 3 ω
1 1
Km 2.7 Therefore, the position of this new frequency ω with
respect ot the switching frequency f determines the
conduction mode. Hence for R > 1 or ω < f , each of
TABLE VI. Summary of the pahjameten. K , , determining the the three converters will always be in continuous con
Kegion of unconditional continuous conduction duction mode regardless of D. On the other hand,
fon. thn.ee common conveniens of Fig. 1. ω << f and ω << f are requirements for small switching
From Table VI it is obvious that when Κ > 1 any of rïpple. The information contained in the position of
8
the three converters listed will always operate in the these three "inherent" frequencies ω , ω and f with
continuous conduction mode, and when Κ < 4/27 each of respect to the switching frequency f is concisely sum
marized in Fig. 24. The diagram in fig. 24, with the
5 2 - P E S C 77 R E C O R D
I I ρ verter operates in the discontinuous conduction mode
from D - 0 until D = 1-D = 0.72, and the experimental
2
fs f r e q u e n c y scale
J I l_J —ι ι ι ι I»
IkHz io k H z 100kHz
discontinuous
u>4 c o n d u c t ion 2
conti nuous
conduction
which may further facilitate quantitative analysis. Ac trans her hunctlon measurements
6.4 Experimental verification of the transfer properties The duty ratio modulation d to output voltage ν
transfer function G ^ is now measured using the des
Both dc and ac transfer properties have been exper cribing function measurement technique [llj and results
imentally verified on a circuit breadboard of the buck- are shown in Fig. 26.
boost converter shown in Fig. 12c. Because of lack of
space, only cursory experimental verification is included
here.
test buck-boost converter with the following switching switching ripple and to reduce the ringing effect in the
components: transistor 2N2880 and diode TRW SVD 100-6. D T interval. Hence for L « 3.5mH, C 12yF, R « 220Ω,
3
35
P E S C 77 R E C O R D - 5 3
The measurements were repeated for several operating The inclusion of the canonical circuit model (Fig.
points in the discontinuous conduction region, namely, for 22) and an appropriate model for the modulator stage (96)
D « 0.1, 0.2, 0.3, and 0,4 but the single pole at f , as into the switching regulator (Fig. 27) results in a com
predicted, did not move. plete circuit model of a switching regulator in the dis
continuous conduction mode, as shown in Fig. 28.
The experimental measurements therefore have con
firmed the high degree of accuracy of the canonical cir
cuit model (Fig. 22) for the discontinuous conduction
mode of operation.
54-PESC 77 RECORD
disappear. This once again demonstrates how powerful Again by using element definitions from Table III
these converter equivalent circuit models are, since any in (106) we get for all three converters
of such additional effects can be directly included in
R / _ M\2 2
We now investigate in more detail the important which correctly predicts the open-loop low-frequency
input properties of the circuit model in Fig. 28· input resistance to be positive.
7.2 Input properties of switching regulators in From these results and the corresponding one for
discontinuous conduction mode continuous conduction mode [l], it follows that the closed-
loop low-frequency input resistance R is given by (104)
As seen in (100) the input impedance is also regardieSS of the conduction mode type and switching
dependent on the input quantities j , r^, and g^. In converter type (buck, boost, or buck-boost). The same is
addition the input duty ratio dependent current gener <also true for the open-loop low-frequency input resis
ator j is now responsible for the negative input impe
1 tance Ri n given by (107).
dance at low frequencies. Indeed, if j. • 0, and since
at low frequencies T-*», the input resistance R would Hence, this section has confirmed that the canonical
appear to be positive, in obvious conflict witn the circuit model for discontinuous conduction mode (Fig. 28)
actual physical requirement. properly models the regulator input properties (closed-
loop input impedance) in much the same way as the canon
Let us now verify this for the discontinuous con ical circuit model for continuous conduction mode [l,2]
duction mode, and consider first the limiting case of did, through the presence of duty ratio dependent cur
(100) for high loop gain T-**> (at low frequencies) rent generators at the input of the converter model.
The immediate consequence of this is that the regulator
circuit model (Fig. 28) is a complete, circuit model which
(101) represents all essential properties; input, output and
"vd transfer properties.
From the circuit model in Fig. 28 the converter open-loop
transfer functions G and G . are easily found as 8
vg CONCLUSIONS
PESC 77 RECORD-55
Finally, the model of the switching-mode KcgulatOK [l2] Slobodan Cuk and R. D. Middlebrook, "A New Optimum
operating in the discontinuous conduction mode is ob Topology Switching Dc-to-Dc Converter," IEEE Power
tained in Section 7, and important input properties Electronics Specialists Conference, Palo Alto, Calif.,
(both open- and closed-loop) are thoroughly analyzed. June 14-16, 1977.
[13] Slobodan Cuk and R. D. Middlebrook, "Coupled-Inductor
The outlined method is general and dUiectiy appli and Other Extensions of a New Optimum Topology
cable to investigation of the discontinuous conduction Switching Dc-to-Dc Converter, "IEEE Industry Appli
mode in more complex switching converter structures,
cations Society Annual Meeting, Los Angeles, Calif.,
such as those described in [12,13], involving more than
a single inductor. Oct. 2-6, 1977.
REFERENCES APPENDIX A
J
where
[8] F. C. Lee, Y. Yu, and J. E. Triner. "Modelling of
Switching Regulator Power Stages with and without B (t) - e άτ i - 1,2,3 (Α. 4)
±
Zero-inductor Current Dwell Time," IEEE Power
ο
Electronics Specialists Conference, 1976 Record,
pp. 62-72, (IEEE Publication 76 CH 1084-3AES). Use of boundary conditions (A.2) in (A.3) gives
[9] A. Capel, J. G. Ferrante, and R. Prajoux, "Dynamic
Behavior and Ζ Transform Stability Analysis for 33-3*.
3 W e . W e A d T
e e x (0) +
DC/DC Regulators with a Nonlinear PWM Controlled *3<V 1
5 6 - P E S C 77 R E C O R D
into (Α.4) and (Α.5), and after retention of only first- a) S i on ySz off : b) S | on , S 2 on :
order terms (linear in T ) , (A.5) reduces to g L, L 2
x ( T ) = (I+d A +d A +d A )x (0) + (
3 s 1 1 2 2 3 3 1
d
1
b
1
+
d 2
b
2 + d
3 3 b ) v
g ( A
' 7)
A = A d l x + d A + d A
2 2 3 3 Λ cl S i off , S 2 on
χ = Ax + bv where (A. 8)
g b Ä d i b i + d b 2 2 + d b 3 3
'• •') L, L 2
ι—«ΊΠΓ»—/~W^
It remains, finally, to characterize the state-
space averaging step for the generalized switching con
verter with η structural changes within each switching
period, namely, one described by
1 1 8
' « [ t ^ l
On the other hand if the converter is looked upon
for which the corresponding basic state-space averaged
as consisting of cascaded boost and buck converters and
model is each of them has been modelled separately as a "two-state"
converter as in [2], and their models put together, the
Σ
d
l i
A
a) ^ linear state-space
approximation"*^ averaging step
s 2
dTs
r
~r—
s,1
Si
off
Γ
Off
I F "
|d.d iTs2
P E S C 77 RECORO-57